| Order in the matter of Retro Green Revolution Limited. |
March 17, 2026 |
| Settlement Order in the matter of DDP- Standard Chartered Bank |
March 17, 2026 |
| Certificate No. RC9052 of 2026_ A.P. Nos. 15241 & 15242 of 2026 in respect of Anita Devi Chokhani (PAN: ACWPC0520B) in the matter of Illiquid Stock Options |
March 17, 2026 |
| Prohibitory order – Recovery Certificate No. 1968 of 2019 and 2159 of 2019 issued against Puppala Obul Reddy in the matter of Covidh Technologies Limited |
March 16, 2026 |
| Prohibitory order – Recovery Certificate No. 2330 of 2019 issued against Hari Krishna Yannam in the matter of Clutch Auto Ltd |
March 16, 2026 |
| Prohibitory order – Recovery Certificate No. 2804,2806,2807,2808 and 2809 of 2020 issued against MJVVD Prakash in the matter of Ranklin Solutions Ltd and Vaishnavi Gold Ltd |
March 16, 2026 |
| Prohibitory order – Recovery Certificate No. 3327 of 2021 issued against Anji Reddy Vanga in the matter of Synergy Bizcon. |
March 16, 2026 |
| Prohibitory order – Recovery Certificate No. 1169 of 2017 issued against Sanjay B Tenginkai in the matter of Sai Multi Services. |
March 16, 2026 |
| Prohibitory order – Recovery Certificate No. 549 of 2015 issued against M/s Coimbatore Flavors and Fragrance Ltd in the matter of M/s Coimbatore Flavors and Fragrance Ltd. |
March 16, 2026 |
| Prohibitory order – Recovery Certificate No. 80 of 2014 issued against N Narayanan in the matter of Pyramid Saimira Theatre Ltd. |
March 16, 2026 |
| Prohibitory order – Recovery Certificate No. 3982 of 2021 issued in the matter of Siya Ram Agro Industries &2 Others. |
March 16, 2026 |
| Notice of Demand dated March 16, 2026 issued under RC No. 9066 of 2026 drawn against Paresh Nathalal Chauhan in the matter Timbor Home Limited |
March 16, 2026 |
| Appeal No. 6760 of 2026 filed by Raj Yadav |
March 16, 2026 |
| Settlement Order in the matter of Multiples Private Equity Fund |
March 16, 2026 |
| Appeal No. 6756 of 2026 filed by Shashi Mehrotra |
March 16, 2026 |
| Appeal No. 6755 of 2026 filed by Anonymous |
March 16, 2026 |
| Appeal No. 6762 of 2026 filed by Nitesh Kumar Gupta |
March 16, 2026 |
| Appeal No. 6758 of 2026 filed by Rajat Galav |
March 16, 2026 |
| Appeal No. 6764 of 2026 filed by Geeta Khattar |
March 16, 2026 |
| Appeal No. 6763 of 2026 filed by Geeta Khattar |
March 16, 2026 |
| Appeal No. 6778 of 2026 filed by Bir Bahadur Sahni |
March 16, 2026 |
| Appeal No. 6777 of 2026 filed by Tetari Devi |
March 16, 2026 |
| Appeal No. 6779 of 2026 filed by Kari Sahni |
March 16, 2026 |
| Appeal No. 6780 of 2026 filed by Fulpari Devi |
March 16, 2026 |
| Review of Coverage of Settlement Guarantee Fund for Commodity Derivatives Segment |
March 16, 2026 |
| Certificate No. RC9065 of 2026_ Notice of Demand in respect of Ayusri Health Products Limited (previously known as Sahul India Limited) (PAN: AADCS7349J) in the matter of Illiquid Stock Options |
March 16, 2026 |
| Notice of Demand under Recovery Certificate No. 9064 of 2026 dated March 16, 2026 issued against Rajender Singh Chhatwal (PAN – AKDPS8856M) in the matter of Dealings in Illiquid Stock Options on BSE |
March 16, 2026 |
| Notice of Demand dated March 16, 2026 issued under RC No. 9067 of 2026 drawn against Paresh Nathalal Chauhan in the matter Timbor Home Limited |
March 16, 2026 |
| Prohibitory order – Recovery Certificate No. 1449 of 2018 issued against Manoj Kumar Saraogi in the matter of Shreeyash Industries Ltd (now known as Nutricircle Limited). |
March 16, 2026 |
| Prohibitory order – Recovery Certificate No. 1767 of 2018 issued against Kollenmareth Oomman Isaac in the matter of ABL Biotechnologies Ltd |
March 16, 2026 |
| Prohibitory order – Recovery Certificate No. 1732 of 2018 issued in the matter of V3 Infrastructure and Esates Pvt. Limited. |
March 16, 2026 |
| AUTHORISED OFFICER UNDER SECTION 79(3)(b) OF THE INFORMATION TECHNOLOGY ACT, 2000 |
March 13, 2026 |
| Release of portion of salary from account of Mr Jyotiranjan Panda (PAN: BEAPP0928K), Director for Magnox Infraprojects Limited |
March 13, 2026 |
| Adjudication Order in the matter of Anand Rathi Shares and Stock Brokers Limited |
March 13, 2026 |
| Borrowing by Mutual Funds |
March 13, 2026 |
| Certificate No. RC9063 of 2026_ Notice of Demand in respect of Advent Commosales Private Limited (PAN: AAICA4467G) in the matter of Illiquid Stock Options |
March 13, 2026 |
| Certificate No. RC9062 of 2026_ Notice of Demand in respect of Dwitiya Trading Limited (PAN: AABCB4470B) in the matter of Illiquid Stock Options |
March 13, 2026 |
| Adjudication Order in respect of Shanti Bhutra in the matter of dealings in Illiquid Stock Options on BSE |
March 13, 2026 |
| Order in the matter of Cash Cow Broking and Advisory Solutions |
March 13, 2026 |
| Dr. Sadanand S. Date takes charge as Executive Director, SEBI |
March 13, 2026 |
| Securities Contracts (Regulation) Amendment Rules, 2026 |
March 13, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7370 of 2023 against Mamta Garg (PAN: AGWPG4082A) in the matter of trading in Illiquid Stock Options at BSE. |
March 12, 2026 |
| Certificate No. RC9044 of 2026_ A.P. Nos. 15236 & 15237 of 2026 in respect of Tarkeshwar Kaloya (PAN: DGDPK0047R) in the matter of Illiquid Stock Options |
March 12, 2026 |
| Certificate No. RC9046 of 2026_A.P. Nos. 15234 & 15235 of 2026 in respect of Sheo Kumar Kejriwal HUF (PAN: AAXHS5756C) in the matter of Illiquid Stock Options |
March 12, 2026 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 3313 of 2021 against Deepakkumar Shubhashchandra Mehta in the matter of dealing in Illiquid Stock Options at BSE . |
March 12, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 3313 of 2021 against Deepakkumar Shubhashchandra Mehta in the matter of dealing in Illiquid Stock Options at BSE . |
March 12, 2026 |
| Cancellation of Recovery Certificate No. RC8035 of 2024 in respect of Kamla Devi Bajoria (PAN: ADVPB0868R) in the matter of Illiquid Stock Options |
March 12, 2026 |
| Release Order – Recovery Certificate No. RC8035 of 2024 in respect of Kamla Devi Bajoria (PAN: ADVPB0868R) in the matter of Illiquid Stock Options |
March 12, 2026 |
| Prohibitory order – Recovery Certificate Nos. 1549 of 2018 and 2198 of 2019 issued against Shaik Ameer Basha in the matter of Exelon Infrastructure Ltd. |
March 12, 2026 |
| Prohibitory order – Recovery Certificate No. 2199 of 2019 issued against Nagendra Komera in the matter of Exelon Infrastructure Ltd. |
March 12, 2026 |
| Prohibitory order – Recovery Certificate No. 2225 of 2019 issued against Ravi Chakravarti in the matter of Exelon Infrastructure Ltd. |
March 12, 2026 |
| Prohibitory order – Recovery Certificate No. 2403 of 2019 issued against Padma Singh in the matter of Celestial Biolabs Ltd. |
March 12, 2026 |
| Prohibitory order – Recovery Certificate No. 2411 of 2019 issued against M/s Rajesh Services Centre (Sole Proprietor: R Dhanalakshmi) in the matter of Edserv Softsystems Ltd. |
March 12, 2026 |
| Prohibitory order – Recovery Certificate No. 2412 of 2019 issued against M/s Krishna Enterprises (Sole Proprietor: K Rajendran) in the matter of Edserv Softsystems Ltd. |
March 12, 2026 |
| Prohibitory order – Recovery Certificate No. 2329 of 2019 issued against Aditya Narayan Singh in the matter of Celestial Biolabs Ltd. |
March 12, 2026 |
| Prohibitory order – Recovery Certificate No. 2454 of 2019 issued against SBS Investments, P Srinivasa Thanga Durai and P Soundravalli in the matter of SBS Investments. |
March 12, 2026 |
| Prohibitory order – Recovery Certificate No. 2474 of 2019 issued against Rabindra Kumar Jena in the matter of Rightmax Technotrade International Ltd. |
March 12, 2026 |
| Prohibitory order – Recovery Certificate No. 2204 of 2019 issued against Veerabhadra Rao Dandamudi in the matter of Exelon Infrastructure Ltd. |
March 12, 2026 |
| Corrigendum to the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2026 |
March 12, 2026 |
| Notice of Attachment of Demat dated 11.03.2026 issued in RC No. 9037 of 2026 against Kirtibhai Chavda (Proprietor Shreesons Enterprise) {PAN: BWXPC9835P} in the matter of Real Capital Services |
March 11, 2026 |
| Notice of Attachment of Bank/Locker dated 11.03.2026 issued in RC No. 9037 of 2026 against Kirtibhai Chavda (Proprietor Shreesons Enterprise) {PAN: BWXPC9835P} in the matter of Real Capital Services |
March 11, 2026 |
| Notice of Attachment of Demat dated 11.03.2026 issued in RC No. 9038 of 2026 against Thakrar Diptiben Maheshbhai {PAN: BUCPT0506P} in the matter of Real Capital Services |
March 11, 2026 |
| Notice of Attachment of Bank/Locker dated 11.03.2026 issued in RC No. 9038 of 2026 against Thakrar Diptiben Maheshbhai {PAN: BUCPT0506P} in the matter of Real Capital Services |
March 11, 2026 |
| Ease of Doing Business – Relaxation in certification requirement for Persons Associated with Research Services (PARS) – Sales and other non-core services |
March 11, 2026 |
| Adjudication Order in respect of Amit Jain in the matter of Himalaya Granites Limited. |
March 11, 2026 |
| Appeal No. 6757 of 2026 filed by Amit Kumar |
March 11, 2026 |
| Notice of Attachment of Demat dated 11.03.2026 issued in RC No. 9035 of 2026 against Kirtibhai Chavda (Proprietor Shreesons Enterprise) {PAN: BWXPC9835P} in the matter of Real Capital Services |
March 11, 2026 |
| Appeal No. 6761 of 2026 filed by Pavithra |
March 11, 2026 |
| Appeal No. 6759 of 2026 filed by Sandeep |
March 11, 2026 |
| Appeal No. 6765 of 2026 filed by Shilpi Saxena |
March 11, 2026 |
| Appeal No. 6766 of 2026 filed by Shilpi Saxena |
March 11, 2026 |
| Appeal No. 6767 of 2026 filed by Shilpi Saxena |
March 11, 2026 |
| Adjudication Order in respect of Maa Mahamaya Rolling Mill Pvt. Ltd. in the matter of Illiquid Stock Options at BSE |
March 11, 2026 |
| Adjudication Order in the matter of IM Capital Limited |
March 11, 2026 |
| Notice of Attachment of Bank/Locker dated 11.03.2026 issued in RC No. 9036 of 2026 against Thakrar Diptiben Maheshbhai {PAN: BUCPT0506P} in the matter of Real Capital Services |
March 11, 2026 |
| Notice of Demand dated 11.03.2026 issued under RC No. 9061 of 2026 against Hasina Kasambhai Shekh [PAN: BFHPS4813N] in the matter of dealing in Illiquid Stock Options on BSE. |
March 11, 2026 |
| Notice of Attachment of Bank/Locker dated 11.03.2026 issued in RC No. 9035 of 2026 against Kirtibhai Chavda (Proprietor Shreesons Enterprise) {PAN: BWXPC9835P} in the matter of Real Capital Services |
March 11, 2026 |
| Notice of Attachment of Demat dated 11.03.2026 issued in RC No. 9036 of 2026 against Thakrar Diptiben Maheshbhai {PAN: BUCPT0506P} in the matter of Real Capital Services |
March 11, 2026 |
| Adjudication Order in the matter of Blue Coast Hotels Limited |
March 11, 2026 |
| Ease of doing business – Roll out of NISM certification module for Persons Associated with Research Services – Sales and other non-core services |
March 11, 2026 |
| Release Order – Uttam Dealers Pvt. Ltd. (PAN: AABCU1506F) in the matter of Illiquid Stock Options |
March 11, 2026 |
| Completion of Recovery Certificate – Uttam Dealers Pvt. Ltd. (PAN: AABCU1506F) in the matter of Illiquid Stock Options |
March 11, 2026 |
| Adjudication Order in the matter of IM+ Capital Limited |
March 11, 2026 |
| Notice of Demand under Recovery Certificate number 9060 of 2026 dated March 10, 2026 issued to M/s. Geoshine Mines 2 Metals Limited PAN: AABCB5955D, Chhotelal Shukla PAN: CLJPS2300B, Shivanand Mishra PAN: AJHPM9388B, Deena Nath Maurya PAN: BJJPM1012K and Vishwa Bandhu Vashistha PAN: ADFPV9924N [Defaulters] in the matter of Geoshine Mines 2 Metals Limited: under Recovery Certificate No. 9060 of 2026. |
March 10, 2026 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 4498 of 2022 against Vaishali Natvarlal Thakkar in the matter of SMS Techsoft (India) Ltd. |
March 10, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4498 of 2022 against Vaishali Natvarlal Thakkar in the matter of SMS Techsoft (India) Ltd. |
March 10, 2026 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 6113 of 2022 against Mr. Dhruv Agrawal & Ms. Nishi Agrawal in the matter of Manpasand Beverages Limited. |
March 10, 2026 |
| Completion of Recovery Certificate No. 8587 of 2025 dated January 24, 2025 issued to SAROJ BAID [Defaulter] PAN: AHTPB7233L in the matter of Trading in Illiquid Stock Options on BSE. |
March 10, 2026 |
| Notice of Attachment dated March 10,2026 – RC no 4398 of 2021 issued against CAT Technologies Limited in the matter of GDR issue of CAT Technologies Limited. |
March 10, 2026 |
| Notice of Attachment dated March 10,2026 – RC no 4397 of 2021 issued against Kesava Mallikarjuna Prasad Chivukula in the matter of GDR issue of CAT Technologies Limited. |
March 10, 2026 |
| Notice of Attachment dated March 10,2026 – RC no 6712 of 2023 issued against Dinesh Raja Punniamurthy in the matter of Securekloud Technologies Limited. |
March 10, 2026 |
| Notice of Attachment dated March 10,2026 – RC no 6710 of 2023 issued against S Ravi Chandran in the matter of Securekloud Technologies Limited. |
March 10, 2026 |
| Notice of Attachment dated March 10,2026 – RC no 6714 of 2023 issued against R Thyagarajan in the matter of Securekloud Technologies Limited. |
March 10, 2026 |
| Notice of Attachment dated March 10,2026 – RC no 6713 of 2023 issued against Babita Singaram in the matter of Securekloud Technologies Limited. |
March 10, 2026 |
| Notice of Attachment dated March 10,2026 – RC no 6715 of 2023 issued against G Sri Vignesh in the matter of Securekloud Technologies Limited. |
March 10, 2026 |
| Notice of Attachment dated March 10,2026 – RC no 8708 of 2025 issued against Gurumurthi Jayaraman in the matter of Securekloud Technologies Limited. |
March 10, 2026 |
| Notice of Attachment dated March 10,2026 – RC no 8709 of 2025 issued against R S Ramani in the matter of Securekloud Technologies Limited. |
March 10, 2026 |
| Notice of Attachment dated March 10,2026 – RC no 8710 of 2025 issued against Venkatachari Suresh in the matter of Securekloud Technologies Limited. |
March 10, 2026 |
| Notice of Attachment dated March 10,2026 – RC no 8711 of 2025 issued against Securekloud Technologies Ltd formerly known as 8Kmiles Software Services Ltd in the matter of Securekloud Technologies Limited. |
March 10, 2026 |
| Adjudication Order in respect of Anupama Agarwal in the matter of dealings in Illiquid Stock Options on BSE |
March 9, 2026 |
| Notice(s) of Attachment dated March 09, 2026 issued under RC No. 9029 of 2026 drawn against Rajnikant Nathalal Kananni (HUF) in the matter of dealing in Illiquid Stock Options at BSE |
March 9, 2026 |
| Adjudication Order in respect of Ratan Kumar Sikaria HUF in the matter of dealings in Illiquid Stock Options on BSE |
March 9, 2026 |
| Adjudication Order in respect of Anita Jhajharia in the matter of dealings in Illiquid Stock Options on BSE |
March 9, 2026 |
| Adjudication Order in respect of Mrs. Rukmani Devi Poddar in the matter of dealings in Illiquid Stock Options on BSE |
March 9, 2026 |
| Settlement Order in the matter of settlement applications filed under the Venture Capital Funds Settlement Scheme, 2025 |
March 9, 2026 |
| Notice of Demand under Recovery Certificate number 9056 of 2026 dated March 09, 2026 issued to Akhter Aziz Siddiqi [Defaulter] PAN: AIDPS0636F in the matter of Fedders Electric & Engineering Limited: under Recovery Certificate No. 9056 of 2026. |
March 9, 2026 |
| Notice of Demand dated March 09, 2026 issued under RC No. 9057 of 2026 drawn against Prijesh A. Kurani, Ashish P. Shah and Nishil K. Malde in the matter of Svarnim Trade Udyog Limited. |
March 9, 2026 |
| Adjudication Order in respect of Akash in the matter of dealings in Illiquid Stock Options on BSE |
March 9, 2026 |
| Notice of Demand under Recovery Certificate number 9059 of 2026 dated March 09, 2026 issued to Mr. Naresh Pal (Proprietor of Equity Mantra) [Defaulter] PAN: DPDPP1122R in the matter of Unregistered Investment Advisory Services by Equity Mantra (Proprietor: Mr. Naresh Pal): under Recovery Certificate No. 9059 of 2026. |
March 9, 2026 |
| Notice of Demand under Recovery Certificate number 9058 of 2026 dated March 09, 2026 issued to Mr. Naresh Pal (Proprietor of Equity Mantra) [Defaulter] PAN: DPDPP1122R in the matter of Unregistered Investment Advisory Services by Equity Mantra (Proprietor: Mr. Naresh Pal): under Recovery Certificate No. 9058 of 2026. |
March 9, 2026 |
| Corrigendum to the Exemption order in the matter of Hardcastle and Waud Manufacturing Ltd. |
March 9, 2026 |
| Introduction of Voluntary Lock-in / Debit freeze facility to Mutual Fund folios |
March 6, 2026 |
| Prohibitory order – Recovery Certificate Nos. 2826 of 2020 and 2827 of 2020 issued against K.S Chakravarthi in the matter of Ranklin Solutions Ltd. |
March 6, 2026 |
| Prohibitory order – Recovery Certificate Nos. 2829 of 2020 and 2830 of 2020 issued against Ranklin Solutions Ltd in the matter of Ranklin Solutions Ltd. |
March 6, 2026 |
| Prohibitory order – Recovery Certificate No. 2991 of 2020 issued against M/s. Mundi Enterprise Ltd in the matter of Ybrant Digital Limited (Lycos Internet Ltd). |
March 6, 2026 |
| Prohibitory order – Recovery Certificate No. 2874 of 2020 issued against Gayatri Nadupalli in the matter of Sankhya Infotech Limited. |
March 6, 2026 |
| Prohibitory order – Recovery Certificate No. 3202 of 2021 issued against Vijayraj Surana in the matter of M/s. Surana Corporation Ltd. |
March 6, 2026 |
| Prohibitory order – Recovery Certificate No. 2824 of 2020 issued against Vaishnavi Gold Limited in the matter of Vaishnavi Gold Limited. |
March 6, 2026 |
| Prohibitory order – Recovery Certificate Nos. 2813 of 2020 and 2814 of 2020 issued against P Venkateswara Rao in the matter of Ranklin Solutions Ltd. |
March 6, 2026 |
| Prohibitory order – Recovery Certificate No. 2811 of 2020 and 2812 of 2020 issued against JVV Raghava Kumar in the matter of Ranklin Solutions Ltd. |
March 6, 2026 |
| Prohibitory order – Recovery Certificate Nos. 2831, 2832 and 2833 of 2020 issued against M Jyotsana Lakshmi in the matter of Ranklin Solutions Ltd and Vaishnavi Gold Ltd. |
March 6, 2026 |
| Prohibitory order – Recovery Certificate Nos. 2851 of 2020 and 2852 of 2020 issued against M Satish Kumar in the matter of Ranklin Solutions Ltd. |
March 6, 2026 |
| Prohibitory order – Recovery Certificate No. 2995 of 2020 issued against Redmond Investments Ltd in the matter of Ybrant Digital Limited (Lycos Internet Ltd.). |
March 6, 2026 |
| Prohibitory order – Recovery Certificate No. 2885 of 2020 issued against Lars Walan in the matter of Astrazeneca Pharma India Ltd. |
March 6, 2026 |
| Certificate No. RC9055 of 2026_ Notice of Demand in respect of Vishal Patodia (PAN: AFGPP1359C) in the matter of Illiquid Stock Options |
March 5, 2026 |
| Certificate No. RC9054 of 2026_ Notice of Demand in respect of Anil Bajaj HUF (PAN: AAMHA1069B) in the matter of Illiquid Stock Options |
March 5, 2026 |
| Settlement Order in the matter of Zuari Agro Chemicals Limited. |
March 5, 2026 |
| Adjudication order in respect of Gita Devi Agarwal in the matter of dealings in Illiquid Stock Options on BSE |
March 5, 2026 |
| Adjudication Order in respect of Ravi Himmatramka and Sons HUF in the matter of dealings in Illiquid Stock Options on BSE |
March 5, 2026 |
| Appeal No. 6741 of 2026 filed by Indu Devi Gutgutia |
March 5, 2026 |
| Appeal No. 6742 of 2026 filed by Ramswaroop Chourasia |
March 5, 2026 |
| Appeal No. 6743 of 2026 filed by Nikhilkumar Dharmaram Chaudhary |
March 5, 2026 |
| Appeal No. 6734, 6735, 6736, 6737 & 6738 of 2026 filed by Sundaresan |
March 5, 2026 |
| Appeal No. 6749 of 2026 filed by Badri Prasad Singh |
March 5, 2026 |
| Appeal No. 6750 of 2026 filed by Kimsuk K. Sinha |
March 5, 2026 |
| Appeal No. 6751 of 2026 filed by Dibakar Sarkar |
March 5, 2026 |
| Appeal No. 6752 of 2026 filed by Nitin Goel |
March 5, 2026 |
| Appeal No. 6753 of 2026 filed by Hari Prasad S |
March 5, 2026 |
| Appeal No. 6754 of 2026 filed by Peeyush Nigam |
March 5, 2026 |
| Release Order – Vinod V Sable (Defaulter) (PAN-BUQPS6087Q) RC No-8957 in the matter of Svarnim Trade Udyog Ltd |
March 5, 2026 |
| Appeal No. 6739 of 2026 filed by Jameskutty Joseph |
March 5, 2026 |
| Appeal No. 6748 of 2026 filed by Ajay Basudev Bose |
March 5, 2026 |
| Appeal No. 6747 of 2026 filed by Ajay Basudev Bose |
March 5, 2026 |
| Appeal No. 6745 & 6746 of 2026 filed by Ajay Basudev Bose |
March 5, 2026 |
| Appeal No. 6744 of 2026 filed by Ajay Basudev Bose |
March 5, 2026 |
| Appeal No. 6740 of 2026 filed by Prakash Kundu |
March 5, 2026 |
| Regulatory Reporting by AIFs |
March 4, 2026 |
| Settlement Order in the matter of Nexus Select Mall Management Private Limited. |
March 4, 2026 |
| Guidelines for Custodians |
March 4, 2026 |
| Adjudication Order in respect of Jitendra Hansraj Vithalani in the matter of dealings in Illiquid Stock Options on BSE |
March 4, 2026 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 5552 of 2022 against Mr. S Rajaganesh in the matter of SMS Techsoft (India) Ltd. |
March 2, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 5552 of 2022 against Mr. S Rajaganesh in the matter of SMS Techsoft (India) Ltd. |
March 2, 2026 |
| Adjudication Order in the matter of financial mis-statements of Coffee Day Enterprises Limited |
March 2, 2026 |
| Appeal No. 6731 of 2026 filed by Ankurbhai Kamleshbhai Shah |
March 2, 2026 |
| Appeal No. 6732 of 2026 filed by Parivesh Shukla |
March 2, 2026 |
| Prohibitory order – Recovery Certificate No. 4691 of 2022 issued against Ravi Suryanarayana in the matter of Venus Power Ventures (India) Ltd. |
March 2, 2026 |
| Modification of Notice of Attachment– RC no 4355 of 2021 issued against Venmax Drugs and Pharmaceuticals Limited. |
March 2, 2026 |
| Prohibitory order – Recovery Certificate No. 3276 of 2021 issued against Way2Gains and its Proprietor Mr. Rajeev Kumar Tiwari in the matter of Way2Gains, Capital Mirror and Astro Capital Solutions. |
March 2, 2026 |
| Modification of General Remittance Order– RC no 4355 of 2021 issued against Venmax Drugs and Pharmaceuticals Limited. |
March 2, 2026 |
| Prohibitory order – Recovery Certificate No. 3278 of 2021 issued against Astro Capital Solutions and its Proprietor Mr. Ankit Kumar Upadhayay in the matter of Way2Gains, Capital Mirror and Astro Capital Solutions. |
March 2, 2026 |
| Prohibitory order – Recovery Certificate No. 3277 of 2021 issued against Capital Mirror and its Proprietor Mr. Saurabh Samir in the matter of Way2Gains, Capital Mirror and Astro Capital Solutions. |
March 2, 2026 |
| Prohibitory order – Recovery Certificate No. 3614 of 2021 issued against Sudarshan Venkatraman in the matter of M/s. Zylog Systems Ltd. |
March 2, 2026 |
| Prohibitory order – Recovery Certificate No. 3613 of 2021 issued against M/s. Sthithi Insurance Services Pvt Ltd in the matter of M/s. Zylog Systems Ltd. |
March 2, 2026 |
| Prohibitory order – Recovery Certificate No. 3860 of 2021 issued against Mosto Systems in the matter of Dhyana Finstock Limited. |
March 2, 2026 |
| Prohibitory order – Recovery Certificate No. 4436 of 2022 issued against SMS Techsoft (India) Limited in the matter of Sharepro Services India Pvt Ltd. |
March 2, 2026 |
| Prohibitory order – Recovery Certificate No. 4593 of 2022 issued against Mr. Mohd. Tanveer Ahmed and Sunny Gupta in the matter of M/s. Stock Indication. |
March 2, 2026 |
| Prohibitory order – Recovery Certificate No. 4355 of 2021 issued against Venmax Drugs and Pharmaceuticals Limited. |
March 2, 2026 |
| SEBI Order for Compliance – Completion Certificate for Recovery Certificate No. 7930 of 2024 against Restock Research, Proprietor Raj Kumar Kushwah (PAN: BWZPK7725C) in the matter of Restock Research |
February 27, 2026 |
| Notice of Demand under Recovery Certificate number 9053 of 2026 dated February 27, 2026 issued to Prerna Sharma – Research Analyst [Defaulter] (PAN: BJEPS7547A) in the matter of Prerna Sharma – Research Analyst : under Recovery Certificate No. 9053 of 2026. |
February 27, 2026 |
| Revised Norms for appointment of an independent third-party reviewer/ certifier for green debt security |
February 27, 2026 |
| SEBI Order for Compliance – Completion Certificate for Recovery Certificate No. 6648 of 2023 against Sadanand Prayag Mishra (PAN: AFVPM2400E) in the matter of Shreekrishna Biotech Limited |
February 27, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 6648 of 2023 against Sadanand Prayag Mishra (PAN: AFVPM2400E) in the matter of Shreekrishna Biotech Limited in respect of Bank accounts, Demat accounts and Mutual Fund folios |
February 27, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7930 of 2024 against Restock Research, Proprietor Raj Kumar Kushwah (PAN: BWZPK7725C) in the matter of Restock Research in respect of Bank accounts, Demat accounts and Mutual Fund folios |
February 27, 2026 |
| Release Order – Vikas Lifecare Limited [Defaulter] PAN: AADCA5571A in the matter of Vikas Lifecare Limited. Certificate No. 8713 of 2025. |
February 27, 2026 |
| Completion of Recovery Certificate No. 8713 of 2025 dated April 25, 2025 issued to Vikas Lifecare Limited [Defaulter] PAN: AADCA5571A in the matter of Vikas Lifecare Limited. |
February 27, 2026 |
| Order in the matter of Arcotech Ltd. |
February 27, 2026 |
| Order in the matter of Mediaone Global Entertainment Ltd. |
February 27, 2026 |
| Categorization and Rationalization of Mutual Fund Schemes |
February 26, 2026 |
| Certificate No. RC9016 of 2026_ A.P. Nos. 15180 & 15181 of 2026 in respect of Lalita Chowdhary (PAN: ACOPC0249F) in the matter of Illiquid Stock Options |
February 26, 2026 |
| Certificate No. RC9051 of 2026_ Notice of Demand in respect of Vineeta Kabra (PAN: ABNPL7384C) in the matter of Illiquid Stock Options |
February 26, 2026 |
| Ease of Doing Investment (EoDI)- Disclosure of registered name and registration number by SEBI regulated entities and their agents on Social Media Platforms (SMPs) |
February 26, 2026 |
| Release Order – Recovery Certificate No. RC7006 of 2023 against Carnation Industries Ltd. (PAN: AABCC0379E) in the matter of Carnation Industries Ltd |
February 26, 2026 |
| Completion of Recovery Certificate No. 8436 of 2024 dated December 10, 2024 issued to Nidhi Singh [Defaulter] PAN: CPWPS7287E in the matter of Trading in Illiquid Stock Options on BSE. |
February 26, 2026 |
| Release Order – Recovery Certificate No. RC6839 of 2023 against Niraj Damani (PAN: AMMPD2651G) in the matter of Illiquid Stock Options at BSE |
February 26, 2026 |
| Appeal No. 6724, 6725, 6726 , 6727 & 6728 of 2026 filed by Harbans Singh Sahni |
February 26, 2026 |
| Appeal No. 6723 of 2026 filed by Rajesh Kumar Mittal |
February 26, 2026 |
| Appeal No. 6730 of 2026 filed by Ankurbhai Kamleshbhai Shah |
February 26, 2026 |
| Appeal No. 6729 of 2026 filed by Vivek Tripathi |
February 26, 2026 |
| Appeal No. 6733 of 2026 filed by Singamsetty Sandeep |
February 26, 2026 |
| Certificate No. RC9012 of 2026_ A.P. Nos. 15176 & 15177 of 2026 in respect of Shiw Mohan Jaiswal (PAN: ADSPJ7624G) in the matter of Illiquid Stock Options |
February 26, 2026 |
| Certificate No. RC9007 of 2026_ A.P. Nos. 15182 & 15183 of 2026 in respect of Nimisha Hemani (PAN: ABFPH7961K) in the matter of Illiquid Stock Options |
February 26, 2026 |
| Exemption order in the matter of Hardcastle and Waud Manufacturing Ltd. |
February 26, 2026 |
| Appeal No. 6722 of 2026 filed by Aadesh Motla |
February 26, 2026 |
| Valuation of physical Gold and Silver held by mutual fund schemes |
February 26, 2026 |
| Appeal No. 6721 of 2026 filed by Kashinath |
February 26, 2026 |
| Release Order – Nidhi Singh [Defaulter] PAN: CPWPS7287E in the matter of Trading in Illiquid Stock Options on BSE. Certificate No. 8436 of 2024. |
February 26, 2026 |
| Appeal No. 6720 of 2026 filed by Amisha Baghel |
February 26, 2026 |
| Completion of Recovery Certificate No. RC6839 of 2023 against Niraj Damani (PAN: AMMPD2651G) in the matter of Illiquid Stock Options at BSE |
February 26, 2026 |
| Certificate No. RC9052 of 2026_ Notice of Demand in respect of Anita Devi Chokhani (PAN: ACWPC0520B) in the matter of Illiquid Stock Options |
February 26, 2026 |
| Completion of Recovery Certificate No. RC7006 of 2023 against Carnation Industries Ltd. (PAN: AABCC0379E) in the matter of Carnation Industries Ltd |
February 26, 2026 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Gujarat Themis Biosyn Limited |
February 26, 2026 |
| Certificate No. RC9024 of 2026_A.P. Nos. 15178 & 15179 of 2026 in respect of Subhas Chandra Agarwala (PAN: AFLPA1319L) in the matter of Illiquid Stock Options |
February 26, 2026 |
| Caution to Investors on Stock Market Scams through Account Handling Services |
February 26, 2026 |
| Caution to the Public regarding fake STT notices |
February 26, 2026 |
| Adjudication Order in respect of Goldenmaple Commodities Private Limited in the matter of dealings in Illiquid Stock Options on BSE |
February 26, 2026 |
| Adjudication Order in respect of Tarang Stock Broking Services Private Limited in the matter of dealings in Illiquid Stock Options on BSE |
February 26, 2026 |
| Notice of Demand under Recovery Certificate number 9050 of 2026 dated February 25, 2026 issued to Mr. Ajay Kumar Chaddha [Defaulter] PAN: AUGPC0559C in the matter of unregistered investment advisory services by Mr. Ajay Kumar Chaddha: under Recovery Certificate No. 9050 of 2026. |
February 25, 2026 |
| Notice of Attachment dated Feb 25,2026 – RC no 4396 of 2021 issued against Dhaduvai Venkatram in the matter of GDR issue of CAT Technologies Limited |
February 25, 2026 |
| General Remittance Order dated Feb 25,2026 – RC no 1969 of 2019 issued against Kontala Krishnaveni (PAN: BWKPK4464K) in the matter of Covidh Technologies Limited |
February 25, 2026 |
| General Remittance Order dated Feb 25,2026 – RC no 2815 of 2020 issued against N Parvatavardhani (PAN: ABFPN1326G) in the matter of Sankhya Infotech Limited |
February 25, 2026 |
| General Remittance Order dated Feb 25,2026 – RC no 2992 of 2020 issued against PROBUS CAPITAL LTD (PAN: AAECP5806E) in the matter of YBRANT DIGITAL LIMITED (LYCOS INTERNET LTD) |
February 25, 2026 |
| General Remittance Order dated Feb 25,2026 – RC no 4774 of 2022 issued against Veerbhadra Rao Danadamudi (PAN: ABVPD6656R) in the matter of Venus Power Ventures (India) Limited |
February 25, 2026 |
| Prohibitory order – Recovery Certificate No. 4692 of 2022 issued against Venkata Sivaram Prasad Raavi (PAN: ADTPR5863J) in the matter of Venus Power Ventures (India) Ltd |
February 25, 2026 |
| Prohibitory order – Recovery Certificate No. 4695 of 2022 issued against Maddikeri Sreenivasulu (PAN: CTYPS9045Q) in the matter of Venus Power Ventures (India) Ltd. |
February 25, 2026 |
| Prohibitory order – Recovery Certificate No. 4697 of 2022 issued against Shyam Sunder Nagla (PAN: AJUPN9153C) in the matter of Venus Power Ventures (India) Ltd. |
February 25, 2026 |
| Prohibitory order – Recovery Certificate No. 4702 of 2022 issued against Srikanth Patchava (PAN: AMIPP2715R) in the matter of Venus Power Ventures (India) Ltd. |
February 25, 2026 |
| Prohibitory order – Recovery Certificate No. 4708 of 2022 issued against Pavan Kumar Babu Konere (PAN: APEPK0161R) in the matter of Venus Power Ventures (India) Ltd. |
February 25, 2026 |
| Prohibitory order – Recovery Certificate No. 5228 of 2022 issued against Ankit Goel (PAN: AUQPG5385A) in the matter of Equity Mania Financial Advisory. |
February 25, 2026 |
| Prohibitory order – Recovery Certificate No. 5394 of 2022 issued against Acropetal Technologies Limited (PAN – AADCA1623M) and Ravi Kumar Doraiswamy (PAN – ACNPK9304L) in the matter of Acropetal Technologies Limited. |
February 25, 2026 |
| Prohibitory order – Recovery Certificate Nos. 2229 of 2019, 4965 of 2022 and 4966 of 2022 issued against Makkena Rama Krishna (PAN: BCKPK1101P) in the matter of Exelon Infrastructure Ltd and Venus Power Ventures (India) Limited. |
February 25, 2026 |
| Notice of Attachment dated Feb 25,2026 – RC no 4391 of 2021 issued against Dhiraj Kumar Jaiswal in the matter of GDR issue of CAT Technologies Limited. |
February 25, 2026 |
| Prohibitory order – Recovery Certificate No. 4693 of 2022 issued against Inaganti Vishnu Sekhar (PAN: AAMPI3761J) in the matter of Venus Power Ventures (India) Ltd. |
February 25, 2026 |
| Notice of Attachment dated Feb 25,2026 – RC no 4395 of 2021 issued against Dinesh Kumar Jaiswal in the matter of GDR issue of CAT Technologies Limited. |
February 25, 2026 |
| Adjudication Order in respect of Ashok Kumar Gupta and Sons HUF in the matter of dealings in Illiquid Stock Options on BSE |
February 24, 2026 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8577 of 2025 against Winway Research Proprietor – Ankur Jain in the matter of Ankur Jain Proprietor – Winway Research. |
February 24, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8512 of 2025 against Priti Rajesh Katira (PAN – ADHPK0999A) in the matter of Trading in Illiquid Stock Options at BSE in respect of Bank accounts, Demat accounts and Mutual Fund folios |
February 24, 2026 |
| SEBI Order for Compliance – Completion Certificate for Recovery Certificate No. 8512 of 2025 against Priti Rajesh Katira (PAN – ADHPK0999A) in the matter of Trading in Illiquid Stock Options at BSE |
February 24, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8512 of 2025 against Priti Rajesh Katira (PAN – ADHPK0999A) in the matter of Trading in Illiquid Stock Options at BSE in respect of Property attached vide Prohibitory Order dated July 21, 2025 |
February 24, 2026 |
| Certificate No. RC9047 of 2026_ Notice of Demand in respect of Vijay Kumar Chaudhary (PAN: AFXPC6574P) in the matter of Illiquid Stock Options |
February 24, 2026 |
| Certificate No. RC9048 of 2026_ Notice of Demand in respect of Manas Taru Roy (PAN: AHEPR6586R) and Binit Agarwal (PAN: AMKPA6931A), jointly & severally, in the matter of Illiquid Stock Options |
February 24, 2026 |
| Certificate No. RC9049 of 2026_ Notice of Demand in respect of Viswaroop Marketing Pvt. Ltd. (PAN: AADCV1815E) in the matter of Illiquid Stock Options |
February 24, 2026 |
| Adjudication Order in the matter of Vishnu Prakash R Punglia Ltd |
February 24, 2026 |
| Amendment in Notice of Demand under Recovery Certificate No. 8606 of 2025 dated 07.02.2025 issued against Pradeep Baijnath Pandya (Pan No. AIIPP0780C) in the matter of CNBC Awaaz. |
February 24, 2026 |
| Adjudication Order in the matter of India Knowledge Manufacturing Fund-I, a scheme of Forum Synergies India Trust |
February 23, 2026 |
| Enquiry Order in respect of Sai Proficient Research Investment Advisory Proprietor Ms. Meeshika Vishwakarma |
February 23, 2026 |
| Certificate No. RC9045 of 2026_ Notice of Demand in respect of Subhranshu Roy HUF (PAN: AAXHS8157D) in the matter of Illiquid Stock Options |
February 23, 2026 |
| Certificate No. RC9046 of 2026_ Notice of Demand in respect of Sheo Kumar Kejriwal HUF (PAN: AAXHS5756C) in the matter of Illiquid Stock Options |
February 23, 2026 |
| Adjudication Order in the matter of ANS Pvt. Ltd |
February 23, 2026 |
| Remittance Advice against : Rahul Kumar [Defaulter] PAN: AULPR4789A in the matter of Wisec Global Limited under Recovery Certificate No. 8520 of 2025. |
February 23, 2026 |
| Settlement Order in the matter of Kalyani Steels Limited |
February 23, 2026 |
| Order in respect of Motisons Shares Limited |
February 23, 2026 |
| Notice of Demand dated 20.02.2026 issued in RC No. 9037 of 2026 against Kirtibhai Chavda (Proprietor Shreesons Enterprise) {PAN: BWXPC9835P} in the matter of Real Capital Services |
February 20, 2026 |
| Notice of Demand dated 20.02.2026 issued in RC No. 9035 of 2026 against Kirtibhai Chavda (Proprietor Shreesons Enterprise) {PAN: BWXPC9835P} in the matter of Real Capital Services |
February 20, 2026 |
| Notice of Demand dated 20.02.2026 issued in RC No. 9036 of 2026 against Thakrar Diptiben Maheshbhai {PAN: BUCPT0506P} in the matter of Real Capital Services |
February 20, 2026 |
| Notice of Demand dated 20.02.2026 issued in RC No. 9038 of 2026 against Thakrar Diptiben Maheshbhai {PAN: BUCPT0506P} in the matter of Real Capital Services |
February 20, 2026 |
| Adjudication Order in respect of Raman Kumar and Sons HUF in the matter of dealings in Illiquid Stock Options on BSE |
February 20, 2026 |
| Completion of Recovery Certificate No. 8978 of 2025 dated December 19, 2025 issued to MEGHA NIBHWANI [Defaulter] PAN: AXPPN4024M in the matter of ISO at BSE-MEGHA NIBHWANI. |
February 20, 2026 |
| Release Order – MEGHA NIBHWANI [Defaulter] PAN: AXPPN4024M in the matter of ISO at BSE-MEGHA NIBHWANI Certificate No. 8978 of 2025. |
February 20, 2026 |
| Settlement Order in the matter of Delphi World Money Limited |
February 20, 2026 |
| Adjudication Order in the matter of Chenthil R Iyer, Investment Adviser |
February 20, 2026 |
| Completion of Recovery Certificate no. 8914 of 2025 dated October 03, 2025 issued to Mr. Manjeet H Gandhi in the matter of Summary Proceedings against the Brokers who Defaulted in payment of Registration Fees |
February 20, 2026 |
| Certificate No. RC9011 of 2026_ A.P. Nos. 15166 & 15167 in respect of Kusum Devi Agarwal (PAN: AFBPA5176P) in the matter of Illiquid Stock Options |
February 20, 2026 |
| Certificate No. RC9008 of 2026_A.P. Nos. 15168 & 15169 of 2026 in respect of Ritu Agarwal (PAN: ACBPC0253E) in the matter of Illiquid Stock Options |
February 20, 2026 |
| Certificate No. RC9044 of 2026_ Notice of Demand in respect of Tarkeshwar Kaloya (PAN: DGDPK0047R) in the matter of Illiquid Stock Options |
February 20, 2026 |
| Notice of Attachment of Bank Accounts and Demat Accounts 15162 & 15163 of 2026 dated February 16, 2026 against Vikas Lifecare Limited (PAN: AADCA5571A) [Defaulter] in the matter of Vikas Lifecare Limited : under Recovery Certificate No. 8713 of 2025 |
February 19, 2026 |
| Release Order – Ram Minerals and Chemicals Ltd. (formerly known as ICVL Chemicals Limited) (PAN:AACCI5978A) and Suresh Aggarwal Kumar (PAN:AARPA4113B) [Defaulters], jointly and severally in the matter of Ram Minerals and Chemicals Ltd. (formerly known as ICVL Chemicals Limited). Certificate No. 5415 of 2022. |
February 19, 2026 |
| Completion of Recovery Certificate No. 5415 of 2022 dated August 22, 2022 issued Ram Minerals and Chemicals Ltd. (formerly known as ICVL Chemicals Limited) (PAN:AACCI5978A) and Suresh Aggarwal Kumar (PAN:AARPA4113B) [Defaulters], jointly and severally in the matter of Ram Minerals and Chemicals Ltd. (formerly known as ICVL Chemicals Limited). . |
February 19, 2026 |
| Remittance Advice against : Shri Hitender Malhotra (PAN:CDUPM8087L) , Unitech Advisors India Private Limited (now known as Auram Asset Management Pvt Ltd) (PAN:AACCC5880D) , Sanjay Chandra (PAN:AACPC5804C) , Ramesh Chandra (PAN:AACPC5805D) and Ajay Chandra (PAN:AACPC5803F) in the matter of Inspection of CIG Realty Fund Scheme I, II and IV under Recovery Certificate No. 8974 of 2025. |
February 19, 2026 |
| Certificate No. RC9040 of 2026_ Notice of Demand in respect of Bajaj Pratisthan Pvt. Ltd. (PAN: AABCB0550E) in the matter of Illiquid Stock Options |
February 18, 2026 |
| Adjudication Order in the matter of Investigation in the Financial Statements of Oriental Trimex Limited |
February 18, 2026 |
| Notice of Demand under Recovery Certificate number 9039 of 2026 dated February 18, 2026 issued to Equity Express Market and Research Services Proprietor – Mr. Rahul Arya (PAN: ANPPA2906H) in the matter of Ms. Equity Express Market and Research Services, Prop. Mr. Rahul Arya: under Recovery Certificate No. 9039 of 2026. |
February 18, 2026 |
| Adjudication Order in respect of Salween Securities Private Limited. in the matter of Illiquid Stock Options at BSE |
February 18, 2026 |
| Adjudication Order in respect of Late Alok Kumar Singhania in the matter of dealings in Illiquid Stock Options on BSE |
February 18, 2026 |
| Certificate No. RC9041 of 2026_ Notice of Demand in respect of Calypso Tieup and Finco Private Limited (PAN: AABCC2133Q) in the matter of Illiquid Stock Options |
February 18, 2026 |
| SEBI Constitutes Working Group to Review ESG Rating Providers (ERPs) Regulatory Framework |
February 18, 2026 |
| Certificate No. RC9042 of 2026_ Notice of Demand in respect of Faithful Cloth Merchants Pvt. Ltd. (PAN: AABCF6670P) in the matter of Illiquid Stock Options |
February 18, 2026 |
| Certificate No. RC9043 of 2026_ Notice of Demand in respect of Amit Shaw (PAN: BEJPS1492A) in the matter of Illiquid Stock Options |
February 18, 2026 |
| Notice of Attachment dated 18.02.2026 issued under RC No. 8948 of 2025 drawn against Rita R Thakkar (PAN: AHEPT9061D) in the matter of ISO at BSE |
February 18, 2026 |
| List of Defaulters in Recovery Certificates pending as of 31.12.2025 that are NOT SEGREGATED as Difficult to Recover as of 31.12.2025 wherein asset and property information may be provided |
February 17, 2026 |
| Prohibitory order – Recovery Certificate No. 5664 of 2022 issued against Eduexel Infotainment Ltd (PAN: AADCT3496R) in the matter of Midvalley Entertainment Limited |
February 17, 2026 |
| Prohibitory order – Recovery Certificate No. 5720 of 2022 issued against Profitsaim and its Proprietor -Syed Ayaz [Defaulter] (PAN: FHCPS5667F) in the matter of Profitsaim and its Proprietor Mr. Syed Ayaz |
February 17, 2026 |
| Prohibitory order – Recovery Certificate No. 6156 of 2022 issued against Sampath Kumar Meesala (PAN: AIIPM9512D) in the matter of Transgene Biotek Limited. |
February 17, 2026 |
| Prohibitory order – Recovery Certificate No. 5490 of 2022 issued against Maars Software International Limited (PAN: AAACM4527H) [“Defaulter”] in the matter of Acropetal Technologies Limited |
February 17, 2026 |
| Prohibitory order – Recovery Certificate No. 5539 of 2022 issued against SMS Techsoft (India) Limited (PAN: AAECA1954G) in the matter of SMS Techsoft (India) Limited |
February 17, 2026 |
| Prohibitory order – Recovery Certificate No. 5537 of 2022 issued against Datuk K Ketheeswaran (PAN: AUZPK2273Q) in the matter of Midvalley Entertainment Limited |
February 17, 2026 |
| Prohibitory order – Recovery Certificate No. 5536 of 2022 issued against K Ramdasan (PAN: AKTPR9734M) in the matter of Midvalley Entertainment Limited |
February 17, 2026 |
| Prohibitory order – Recovery Certificate No. 5535 of 2022 issued against R Chandrasegaran (PAN: AHUPC1432D) in the matter of Midvalley Entertainment Limited |
February 17, 2026 |
| Prohibitory order – Recovery Certificate No. 5534 of 2022 issued against Vasan Chidambaram (PAN: ACEPV8596L) in the matter of Midvalley Entertainment Limited |
February 17, 2026 |
| Prohibitory order – Recovery Certificate No. 5531 of 2022 issued against M Pandiyan (PAN: ARYPP5030A) in the matter of Midvalley Entertainment Limited |
February 17, 2026 |
| Release Order – Mrinal Verma [Defaulter] PAN: ADDPV0274F in the matter of dealing in Illiquid Stocks Options at BSE. Certificate No. 8888 of 2025. |
February 17, 2026 |
| Adjudication Order in respect of Rashidaben Rahimbhai Sanghi in the matter of dealings in Illiquid Stock Options on BSE |
February 17, 2026 |
| Appeal No. 6713 of 2026 filed by Gopal Rathi |
February 17, 2026 |
| Completion of Recovery Certificate No. 8888 of 2025 dated September 02, 2025 issued Mrinal Verma [Defaulter] PAN: ADDPV0274F in the matter of dealing in Illiquid Stocks Options at BSE. |
February 17, 2026 |
| Appeal No. 6704 of 2026 filed by Jignesh Shah |
February 17, 2026 |
| Appeal No. 6719 of 2026 filed by Vikram D Kanara |
February 17, 2026 |
| Appeal No. 6712 of 2026 filed by Alok Awasthi |
February 17, 2026 |
| Appeal No. 6711 of 2026 filed by Ajay Singh |
February 17, 2026 |
| Appeal No. 6716 of 2026 filed by V. A. Ramesh Nathan |
February 17, 2026 |
| Appeal Nos. 6714 & 6715 of 2026 filed by Ajay Singh |
February 17, 2026 |
| Appeal No. 6717 of 2026 filed by Rajat Galav |
February 17, 2026 |
| Appeal No. 6718 of 2026 filed by Rajesh Chillara |
February 17, 2026 |
| Circular on Forms for registration of stock brokers and clearing members |
February 17, 2026 |
| Adjudication Order in respect of Anjali Agarwal in the matter of dealings in Illiquid Stock Options on BSE |
February 17, 2026 |
| Adjudication Order in respect of Ramgopal Agarwal in the matter of dealings in Illiquid Stock Options on BSE |
February 17, 2026 |
| Adjudication Order in respect of Amit Agarwal in the matter of dealings in Illiquid Stock Options on BSE |
February 17, 2026 |
| Certificate No. RC9034 of 2026_ Notice of Demand in respect of Bagdevi Suppliers Private Limited (PAN: AADCB6576A) in the matter of Illiquid Stock Options |
February 16, 2026 |
| Launch of AI-driven calling campaign to promote ‘SEBI Check’ Tool and Validated UPI Handles |
February 13, 2026 |
| Adjudication Order in respect of Shilush Trading Pvt. Ltd. in the matter of dealings in Illiquid Stock Options on BSE |
February 13, 2026 |
| Release Order Demat Accounts of Gaurav Thakur (PAN: AQGPT3320G) in the matter of ISO at BSE. (Certificate No. 8298 of 2024). |
February 13, 2026 |
| Notice of Demand dated February 12, 2026 issued under RC No. 9029 of 2026 drawn against Rajnikant Nathalal Kananni (HUF) in the matter of dealing in Illiquid Stock Options at BSE |
February 12, 2026 |
| Certificate No. RC9031 of 2026_ Notice of Demand in respect of Mountview Barter Pvt. Ltd. (PAN: AAGCM1027L) in the matter of Illiquid Stock Options |
February 12, 2026 |
| Certificate No. RC9030 of 2026_ Notice of Demand in respect of Sanjoy Kumar Gupta & Family (PAN: AAGHS9027R) in the matter of Illiquid Stock Options |
February 12, 2026 |
| Settlement Order in the matter of Share India Capital Services Private Limited |
February 12, 2026 |
| Notice of Demand dated February 12, 2026 issued under RC No. 9032 of 2026 drawn against Shyam Sunder Vyas HUF in the matter of dealing in Illiquid Stock Options at BSE |
February 12, 2026 |
| Adjudication Order in respect of Dinesh Manwani HUF in the matter of dealings in Illiquid Stock Options on BSE |
February 12, 2026 |
| Adjudication order in respect of Late Ms. Malti Devi in the matter of dealings in Illiquid Stock Options at BSE |
February 12, 2026 |
| Adjudication Order in the matter of trading activity in the scrip of ANI Integrated Services Limited |
February 12, 2026 |
| Notice of Demand under Recovery Certificate number 9033 of 2026 dated February 12, 2026 issued to YOGESH JAISWAL HUF (PAN: AAAHY9710K) in the matter of Trading in Illiquid Stock Options at BSE: under Recovery Certificate No. 9033 of 2026. |
February 12, 2026 |
| Completion of Recovery Certificate No. RC944 of 2016 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of Saumya Consultants Limited |
February 12, 2026 |
| Completion of Recovery Certificate No. RC422 of 2014 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of G. K. Consultants Limited |
February 12, 2026 |
| Release Order – Recovery Certificate No. RC739 of 2015 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of Oasis Cine Communications Ltd. |
February 12, 2026 |
| Release Order – Recovery Certificate No. RC741 of 2015 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of M. P. Investment and Consultancy Services Ltd. |
February 12, 2026 |
| Release Order – Recovery Certificate No. RC740 of 2015 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of M/s. Twenty First Century (India) Ltd. |
February 12, 2026 |
| Release Order – Recovery Certificate No. RC742 of 2015 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of Minolta Finance Ltd. |
February 12, 2026 |
| Release Order – Recovery Certificate No. RC743 of 2015 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of Sarang Viniyog Ltd. |
February 12, 2026 |
| Release Order – Recovery Certificate No. RC744 of 2015 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of Sangotri Constructions Ltd. |
February 12, 2026 |
| Release Order – Recovery Certificate No. RC422 of 2014 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of G. K. Consultants Limited |
February 12, 2026 |
| Release Order – Recovery Certificate No. RC738 of 2015 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of M/s. Brahmanand Himghar Ltd. |
February 12, 2026 |
| Release Order – Recovery Certificate No. RC737 of 2015 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of Blue Print Securities Ltd. |
February 12, 2026 |
| Release Order – Recovery Certificate No. RC736 of 2015 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of Limtex Investments Ltd. |
February 12, 2026 |
| Release Order – Recovery Certificate No. RC944 of 2016 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of Saumya Consultants Limited |
February 12, 2026 |
| Settlement Order in respect of SK Finance Limited |
February 12, 2026 |
| Notice of Attachment of Bank Accounts and Demat Accounts 15160 & 15161 of 2026 dated February 12, 2026 against Mrinal Verma (PAN: ADDPV0274F) [Defaulter] in the matter of dealing in Illiquid Stocks Options at BSE : under Recovery Certificate No. 8888 of 2025 |
February 12, 2026 |
| Appeal No. 6706 of 2026 filed by Yogish Sachdeva |
February 11, 2026 |
| Appeal No. 6708 & 6709 of 2026 filed by Purushottam Ram Singhania |
February 11, 2026 |
| Appeal No. 6707 of 2026 filed by Aakash S |
February 11, 2026 |
| CONFIRMATORY ORDER IN THE MATTER OF M/S PATEL WEALTH ADVISORS PRIVATE LIMITED |
February 11, 2026 |
| Appeal No. 6710 of 2026 filed by Meet Chaudhary |
February 11, 2026 |
| Adjudication Order in the matter of Shah Investors Home Limited |
February 11, 2026 |
| Notice of Demand under Recovery Certificate number 9028 of 2026 dated February 11, 2026 issued to SHASHI JAIN (PAN: ACBPJ2127L) in the matter of Illiquid Stock Options at BSE: under Recovery Certificate No. 9028 of 2026. |
February 11, 2026 |
| Exemption Order in the matter of Refex Industries Limited |
February 11, 2026 |
| Exemption Order in the matter of Refex Renewables & Infrastructure Limited |
February 11, 2026 |
| Exemption Order in the matter of Mint Investment Limited |
February 11, 2026 |
| Appeal No. 6705 of 2026 filed by Ankit Kumar Agrawal |
February 11, 2026 |
| Appeal No. 6703 of 2026 filed by Geeta Khattar |
February 11, 2026 |
| General Remittance Order dated February 11, 2026 issued under RC No. 7271 of 2023 drawn against Mahendrabhai Panchal in the matter of audit report of ACL Cotton Industries Limited, Universal Credit and Securities Limited, Mindvision Capital Limited and RFL Limited. |
February 11, 2026 |
| Capacity Planning and Real Time Performance Monitoring framework for Commodity Derivatives Segment of Market Infrastructure Institutions (MIIs) |
February 11, 2026 |
| General Remittance Order dated February 10, 2026 issued under RC No. 8975 of 2025 drawn against Sheela Saha in the matter of dealing in Illiquid Stocks Options at BSE |
February 10, 2026 |
| Completion of Recovery Certificate No. 8382 of 2024 dated November 25, 2024 issued to MAGUS CARS LIMITED [Defaulter] PAN: AAGCM2757D in the matter of ISO at BSE-MAGUS CARS LIMITED. |
February 10, 2026 |
| Notice of Demand under Recovery Certificate number 9025 of 2026 dated February 10, 2026 issued to from Rajiv Kumar Singh, Proprietor of Elite Investment Advisory Services [Defaulter] PAN: BZZPS6587H in the matter of Rajiv Kumar Singh, Proprietor of Elite Investment Advisory Services : under Recovery Certificate No. 9025 of 2026. |
February 10, 2026 |
| Adjudication Order in respect of Parish Kirit Bhai Patel in the matter of dealings in Illiquid Stock Options on BSE |
February 10, 2026 |
| Appeal No. 6700 of 2026 filed by Amit Gangrade |
February 10, 2026 |
| Notice of Demand under Recovery Certificate number 9026 of 2026 dated February 10, 2026 issued to Sachin Jain HUF (PAN:AAPHD8294D) in the matter of dealing in Illiquid Stock Options at BSE: under Recovery Certificate No. 9026 of 2026. |
February 10, 2026 |
| Appeal No. 6701 of 2026 filed by Shakti Raj Singh |
February 10, 2026 |
| Appeal No. 6702 of 2026 filed by Geeta Khattar |
February 10, 2026 |
| Obligations on CRAs while undertaking rating of financial instruments falling under the purview of any other Financial Sector Regulator |
February 10, 2026 |
| Release Order – MAGUS CARS LIMITED [Defaulter] PAN: AAGCM2757D in the matter of ISO at BSE-MAGUS CARS LIMITED. Certificate No. 8382 of 2024. |
February 10, 2026 |
| Adjudication Order in the matter of Cyquator Media Services Private Limited |
February 10, 2026 |
| General Remittance Order dated February 10, 2026 issued under RC No. 8970 of 2025 drawn against M/s Highlight Investment Research (Proprietor: Ms. Shilpa Garg) in the matter of M/s Highlight Investment Research (Proprietor: Ms. Shilpa Garg) |
February 10, 2026 |
| Certificate No. RC9027 of 2026_ Notice of Demand in respect of Nina Nag (PAN: ADXPN7336E) in the matter of Illiquid Stock Options |
February 10, 2026 |
| General Remittance Order – RC-8896 Shivprasad Pattiya & Alkesh Narware in the matter of trading activities of certain group of clients in stock options based out of Betul Indore |
February 9, 2026 |
| Appeal No. 6699 of 2026 filed by Anand Sahu |
February 9, 2026 |
| Appeal No. 6697 of 2026 filed by Rekha Kumari |
February 9, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 2306 of 2019 against Sweta Dilipkumar Soni in the matter of Ushdev International Limited. |
February 9, 2026 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 2306 of 2019 against Sweta Dilipkumar Soni in the matter of Ushdev International Limited. |
February 9, 2026 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 2784 of 2020 against Sanjay Soni in the matter of Shri Global Tradefin Limited. |
February 9, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 2784 of 2020 against Sanjay Soni in the matter of Shri Global Tradefin Limited. |
February 9, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 6817 of 2023 against Shantiben Gangaram Desai in the matter of Parichay Investments Limited. |
February 9, 2026 |
| Appeal No. 6693, 6694, 6695 & 6696 of 2026 filed by Premchand Gupta |
February 9, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 6820 of 2023 against J.M. Soni Consultancy in the matter of Parichay Investments Limited. |
February 9, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 6818 of 2023 against Vaishal Jimish Soni in the matter of Parichay Investments Limited. |
February 9, 2026 |
| Certificate No. RC9023 of 2026_ Notice of Demand in respect of Sohan Lal Dugar (PAN: AGUPD4142J) in the matter of Illiquid Stock Options |
February 9, 2026 |
| Certificate No. RC9017 of 2026_ Notice of Demand in respect of Mukesh Goenka (PAN: AVBPG0964H) in the matter of Illiquid Stock Options |
February 9, 2026 |
| Certificate No. RC9016 of 2026_ Notice of Demand in respect of Lalita Chowdhary (PAN: ACOPC0249F) in the matter of Illiquid Stock Options |
February 9, 2026 |
| Certificate No. RC9019 of 2026_ Notice of Demand in respect of Namrata Choradia (PAN: AVLPC7083R) in the matter of Illiquid Stock Options |
February 9, 2026 |
| Certificate No. RC9018 of 2026_ Notice of Demand in respect of Lalita Devi Sureka (PAN: AJAPS4841C) in the matter of Illiquid Stock Options |
February 9, 2026 |
| Certificate No. RC9020 of 2026_ Notice of Demand in respect of Moti Lal Baid (PAN: ADEPB8535G) in the matter of Illiquid Stock Options |
February 9, 2026 |
| Certificate No. RC9021 of 2026_ Notice of Demand in respect of Raj Kumar Nemani and Sons HUF (PAN: AAHHR0158K) in the matter of Illiquid Stock Options |
February 9, 2026 |
| Certificate No. RC9022 of 2026_ Notice of Demand in respect of Ratan Lal (PAN: ADGPL6812N) in the matter of Illiquid Stock Options |
February 9, 2026 |
| Certificate No. RC9015 of 2026_ Notice of Demand in respect of Ratan Chand Bhurat (PAN: ADPPB9571M) in the matter of Illiquid Stock Options |
February 9, 2026 |
| Certificate No. RC9024 of 2026_ Notice of Demand in respect of Subhas Chandra Agarwala (PAN: AFLPA1319L) in the matter of Illiquid Stock Options |
February 9, 2026 |
| Appeal No. 6698 of 2026 filed by Rajesh Kumar Mittal |
February 9, 2026 |
| Release Order – Kamaljeet Singh [Defaulter] PAN: ANIPK8791P in the matter of trading in Illiquid Stock Options at BSE. Certificate No. 8496 of 2025. |
February 6, 2026 |
| Appeal No. 6692 of 2026 filed by Subhash Chandra Agarwal |
February 6, 2026 |
| Certificate No. RC9013 of 2026_ Notice of Demand in respect of Pramod Kumar Jain (PAN: ACLPJ7469D) in the matter of Illiquid Stock Options |
February 6, 2026 |
| Completion of Recovery Certificate No. 8496 of 2025 dated January 02, 2025 issued Kamaljeet Singh [Defaulter] PAN: ANIPK8791P in the matter of trading in Illiquid Stock Options at BSE. |
February 6, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4152 of 2021 against Sanjay Jethalal Soni in the matter of Timbor Home Limited. |
February 6, 2026 |
| Certificate No. RC9014 of 2026_ Notice of Demand in respect of Kala Suppliers Pvt. Ltd. (PAN: AAECK1933H) in the matter of Illiquid Stock Options |
February 6, 2026 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 4154 of 2021 against Krupa Sanjay Soni in the matter of Timbor Home Limited. |
February 6, 2026 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 4152 of 2021 against Sanjay Jethalal Soni in the matter of Timbor Home Limited. |
February 6, 2026 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 4155 of 2021 against Amul Gagabhai Desai in the matter of Timbor Home Limited. |
February 6, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4155 of 2021 against Amul Gagabhai Desai in the matter of Timbor Home Limited. |
February 6, 2026 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 4156 of 2021 against Mahesh Somabhai Desai in the matter of Timbor Home Limited. |
February 6, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4415 of 2021 against Sanjay Jethalal Soni (HUF) in the matter of Timbor Home Limited. |
February 6, 2026 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 4415 of 2021 against Sanjay Jethalal Soni (HUF) in the matter of Timbor Home Limited. |
February 6, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4658 of 2022 against Amul Gagabhai Desai in the matter of Timbor Home Limited. |
February 6, 2026 |
| Reporting of value of units of Alternative Investment Funds (AIFs) to Depositories |
February 6, 2026 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 2319 of 2019 against Amul Gagabhai Desai in the matter of Ushdev International Limited. |
February 6, 2026 |
| Final order in the matter of unregistered investment advisory by Mr. Madhav Tiwari, Proprietor of Divinecommodity.co. |
February 6, 2026 |
| General Remittance Order – RC-8877_Vishal Lath in the matter of Unregistered Investment Advisory Services and Portfolio Manager Services by Maxx Innovation Growth and Maxx Innovation |
February 6, 2026 |
| General Remittance order – RC-8892_Shivprasad Pattiya in the matter of trading activities of certain group of clients in stock options based out of Betul Indore |
February 6, 2026 |
| General Remittance Order – RC-8893_Alkesh Narware in the matter of trading activities of certain group of clients in stock options based out of Betul Indore |
February 6, 2026 |
| General Remittance Order – RC-8902_Vishal Lath_Vipin Sharma in the matter of Unregistered Investment Advisory Services and Portfolio Manager Services by Maxx Innovation Growth and Maxx Innovation |
February 6, 2026 |
| Notice of Attachment of Bank Accounts dated February 05, 2026 under RC 8979 of 2025 against Kishan S Rao (PAN – ARXPK0976D) in the matter of Manipulation in the matter of Cerebra Integrated Technologies Limited |
February 5, 2026 |
| Notice of Attachment of Demat Accounts and Mutual Fund Folios dated February 05, 2026 under RC 8979 of 2025 against Kishan S Rao (PAN – ARXPK0976D) in the matter of Manipulation in the matter of Cerebra Integrated Technologies Limited |
February 5, 2026 |
| Creation/Invocation of pledge of securities through depository system. |
February 5, 2026 |
| Final Order in the matter of stock recommendation tips in the scrip of Unison Metals Ltd. |
February 5, 2026 |
| Certificate No. RC9012 of 2026_ Notice of Demand in respect of Shiw Mohan Jaiswal (PAN: ADSPJ7624G) in the matter of Illiquid Stock Options |
February 5, 2026 |
| Review of Calendar Spread margin benefit in Single stock derivatives on expiry day |
February 5, 2026 |
| Completion of Recovery Certificate No. RC9005 of 2026 against Middleton Goods Pvt. Ltd. (PAN: AACCM0757H) in the matter of Illiquid Stock Options |
February 5, 2026 |
| Adjudication order in the matter of Ashapura Minechem Limited |
February 5, 2026 |
| Order in the matter of Setco Automotive Limited |
February 5, 2026 |
| Adjudication Order in respect of Archana Agarwal in the matter of dealings in Illiquid Stock Options on BSE |
February 5, 2026 |
| Final Order in the matter of GDR Issue by Winsome Textile Industries Ltd |
February 5, 2026 |
| Remittance Advice against : Unity Global Financial Services Private Limited [Defaulter] (PAN: AABCU7794H) in the matter of Investigation in the trading activities of certain entities in the scrip of Optiemus Infracom Limited under Recovery Certificate No. 8675 of 2025. |
February 5, 2026 |
| Remittance Advice against : Altruistic Trading Pvt Ltd [Defaulter] (PAN: AALCA0325L) in the matter of Investigation in the trading activities of certain entities in the scrip of Optiemus Infracom Limited under Recovery Certificate No. 8678 of 2025. |
February 5, 2026 |
| Remittance Advice against : Rajesh Pal [Defaulter] PAN: DVGPP1959H in the matter of Continental Seeds and Chemicals Limited under Recovery Certificate No. 8913 of 2025. |
February 5, 2026 |
| Remittance Advice against : Sanjay Kumar Sharma [Defaulter] PAN: BALPS1713C in the matter of Dhanleela Investments and Trading Company Ltd under Recovery Certificate No. 8698 of 2025. |
February 5, 2026 |
| General Remittance Order dated 04.02.2026 in Recovery Certificate No. 8971 of 2025 issued against Investment Research Advisor (Proprietor – Amit Gangrade, PAN: AVRPG8196P) and Algo System (Proprietor – Sudeep Gangrade, PAN : GDTPS4158F) in the matter of Investment Research Advisor. |
February 4, 2026 |
| Revision of Order-to-Trade Ratio (OTR) framework |
February 4, 2026 |
| General Remittance Order dated 04.02.2026 in Recovery Certificate No. 8972 of 2025 issued against Investment Research Advisor (Proprietor – Amit Gangrade, PAN: AVRPG8196P) and Algo System (Proprietor – Sudeep Gangrade, PAN : GDTPS4158F) in the matter of Investment Research Advisor. |
February 4, 2026 |
| General Remittance Order dated 04.02.2026 in Recovery Certificate No. 8973 of 2025 issued against Investment Research Advisor (Proprietor – Amit Gangrade, PAN: AVRPG8196P in the matter of Investment Research Advisor. |
February 4, 2026 |
| Adjudication Order in the matter of Pragnya Fund II |
February 4, 2026 |
| Adjudication Order in respect of Nilesh Pramodbhai Shah HUF in the matter of dealings in Illiquid Stock Options on BSE |
February 4, 2026 |
| Adjudication Order in respect of Ravi Ludhiyani HUF in the matter of dealings in Illiquid Stock Options on BSE |
February 4, 2026 |
| Inauguration of PAN India Bond Issuer Outreach Program by Chairman, SEBI |
February 4, 2026 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 8491 of 2025 against Insight Research Proprietor – Anil Gurjar in the matter of Unregistered Investment Adviser. |
February 3, 2026 |
| Adjudication Order in respect of Amit S Yadav in the matter of dealings in Illiquid Stock Options on BSE |
February 3, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8491 of 2025 against Insight Research Proprietor – Anil Gurjar in the matter of Unregistered Investment Adviser. |
February 3, 2026 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 8492 of 2025 against Insight Research Proprietor – Anil Gurjar in the matter of Unregistered Investment Adviser. |
February 3, 2026 |
| Appeal No. 6689 of 2026 filed by Sushma Garg |
February 3, 2026 |
| Settlement Order in the matter of Kerala Ayurveda Limited |
February 3, 2026 |
| Appeal No. 6681 of 2026 filed by Geeta Khattar |
February 2, 2026 |
| SEBI Order for Compliance – Prohibitory Order for Recovery Certificate No.4698 of 2022, 6591 of 2023 & 7913 of 2024 against Nina Ajay Maloo & Ajay Sureshchandra Maloo in the matter of Timbor Home Limited. |
February 2, 2026 |
| Appeal No. 6683 of 2026 filed by Lovelesh kumar |
February 2, 2026 |
| Appeal No. 6682 of 2026 filed by Chhaya |
February 2, 2026 |
| Appeal No. 6685 of 2026 filed by Ravi Kumar |
February 2, 2026 |
| Appeal No. 6684 of 2026 filed by Bapu Tukaram Nale |
February 2, 2026 |
| Appeal No. 6686 of 2026 filed by Puneet Gupta |
February 2, 2026 |
| Appeal No. 6687 of 2026 filed by Abhishek Kumar |
February 2, 2026 |
| Appeal No. 6688 of 2026 filed by Rajendra Kumar Agrawal |
February 2, 2026 |
| Certificate No. RC9011 of 2026_ Notice of Demand in respect of Kusum Devi Agarwal (PAN: AFBPA5176P) in the matter of Illiquid Stock Options |
February 2, 2026 |
| Adjudication Order in respect of Anil N Pacholi in the matter of dealings in Illiquid Stock Options on BSE |
February 2, 2026 |
| Appeal No. 6691 of 2026 filed by Sunil Singh |
February 2, 2026 |
| Appeal No. 6690 of 2026 filed by Pawar Suraj Balaji |
February 2, 2026 |
| Prohibitory order – Recovery Certificate No. 4704 of 2022 issued against Vadlamudi Srikrishna (PAN: ADNPV5504C) in the matter of Venus Power Ventures (India) Ltd |
February 2, 2026 |
| Completion of Recovery Certificate No. 7462 of 2023 issued to Prashant Boorugu in the matter of Metkore Alloys Industries Limited |
February 2, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 2317 of 2019 against Sanjay Jethalal Soni (PAN: BVSPD9741N) in the matter of Ushdev International Limited. |
January 30, 2026 |
| Appeal No. 6677 of 2026 filed by Ayush Kumar Mishra |
January 30, 2026 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 2248 of 2019 against Sanjay Jethalal Soni (PAN: BVSPD9741N) in the matter of Timbor Home Limited. |
January 30, 2026 |
| Release Order dated January 30, 2026 issued under RC No. 8959 of 2025 drawn against Ranjeet S Yadav in the matter of dealing in Illiquid Stock Options at BSE |
January 30, 2026 |
| Adjudication Order in respect of Padmavathi Darak in the matter of trading in Illiquid Stock Options at BSE |
January 30, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8445 of 2024 against Vishnubhai Ishwarbhai Brahmabhatt (PAN: ANAPB1917A) in the matter of ISO at BSE – Vishnubhai Ishwarbhai Brahmabhatt |
January 30, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 3772 of 2021 against Rainbow Housing Development & Finance Co. Ltd. in the matter of Non-obtaining of SCORES Authentication. |
January 30, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4657 of 2022 against Sanjay Jethalal Soni (PAN: BVSPD9741N) in the matter of Timbor Home Limited. |
January 30, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 2248 of 2019 against Sanjay Jethalal Soni (PAN: BVSPD9741N) in the matter of Timbor Home Limited. |
January 30, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4654 of 2022 against Sanjay Jethalal Soni (HUF) (PAN: AAWHS0331J) in the matter of Timbor Home Limited. |
January 30, 2026 |
| Ease of Doing Investment and Ease of Doing Business – Doing away with requirement of issuance of Letter of Confirmation (“LOC”) and to effect direct credit of securities in dematerialisation account of the investor |
January 30, 2026 |
| Adjudication Order in the matter of execution of three-way reversals by certain entities in Illiquid Stock Options segment contract on NSE |
January 30, 2026 |
| Adjudication Order in respect of Sandeep Agarwal HUF in the matter of dealings in Illiquid Stock Options on BSE |
January 30, 2026 |
| Adjudication Order in respect of Vineet Rajkumar Chopda HUF in the matter of dealings in Illiquid Stock Options on BSE |
January 30, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4120 of 2021 against Ankit Jagadishbhai Pithava (PAN: BXVPP0489B) in the matter of Vani Commercials Ltd. |
January 30, 2026 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 4286 of 2021 against Sanjay Jethalal Soni (PAN: BVSPD9741N), Krupa Sanjay Soni (PAN: BVSPB9740P) and M/s. J M Soni Consultancy (PAN: AAGFJ2939P) in the matter of Timbor Home Limited. |
January 30, 2026 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8445 of 2024 against Vishnubhai Ishwarbhai Brahmabhatt (PAN: ANAPB1917A) in the matter of ISO at BSE – Vishnubhai Ishwarbhai Brahmabhatt |
January 30, 2026 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 2317 of 2019 against Sanjay Jethalal Soni (PAN: BVSPD9741N) in the matter of Ushdev International Limited. |
January 30, 2026 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 3772 of 2021 against Rainbow Housing Development & Finance Co. Ltd. in the matter of Non-obtaining of SCORES Authentication. |
January 30, 2026 |
| Ease of Doing Investment – Special Window for Transfer and Dematerialisation of Physical Securities |
January 30, 2026 |
| Certificate of Completion dated January 30, 2026issued under RC No. 8959 of 2025 drawn against Ranjeet S Yadav in the matter of dealing in Illiquid Stock Options at BSE |
January 30, 2026 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 4654 of 2022 against Sanjay Jethalal Soni (HUF) (PAN: AAWHS0331J) in the matter of Timbor Home Limited. |
January 30, 2026 |
| Adjudication Order in respect of Bimala Joshi in the matter of dealings in Illiquid Stock Options on BSE |
January 30, 2026 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 4657 of 2022 against Sanjay Jethalal Soni (PAN: BVSPD9741N) in the matter of Timbor Home Limited. |
January 30, 2026 |
| Adjudication Order in respect of Ratan Lal Rathi in the matter of dealings in Illiquid Stock Options on BSE |
January 30, 2026 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 4120 of 2021 against Ankit Jagadishbhai Pithava (PAN: BXVPP0489B) in the matter of Vani Commercials Ltd. |
January 30, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4286 of 2021 against Sanjay Jethalal Soni (PAN: BVSPD9741N), Krupa Sanjay Soni (PAN: BVSPB9740P) and M/s. J M Soni Consultancy (PAN: AAGFJ2939P) in the matter of Timbor Home Limited. |
January 30, 2026 |
| Ease of doing investment – SEBI issues Circular on “Special window for Transfer cum Dematerialisation of Physical Securities” |
January 30, 2026 |
| Appeal No. 6680 of 2026 filed by Sanjay Kumar |
January 30, 2026 |
| Ease of Doing Investment – Doing Away with Letter of Confirmation and Direct Credit of Securities to Dematerialization Accounts |
January 30, 2026 |
| Order in the matter of KKP Marketing India Limited. |
January 30, 2026 |
| Release Order – Rajiv Verma [Defaulter] PAN: ADIPV7096C in the matter of dealings in Illiquid Stock Options at BSE. Certificate No. 8101 of 2024. |
January 29, 2026 |
| Completion of Recovery Certificate No. 8101 of 2024 dated September 30, 2024 issued Rajiv Verma [Defaulter] PAN: ADIPV7096C in the matter of dealings in Illiquid Stock Options at BSE. |
January 29, 2026 |
| Release Order dated 28.01.2026 issued in RC No. 6110 of 2022 against Madhu Chanda (PAN: ADGPC2308E), Anandilal Chanda (PAN: AACPC9029K) and Anandilal Chanda HUF (PAN: AACHC8681B) in the matter of Front-running by Manish Chaturvedi & Others |
January 28, 2026 |
| Notices of Completion dated 28.01.2026 issued in RC No. 6110 of 2022 against Madhu Chanda (PAN: ADGPC2308E), Anandilal Chanda (PAN: AACPC9029K) and Anandilal Chanda HUF (PAN: AACHC8681B) in the matter of Front-running by Manish Chaturvedi & Others |
January 28, 2026 |
| General Remittance Order dated Jan 28,2026 – RC no 8801 of 2025 against Jagadeesan S (PAN: BDDPJ0903L) in the matter of Unregistered investment advisory services/activities of YM Forecast managed by P Krishnakumar and Jagdeesan S. |
January 28, 2026 |
| Adjudication Order in respect of Amit Kumar Agarwal HUF in the matter of Illiquid Stock Options |
January 28, 2026 |
| Adjudication Order in respect of Amanat Developers Private Limited in the matter of Illiquid Stock Options |
January 28, 2026 |
| Adjudication Order in respect of Agomoni Commercial Private Limited in the matter of Illiquid Stock Options |
January 28, 2026 |
| Cancellation of Recovery Certificate No. RC8081 of 2024 in respect of Rashmi Mishra (PAN: AAMPB8298H) in the matter of Illiquid Stock Options |
January 28, 2026 |
| Release Order – Recovery Certificate No. RC8081 of 2024 in respect of Rashmi Mishra (PAN: AAMPB8298H) in the matter of Illiquid Stock Options |
January 28, 2026 |
| Prohibitory order – Recovery Certificate No. 7691 of 2024 issued against V Murali (PAN: BZSPM0611F) in the matter of Arvind Remedies Limited |
January 28, 2026 |
| Prohibitory order – Recovery Certificate No. 7055 of 2023 issued against Quant First Asset Advisors India Limited, Manager of Quant First Alternate Investment Trust (PAN: AAACQ2925P) in the matter of Non-Compliance of SEBI (AIF) Regulations, 2012 |
January 28, 2026 |
| Prohibitory order – Recovery Certificate No. 7710 of 2024 issued against Nandakumar P (PAN: AJTPN8566G) in the matter of Arvind Remedies Limited |
January 28, 2026 |
| Prohibitory order – Recovery Certificate No. 7901 of 2024 issued against Geetha V (PAN: CGDPG9601A) in the matter of Front Running activities of certain entities in the matter of Trustline Holdings Pvt. Ltd PMS and Trustline Deep Alpha AIF |
January 28, 2026 |
| Prohibitory order – Recovery Certificate No. 7902 of 2024 issued against R Senthil Kumar (PAN: BHDPS1290M) in the matter of Front Running activities of certain entities in the matter of Trustline Holdings Pvt. Ltd PMS and Trustline Deep Alpha AIF |
January 28, 2026 |
| Prohibitory order – Recovery Certificate No. 7903 of 2024 issued against Prakash V (PAN: AOZPP6915J) in the matter of Front Running activities of certain entities in the matter of Trustline Holdings Pvt. Ltd PMS and Trustline Deep Alpha AIF |
January 28, 2026 |
| Prohibitory order – Recovery Certificate No. 7904 of 2024 issued against R Senthil Kumar (PAN: BHDPS1290M) and Prakash V (PAN: AOZPP6915J) in the matter of Front Running activities of certain entities in the matter of Trustline Holdings Pvt. Ltd PMS and Trustline Deep Alpha AIF |
January 28, 2026 |
| Prohibitory order – Recovery Certificate No. 7905 of 2024 issued against R Senthil Kumar (PAN: BHDPS1290M),Prakash V (PAN: AOZPP6915J) and Geetha V(PAN: CGDPG9601A) in the matter of Front Running activities of certain entities in the matter of Trustline Holdings Pvt. Ltd PMS and Trustline Deep Alpha AIF |
January 28, 2026 |
| Prohibitory order – Recovery Certificate No. 7697 of 2024 issued against A H Geetha (PAN: AMDPG6469L) in the matter of Arvind Remedies Limited |
January 28, 2026 |
| Prohibitory order – Recovery Certificate No. 7181 of 2023 issued against Shri Prabhu in the matter of Unregistered Investment Adviser |
January 28, 2026 |
| Prohibitory order – Recovery Certificate No. 7115 of 2023 issued in the matter of Fortunescript Services Private Limited |
January 28, 2026 |
| Prohibitory order – Recovery Certificate No. 7705 of 2024 issued against Sasikumar V (PAN: EFZPS9555C) in the matter of Arvind Remedies Limited |
January 28, 2026 |
| Prohibitory order – Recovery Certificate No. 7703 of 2024 issued against Pattabiraman (PAN: AGTPP6364R) in the matter of Arvind Remedies Limited |
January 28, 2026 |
| Prohibitory order – Recovery Certificate No. 7702 of 2024 issued against P Ramaswamy (PAN: ATAPR3812Q) in the matter of Arvind Remedies Limited |
January 28, 2026 |
| Prohibitory order – Recovery Certificate No. 7701 of 2024 issued against N V Devkumar (PAN: AIWPD6245N) in the matter of Arvind Remedies Limited |
January 28, 2026 |
| Prohibitory order – Recovery Certificate No. 7700 of 2024 issued against M Hemasairam (PAN: ANLPM1562B) in the matter of Arvind Remedies Limited |
January 28, 2026 |
| Prohibitory order – Recovery Certificate No. 7690 of 2024 issued against Santhe M V (PAN: BFOPS2450C) in the matter of Arvind Remedies Limited |
January 28, 2026 |
| Exemption Order in the matter of Tega Industries Limited |
January 27, 2026 |
| Completion of Recovery Certificate No. RC744 of 2015 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of Sangotri Constructions Ltd. |
January 27, 2026 |
| Release Order – DEE KARTAVYA FINANCE LIMITED [Defaulter] PAN: AAACD1157A in the matter of trading in Illiquid Stock Options on BSE. Certificate No. 8592 of 2025. |
January 27, 2026 |
| Completion of Recovery Certificate No. 8592 of 2025 dated January 30, 2025 issued DEE KARTAVYA FINANCE LIMITED [Defaulter] PAN: AAACD1157A in the matter of trading in Illiquid Stock Options on BSE. |
January 27, 2026 |
| SEBI order for compliance – Notices of Attachment of Bank and Demat Accounts of defaulters under RC No. 7025 of 2023 against Mr. Yogendra Bisay (PAN:AFQPB2353A) and Mr. Jitendra Bisay (PAN: AFZPB2659A) |
January 27, 2026 |
| Remittance Advice against : Ram Kumar Agarwal HUF [Defaulter] (PAN: AAOHR7338L) in the matter of Trading in Illiquid Stock Options at BSE under Recovery Certificate No. 8131 of 2024. |
January 23, 2026 |
| Adjudication Order in respect of Rajendra Madan Lal HUF in the matter of dealings in Illiquid Stock Options on BSE |
January 23, 2026 |
| Remittance Advice against : Nidhi Singh [Defaulter] (PAN: CPWPS7287E) in the matter of Trading in Illiquid Stock Options on BSE under Recovery Certificate No. 8436 of 2024. |
January 23, 2026 |
| Remittance Advice against : Satyawati [Defaulter] (PAN: FTRPS4532J) in the matter of Trading in Illiquid Stock Options on BSE under Recovery Certificate No. 8319 of 2024. |
January 23, 2026 |
| Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2026 |
January 22, 2026 |
| Adjudication Order in respect of Amita Bhalla in the matter of Illiquid Stock Options |
January 22, 2026 |
| Adjudication Order in respect of Swift Dealmark Private Limited in the matter of dealings in Illiquid Stock Options on BSE |
January 22, 2026 |
| Adjudication Order in respect of I Zone Academy Private Limited in the matter of Illiquid Stock Options |
January 22, 2026 |
| Adjudication Order in respect of Aashish Kumar Goenka in the matter of dealings in Illiquid Stock Options on BSE |
January 22, 2026 |
| Adjudication Order in respect of Ranjeet Singh Baid HUF in the matter of dealings in Illiquid Stock Options on BSE |
January 22, 2026 |
| Adjudication Order in respect of Basundhara Marcom Pvt. Ltd. in the matter of dealings in Illiquid Stock Options on BSE |
January 22, 2026 |
| Adjudication Order in respect of Ambaashree Infratech Pvt. Ltd. in the matter of dealings in Illiquid Stock Options on BSE |
January 22, 2026 |
| Adjudication Order in respect of Sanjay V Mohare HUF in the matter of dealings in Illiquid Stock Options on BSE |
January 22, 2026 |
| Certificate No. RC9009 of 2026_ Notice of Demand in respect of Abhijit Mangaldas Shanghavi (PAN: ALWPS8086M) in the matter of Illiquid Stock Options |
January 22, 2026 |
| Certificate No. RC9008 of 2026_ Notice of Demand in respect of Ritu Agarwal (PAN: ACBPC0253E) in the matter of Illiquid Stock Options |
January 22, 2026 |
| Redemption Advice against : Moongipa Investments Limited (PAN: AAACM5584A), Mr. Madhur Agarwal (PAN: AAFPA1251Q), Mr. Sudhir Agarwal (PAN: AAFPA1250R) & Mr. Shiv Kumar Agarwal (PAN: AAFPA1252P) [Defaulters], Jointly and Severally in the matter of Moongipa Investments Limited under Recovery Certificate no. 8624 of 2025. |
January 22, 2026 |
| Adjudication Order in the matter of Research Guru, Proprietor – Mrs. Veena Sharma |
January 22, 2026 |
| Remittance Advice against : Kamlesh Agrawal [Defaulter] (PAN: AFUPA7917B) in the matter of Trading in Illiquid Stock Options at BSE under Recovery Certificate No. 8103 of 2024 |
January 22, 2026 |
| Remittance Advice against : Indra Deo Tripathi HUF [Defaulter] (PAN: AAAHI6088L) in the matter of Trading in Illiquid Stock Options at BSE under Recovery Certificate No. 8065 of 2024. |
January 22, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 584 of 2015 against Govind Gendalal Somani (HUF) in the matter of Somani Cement Company Ltd. |
January 22, 2026 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 584 of 2015 against Govind Gendalal Somani (HUF) in the matter of Somani Cement Company Ltd. |
January 22, 2026 |
| Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) Regulations 2021 [Amended as on January 21, 2026] |
January 21, 2026 |
| Adjudication Order in respect of Parasnath Buildwell Private Limited in the matter of Illiquid Stock Options at BSE |
January 21, 2026 |
| Adjudication Order in respect of Ram Gopal Gupta HUF in the matter of dealings in Illiquid Stock Options on BSE |
January 21, 2026 |
| Adjudication Order in respect of Pragnesh Bhupendrabhai Thakkar in the matter of Illiquid Stock Options at BSE |
January 21, 2026 |
| Adjudication Order in respect of Upendra Tarachand Mahadule in the matter of Illiquid Stock Options |
January 21, 2026 |
| Certificate No. RC9005 of 2026_ Notice of Demand in respect of Middleton Goods Pvt. Ltd. (PAN: AACCM0757H) in the matter of Illiquid Stock Options |
January 21, 2026 |
| Certificate No. RC9006 of 2026_ Notice of Demand in respect of Sankat Mochan Holdings Pvt. Ltd. (PAN: AAECS8505M) in the matter of Illiquid Stock Options |
January 21, 2026 |
| Adjudication Order in respect of Usha Awasthi in the matter of Illiquid Stock Options at BSE |
January 21, 2026 |
| Adjudication Order in respect of B S Aggarwal and Sons HUF in the matter of Illiquid Stock Options at BSE |
January 21, 2026 |
| Certificate No. RC9007 of 2026_ Notice of Demand in respect of Nimisha Hemani (PAN: ABFPH7961K) in the matter of Illiquid Stock Options |
January 21, 2026 |
| Adjudication Order in respect of Ramkrishna Karmakar in the matter of dealings in Illiquid Stock Options on BSE |
January 21, 2026 |
| Enquiry Order in the matter of Winway Research Proprietor Mr Ankur Jain |
January 21, 2026 |
| Adjudication Order in respect of Devendra Pareek HUF in the matter of Illiquid Stock Options at BSE |
January 21, 2026 |
| Remittance Advice against : Shashank Tekriwal [Defaulter] (PAN: ADGPT9294C) in the matter of Trading in Illiquid Stock Options on BSE under Recovery Certificate No. 7052 of 2023. |
January 21, 2026 |
| Remittance Advice against : Sikhar Infrastructure Private Limited [Defaulter] (PAN: AAHCS7579Q) in the matter of Trading in Illiquid Stock Options at BSE under Recovery Certificate No. 7223 of 2023. |
January 21, 2026 |
| Appeal No. 6675 of 2026 filed by Amar Kakaria |
January 21, 2026 |
| Appeal No. 6676 of 2026 filed by Mukesh Kumar Chaudhary |
January 21, 2026 |
| Appeal No. 6678 of 2026 filed by Mukesh Joshi |
January 21, 2026 |
| Appeal No. 6679 of 2026 filed by Brijesh Sharma |
January 21, 2026 |
| Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) (Amendment) Regulations, 2026 |
January 21, 2026 |
| Certificate of Completion dated January 20,2026 in RC No.9000 of 2026 issued to Anukaran Commercial Enterprise Limited (PAN:AABCA2578D), Kushal Shah (PAN:AXPPS9103G), Jiten Vora (PAN:AAAPV3821G), Varsha Vora (PAN:AAEPB7941H), Kankuben Vora (PAN:AAFPV0269D), Paresh Vora (PAN:AAAPV3819J), Vaibhav Enterprise (Proprietary concern of Paresh Vora) (PAN:AAAPV3819J), Rajdeep Enterprise (Proprietary concern of Jiten Vora) (PAN:AAAPV3821G), Manoj Shah (PAN:AGUPS7516D), Faiyaz Rangwala (PAN:AADPR8710M), Arpita Vora (PAN:AAEPV7626D), Jiten Vora HUF (PAN:AAAHV9089C), Paresh Vora HUF (PAN:AAGHP4006F) and Paras Mehta (PAN:AAEPM1638C)[defaulters], jointly and severally, in the matter of Anukaran Commercial Enterprise Limited |
January 20, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8440 of 2024 against Sukhraj Kaur Rajbans in the matter of ISO at BSE – Sukhraj Kaur Rajbans. |
January 20, 2026 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 8440 of 2024 against Sukhraj Kaur Rajbans in the matter of ISO at BSE – Sukhraj Kaur Rajbans. |
January 20, 2026 |
| Adjudication Order in respect of Sushil Kumar Saraf in the matter of dealings in Illiquid Stock Options on BSE |
January 20, 2026 |
| SEBI Order for Compliance -Release Order for Attachment of Immovable Property for Recovery Certificate No. 211 of 2014 and Recovery Certificate No 231 of 2014 in the matter of Adam Comsof Ltd and Recovery Certificate No. 288 of 2014 in the matter of Kolar Biotech Limited issued against Vinod Hingorani (PAN: AAXPH9088C). |
January 20, 2026 |
| Addendum to Certificate No. 842 of 2015_ Notice of Demand in respect of Manoj Kumar Pradhan (PAN : ALYPP9588R), Bhimsen Soren (PAN : CKHPS4470D), Rasmiranjan Swain (PAN : DEXPS0145Q), Jyotiranjan Panda (PAN : BEAPP0928K), Anil Kumar Senapati (PAN: CWDPS5006B), and Amrit Bhunia (PAN: BCXPB3598L) in addition to (1) Magnox Infraprojects Limited (PAN: AAHCM5168P) and its other directors viz. (2) Dipankar Das (PAN: AUQPD9877J), (3) Sudip Rauth (PAN: AVPPR3521H), (4) Debasish Debnath (PAN: AHVPD3975F), (5) Samrat Bikash Barua (PAN: BINPB8759D), (6) Vim Cent Pal (PAN: BWIPP4358K) and (7) Purnendu Sekhar Halder (PAN: AIKPH5179H) in the matter of Magnox Infraprojects Limited for Non-Compliance of the directions issued vide order no. WTM/MPB/EFD-1-DRA-IV/140/2018 dated February 20, 2018 read with order no. WTM/PS/36/ERO/AUGUST/2015 dated August 13, 2015 |
January 20, 2026 |
| Addendum to _ Notice of attachment 2406 of 2015 in Certificate No. 842 of 2015 in respect of Manoj Kumar Pradhan (PAN : ALYPP9588R), Bhimsen Soren (PAN : CKHPS4470D), Rasmiranjan Swain (PAN : DEXPS0145Q), Jyotiranjan Panda (PAN : BEAPP0928K), Anil Kumar Senapati (PAN: CWDPS5006B), and Amrit Bhunia (PAN: BCXPB3598L) in addition to (1) Magnox Infraprojects Limited (PAN: AAHCM5168P) and its other directors viz. (2) Dipankar Das (PAN: AUQPD9877J), (3) Sudip Rauth (PAN: AVPPR3521H), (4) Debasish Debnath (PAN: AHVPD3975F), (5) Samrat Bikash Barua (PAN: BINPB8759D), (6) Vim Cent Pal (PAN: BWIPP4358K) and (7) Purnendu Sekhar Halder (PAN: AIKPH5179H) in the matter of Magnox Infraprojects Limited for Non-Compliance of the directions issued vide order no. WTM/MPB/EFD-1-DRA-IV/140/2018 dated February 20, 2018 read with order no. WTM/PS/36/ERO/AUGUST/2015 dated August 13, 2015 |
January 20, 2026 |
| Addendum to _ Notice of attachment 2407 of 2015 in Certificate No. 842 of 2015 in respect of Manoj Kumar Pradhan (PAN : ALYPP9588R), Bhimsen Soren (PAN : CKHPS4470D), Rasmiranjan Swain (PAN : DEXPS0145Q), Jyotiranjan Panda (PAN : BEAPP0928K), Anil Kumar Senapati (PAN: CWDPS5006B), and Amrit Bhunia (PAN: BCXPB3598L) in addition to (1) Magnox Infraprojects Limited (PAN: AAHCM5168P) and its other directors viz. (2) Dipankar Das (PAN: AUQPD9877J), (3) Sudip Rauth (PAN: AVPPR3521H), (4) Debasish Debnath (PAN: AHVPD3975F), (5) Samrat Bikash Barua (PAN: BINPB8759D), (6) Vim Cent Pal (PAN: BWIPP4358K) and (7) Purnendu Sekhar Halder (PAN: AIKPH5179H) in the matter of Magnox Infraprojects Limited for Non-Compliance of the directions issued vide order no. WTM/MPB/EFD-1-DRA-IV/140/2018 dated February 20, 2018 read with order no. WTM/PS/36/ERO/AUGUST/2015 dated August 13, 2015 |
January 20, 2026 |
| Adjudication Order in respect of Makwana Jitubhai S. HUF in the matter of dealings in Illiquid Stock Options on BSE |
January 19, 2026 |
| Adjudication Order in respect of Makwana Dhiru S. HUF in the matter of dealings in Illiquid Stock Options on BSE |
January 19, 2026 |
| Adjudication Order in respect of Akshat Incorporation in the matter of dealings in Illiquid Stock Options on BSE |
January 19, 2026 |
| Adjudication Order in respect of Ramesh Kumar Deosaria in the matter of dealings in Illiquid Stock Options on BSE |
January 19, 2026 |
| Appeal No. 6668 of 2026 filed by Bhavin Jayant Kenia |
January 19, 2026 |
| Appeal No. 6667 of 2026 filed by Vikram Balode |
January 19, 2026 |
| Appeal No. 6669 of 2026 filed by Nitish Kumar |
January 19, 2026 |
| Appeal No. 6670 & 6671 of 2026 filed by Dibakar Sarkar |
January 19, 2026 |
| Appeal No. 6672 of 2026 filed by Saravana Kumar M |
January 19, 2026 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8933 of 2025 against Pinal Rajesh Mehta (Legal Representative of Rajesh Rajnikant Mehta) in the matter of Jay Energies and S. Energies Limited. |
January 19, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8995 of 2026 against Sumit Kanungo & Riya Jain (Kanungo) in the matter of Front Running: Various Funds of Fidelity Group. |
January 19, 2026 |
| Appeal No. 6674 of 2026 filed by Murali krishna P V |
January 19, 2026 |
| Appeal No. 6673 of 2026 filed by Laxmi Govindappa Teggihala |
January 19, 2026 |
| Prohibitory order – Recovery Certificate No. 6541 of 2023 issued against Mr. Dinanath Shyamsundar (PAN: BKXPS1638G) in the matter of Vitan Agro Industries Limited |
January 19, 2026 |
| Prohibitory order – Recovery Certificate No. 5538 of 2022 issued against Midvalley Entertainment Limited (PAN: AABCC3634J) in the matter of Midvalley Entertainment Limited |
January 19, 2026 |
| Prohibitory order – Recovery Certificate No. 6467 of 2023 issued against Ramesh Chhallani HUF (PAN: AALHR9880C) in the matter of Kelvin Fincap Limited |
January 19, 2026 |
| Prohibitory order – Recovery Certificate No. 6369 of 2023 issued against Yantra Natural Resources Limited [Defaulter] (PAN: AACCS4221Q) in the matter of Allied Computer International (Asia) Limited |
January 19, 2026 |
| Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 |
January 16, 2026 |
| Adjudication Order in respect of Jigar Rasiklal Patel in the matter of dealings in Illiquid Stock Options on BSE |
January 16, 2026 |
| Adjudication Order in respect of Makwana Bharat S. HUF in the matter of dealings in Illiquid Stock Options on BSE |
January 16, 2026 |
| Adjudication Order in respect of Vikram Anand HUF in the matter of dealings in Illiquid Stock Options on BSE |
January 16, 2026 |
| Single Window Automatic and Generalised Access for Trusted Foreign Investors (SWAGAT-FI)” framework for FPIs and FVCIs |
January 16, 2026 |
| Single Window Automatic and Generalised Access for Trusted Foreign Investors (SWAGAT-FI) framework for FPIs and FVCIs |
January 16, 2026 |
| Order in the matter of front running by Ashish S Parekh and Connected Entities |
January 16, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8219 of 2024 against Riya Jain (Kanungo) in the matter of Front Running: Various Funds of Fidelity Group. |
January 16, 2026 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8219 of 2024 against Riya Jain (Kanungo) in the matter of Front Running: Various Funds of Fidelity Group. |
January 16, 2026 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8995 of 2026 against Sumit Kanungo & Riya Jain (Kanungo) in the matter of Front Running: Various Funds of Fidelity Group. |
January 16, 2026 |
| SEBI Order for Compliance – Prohibitory Order for Recovery Certificate No. 2098 & 2101 of 2019 against Shivkumar Agrawal & Madhudevi Agrawal in the matter of Gujarat Arth Limited. |
January 16, 2026 |
| ‘Samvad’ 2026: A Symposium on Securities Market by SEBI and NISM |
January 16, 2026 |
| SEBI says SWAGAT to FPIs and FVCIs |
January 16, 2026 |
| Adjudication Order in the matter of trading activities of an entity in the scrip of Torrent Power Limited |
January 16, 2026 |
| Introduction of Closing Auction Session (CAS) in the Equity Cash Segment and certain modifications in the Pre-Open Auction Session |
January 16, 2026 |
| Order in the matter of Biowin Pharma (India) Ltd. (in Liquidation) [OLR No. 160 of 2025 in CP No. 775 of 2001] |
January 16, 2026 |
| Release Order – Recovery Certificate No. RC8210 of 2024 dated October 21, 2024 in respect of Bimla Devi Mundra (PAN – CBZPM6743E) in the matter of Illiquid Stock Options |
January 15, 2026 |
| Completion of Recovery Certificate No. RC3783 of 2021 in respect of Bimla Devi Mundra(PAN: CBZPM6743E) in the matter of llliquid Stock Options. |
January 15, 2026 |
| Completion of Recovery Certificate No. 2236 of 2019 dated January 15, 2026 issued Abhey Ram Dahiya [Defaulter] PAN:ABVPD0924C in the matter of Polo Hotels Limited. |
January 15, 2026 |
| Remittance Advice against : Money Mishra Financial Services [Defaulter] (PAN: AAZFM1357R) in the matter of Transfer of mutual fund units by Money Mishra Financial Services and others. under Recovery Certificate No. 8596 of 2025. |
January 15, 2026 |
| Remittance Advice against : Dharmvir Singh [Defaulter] (PAN: DSVPS1071K) in the matter of Trading in Illiquid Stock Options on BSE under Recovery Certificate No. 8619 of 2025. |
January 15, 2026 |
| Completion of Recovery Certificate No. 2236 of 2019 dated June 12, 2019 issued Abhey Ram Dahiya [Defaulter] PAN: ABVPD0924C in the matter of Polo Hotels Limited. |
January 15, 2026 |
| Securities and Exchange Board of India (Credit Rating Agencies) (Amendment) Regulations, 2026 |
January 15, 2026 |
| Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999 [Last amended on January 15, 2026] |
January 15, 2026 |
| Appeal No. 6664 of 2026 filed by Aranni Guha |
January 14, 2026 |
| Adjudication Order in the matter of Yash Chemex Limited |
January 14, 2026 |
| Release Order – Mahesh Chand Mittal [Defaulter] PAN: ABJPM0503C in the matter of GDR Issues of Sybly Industries Limited. Certificate No. 8871 of 2025. |
January 14, 2026 |
| Appeal No. 6665 of 2026 filed by Mrudula Pardeshi |
January 14, 2026 |
| Completion of Recovery Certificate No. 8871 of 2025 dated August 21, 2025 issued Mahesh Chand Mittal [Defaulter] PAN: ABJPM0503C in the matter of GDR Isues of Sybly Industries Limited. |
January 14, 2026 |
| Adjudication Order in respect of Amar Nath Das and Rajesh Kumar Agarwal in the matter of Illiquid Stock Options at BSE |
January 14, 2026 |
| Remittance Advice against : Moongipa Investments Limited (PAN: AAACM5584A), Mr. Madhur Agarwal (PAN: AAFPA1251Q), Mr. Sudhir Agarwal (PAN: AAFPA1250R) & Mr. Shiv Kumar Agarwal (PAN: AAFPA1252P) [Defaulters], Jointly and Severally, in the matter of Moongipa Investments Limited under Recovery Certificate No. 8624 of 2025. |
January 14, 2026 |
| Appeal No. 6662 of 2026 filed by Rahul Dhuper |
January 14, 2026 |
| Appeal No. 6661 of 2026 filed by Krati Gupta |
January 14, 2026 |
| Notice of Demand under Recovery Certificate number 9004 of 2026 dated January 14, 2026 issued to Sattu Yadav (PAN: AHXPY0089P) in the matter of dealing in Illiquid stock options at BSE : under Recovery Certificate No. 9004 of 2026. |
January 14, 2026 |
| Settlement Order in the matter of Blue Coast Hotels Limited |
January 14, 2026 |
| Appeal No. 6659 & 6660 of 2026 filed by Mayur Mamidwar |
January 14, 2026 |
| SEBI and IEPFA Conducted the fifth “Niveshak Shivir” at Bengaluru – Proactive Joint Initiative to Minimize Unclaimed Assets and Facilitate Investor Claims for Unpaid Dividends and Shares |
January 14, 2026 |
| Appeal No. 6663 of 2026 filed by Dhanraj Bagrecha |
January 14, 2026 |
| Appeal No. 6666 of 2026 filed by Nilesh Jain |
January 14, 2026 |
| Appeal No.6650 of 2024 filed by Amit Sharm (January 07, 2026) |
January 14, 2026 |
| Release Order – Recovery Certificate No. RC3783 of 2021 in respect of in respect of Blue Haven Agro Industries Limited in the matter of Blue Haven Agro Industries Limited |
January 14, 2026 |
| Completion of Recovery Certificate No. RC3783 of 2021 in respect of Blue Haven Agro Industries Limited in the matter of Blue Haven Agro Industries Limited |
January 14, 2026 |
| Release Order – Prakash Chandra Panda (PAN: AQXPP3171E) in the matter of Asoka Life Science Limited |
January 14, 2026 |
| Completion of Recovery Certificate No. 8424 of 2024 dated November 09, 2024 issued SVPL Developers Private Limited [Defaulter] PAN: AANCS4636F in the matter of Trading in Illiquid Stock Options on BSE. |
January 13, 2026 |
| Adjudication Order in respect of Ayusri Health Products Limited in the matter of Illiquid Stock Options at BSE |
January 13, 2026 |
| Adjudication Order in respect of Hasina Kasambhai Shekh in the matter of dealings in Illiquid Stock Options on BSE |
January 13, 2026 |
| Adjudication Order in the matter of Gretex Corporate Services Limited. |
January 13, 2026 |
| Release Order – Mr Rakesh Dhingra [Defaulter] PAN: AAHPD6226A in the matter of CIG Realty Fund Scheme I, II and IV. Certificate No. 8968 of 2025. |
January 13, 2026 |
| Completion of Recovery Certificate No. 8968 of 2025 dated December 12, 2025 issued Mr Rakesh Dhingra [Defaulter] PAN: AAHPD6226A in the matter of CIG Realty Fund Scheme I, II and IV. |
January 13, 2026 |
| Release Order – Mr. Mahesh Kumar Sharma [Defaulter] PAN:AYYPS1602E in the matter of CIG Realty Fund Scheme I, II and IV. Certificate No. 8969 of 2025. |
January 13, 2026 |
| Completion of Recovery Certificate No. 8969 of 2025 dated December 12, 2025 issued Mr. Mahesh Kumar Sharma [Defaulter] PAN:AYYPS1602E in the matter of CIG Realty Fund Scheme I, II and IV. |
January 13, 2026 |
| Release Order – SVPL Developers Private Limited [Defaulter] PAN: AANCS4636F in the matter of Trading in Illiquid Stock Options on BSE. Certificate No. 8424 of 2024. |
January 13, 2026 |
| Adjudication Order in respect of Hacxad Infotech Private Limited in the matter of dealings in Illiquid Stock Options on BSE |
January 12, 2026 |
| Adjudication Order in respect of Tarun Kumar Ghai in the matter of dealings in Illiquid Stock Options on BSE |
January 12, 2026 |
| Adjudication Order in respect of Meghraj Agarwala in the matter of dealings in Illiquid Stock Options on BSE |
January 12, 2026 |
| Appeal No. 6655 of 2026 filed by Payyappilly Mamachan |
January 9, 2026 |
| Appeal No. 6654 of 2026 filed by Thomas Kannamangalath Devasia |
January 9, 2026 |
| Appeal No. 6657 of 2026 filed by Arundhati Rout |
January 9, 2026 |
| Appeal No. 6656 of 2025 filed by Tarun Agarwal |
January 9, 2026 |
| Appeal No. 6653 of 2026 filed by A Naveen |
January 9, 2026 |
| Adjudication Order in respect of Mrs. Alkaben Matadar in the matter of dealings in Illiquid Stock Options on BSE |
January 9, 2026 |
| Ease of Compliance Initiative- Review of Framework to address the ‘technical glitches’ in Stock Brokers’ Electronic Trading Systems’ |
January 9, 2026 |
| Completion of Recovery Certificate No. 8433 of 2024 dated December 10, 2024 issued Navneet Agarwal and Sons HUF [Defaulter] PAN: AAGHN4487C in the matter of Trading in Illiquid Stock Options on BSE. |
January 9, 2026 |
| Release Order – Navneet Agarwal and Sons HUF [Defaulter] PAN: AAGHN4487C in the matter of Trading in Illiquid Stock Options on BSE. Certificate No. 8433 of 2024. |
January 9, 2026 |
| Review of Framework to address the ‘technical glitches’ in Stock Brokers’ Electronic Trading Systems |
January 9, 2026 |
| Simplification of requirements for grant of accreditation to investors |
January 9, 2026 |
| SEBI issues Circular on ‘’Simplification of requirements for grant of accreditation to investor’’ |
January 9, 2026 |
| Summary Settlement Order in the matter of Shree Krishna Infrastructure Limited |
January 8, 2026 |
| Securities and Exchange Board of India (Stock Brokers) Regulations, 2026 |
January 8, 2026 |
| Notice(s) of Attachment dated January 08, 2026 issued under RC No. 7271 of 2023 drawn against Mahendrabhai Panchal in the matter of audit report of ACL Cotton Industries Limited, Universal Credit and Securities Limited, Mindvision Capital Limited and RFL Limited |
January 8, 2026 |
| Appeal No. 6652 of 2026 filed by Mohan Kumar Mittal |
January 8, 2026 |
| Exemption order in the matter of Premier Explosives Ltd. |
January 8, 2026 |
| Corrigendum Order in the matter of Birla Pacific Medspa Limited |
January 8, 2026 |
| Appeal No. 6658 of 2026 filed by Shefali Lahoti |
January 8, 2026 |
| General Remittance Order dated 08.01.2026 in Recovery Certificate No. 4616 of 2022 issued against M/s Highland Industries Limited (PAN: AABCH4352G) in the matter of Non-redressal of Investor grievance(s). |
January 8, 2026 |
| Adjudication Order in respect of Decent Contractors Private Limited in the matter of trading in Illiquid Stock Options at BSE |
January 8, 2026 |
| Compliance Reporting Formats for Specialized Investment Funds (SIFs) |
January 8, 2026 |
| Adjudication Order in respect of Riju Rajpal HUF in the matter of dealings in Illiquid Stock Options on BSE |
January 8, 2026 |
| Certificate No. RC9001 of 2026_ Notice of Demand in respect of Sat Devi (PAN: AAPPV5401P) in the matter of Illiquid Stock Options |
January 8, 2026 |
| Release Order – Recovery Certificate No. RC6307 of 2023 against Casuarina Projects Pvt. Ltd in the matter of Sunstar Realty Development Limited |
January 8, 2026 |
| Completion of Recovery Certificate No. RC6307 of 2023 against Casuarina Projects Pvt. Ltd in the matter of Sunstar Realty Development Limited |
January 8, 2026 |
| Release Order – Recovery Certificate No. RC 4005 of 2021 against Kingfisher Properties Pvt. Ltd. in the matter of Turbotech Engineering Ltd. |
January 8, 2026 |
| Release Order – Recovery Certificate No. RC7127 of 2023 dated October 09, 2023 in respect of Minu Mallick (PAN-DGTPM2047B), Ujjal Laha (PAN – ATSPL2483R), Sanjay Dey (PAN – BWHPD4063L), Arun Datta (PAN – AIYPD5217E), Buddhadeb Laha (PAN – AQBPL5563C), Priyankar Laha (PAN – AKLPL2832L), Glorious Vincom Pvt Ltd (PAN – AADCG3846Q), Highgrowth Vincom Pvt Ltd (PAN – AACCH1789A) and Arun Laha (PAN – ATFPL9692P) in the matter of Darshan Orna Limited. |
January 8, 2026 |
| Completion of Recovery Certificate No. RC 4005 of 2021 against Kingfisher Properties Pvt. Ltd. in the matter of Turbotech Engineering Ltd. |
January 8, 2026 |
| SEBI Constitutes Working Group on Technology Roadmap for Market Infrastructure Institutions (MIIs) |
January 8, 2026 |
| SEBI Facilitates Seamless Digital Signature Certificate Functionality for FPIs |
January 8, 2026 |
| Release Order – Jatin Ahuja [Defaulter] PAN: AGDPA4644F in the matter of Trading in Illiquid Stock Options on BSE. Certificate No. 7320 of 2023. |
January 8, 2026 |
| Cancellation of Recovery Certificate No. 7315 of 2023 dated November 02, 2023 issued Gopal Hari Agarwal [Defaulter] (PAN: AETPA7820D) in the matter of Trading in Illiquid Stock Options on BSE . |
January 8, 2026 |
| Completion of Recovery Certificate No. 7320 of 2023 dated November 03, 2023 issued Jatin Ahuja [Defaulter] PAN: AGDPA4644F in the matter of Trading in Illiquid Stock Options on BSE. |
January 8, 2026 |
| Cancellation of Recovery Certificate No. 8623 of 2025 dated February 13, 2023 issued Maya Agarwal [Defaulter] (PAN: ACAPA9807B) in the matter of Trading in Illiquid Stock Options on BSE . |
January 8, 2026 |
| Release Order of Gopal Hari Agarwal [Defaulter] PAN: AETPA7820D in the matter of Trading in Illiquid Stock Options on BSE. (Certificate No. 7315 of 2023). |
January 8, 2026 |
| Notice(s) of Attachment dated January 07, 2026 issued under RC No. 8975 of 2025 drawn against Sheela Saha in the matter of dealing in Illiquid Stock Options at BSE |
January 7, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7673 of 2024 against Biglife Capital Solutions, Proprietor – Prateek Vyas (PAN – AKIPV4554A) in the matter of Biglife Capital Solutions |
January 7, 2026 |
| Release Order – Nitin Kumar Garg [Defaulter] (PAN: AIXPG1991K) in the matter of suspected insider trading activity of certain entities in the scrip of M/s Nucleus Software Exports Limited. Certificate No. 8963 of 2025. |
January 7, 2026 |
| SEBI Order for Compliance – Completion Certificate for Recovery Certificate No. 7673 of 2024 against Biglife Capital Solutions, Proprietor – Prateek Vyas (PAN – AKIPV4554A) in the matter of Biglife Capital Solutions |
January 7, 2026 |
| Adjudication Order in the matter of Accretion Pharmaceuticals Limited |
January 7, 2026 |
| Corrigendum to the Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 2025 |
January 7, 2026 |
| Notice(s) of Attachment dated January 07, 2026 issued under RC No. 8970 of 2025 drawn against M/s Highlight Investment Research (Proprietor: Ms. Shilpa Garg) in the matter of M/s Highlight Investment Research (Proprietor: Ms. Shilpa Garg) |
January 7, 2026 |
| Adjudication Order in respect of Nishaa Anand in the matter of dealings in Illiquid Stock Options on BSE |
January 7, 2026 |
| Extension of timeline for implementation of additional incentives structure for distributors for onboarding new individual investors from B-30 cities and women investors |
January 7, 2026 |
| Notice of Demand dated January 7,2025 in RC No.9000 of 2026 issued to Anukaran Commercial Enterprise Limited (PAN:AABCA2578D), Kushal Shah (PAN:AXPPS9103G), Jiten Vora (PAN:AAAPV3821G), Varsha Vora (PAN:AAEPB7941H), Kankuben Vora (PAN:AAFPV0269D), Paresh Vora (PAN:AAAPV3819J), Vaibhav Enterprise (Proprietary concern of Paresh Vora) (PAN:AAAPV3819J), Rajdeep Enterprise (Proprietary concern of Jiten Vora) (PAN:AAAPV3821G), Manoj Shah (PAN:AGUPS7516D), Faiyaz Rangwala (PAN:AADPR8710M), Arpita Vora (PAN:AAEPV7626D), Jiten Vora HUF (PAN:AAAHV9089C), Paresh Vora HUF (PAN:AAGHP4006F) and Paras Mehta (PAN:AAEPM1638C)[defaulters], jointly and severally, in the matter of Anukaran Commercial Enterprise Limited |
January 7, 2026 |
| Appeal No. 6650 of 2026 filed by Amit Sharma |
January 7, 2026 |
| Appeal No. 6651 of 2026 filed by Ashish Gaur |
January 7, 2026 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 3231 of 2021 against Aashish Developer in the matter of SMS Techsoft (India) Limited. |
January 6, 2026 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 6973 of 2023 against Aashish Developer in the matter of Sawaca Business Machines Limited. |
January 6, 2026 |
| Notice of Attachment dated 06.01.2026 under Recovery Certificate No. 8965 of 2025 dated 03.12.2025 issued against Arvind Kashmirilal Punjabi (PAN- AUQPP7247L) in the matter of dealing in Illiquid Stocks Options at BSE |
January 6, 2026 |
| General Remittance Order dated 06.01.2026 in Recovery Certificate No. 424 of 2014 issued against Bhargav Ranchhodlal Panchal (PAN: AFUPP7738M) in the matter of IPO irregularities. |
January 6, 2026 |
| General Remittance Order dated 06.01.2026 in Recovery Certificate No. 6681 of 2023 issued against Om Sales Corporation (PAN: AARPY4343F) in the matter of Illiquid Stock Options at the BSE. |
January 6, 2026 |
| General Remittance Order dated 06.01.2026 in Recovery Certificate No. 4365 of 2021 issued against Neha Bimal Shah (PAN: ABCPS4435Q) in the matter of Mapro Industries Limited. |
January 6, 2026 |
| Adjudication Order in respect of Rajesh Kapoor in the matter of dealings in Illiquid Stock Options on BSE |
January 5, 2026 |
| Adjudication Order in the matter of Eiko Lifesciences Limited |
January 5, 2026 |
| Remittance Advice against : M/s. Kassa Finvest Private Limited (AAACK1206B), Mr. Ashok Kumar (AAFPK7362N), Mr. Umashankar Sharan Shrivastav (AGKPS7923C), Mrs. Anjana Kumar (AHOPK6281C), Mr. Siddharth Shankar (AAMPS8754R), Ms. Nitika Shankar (AADPB9990K), M/s. Kassa Holdings & Consultant Private Limited (AAACK1208R), M/s. Kassa Financial Advisors Private Limited (AAACR1298Q), M/s. Mystic Cures Pvt. Ltd. (AACCM9841L), M/s. Guru Trading (AADPB9990K), M/s. GVC Capital (AADPB9990K), M/s. AARB Capital (AADPB9990K), M/s. G&G Impex (AADPB9990K), M/s. Durgamaya Advisors Pvt. Ltd (Not Available) and M/s. Primavalue Capital Advisors Pvt. Ltd. (AAFCP8202R) [Defaulters], Jointly and Severally, in the matter of M/s. Kassa Finvest Private Limited under Recovery Certificate No. 1851 of 2018. |
January 5, 2026 |
| Niveshak Shivir to be held on January 03, 2026 in the city of Bengaluru, Karnataka |
January 2, 2026 |
| Specification of the consequential requirements with respect to Amendment of Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992 |
January 2, 2026 |
| Notice of Demand under Recovery Certificate number 8996 of 2026 dated January 02, 2026 issued to Steady Capital Advisory Services Private Limited [Defaulter] (PAN: AATCS2130B) in the matter of Jolly Plastic Industries Ltd. : under Recovery Certificate No. 8996 of 2026. |
January 2, 2026 |
| Notice of Attachment of Bank Accounts and Demat Accounts 15135 & 15136 of 2026 dated January 02, 2026 against Mr. Rakesh Dhingra [Defaulter] (PAN: AAHPD6226A) in the matter of Inspection of CIG Realty Fund Scheme I, II and IV : under Recovery Certificate No. 8968 of 2025. |
January 2, 2026 |
| Notice of Attachment of Bank Accounts and Demat Accounts 15137 & 15138 of 2026 dated January 02, 2026 against Mr. Mahesh Kumar Sharma [Defaulter] (PAN: AYYPS1602E) in the matter of Inspection of CIG Realty Fund Scheme I, II and IV : under Recovery Certificate No. 8969 of 2025. |
January 2, 2026 |
| Notice of Attachment of Bank Accounts and Demat Accounts 15139 & 15140 of 2026 dated January 02, 2026 against Nitin Kumar Garg [Defaulter] (PAN: AIXPG1991K) in the matter of suspected insider trading activity of certain entities in the scrip of M/s Nucleus Software Exports Limited : under Recovery Certificate No. 8963 of 2025. |
January 2, 2026 |
| Notice of Attachment of Bank Accounts and Demat Accounts with AP No. 15127 & 15128 of 2026 dated January 01, 2026 against Investment Research Advisor (Proprietor – Amit Gangrade, PAN: AVRPG8196P) and Algo System (Proprietor – Sudeep Gangrade, PAN: GDTPS4158F) [Defaulters] in the matter of Investment Research Advisor, under Recovery Certificate No. 8972 of 2025. |
January 1, 2026 |
| Release Order dated January 01, 2026 issued under RC No. 568 of 2015 drawn against Kolar Sharex Pvt. Ltd. in the matter of Soundcraft Industries Ltd. |
January 1, 2026 |
| Notice of Attachment of Bank Accounts and Demat Accounts with AP No. 15125 & 15126 of 2026 dated January 01, 2026 against Investment Research Advisor (Proprietor – Amit Gangrade, PAN: AVRPG8196P) and Algo System (Proprietor – Sudeep Gangrade, PAN: GDTPS4158F) [Defaulters] in the matter of Investment Research Advisor, under Recovery Certificate No. 8971 of 2025. |
January 1, 2026 |
| Notice of Attachment of Bank Accounts and Demat Accounts with AP No. 15129 & 15130 of 2026 dated January 01, 2026 against Investment Research Advisor (Proprietor – Amit Gangrade, PAN: AVRPG8196P) [Defaulter] in the matter of Investment Research Advisor, under Recovery Certificate No. 8973 of 2025. |
January 1, 2026 |
| Release Order dated January 01, 2026 issued under RC No. 440 of 2014 drawn against Kolar Sharex Pvt. Ltd. in the matter of Kolar Biotech Ltd. |
January 1, 2026 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8994 of 2026 against 1. Vaibhav Dhadda, 2. Alka Dhadda, 3. Arushi Dhadda in the matter of Front Running : Various Funds of Fidelity Group. |
January 1, 2026 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 8994 of 2026 against 1. Vaibhav Dhadda, 2. Alka Dhadda, 3. Arushi Dhadda in the matter of Front Running : Various Funds of Fidelity Group. |
January 1, 2026 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8627 of 2025 against 1. Sumit Kanungo, 2. Riya Jain (Kanungo), 3. Alka Dhadda, 4. Arushi Dhadda and 5. Vaibhav Dhadda in the matter of Front Running: Various Funds of Fidelity Group. |
January 1, 2026 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 8627 of 2025 against 1. Sumit Kanungo, 2. Riya Jain (Kanungo), 3. Alka Dhadda, 4. Arushi Dhadda and 5. Vaibhav Dhadda in the matter of Front Running: Various Funds of Fidelity Group. |
January 1, 2026 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 8995 of 2026 against 1. Vaibhav Dhadda, 2. Alka Dhadda, 3. Arushi Dhadda in the matter of Front Running : Various Funds of Fidelity Group. |
January 1, 2026 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8995 of 2026 against 1. Sumit Kanungo, 2. Riya Jain (Kanungo) in the matter of Front Running : Various Funds of Fidelity Group. |
January 1, 2026 |
| Appeal No. 6649 of 2025 filed by Sandeep Khurana |
December 31, 2025 |
| Adjudication order in the matter of Samdhyan Commodities Brokers Private Limited |
December 31, 2025 |
| Corrigendum to the Confirmatory Order dated December 30, 2025 in the matter of Pacheli Industrial Finance Limited |
December 31, 2025 |
| SEBI Order for Compliance – General Remittance Order for Recovery Certificate No. 4286 of 2021 against Mr. Sanjay Jethalal Soni (PAN: BVSPS9741N), Ms. Krupa Sanjay Soni (PAN: -BVSPS9740P) and M/s. J M Soni Consultancy (PAN: – AAGFJ2939P) in the matter of Oregon Commercial Limited (Now Known as Saianand Commercial Limited) |
December 31, 2025 |
| Notice(s) of Attachment dated December 31, 2025 issued under RC No. 8959 of 2025 drawn against Ranjeet S Yadav in the matter of dealing in Illiquid Stock Options at BSE |
December 31, 2025 |
| Final Order in the matter of trading activities of certain entities in the scrip of DU Digital Technologies Limited (now DU Digital Global Limited) |
December 31, 2025 |
| Order in respect of Paresh Nathalal Chauhan in the matter of Timbor Home Limited |
December 31, 2025 |
| Amendment to Notices of Attachment issued in RC No.7526 of 2024 |
December 30, 2025 |
| Amendment to Notices of Attachment issued in RC No.7819 of 2024 |
December 30, 2025 |
| Amendment to Notices of Attachment issued in RC No.7820 of 2024 |
December 30, 2025 |
| Amendment to Notices of Attachment issued in RC No.7821 of 2024 |
December 30, 2025 |
| Amendment to Notices of Attachment issued in RC No.7822 of 2024 |
December 30, 2025 |
| Amendment to Notices of Attachment issued in RC No.7858 of 2024 |
December 30, 2025 |
| Release Order dated December 30, 2025 issued under RC No. 8927 of 2025 drawn against Mr. Omprakash Basantlal Goenka, Mr. Prakash Ganpat Utekar, Mr. Venkatraman Natrajan and Mr. Narayan Shivram Kotnis in the matter of Royal Twinkle Star Club Private Limited. |
December 30, 2025 |
| Completion of Recovery Certificate No. RC742 of 2015 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of Minolta Finance Ltd. |
December 30, 2025 |
| Completion of Recovery Certificate No. 8967 of 2025 dated December 12, 2025 issued Mr Vijay Tulshyan (PAN: ACFPT5009H) in the matter of Inspection of CIG Realty Fund Scheme I, II and IV.. |
December 30, 2025 |
| Exemption order in the matter of Neogen Chemicals Ltd. |
December 30, 2025 |
| SEBI order for compliance – Order Releasing of Bank Accounts, Demat Accounts and Mutual Fund Folios of Jalaj Agarwal (PAN : AUDPA0226H) – RC No. 8910 of 2025 |
December 30, 2025 |
| Completion of Recovery Certificate No. RC736 of 2015 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of Limtex Investments Ltd. |
December 30, 2025 |
| Adjudication Order in respect of SSRK Mohan Babu in the matter of AFCO Capital India Private Limited, Merchant Banker |
December 30, 2025 |
| Completion of Recovery Certificate No. RC738 of 2015 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of M/s. Brahmanand Himghar Ltd. |
December 30, 2025 |
| Completion of Recovery Certificate No. RC737 of 2015 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of Blue Print Securities Ltd. |
December 30, 2025 |
| Completion of Recovery Certificate No. RC739 of 2015 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of Oasis Cine Communications Ltd. |
December 30, 2025 |
| Completion of Recovery Certificate No. RC740 of 2015 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of M/s. Twenty First Century (India) Ltd. |
December 30, 2025 |
| Completion of Recovery Certificate No. RC741 of 2015 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of M. P. Investment and Consultancy Services Ltd. |
December 30, 2025 |
| Certification requirement for Compliance Officers of Managers of AIFs |
December 30, 2025 |
| Adjudication Proceedings in the matter of Prerna Sharma Research Anaylst |
December 30, 2025 |
| Completion of Recovery Certificate No. RC743 of 2015 against Ahilya Commercial Pvt. Ltd. (PAN: AACCA2226R) in the matter of Sarang Viniyog Ltd. |
December 30, 2025 |
| Confirmatory Order in the matter of Pacheli Industrial Finance Limited |
December 30, 2025 |
| Release Order – Sumac International Limited [Defaulter] (PAN: AABCS8193A) in the matter of Illiquid Stock Options at BSE. Certificate No. 8601 of 2025. |
December 30, 2025 |
| Completion of Recovery Certificate No. 8601 of 2025 dated February 04, 2025 issued Sumac International Limited [Defaulter] (PAN: AABCS8193A) in the matter of Illiquid Stock Options at BSE. |
December 30, 2025 |
| Release Order dated December 29, 2025 issued under RC No. 8958 of 2025 drawn against Babulal Ramanlal Shah HUF in the matter of dealing in Illiquid Stock Options at BSE |
December 29, 2025 |
| Certificate of Completion dated December 29, 2025 issued under RC No. 8958 of 2025 drawn against Babulal Ramanlal Shah HUF in the matter of dealing in Illiquid Stock Options at BSE |
December 29, 2025 |
| Revocation Order in the matter of Varyaa Creations Limited |
December 29, 2025 |
| Notice of Demand under Recovery Certificate No. 8979 of 2025 dated December 26, 2025 issued against Kishan S Rao (Pan – ARXPK0976D) in the matter of Cerebra Integrated Technologies Limited |
December 26, 2025 |
| Release Order – Anil Kumar Sharma (PAN: CGUPS0090N) in the matter of Sanco Industries Limited. Certificate No. 7983 of 2024. |
December 26, 2025 |
| Completion of Recovery Certificate No. 7983 of 2024 dated September 09, 2024 issued Anil Kumar Sharma (PAN: CGUPS0090N) in the matter of Sanco Industries Limited. |
December 26, 2025 |
| Completion of Recovery Certificate No. RC 8149 of 2024 against Surya Prakash Kaloya (PAN: ATIPK3630R) in the matter of Illiquid Stock Options |
December 26, 2025 |
| Release Order in the Recovery Certificate No. RC 8149 of 2024 against Surya Prakash Kaloya (PAN: ATIPK3630R) in the matter of Illiquid Stock Options |
December 26, 2025 |
| Notice of Demand under Recovery Certificate No. 8980 of 2025 dated December 26, 2025 issued against Cerebra Integrated Technologies Limited (PAN – AAACC5941K) in the matter of Cerebra Integrated Technologies Limited |
December 26, 2025 |
| Remittance Advice against : M/s. Goldline International Finvest Ltd. [Defaulter] PAN: AACCG6377M in the matter of IPO of Eco Friendly Food Processing Park Limited, under Recovery Certificate No. 8021 of 2024. |
December 26, 2025 |
| Remittance Advice against : Mr. Rajat Mishra [Defaulter] PAN: GUUPM8688E in the matter of insider trading by certain entities in the scrip of Hindustan Aeronautics Limited, under Recovery Certificate No. 7938 of 2024. |
December 26, 2025 |
| Remittance Advice against : Prakash Gupta and his proprietorship firm viz. Shri Trading Co. [Defaulter] PAN: ARVPG7849R in the matter of IPO of Eco Friendly Food Processing Park Limited, under Recovery Certificate No. 8080 of 2024. |
December 26, 2025 |
| Remittance Advice against LMR Green Realty Private Limited [Defaulter] PAN: AACCL1899B in the matter of IPO of Eco Friendly Food Processing Park Limited, under Recovery Certificate No. 8083 of 2024. |
December 26, 2025 |
| Remittance Advice against SPECTRUM TECHNOPROJECTS PVT. LTD. [Defaulter] PAN: AAOCS7016F in the matter of dealing in Illiquid Stocks Options at BSE, under Recovery Certificate No. 8899 of 2025. |
December 26, 2025 |
| Completion of Recovery Certificate No. 7255 of 2023 dated October 20, 2023 issued Jayanti Singh (PAN: DLZPS9807N) in the matter of Trading in Illiquid Stock Options on BSE. |
December 26, 2025 |
| Release Order – Jayanti Singh (PAN: DLZPS9807N) in the matter of Trading in Illiquid Stock Options on BSE. Certificate No. 7255 of 2023 |
December 26, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 5549 of 2022 against Akash Jagadish Vital in the matter of SMS Techsoft (India) Limited. |
December 24, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 5549 of 2022 against Akash Jagadish Vital in the matter of SMS Techsoft (India) Limited. |
December 24, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No.2315 of 2019 against J M Soni in the matter of Ushdev International Limited. |
December 24, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 2315 of 2019 against J M Soni in the matter of Ushdev International Limited. |
December 24, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7720 of 2024 against N R Doshi in the matter of Safal Herbs Limited (formerly known as Parikh Herbals Limited) |
December 24, 2025 |
| SEBI Order for Compliance – Completion Certificate for Recovery Certificate No. 7720 of 2024 against N R Doshi in the matter of Safal Herbs Limited (formerly known as Parikh Herbals Limited) |
December 24, 2025 |
| SEBI Order for Compliance – Notice of Attachment of Bank Account for Recovery Certificate No. 4286 of 2021 against Mr. Sanjay Jethalal Soni, Ms. Krupa Sanjay Soni and M/s. J M Soni Consultancy in the matter of Oregon Commercial Limited (Now known as Saianand Commercial Limited). |
December 24, 2025 |
| Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992 [Last amended on December 5, 2025] |
December 24, 2025 |
| Securities and Exchange Board of India (Share Based Employee Benefits and Sweat Equity) Regulations, 2021 [Last amended on December 4, 2025] |
December 24, 2025 |
| Remittance Advice against : Harleen Singh (PAN: ANKPS5827L), Sumit Wadhwa (PAN: AAOPW8621R), Pal Singh (PAN: BDKPS9758P) [Defaulters], Jointly and Severally, in the matter of Unregistered Investment Advisor under Recovery Certificate No. 7867 of 2024. |
December 24, 2025 |
| SEBI Order for Compliance – Notice of Attachment of Demat Account for Recovery Certificate No. 4286 of 2021 against Mr. Sanjay Jethalal Soni, Ms. Krupa Sanjay Soni and M/s. J M Soni Consultancy in the matter of Oregon Commercial Limited (Now known as Saianand Commercial Limited). |
December 24, 2025 |
| Ease of doing investment – Review of simplification of procedure and standardization of formats of documents for issuance of duplicate certificates |
December 24, 2025 |
| Ease of investments and ease of doing business measures – enhancing the ‘Facility for Basic Services Demat Account (BSDA)’ |
December 24, 2025 |
| Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 [Last amended on December 5, 2025] |
December 24, 2025 |
| Securities and Exchange Board of India (Intermediaries) Regulations, 2008 [Last amended on December 5, 2025] |
December 24, 2025 |
| Appeal No. 6642 of 2025 filed by Dipakbhai Jashvantlal Panchal |
December 23, 2025 |
| Appeal No. 6640 of 2025 filed by Sapan Shrivastava |
December 23, 2025 |
| Appeal No. 6643 of 2025 filed by Shashank Dubey |
December 23, 2025 |
| Appeal No. 6641 of 2025 filed by Sapan Shrivastava |
December 23, 2025 |
| Appeal No. 6644 of 2025 filed by Surendra Champalaji Jain |
December 23, 2025 |
| Appeal No. 6645 of 2025 filed by Gobukrishnan |
December 23, 2025 |
| Appeal No. 6646 of 2025 filed by Harish Chandra |
December 23, 2025 |
| Appeal No. 6637 of 2025 filed by Sapan Shrivastava |
December 23, 2025 |
| Appeal No. 6636 of 2025 filed by Sapan Shrivastava |
December 23, 2025 |
| Appeal No. 6648 of 2025 filed by Jai Prakash Sharma |
December 23, 2025 |
| Settlement Order in respect of Tata Motors Finance Limited |
December 23, 2025 |
| Appeal No. 6647 of 2025 filed by Anil Kumar Tripathi |
December 23, 2025 |
| Release Order – Carona Infra Projects Private Limited (now known as Alright Merchantile Private Limited) (PAN: AADCC4915E) in the matter of ISO at BSE. Certificate No. 8394 of 2024. |
December 23, 2025 |
| Completion of Recovery Certificate No. 8394 of 2024 dated November 28, 2024 issued Carona Infra Projects Private Limited (now known as Alright Merchantile Private Limited) (PAN: AADCC4915E) in the matter of ISO at BSE. |
December 23, 2025 |
| Appeal No. 6638 of 2025 filed by Sapan Shrivastava |
December 22, 2025 |
| Appeal No. 6639 of 2025 filed by Sapan Shrivastava |
December 22, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 15115 & 15116 of 2025 dated December 22, 2025 against Rahul Kumar [Defaulter] (PAN: AULPR4789A) in the matter of Wisec Global Limited : under Recovery Certificate No. 8520 of 2025. |
December 22, 2025 |
| Release Order – Sumpoorna Portfolio Limited [Defaulter] PAN:AAOCS8998N in the matter of Illiquid Stock Options at BSE. Certificate No. 8133 of 2024. |
December 22, 2025 |
| Remittance Order dated 22.12.2025 issued in RC No. 8901 of 2025 |
December 22, 2025 |
| Appeal No. 6635 of 2025 filed by Madhup Sharma |
December 22, 2025 |
| Remittance Order dated 22.12.2025 issued in RC No. 5793 of 2022 |
December 22, 2025 |
| Remittance Order dated 22.12.2025 issued in RC No. 5796 of 2022 |
December 22, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8784 of 2025 against Union Commodities Private Limited in the matter of trading in Illiquid Stock Options at BSE. |
December 22, 2025 |
| Completion of Recovery Certificate No. 8133 of 2024 dated October 04, 2024 issued Sumpoorna Portfolio Limited [Defaulter] PAN:AAOCS8998N in the matter of Illiquid Stock Options at BSE. |
December 22, 2025 |
| Clarification on a newsitem |
December 21, 2025 |
| Notice(s) of Attachment dated December 19, 2025 issued under RC No. 8958 of 2025 drawn against Babulal Ramanlal Shah HUF in the matter of dealing in Illiquid Stock Options at BSE |
December 19, 2025 |
| Adjudication Order in the matter of G G Engineering Limited |
December 19, 2025 |
| Adjudication Order in respect of Rajender Singh Chhatwal in the matter of dealings in Illiquid Stock Options on BSE |
December 19, 2025 |
| Adjudication Order in respect of Mohammed Moinul Haque in the matter of dealings in Illiquid Stock Options on BSE |
December 19, 2025 |
| Adjudication Order in respect of Sheo Kumar Kejriwal HUF in the matter of dealings in Illiquid Stock Options on BSE |
December 19, 2025 |
| Adjudication Order in respect of Mr. Gagan Omprakash Arora in the matter of dealings in Illiquid Stock Options on BSE |
December 19, 2025 |
| Notice of Demand under Recovery Certificate number 8976 of 2025 dated December 19, 2025 issued to RAVI BHATIA AND SONS HUF (PAN: AARHR3976F) in the matter of ISO at BSE-RAVI BHATIA AND SONS HUF: under Recovery Certificate No. 8976 of 2025. |
December 19, 2025 |
| Notice of Demand dated December 19, 2025 issued under RC No. 8975 of 2025 drawn against Sheela Saha in the matter of dealing in Illiquid Stock Options at BSE |
December 19, 2025 |
| Remittance Order dated 19.12.2025 issued in RC No. 7167 of 2023 |
December 19, 2025 |
| Remittance Order dated 19.12.2025 issued in RC No. 7173 of 2023 |
December 19, 2025 |
| Remittance Order dated 19.12.2025 issued in RC No. 7177 of 2023 |
December 19, 2025 |
| Adjudication Order in respect of Madhuri Tandon in the matter of dealings in Illiquid Stock Options on BSE |
December 19, 2025 |
| Remittance Order dated 19.12.2025 issued in RC No. 5797 of 2022 |
December 19, 2025 |
| Remittance Order dated 19.12.2025 issued in RC No. 7331 of 2023 |
December 19, 2025 |
| Release Order – Abhinesh Kumar (PAN: AGWPK6944M) in the matter of ISO at BSE-Abhinesh Kumar. Certificate No. 8884 of 2025. |
December 19, 2025 |
| Completion of Recovery Certificate No. 8884 of 2025 dated December 19, 2025 issued Abhinesh Kumar (PAN: AGWPK6944M) in the matter of ISO at BSE-Abhinesh Kumar. |
December 19, 2025 |
| Notice of Demand under Recovery Certificate number 8978 of 2025 dated December 19, 2025 issued to MEGHA NIBHWANI [Defaulter] (PAN: AXPPN4024M) in the matter of ISO at BSE-MEGHA NIBHWANI : under Recovery Certificate No. 8978 of 2025. |
December 19, 2025 |
| General Remittance Order dated Dec 19,2025 – RC no 8643 of 2025 against SUMITRA DEVI in the matter of ISO at BSE-SUMITRA DEVI |
December 19, 2025 |
| General Remittance Order dated Dec 19,2025 – RC no 8763 of 2025 against Ajay Kumar Mukhiya in the matter of Unregistered Investment Advisory by Ajay Kumar Mukhiya. |
December 19, 2025 |
| General Remittance Order dated Dec 19,2025 – RC no 8786 of 2025 against Manish Kumar Mahaseth in the matter of Unregistered Investment Advisory services by Manish Kumar Mahaseth, Proprietor of Live Indian Market |
December 19, 2025 |
| General Remittance Order dated Dec 19,2025 – RC no 8789 of 2025 against Sarvesh Kumar in the matter of Unregistered Investment Advisory by Sarvesh Kumar- Proprietor of Business Mart World |
December 19, 2025 |
| General Remittance Order dated Dec 19,2025 – RC no 8824 of 2025 against P. Krishnakumar and Jagadeesan in the matter of Unregistered investment advisory services/activities of YM Forecast managed by P Krishnakumar and Jagdeesan S |
December 19, 2025 |
| General Remittance Order dated Dec 19,2025 – RC no 8897 of 2025 against Pankaj Kumar Shukla in the matter of Unregistered Investment Advisory activities of Pankaj Kumar Shukla, Proprietor of M/s. Market Anand |
December 19, 2025 |
| General Remittance Order dated Dec 19,2025 – RC no 8396 of 2024 against Grovalue Securities Private Limited in the matter of ISO at BSE-Grovalue Securities Private Limited |
December 19, 2025 |
| Completion of Recovery Certificate No. 7153 of 2023 dated September 14, 2023 issued Anuj Garg [Defaulter] PAN: AHEPG5644F in the matter of CPR Capital Services Ltd. |
December 19, 2025 |
| Release Order – Anuj Garg [Defaulter] PAN: AHEPG5644F in the matter of CPR Capital Services Ltd. Certificate No. 7153 of 2023. |
December 19, 2025 |
| Appeal No. 6629 of 2025 filed by Dinesh Kumar Maheshwari |
December 19, 2025 |
| Modification in the conditions specified for reduction in denomination of debt securities |
December 18, 2025 |
| Adjudication Order in respect of Rajendra Kumar Garg in the matter of dealings in Illiquid Stock Options at BSE |
December 18, 2025 |
| Adjudication Order in respect of Primesoft Dealer Pvt. Ltd. in the matter of dealings in Illiquid Stock Options on BSE |
December 18, 2025 |
| Release Order dated 18.12.2025 issued in RC No.48 of 2014 issued against Rajkumar Basantani in the matter of Kolar Biotech Ltd. |
December 18, 2025 |
| Release Order dated 18.12.2025 issued in RC No.205 of 2014 issued against Adam Comsof Ltd. in the matter of Adam Comsof Ltd. |
December 18, 2025 |
| Release Order dated 18.12.2025 issued in RC No.283 of 2014 issued against Kolar Biotech Ltd. in the matter of Kolar Biotech Ltd. |
December 18, 2025 |
| Release Order dated 18.12.2025 issued in RC No.301 of 2014 issued against Adam Comsof Ltd. in the matter of Kolar Biotech Ltd. |
December 18, 2025 |
| Release Order dated 18.12.2025 issued in RC No.421 of 2014 issued against Sangam Infotech Pvt. Ltd. in the matter of Adam Comsof Ltd. |
December 18, 2025 |
| Release Order dated 18.12.2025 issued in RC No.603 of 2015 issued against Soundcraft Industries Ltd. in the matter of Soundcraft Industries Ltd. |
December 18, 2025 |
| Release Order dated 18.12.2025 issued in RC No.1005 of 2016 issued against Sangam Infotech Pvt. Ltd. in the matter of Sangam Infotech Ltd. |
December 18, 2025 |
| Release Order dated 18.12.2025 issued in RC No.1684 of 2018 issued against Kolar Biotech Ltd. in the matter of Kolar Biotech Ltd. |
December 18, 2025 |
| Release Order dated 18.12.2025 issued in RC No.4566 of 2022 issued against Rajkumar Chainrai Basantani in the matter of Soundcraft Industries Ltd. |
December 18, 2025 |
| Release Order dated 18.12.2025 issued in RC No.5481 of 2022 issued against Adam Comsof Ltd. in the matter of Non Obtaining of SCORES Authentication. |
December 18, 2025 |
| Settlement Order in the matter of inspection of NSDL conducted during FY 2023-24. |
December 17, 2025 |
| Adjudication Order in the matter of Mawana Sugars Limited |
December 17, 2025 |
| Adjudication Order in respect of Sachin Kumar Jhawar HUF in the matter of Illiquid Stock Options at BSE |
December 17, 2025 |
| Adjudication Order in respect of Vikash Chirimar in the matter of Illiquid Stock Options at BSE |
December 17, 2025 |
| Adjudication Order in respect of Ashirwad Tie Up Private Limited in the matter of Illiquid Stock Options at BSE |
December 17, 2025 |
| Adjudication Order in respect of Allo Roy in the matter of dealings in Illiquid Stock Options on BSE |
December 17, 2025 |
| Release Order of Gaurav Thakur (PAN: AQGPT3320G) in the matter of ISO at BSE. (Certificate No. 8298 of 2024). |
December 17, 2025 |
| Cancellation of Recovery Certificate No. 7881 of 2024 issued against Arun Panchariya in the matter of GDR issue of Winsome Yarns Limited |
December 17, 2025 |
| Release Order dated 17.12.2025 issued in RC No. 7881 of 2024 issued against Arun Panchariya in the matter of GDR issue of Winsome Yarns Limited |
December 17, 2025 |
| Release Order dated 17.12.2025 issued in RC No. 7812 of 2024 |
December 17, 2025 |
| Amendment to Notice of Demand issued in RC No. 7558 of 2024 |
December 17, 2025 |
| Completion of Recovery Certificate No. 284 of 2014 issued against Mahesh Mistry in the matter of Kolar Biotech Limited |
December 17, 2025 |
| Release Order dated 17.12.2025 issued in RC No. 284 of 2014 issued against Mahesh Mistry in the matter of Kolar Biotech Limited |
December 17, 2025 |
| Exemption order in the matter of Ashapura Minechem Ltd. |
December 16, 2025 |
| Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Sixth Amendment) Regulations, 2025 |
December 16, 2025 |
| Mandating periodic disclosure requirements- Securitised Debt Instruments (SDIs) |
December 16, 2025 |
| SEBI Order for Compliance -Release Order for Recovery Certificate No. 204 of 2014 in the matter of Adam Comsof Ltd and Recovery Certificate No. 567 of 2015 in the matter of Soundcraft Industries Ltd issued against Rajkumar Chainrai Basantani (PAN: AESPB2834F). |
December 16, 2025 |
| SEBI Order for Compliance -Release Order for Recovery Certificate No. 211 of 2014 and Recovery Certificate No 231 of 2014 in the matter of Adam Comsof Ltd and Recovery Certificate No. 288 of 2014 in the matter of Kolar Biotech Limited issued against Vinod Hingorani (PAN: AAXPH9088C). |
December 16, 2025 |
| Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations , 2025 |
December 16, 2025 |
| Notice of Attachment of Demat Accounts and Mutual Fund Folios dated December 16, 2025 under RC 8945 of 2025 against Pankaj Rameshchandra Vyas (PAN – ADGPV4521L) and Vaishali Pankaj Vyas (PAN – AAPPV4036J) in the matter of Manipulation in the scrip of SecUR Credentials Limited |
December 16, 2025 |
| Notice of Attachment of Bank Accounts dated December 16, 2025 under RC 8945 of 2025 against Pankaj Rameshchandra Vyas (PAN – ADGPV4521L) and Vaishali Pankaj Vyas (PAN – AAPPV4036J) in the matter of Manipulation in the scrip of SecUR Credentials Limited |
December 16, 2025 |
| Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 2025 |
December 16, 2025 |
| Prohibitory order issued against Mohammad Nasiruddin Ansari, Rahul Rao Padamati and Golden Syndicate Ventures in the matter of unregistered investment advisory by Baap of Chart in RC no 8754, 8755 and 8758 of 2025 |
December 15, 2025 |
| Appeal No. 6622 of 2025 filed by Sapankumar Rathi |
December 15, 2025 |
| Appeal No. 6620 of 2025 filed by Anand S Daga |
December 15, 2025 |
| Appeal No. 6627 of 2025 filed by Surinderpal Chananlal Sethi |
December 15, 2025 |
| Appeal No. 6626 of 2025 filed by Urmila Devi |
December 15, 2025 |
| Appeal No. 6630 of 2025 filed by Gaurang R Gajjar |
December 15, 2025 |
| Appeal No. 6628 of 2025 filed by T Sandeep |
December 15, 2025 |
| Appeal No. 6631 of 2025 filed by Tetari Devi |
December 15, 2025 |
| Appeal No. 6632 of 2025 filed by Lalmuni Devi |
December 15, 2025 |
| Appeal No. 6633 of 2025 filed by Jayveer Singh |
December 15, 2025 |
| Adjudication Order in respect of Aditya Dhabria in the matter of trading in Illiquid Stock Options on BSE |
December 15, 2025 |
| Adjudication Order in the matter of Abhishek Kumar Singh, Prop. Supreme Investrade and Research Services |
December 15, 2025 |
| Appeal No. 6634 of 2025 filed by Nareshkumar Ramniklal Doshi |
December 15, 2025 |
| Notice of Demand under Recovery Certificate number 8974 of 2025 dated December 15, 2025 issued to Shri Hitender Malhotra (PAN:CDUPM8087L) , Unitech Advisors India Private Limited (now known as Auram Asset Management Pvt. Ltd.) (PAN:AACCC5880D) , Sanjay Chandra (PAN:AACPC5804C) , Ramesh Chandra (PAN:AACPC5805D) and Ajay Chandra (PAN:AACPC5803F) [Defaulters], jointly severally in the matter of CIG Realty Fund-Scheme I, II and IV : under Recovery Certificate No. 8974 of 2025. |
December 15, 2025 |
| Completion of Recovery Proceedings against Arjun Sharma (Proprietor of M/s Commodity Raja) [Defaulter] PAN: FTLPS7201E in the matter of unregistered investment advisory activities by Arjun Sharma/ M/s Commodity Raja initiated under Recovery Certificate No. 8772 of 2025 |
December 15, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 15058 & 15059 of 2025 dated December 15, 2025 against Money Mishra Financial Services [Defaulter] (PAN: AAZFM1357R) in the matter of Transfer of mutual fund units by Money Mishra Financial Services and others: under Recovery Certificate No. 8596 of 2025. |
December 15, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 15060 & 15061 of 2025 dated December 15, 2025 against Sumac International Limited [Defaulter] (PAN: AABCS8193A) in the matter of Illiquid Stock Options at BSE: under Recovery Certificate No. 8601 of 2025. |
December 15, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 15062 & 15063 of 2025 dated December 15, 2025 against Dharmvir Singh [Defaulter] (PAN: DSVPS1071K) in the matter of Illiquid Stock Options at BSE: under Recovery Certificate No. 8619 of 2025. |
December 15, 2025 |
| Adjudication Order in the matter of insider trading activities of certain entities in the scrip of Refex Industries Limited |
December 12, 2025 |
| Provisions relating to Strengthening Governance of Market Infrastructure Institutions (MIIs) |
December 12, 2025 |
| Order in the matter of Mr. Purooskhan, Research Analyst. |
December 12, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 7922 of 2024 against Sanjay Jethalal Soni (HUF) in the matter of Timbor Home Limited. |
December 12, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7922 of 2024 against Sanjay Jethalal Soni (HUF) in the matter of Timbor Home Limited. |
December 12, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7923 of 2024 against Sanjay Soni in the matter of Timbor Home Limited. |
December 12, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 7923 of 2024 against Sanjay Soni in the matter of Timbor Home Limited. |
December 12, 2025 |
| Notice of Demand dated 12.12.2025 issued under RC No. 8971 of 2025 against Investment Research Advisor, Proprietor – Amit Gangrade [PAN: AVRPG8196P] and Algo System, proprietor – Sudeep Gangrade [PAN: GDTPS4158F] in the matter of Investment Research Advisor. |
December 12, 2025 |
| Notice of Demand dated 12.12.2025 issued under RC No. 8973 of 2025 against Investment Research Advisor, Proprietor – Amit Gangrade [PAN: AVRPG8196P] in the matter of Investment Research Advisor. |
December 12, 2025 |
| Notice of Demand dated 12.12.2025 issued under RC No. 8972 of 2025 against Investment Research Advisor, Proprietor – Amit Gangrade [PAN: AVRPG8196P] and Algo System, proprietor – Sudeep Gangrade [PAN: GDTPS4158F] in the matter of Investment Research Advisor. |
December 12, 2025 |
| Order in the matter of alleged insider trading in the scrip of Adani Green Energy Limited by Vinod Bahety and Others |
December 12, 2025 |
| Order in the matter of alleged insider trading in the scrip of Adani Green Energy Limited
by Pranav Adani and Others |
December 12, 2025 |
| Order in the matter of alleged insider trading in the scrip of Adani Green Energy Limited by Pranav Adani and Others |
December 12, 2025 |
| Amendment to Notice of Demand issued in RC No. 7822 of 2024 |
December 12, 2025 |
| Notice of Demand under Recovery Certificate number 8967 of 2025 dated December 12, 2025 issued to Mr Vijay Tulshyan [Defaulter] PAN: ACFPT5009H in the matter of Inspection of CIG Realty Fund Scheme I, II and IV: under Recovery Certificate No. 8967 of 2025. |
December 12, 2025 |
| Notice of Demand under Recovery Certificate number 8968 of 2025 dated December 12, 2025 issued to Mr Rakesh Dhingra [Defaulter] PAN: AAHPD6226A in the matter of Inspection of CIG Realty Fund Scheme I, II and IV: under Recovery Certificate No. 8968 of 2025. |
December 12, 2025 |
| Notice of Demand under Recovery Certificate number 8969 of 2025 dated December 12, 2025 issued to Mr Mahesh Kumar Sharma [Defaulter] PAN: AYYPS1602E in the matter of Inspection of CIG Realty Fund Scheme I, II and IV: under Recovery Certificate No. 8969 of 2025. |
December 12, 2025 |
| Amendment to Notice of Demand issued in RC No. 7526 of 2024 |
December 12, 2025 |
| Amendment to Notice of Demand issued in RC No. 7819 of 2024 |
December 12, 2025 |
| Amendment to Notice of Demand issued in RC No. 7820 of 2024 |
December 12, 2025 |
| Amendment to Notice of Demand issued in RC No. 7821 of 2024 |
December 12, 2025 |
| Notice of Attachment of Bank Accounts dated December 12, 2025 under RC 8939 of 2025 against Ashish P Shah (PAN – AJRPS7737C) in the matter of Svarnim Trade Udyog Limited |
December 12, 2025 |
| Notice of Attachment of Demat Accounts and Mutual Fund Folios dated December 12, 2025 under RC 8939 of 2025 against Ashish P Shah (PAN – AJRPS7737C) in the matter of Svarnim Trade Udyog Limited |
December 12, 2025 |
| Securities and Exchange Board of India (Infrastructure Investment Trusts) (Fourth Amendment) Regulations, 2025 dated December 11, 2025 |
December 11, 2025 |
| Securities and Exchange Board of India (Real Estate Investment Trusts) (Third Amendment) Regulations, 2025 dated December 11, 2025 |
December 11, 2025 |
| Investor Service Camp to be held on December 16, 2025 in the city of Indore, Madhya Pradesh |
December 11, 2025 |
| Deferment of timeline for implementation of Phase III of Nomination Circular dated January 10, 2025 read with Circular dated February 28, 2025 and July 30, 2025 |
December 11, 2025 |
| Appeal No. 6617 of 2025 filed by Sachin Sharma |
December 11, 2025 |
| Appeal No. 6619 of 2025 filed by Adv. Rajendrasingh Bhati |
December 11, 2025 |
| Appeal No. 6621 of 2025 filed by Dr. Aveena Gudapati |
December 11, 2025 |
| Appeal No. 6623 of 2025 filed by Sapankumar Rathi |
December 11, 2025 |
| Appeal No. 6624 of 2025 filed by Sapankumar Rathi |
December 11, 2025 |
| Appeal No. 6625 of 2025 filed by Sapankumar Rathi |
December 11, 2025 |
| Securities and Exchange Board of India (Real Estate Investment Trusts) Regulations, 2014 [Last amended on December 11, 2025] |
December 11, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8747 of 2025 against Bhavika Parimal Shah in the matter of Dealing in IIIiquid Stocks Options at BSE. |
December 10, 2025 |
| Adjudication Order in the matter of Fast Track Finsec Private Limited |
December 10, 2025 |
| Completion of Recovery Proceedings against Pardeep Aggarwal [Defaulter] (PAN : AAKPA1255B) in the matter of Priyadarshini Spinning Mills Ltd initiated under Recovery Certificate No. 385 of 2014 |
December 10, 2025 |
| Relaxation on geo tagging requirement in India for NRIs while undertaking re-KYC |
December 10, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8638 of 2025 against PINNACLE MARKET INVESTMENT ADVISORY PVT. LTD in the matter of PINNACLE MARKET INVESTMENT ADVISORY PVT. LTD. |
December 10, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8638 of 2025 against PINNACLE MARKET INVESTMENT ADVISORY PVT. LTD in the matter of PINNACLE MARKET INVESTMENT ADVISORY PVT. LTD. |
December 10, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8747 of 2025 against Bhavika Parimal Shah in the matter of Dealing in IIIiquid Stocks Options at BSE. |
December 10, 2025 |
| Release Order of Achin Kumar Roy. Certificate No. 7899 of 2024. |
December 10, 2025 |
| Remittance Advice against : Sham Sunder Dhawan [Defaulter] PAN: ACJPD4295P in the matter of Fedders Electric and Engineering Limited, under Recovery Certificate No. 8821 of 2025. |
December 10, 2025 |
| Appeal No. 6616 of 2025 filed by Suma |
December 10, 2025 |
| Appeal No. 6618 of 2025 filed by Ankur Singh |
December 10, 2025 |
| Settlement Order in the matter of investigation into misstatements / irregularities in the financial statements of Brightcom Group Limited |
December 9, 2025 |
| Adjudication Order in the matter of Samena Special Situations Mauritius |
December 9, 2025 |
| SEBI and IEPFA Conducted the fourth “Niveshak Shivir” at Jaipur – Proactive Joint Initiative to Minimize Unclaimed Assets and Facilitate Investor Claims for Unpaid Dividends and Shares |
December 9, 2025 |
| Settlement Order in the matter of trading activities of certain entities to trade ahead of recommendation furnished in TV shows co-hosted by Mr. Hemant Ghai in CNBC Awaaz |
December 9, 2025 |
| Adjudication Order in the matter of ANS Private Limited |
December 9, 2025 |
| Notice of Demand dated December 09, 2025 issued under RC No. 8970 of 2025 drawn against M/s Highlight Investment Research (Proprietor: Ms. Shilpa Garg) in the matter of M/s Highlight Investment Research (Proprietor: Ms. Shilpa Garg) |
December 9, 2025 |
| Adjudication Order in respect of Alternative Dealers Private Limited in the matter of trading in Illiquid Stock Options at BSE |
December 8, 2025 |
| Adjudication Order in respect of Parasmani Tradelink Private Limited in the matter of trading in Illiquid Stock Options at BSE |
December 8, 2025 |
| Clarification on the Digital Accessibility circulars of SEBI |
December 8, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts with AP No. 9582 & 9583 of 2023 dated December 08, 2025 against M/s Highland Industries Limited [Defaulter] (PAN: AABCH4352G) in the matter of Non-redressal of Investor grievances, under Recovery Certificate No. 4616 of 2022. |
December 8, 2025 |
| Modalities for migration to AI only schemes and relaxations to Large Value Funds for Accredited Investors under SEBI (Alternative Investment Funds) Regulations, 2012 |
December 8, 2025 |
| Order in the matter of Krishna Kumar Jaiswal |
December 8, 2025 |
| Notice of Demand under Recovery Certificate number 8966 of 2025 dated December 04, 2025 issued to Alka Jain [Defaulter] PAN: ASJPJ4155A in the matter of front running by Alka Jain (Big Client-Sapphire Intrex Limited). : under Recovery Certificate No. 8966 of 2025. |
December 5, 2025 |
| Securities and Exchange Board of India (Depositories and Participants) Regulations 2018 [Last amended on November 22, 2025] |
December 5, 2025 |
| Shri Sandip Pradhan takes charge as Whole Time Member, SEBI |
December 5, 2025 |
| Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) (Amendment) Regulations, 2025 |
December 5, 2025 |
| Securities and Exchange Board of India (Merchant Bankers) (Amendment) Regulations, 2025 |
December 5, 2025 |
| Securities and Exchange Board of India (Intermediaries) (Third Amendment) Regulations, 2025 |
December 5, 2025 |
| Securities and Exchange Board of India (Substitution of Registered Post with Speed Post) (Amendment) Regulations, 2025 |
December 5, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 82 of 2014 against Girdharbhai Karu in the matter of Kolar Biotech Limited. |
December 4, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 286 of 2014 against Cavalier Securities in the matter of Kolar Biotech Limited. |
December 4, 2025 |
| Release Order dated December 04, 2025 issued under RC No. 208 of 2014 drawn against Mastermind Mercantile Co-Op Limited in the matter of Adam Comsof Limited. |
December 4, 2025 |
| Release Order dated December 04, 2025 issued under RC No. 207 of 2014 drawn against Adsul Trading Private Limited in the matter of Adam Comsof Limited. |
December 4, 2025 |
| Release Order dated December 04, 2025 issued under RC No. 287 of 2014 drawn against M/s Albeli Trading Private Limited in the matter of Kolar Biotech Limited. |
December 4, 2025 |
| Release Order dated December 04, 2025 issued under RC No. 210 of 2014 drawn against M/s Million Investrade Limited in the matter of Adam Comsof Limited. |
December 4, 2025 |
| Release Order dated December 04, 2025 issued under RC No. 302 of 2014 drawn against M/s Structure Housing and Finance Private Limited in the matter of Kolar Biotech Limited. |
December 4, 2025 |
| Release Order dated December 04, 2025 issued under RC No. 300 of 2014 drawn against Adsul Trading Private Limited in the matter of Kolar Biotech Limited. |
December 4, 2025 |
| Release Order dated December 04, 2025 issued under RC No. 304 of 2014 drawn against Mastermind Mercantile Co-Op Private Limited in the matter of Kolar Biotech Limited. |
December 4, 2025 |
| Release Order dated December 04, 2025 issued under RC No. 303 of 2014 drawn against M/s Million Investrade Limited in the matter of Kolar Biotech Limited. |
December 4, 2025 |
| Release Order dated December 04, 2025 issued under RC No. 305 of 2014 drawn against M/s Jugnu Securities Private Limited in the matter of Kolar Biotech Limited. |
December 4, 2025 |
| Release Order dated December 04, 2025 issued under RC No. 307 of 2014 drawn against M/s Kalbadevi Finance Limited in the matter of Kolar Biotech Limited. |
December 4, 2025 |
| Release Order dated December 04, 2025 issued under RC No. 309 of 2014 drawn against M/s Aravali Housing Finance Limited in the matter of Kolar Biotech Limited. |
December 4, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 564 of 2015 against Mahesh Adsul (PAN: AGGPA2537E) in the matter of Adsam Comsof Limited. |
December 4, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 591 of 2015 against Cavalier Securities in the matter of India Polyspin Limited. |
December 4, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 566 of 2015 against Mahesh Adsul (PAN: AGGPA2537E) in the matter of Adsul Trading Private Limited. |
December 4, 2025 |
| Interim Order in the matter of Avadhut Sathe Trading Academy Private Limited |
December 4, 2025 |
| Appeal No. 6615 of 2025 filed by Prakash Laxman Tayde |
December 4, 2025 |
| Appeal No. 6614 of 2025 filed by Ganesh Bhausaheb Kshirsagar |
December 4, 2025 |
| Appeal No. 6613 of 2025 filed by Vikas Baliyan |
December 4, 2025 |
| Appeal No. 6612 of 2025 filed by Mr. Talada Sandeep |
December 4, 2025 |
| Securities and Exchange Board of India (Share Based Employee Benefits and Sweat Equity) (Second Amendment) Regulations, 2025 |
December 4, 2025 |
| Notice of Attachment dated December 03,2025 in RC no 8801 of 2025 against Jagadeesan S (PAN:BDDPJ0903L) in the matter of Unregistered investment advisory services/activities of YM Forecast managed by P Krishnakumar and Jagdeesan S. |
December 3, 2025 |
| Securities and Exchange Board of India (Foreign Portfolio Investors) (Second Amendment) Regulations, 2025 |
December 3, 2025 |
| Securities and Exchange Board of India (Foreign Venture Capital Investors) (Amendment) Regulations, 2025 |
December 3, 2025 |
| Completion of Recovery Certificate No. RC 8098 of 2024 against Krishna Kumar Jhunjhunwala HUF (PAN: AAJHK7693C) in the matter of Illiquid Stock Options |
December 3, 2025 |
| Release Order in the Recovery Certificate No. RC 8098 of 2024 against Krishna Kumar Jhunjhunwala HUF (PAN: AAJHK7693C) in the matter of Illiquid Stock Options |
December 3, 2025 |
| Notice of Demand under Recovery Certificate number 8964 of 2025 dated December 03, 2025 issued to Aggarwal Steel Rolling Mills and Metal Industries (PAN: AABFA9058R) in the matter of PG Electroplast Limited. : under Recovery Certificate No. 8964 of 2025. |
December 3, 2025 |
| General Remittance Order dated 02.12.2025 in Recovery Certificate No. 8918 of 2025 issued against Laxman Dhananjay Gunde (PAN: AMAPG3827H) in the matter of Generic Engineering Construction and Projects Limited. |
December 2, 2025 |
| General Remittance Order dated 02.12.2025 in Recovery Certificate No. 8919 of 2025 issued against Arun Ramachandra Gole (PAN: AMYPG6141Q) in the matter of Generic Engineering Construction and Projects Limited. |
December 2, 2025 |
| General Remittance Order dated 02.12.2025 in Recovery Certificate No. 8920 of 2025 issued against Shivakumar Gattai Kamballa (PAN: CUJPK5764Q) in the matter of Generic Engineering Construction and Projects Limited. |
December 2, 2025 |
| SEBI Order for Compliance – General Remittance Order for Recovery Certificate No. 8839 of 2025 against 1. Ameet Savant 2. Crefin India Management Pvt.Ltd 3. Mr. Jeevendra Kumar Poddar 4. Ms. Shipra Singh (PAN: BTKPS6899H) in the matter of unregistered portfolio management services activity by Ameet Savant (Proprietor of Ventura) and unregistered investment advisory activity by Crefin India Management Pvt. Ltd. And its directors |
December 2, 2025 |
| Exemption Order in the matter of Insecticides (India) Limited |
December 2, 2025 |
| Niveshak Shivir to be held on December 06, 2025 in the city of Jaipur, Rajasthan |
December 2, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8716 of 2025 against Vijay Pujara in the matter of trading activities of certain entities in the scrip of Kavit Industries Limited. |
December 2, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8716 of 2025 against Vijay Pujara in the matter of trading activities of certain entities in the scrip of Kavit Industries Limited. |
December 2, 2025 |
| Settlement Order in respect of Tata Capital Limited |
December 2, 2025 |
| Settlement Order in the matter of Navi Mutual Fund |
December 2, 2025 |
| In the matter of Nuvama Wealth and Investment Limited |
December 1, 2025 |
| Notice of Demand under Recovery Certificate number 8963 of 2025 dated December 01, 2025 issued to Nitin Kumar Garg (PAN: AIXPG1991K) in the matter of suspected insider trading activity of certain entities in the scrip of M/s Nucleus Software Exports Limited. : under Recovery Certificate No. 8963 of 2025. |
December 1, 2025 |
| General Remittance Order dated 01.12.2025 issued under RC No. 8916 of 2025 drawn against Moglesh Chanappa Koni in the matter of Generic Engineering Construction and Project Limited. |
December 1, 2025 |
| General Remittance Order dated 01.12.2025 issued under RC No. 8915 of 2025 drawn against Saurabh Ashok Shinde in the matter of Generic Engineering Construction and Project Limited. |
December 1, 2025 |
| General Remittance Order dated 01.12.2025 issued under RC No. 8917 of 2025 drawn against Subhash Vithoba Dongre in the matter of Generic Engineering Construction and Project Limited. |
December 1, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4580 of 2022 against against Karan Kirtibhai Shah , Keval Kirtikumar Shah , Alkaben Kirtibhai Shah & Kirtibhai Rasiklal Shah in the matter of SMS Techsoft (India) Ltd. |
November 28, 2025 |
| Securities and Exchange Board of India (Informal Guidance) Scheme, 2025 |
November 28, 2025 |
| Completion of Recovery Certificate No 7693 of 2024 issued against Shem Raja Sudhakar (PAN: BYVPS2897D) in the matter of Arvind Remedies Ltd. |
November 28, 2025 |
| Adjudication Order in respect of Mangalkamna Dealer Pvt. Ltd. in the matter of dealings in Illiquid Stock Options on BSE |
November 28, 2025 |
| Adjudication Order in respect of Tavarya Trade-Link Pvt. Ltd. in the matter of Illiquid Stock Options at BSE |
November 28, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 2786 of 2020 against SMS Techsoft (India) Ltd (PAN NO. AAECA1954G), Jagadish Vital (PAN: ACJPJ5747L), Akash Jagadish Vital (PAN: ATYPA8648K), Anita S. Kadanthalai (PAN: ABUPA2184Q), Alkaben Kirtibhai Shah (PAN: CPAPS2335R), Bafna S R (PAN: AFXPB6525P), Chhaya Umeshchandra Trivedi (AHDPT3058P), Dharmendra Rikhavchand Shah (HUF) (PAN: AAEHD6246F), Himadri Kamleshbhai Shah (PAN: AZYPS5654H), Himanshu Prafulchandra Shah (PAN: ANEPS9445A), Kaliyaben Himanshu Shah (PAN: BFQPS1462A), Kanubhai Narandas Thakkar (PAN: ADZPT3418R), Karan Kirtibhai Shah (PAN: BQYPS0082D), Keval Kirtikumar Shah (PAN: DFNPS6796L), Kirtikumar Rasiklal Shah (PAN: AKQPS8463F), K Rajgopal (PAN: AGCPR8130L), Mahavirsingh N Chauhan (AQOPC6330R), Maheshchandra Chunilal Shah (AIOPS3870Q), Meenaben Natubhai Thakkar (PAN: AHWPT5940M), Minaben Prafulbhai Shah (PAN: COYPS9153J), Mitesh Kanaiyalal Thakkar (PAN: AHQPT0178H), Mukeshbhai Shantilal Thakkar (PAN: AJBPT8789M), Mulchand Ganeshmal Jain (PAN: ABBPJ6373M), Natubhai Shantilal Thakkar (PAN: AHWPT5944R), Navinchandra Kanubhai Thakkar (PAN: ADUPT1264A), Pruthvi Himanshu Shah (PAN: DCAPS6011N), S Rajaganesh (PAN: ALBPR2586E), Suresh Nenmalji Malvi (PAN: AKMPM4951C), Vaishali Natvarlal Thakkar (PAN: AMJPT1242N), Vinit Kamleshkumar Shah (PAN: BOIPS2506E), Vinod Jain (PAN: AEDPJ4235P), Manjulaben Maheshchandra Chunilal Shah (PAN: AFSPS6606M) and Rajesh Ranka (PAN NO: ACUPR5573R) in the matter of SMS Techsoft (India) Ltd. |
November 28, 2025 |
| Order in the matter of M/s Satyam Shivam Sundaram Trading. |
November 28, 2025 |
| Adjudication Order in respect of Anil Bajaj HUF in the matter of Illiquid Stock Options at BSE |
November 28, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 2786 of 2020 against SMS Techsoft (India) Ltd (PAN NO. AAECA1954G), Jagadish Vital (PAN: ACJPJ5747L), Akash Jagadish Vital (PAN: ATYPA8648K), Anita S. Kadanthalai (PAN: ABUPA2184Q), Alkaben Kirtibhai Shah (PAN: CPAPS2335R), Bafna S R (PAN: AFXPB6525P), Chhaya Umeshchandra Trivedi (AHDPT3058P), Dharmendra Rikhavchand Shah (HUF) (PAN: AAEHD6246F), Himadri Kamleshbhai Shah (PAN: AZYPS5654H), Himanshu Prafulchandra Shah (PAN: ANEPS9445A), Kaliyaben Himanshu Shah (PAN: BFQPS1462A), Kanubhai Narandas Thakkar (PAN: ADZPT3418R), Karan Kirtibhai Shah (PAN: BQYPS0082D), Keval Kirtikumar Shah (PAN: DFNPS6796L), Kirtikumar Rasiklal Shah (PAN: AKQPS8463F), K Rajgopal (PAN: AGCPR8130L), Mahavirsingh N Chauhan (AQOPC6330R), Maheshchandra Chunilal Shah (AIOPS3870Q), Meenaben Natubhai Thakkar (PAN: AHWPT5940M), Minaben Prafulbhai Shah (PAN: COYPS9153J), Mitesh Kanaiyalal Thakkar (PAN: AHQPT0178H), Mukeshbhai Shantilal Thakkar (PAN: AJBPT8789M), Mulchand Ganeshmal Jain (PAN: ABBPJ6373M), Natubhai Shantilal Thakkar (PAN: AHWPT5944R), Navinchandra Kanubhai Thakkar (PAN: ADUPT1264A), Pruthvi Himanshu Shah (PAN: DCAPS6011N), S Rajaganesh (PAN: ALBPR2586E), Suresh Nenmalji Malvi (PAN: AKMPM4951C), Vaishali Natvarlal Thakkar (PAN: AMJPT1242N), Vinit Kamleshkumar Shah (PAN: BOIPS2506E), Vinod Jain (PAN: AEDPJ4235P), Manjulaben Maheshchandra Chunilal Shah (PAN: AFSPS6606M) and Rajesh Ranka (PAN NO: ACUPR5573R) in the matter of SMS Techsoft (India) Ltd. |
November 28, 2025 |
| Reclassification of Real Estate Investment Trusts (REITs) as equity related instruments for facilitating enhanced participation by Mutual Funds and Specialized Investment Funds (SIFs) |
November 28, 2025 |
| Adjudication Order in respect of Shiw Mohan Jaiswal in the matter of Illiquid Stock Options at BSE |
November 28, 2025 |
| Appeal No. 6608 of 2025 filed by Vivend Joarg francis |
November 28, 2025 |
| Appeal No. 6603 of 2025 filed by Siddhartha K Garg |
November 28, 2025 |
| Appeal No. 6609 of 2025 filed by Nitish Kumar |
November 28, 2025 |
| Appeal No. 6610 of 2025 filed by Lakshmanan C |
November 28, 2025 |
| Notice of Demand (NoD) under Recovery Certificate No. 8953 of 2025 issued against Mr. Himanshu Mahendrabhai Patel, Mr. Raj Mahendrabhai Patel, Mr. Mahendrabhai Bechardas Patel, Mr. Kokilaben Mahendrabhai Patel, Mr. Avaniben Kirankumar Patel and Mr. Jaydev Zala in the matter of Stock recommendations using social media channel |
November 28, 2025 |
| Adjudication Order in the matter of Kreo Capital Private Limited |
November 28, 2025 |
| Release order for Recovery Certificate No 7693 of 2024 issued against Shem Raja Sudhakar (PAN: BYVPS2897D) in the matter of Arvind Remedies Ltd. |
November 28, 2025 |
| Cancellation order for RC 8912 of 2025 issued against Ms. Kruti Kevin Kapadia in the matter of Darshan Orna Limited |
November 28, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 5548 of 2022 against Mr. Kirtikumar Rasiklal Shah in the matter of SMS Techsoft (India) Ltd. |
November 28, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 5555 of 2022 against Mrs. Alkaben Kirtibhai Shah in the matter of SMS Techsoft (India) Ltd. |
November 28, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8934 of 2025 against Pinal Rajeshbhai Mehta in the matter of Jay Energy & S. Energies Limited. |
November 28, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8937 of 2025 against Bhrugesh Pankaj Mehta in the matter of Jay Energy & S. Energies Limited. |
November 28, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8439 of 2024 against Yusufbhai Mohmadbhai Katariya in the matter of Illiquid Stock Options at BSE |
November 28, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8439 of 2024 against Yusufbhai Mohmadbhai Katariya in the matter of Illiquid Stock Options at BSE |
November 28, 2025 |
| Notice of Demand under Recovery Certificate number 8962 of 2025 dated November 28, 2025 issued to Anupam Gupta [Defaulter] PAN: AHQPG5608R in the matter of insider trading in the scrip of Nucleus Software Exports Ltd.. : under Recovery Certificate No. 8962 of 2025. |
November 28, 2025 |
| Order in respect of Droneacharya Aerial Innovations Limited |
November 28, 2025 |
| Enquiry Order in the matter of Prabhudas Lilladher Private Limited |
November 28, 2025 |
| SEBI Order for Compliance – Notice of Attachment of Demat Account for Recovery Certificate No. 5640 of 2022 against Mitesh Kaniyalal Thakkar in the matter of SMS Techsoft (India) Limited. |
November 28, 2025 |
| SEBI Order for Compliance – Notice of Attachment of Bank Account for Recovery Certificate No. 5640 of 2022 against Mitesh Kaniyalal Thakkar in the matter of SMS Techsoft (India) Limited. |
November 28, 2025 |
| SEBI Order for Compliance – Notice of Attachment of Bank Account for Recovery Certificate No. 5552 of 2022 against Mitesh Kaniyalal Thakkar in the matter of SMS Techsoft (India) Limited. |
November 28, 2025 |
| SEBI Order for Compliance – Notice of Attachment of Demat Account for Recovery Certificate No. 4514 of 2022 against Mitesh Kaniyalal Thakkar in the matter of SMS Techsoft (India) Limited. |
November 28, 2025 |
| SEBI Order for Compliance – Notice of Attachment of Demat Account for Recovery Certificate No. 4511 of 2022 against Mitesh Kaniyalal Thakkar in the matter of SMS Techsoft (India) Limited. |
November 28, 2025 |
| SEBI Order for Compliance – Notice of Attachment of Demat Account for Recovery Certificate No. 4519 of 2022 against Mitesh Kaniyalal Thakkar in the matter of SMS Techsoft (India) Limited. |
November 28, 2025 |
| SEBI Order for Compliance – Notice of Attachment of Demat Account for Recovery Certificate No. 5549 of 2022 against Mitesh Kaniyalal Thakkar in the matter of SMS Techsoft (India) Limited. |
November 28, 2025 |
| SEBI Order for Compliance – Notice of Attachment of Demat Account for Recovery Certificate No. 5550 of 2022 against Mitesh Kaniyalal Thakkar in the matter of SMS Techsoft (India) Limited. |
November 28, 2025 |
| SEBI Order for Compliance – Notice of Attachment of Bank Account for Recovery Certificate No. 5550 of 2022 against Mitesh Kaniyalal Thakkar in the matter of SMS Techsoft (India) Limited. |
November 28, 2025 |
| SEBI Order for Compliance – Notice of Attachment of Bank Account for Recovery Certificate No. 5549 of 2022 against Mitesh Kaniyalal Thakkar in the matter of SMS Techsoft (India) Limited. |
November 28, 2025 |
| SEBI Order for Compliance – Notice of Attachment of Bank Account for Recovery Certificate No. 4519 of 2022 against Mitesh Kaniyalal Thakkar in the matter of SMS Techsoft (India) Limited. |
November 28, 2025 |
| SEBI Order for Compliance – Notice of Attachment of Bank Account for Recovery Certificate No. 4514 of 2022 against Mitesh Kaniyalal Thakkar in the matter of SMS Techsoft (India) Limited. |
November 28, 2025 |
| SEBI Order for Compliance – Notice of Attachment of Bank Account for Recovery Certificate No. 4511 of 2022 against Mitesh Kaniyalal Thakkar in the matter of SMS Techsoft (India) Limited. |
November 28, 2025 |
| SEBI Order for Compliance – Notice of Attachment of Demat Account for Recovery Certificate No. 5552 of 2022 against Mitesh Kaniyalal Thakkar in the matter of SMS Techsoft (India) Limited. |
November 28, 2025 |
| Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012 [Last amended on November 19, 2025] |
November 27, 2025 |
| Adjudication order in respect of Parduman Kumar Jain in the matter of dealings in Illiquid Stock Options on BSE |
November 27, 2025 |
| Notice of Demand dated November 27, 2025 issued under RC No. 8959 of 2025 drawn against Ranjeet S Yadav in the matter of dealing in Illiquid Stock Options at BSE |
November 27, 2025 |
| Adjudication Order in the matter of Inspection of Launchpad Fintech Pvt. Ltd. |
November 27, 2025 |
| Adjudication Order in respect of Ms. Anita Devi Chokhani in the matter of dealings in Illiquid Stock Options on BSE |
November 27, 2025 |
| Adjudication Order in the matter of Octant Interactive Technologies Limited. |
November 27, 2025 |
| Notice of Demand under Recovery Certificate No. 8961 of 2025 dated 27.11.2025 issued against Trade Nexa Research Investment Advisor (Prop. Minakshi Asavani) (PAN- BXHPA0464M) in the matter of certain non-compliance with provisions of SEBI (Investment Advisers) Regulations, 2013, SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003 and circulars issued by SEBI. |
November 27, 2025 |
| Additional incentives to distributors for onboarding new individual investors from B-30 cities and women investors |
November 27, 2025 |
| SEBI Order for Compliance – Prohibitory Order for Recovery Certificate No. 6461 of 2023 against Lakhani Babulal Hansraj, Ramanlal Ravchand Shah, Bhagavatiben Vishnubhai Patel, Dhirajbhai Baladevji Thakor, Vinod Solanki, Jasmin Indu Shah, Mahendrabhai Naranbhai Patel, Pinesh Nareshkumar Shah and Bharti Sharma in the matter of BFL Asset Finvest Ltd (Formerly known as BFL Developers Ltd). |
November 27, 2025 |
| SEBI Order for Compliance – General Remittance Order for Recovery Certificate No. 6461 of 2023 against Pinesh Nareshkumar Shah in the matter of BFL Asset Finvest Ltd (Formerly known as BFL Developers Ltd ) |
November 27, 2025 |
| Adjudication Order in the matter of Alpine Commercial Company Limited |
November 26, 2025 |
| Adjudication Order in the matter of Jainam Broking Limited |
November 26, 2025 |
| Adjudication Order in the matter of Reliance Securities Limited w.r.t. Cyber Security and Cyber Resilience |
November 26, 2025 |
| Cancellation Order for Recovery Certificate No. 8908 of 2025 issued against Kevin Kapadia in the matter of Darshan Orna Limited. |
November 26, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8908 of 2025 against Kevin Kapadia (PAN: AGIPK9817H) in the matter of Darshan Orna Limited. |
November 26, 2025 |
| Notice of Demand dated November 26, 2025 issued under RC No. 8958 of 2025 drawn against Babulal Ramanlal Shah HUF in the matter of dealing in Illiquid Stock Options at BSE |
November 26, 2025 |
| Adjudication Order in respect of Modex International Securities Limited in the matter of Trading Members in Illiquid Stock Options at BSE |
November 26, 2025 |
| Appeal No. 6604 of 2025 filed by Shaik Moulali |
November 26, 2025 |
| Appeal No. 6605 of 2025 filed by Koppuravuri Soma Shekhar |
November 26, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8523 of 2025 against Shabanabanu Nizamuddin Qureshi in the matter of ISO at BSE-SHABANABANU NIZAMUDDIN QURESHI. |
November 25, 2025 |
| Memorandum of Understanding between Securities and Exchange Board of India (SEBI) and National Forensic Sciences University (NFSU) |
November 25, 2025 |
| Appeal No. 6602 of 2025 filed by Syed Abdul Rahman |
November 25, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8523 of 2025 against Shabanabanu Nizamuddin Qureshi in the matter of ISO at BSE-SHABANABANU NIZAMUDDIN QURESHI. |
November 25, 2025 |
| Appeal No. 6607 of 2025 filed by Rahul Sharma |
November 25, 2025 |
| Appeal No. 6606 of 2025 filed by Anil Kumar Agarwal |
November 25, 2025 |
| Timeline for submission of information by the Issuer to the Debenture Trustee(s) |
November 25, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8669 of 2025 against Paraskumar Kantibhai Rohit in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
November 25, 2025 |
| Specification of the terms and conditions for Debenture Trustees for carrying out activities outside the purview of SEBI |
November 25, 2025 |
| Modifications to Chapter IV of the Master Circular for Debenture Trustees dated August 13, 2025 |
November 25, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7553 of 2024 against Wealth Group or Wealth Finance (Proprietor: Mr. Remish Tirkey) in the matter of Wealth Group or Wealth Finance. |
November 25, 2025 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 7553 of 2024 against Wealth Group or Wealth Finance (Proprietor: Mr. Remish Tirkey) in the matter of Wealth Group or Wealth Finance. |
November 25, 2025 |
| Adjudication Order in the matter of Emkay Consultants Limited |
November 25, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7567 of 2024 against Wealth Group or Wealth Finance (Proprietor: Mr. Remish Tirkey) in the matter of Wealth Group Proprietor Mr. Remish Tirkey |
November 25, 2025 |
| Adjudication Order in respect of Abhijit Mangaldas Shanghavi in the matter of dealings in Illiquid Stock Options on BSE |
November 25, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8669 of 2025 against Paraskumar Kantibhai Rohit in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
November 25, 2025 |
| Corrigendum Order in respect of Urijita Commerce Private Limited in the matter of Allied Computer International Asia Limited. |
November 25, 2025 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 7567 of 2024 against Wealth Group or Wealth Finance (Proprietor: Mr. Remish Tirkey) in the matter of Wealth Group Proprietor Mr. Remish Tirkey |
November 25, 2025 |
| Securities and Exchange Board of India (Investment Advisers) (Second Amendment) Regulations, 2025 |
November 25, 2025 |
| Securities and Exchange Board of India (Research Analysts) (Second Amendment) Regulations, 2025 |
November 25, 2025 |
| Notice of Demand under Recovery Certificate No. 8944 of 2025 dated 25.11.2025 issued against Vinod V. Sable (PAN-BUQPS6087Q), Prijesh A. Kurani (PAN-AIQPK8093D), Dharini P. Kurani (PAN- DAEPK6510G) and Ashish P. Shah (PAN-AJRPS7737C) in the matter of Investigation in the scrip of Svarnim Trade Udyog Limited. |
November 25, 2025 |
| Notice of Demand under Recovery Certificate No. 8954 of 2025 dated 25.11.2025 issued against Prijesh A. Kurani (PAN-AIQPK8093D) in the matter of Investigation in the scrip of Svarnim Trade Udyog Limited. |
November 25, 2025 |
| Notice of Demand under Recovery Certificate No. 8955 of 2025 dated 25.11.2025 issued against Dharini P. Kurani (PAN- DAEPK6510G) in the matter of Investigation in the scrip of Svarnim Trade Udyog Limited. |
November 25, 2025 |
| Notice of Demand under Recovery Certificate No. 8956 of 2025 dated 25.11.2025 issued against Nishil K Malde (PAN- APJPM4645M) in the matter of Investigation in the scrip of Svarnim Trade Udyog Limited. |
November 25, 2025 |
| Notice of Demand under Recovery Certificate No. 8957 of 2025 dated 25.11.2025 issued against Vinod V. Sable (PAN- BUQPS6087Q) in the matter of Investigation in the scrip of Svarnim Trade Udyog Limited. |
November 25, 2025 |
| Securities and Exchange Board of India (Debenture Trustees) Regulations, 1993 [Last amended on October 27, 2025] |
November 24, 2025 |
| Adjudication Order in the matter of AFCO Capital India Private Limited. |
November 24, 2025 |
| Adjudication Order in respect of Arrowlink Chemical Pvt Ltd in the matter of Illiquid Stock Options at BSE |
November 24, 2025 |
| Adjudication Order in the matter of Prithvi Finmart Private Limited |
November 24, 2025 |
| Adjudication Order in respect of Rudramukhi Infrastructure Pvt. Ltd in the matter of Illiquid Stock Options at BSE |
November 24, 2025 |
| Certificate No. RC8767 of 2025_A.P Nos 15031 and 15032 of 2025_ Rahul Khandelwal (PAN: AWPPK7085E) in the matter of Getrise Infotech Pvt Ltd. |
November 24, 2025 |
| Completion of Recovery Certificate No. 7016 of 2023 dated July 28, 2023 issued Brain Strong Consulting Ltd. (Earlier Known as Wellindia Securities Limited) [Defaulter] PAN: AABCR5196G in the matter of Trading Members in Illiquid Stock Options. |
November 24, 2025 |
| Completion of Recovery Certificate No. 8549 of 2025 dated January 16, 2025 issued Wellindia Securities Limited (erstwhile known as Stock Brain Net Ltd.) (now known as Brain Strong Consulting Limited) [Defaulter] PAN: AABCR5196G in the matter of dealings in Illiquid Stock Options at BSE. |
November 24, 2025 |
| Release Order- Order releasing Pension account held by Ms. Deepa Dhawan, wife of Sham Sunder Dhawan (Defaulter) in the matter of Fedders Electric and Engineering Limited |
November 24, 2025 |
| Notice of Demand dated 21.11.2025 issued under RC No. 8951 of 2025 against Jain Impex [PAN: ADCPJ3259R] in the matter of Rajasthan Tube Manufacturing Company Limited. |
November 21, 2025 |
| Certificate of Completion dated November 21, 2025 issued under RC No. 746 of 2015 drawn against Bela H. Kayastha in the matter of Aarti Industries Ltd., Aarti Drugs Ltd., Havells India Ltd., Lyka Labs Ltd. and Tasc Pharmaceuticals. |
November 21, 2025 |
| Release Order dated November 21, 2025 issued under RC No. 746 of 2015 drawn against Bela H. Kayastha in the matter of Aarti Industries Ltd., Aarti Drugs Ltd., Havells India Ltd., Lyka Labs Ltd. and Tasc Pharmaceuticals. |
November 21, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4512 of 2022 against Minaben Prafulbhai Shah (COYPS9153J) in the matter of SMS Techsoft (India) Ltd. |
November 21, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 4512 of 2022 against Minaben Prafulbhai Shah (COYPS9153J) in the matter of SMS Techsoft (India) Ltd. |
November 21, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4518 of 2022 against Kaliyaben Himanshu Shah (BFQPS1462A) in the matter of SMS Techsoft (India) Ltd. |
November 21, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4496 of 2022 against Pruthvi Prafulbhai Shah (DCAPS6011N) in the matter of SMS Techsoft (India) Ltd. |
November 21, 2025 |
| Notice of Demand under Recovery Certificate No. 8946 of 2025 dated November 21, 2025 issued against Deepesh Jain (PAN:AGQPJ9415L) in the matter of Rajasthan Tubes Manufacturing Co. Ltd. |
November 21, 2025 |
| Notice of Demand dated 21.11.2025 issued under RC No. 8950 of 2025 against Deepika Jain [PAN: ACEPJ7192A] in the matter of Rajasthan Tube Manufacturing Company Limited. |
November 21, 2025 |
| Notice of Demand dated 21.11.2025 issued under RC No. 8949 of 2025 against Rajasthan Tube Manufacturing Company Limited [PAN: AABCR1642P] in the matter of Rajasthan Tube Manufacturing Company Limited. |
November 21, 2025 |
| Notice of Demand under Recovery Certificate No. 8948 of 2025 dated November 21, 2025 issued against Rita R Thakakr (PAN:AHEPT9061D) in the matter of ISO at BSE-RITA R THAKKAR. |
November 21, 2025 |
| Notice of Demand under Recovery Certificate No. 8947 of 2025 dated November 21, 2025 issued against Saurabh Jain (PAN: AFCPJ5870N) in the matter of Rajasthan Tubes Manufacturing Co. Ltd. |
November 21, 2025 |
| Adjudication Order in respect of Late Ms. Geeta Devi Agarwal in the matter of dealings in Illiquid Stock Options at BSE |
November 21, 2025 |
| Adjudication Order in respect of Sankat Mochan Holdings Private Limited in the matter of dealings in Illiquid Stock Options on BSE |
November 21, 2025 |
| Notice of Demand under Recovery Certificate No. 8945 of 2025 dated November 21, 2025 issued against Pankaj Rameshchandra Vyas (PAN – ADGPV4521L) and Vaishali Pankaj Vyas (PAN – AAPPV4036J) in the matter of Manipulation in the scrip of SecUR Credentials Limited |
November 21, 2025 |
| Adjudication Order in respect of Tarkeshwar Kaloya in the matter of Illiquid Stock Options |
November 21, 2025 |
| Adjudication Order in respect of Kusum Devi Agarwal in the matter of dealings in Illiquid Stock Options on BSE |
November 21, 2025 |
| Adjudication Order in the matter of inspection of Fourdegreewater Services Private Limited as stock broker acting as an Online Bond Platform Provider |
November 21, 2025 |
| Notice of Demand (NoD) under Recovery Certificate No. 8952 of 2025 issued against Mr. Himanshu Mahendrabhai Patel, Mr. Raj Mahendrabhai Patel and Mr. Jaydev Zala in the matter of Stock recommendations using Social media channel |
November 21, 2025 |
| General Remittance Order dated November 20, 2025 issued under RC No. 7760 of 2024 drawn against M/s Loftier Investment Advisor and Research Pvt. Ltd, Amit Tripathi, Bhuvaneshwar Tiwari, Pramil Nigam in the matter of M/s Loftier Investment Advisor and Research Pvt. Ltd. |
November 20, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 2247 of 2019 against Abhijeet Dwarkadas Daga in the matter of Timbor Home Ltd. |
November 20, 2025 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 2247 of 2019 against Abhijeet Dwarkadas Daga in the matter of Timbor Home Ltd. |
November 20, 2025 |
| Release Order – Recovery Certificate No. RC8541 of 2025 dated January 14, 2025 in respect of Sumit Bhoot (PAN: BLPPB9770D) in the matter of Eros International Media Limited. |
November 20, 2025 |
| Release Order – Recovery Certificate No. RC8541 of 2025 dated January 14, 2025 in respect of Sumit Bhoot (PAN: BLPPB9770D) in the matter of Eros International Media Limited. |
November 20, 2025 |
| Appeal No. 6611 of 2025 filed by Sarat Kumar Behura |
November 20, 2025 |
| Appeal No. 6599 of 2025 filed by Keshav Lahoti |
November 20, 2025 |
| Appeal No. 6600 of 2025 filed by Harbans Singh Sahni |
November 20, 2025 |
| Appeal No. 6601 of 2025 filed by Dr. Andrew Godwin |
November 20, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 4496 of 2022 against Pruthvi Himanshu Shah (DCAPS6011N) in the matter of SMS Techsoft (India) Limited. |
November 19, 2025 |
| Exemption Order in the matter of Themis Medicare Ltd. |
November 19, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 4518 of 2022 against Kaliyaben Himanshu Shah (BFQPS1462A) in the matter of SMS Techsoft (India) Limited. |
November 19, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 5554 of 2022 against Keval Kirtikumr Shah (DFNPS6796L) in the matter of SMS Techsoft (India) Limited. |
November 19, 2025 |
| Adjudication Order in respect of Rakesh Kumar Khetan HUF in the matter of dealings in Illiquid Stock Options on BSE |
November 19, 2025 |
| Caution to Public regarding unregistered Online Bond Platform Providers |
November 19, 2025 |
| Remittance Advice against : USHA MAURYA (PAN:AIFPM3626B) [Defaulter] in the matter of ISO at BSE-USHA MAURYA under Recovery Certificate No. 8250 of 2024. |
November 19, 2025 |
| Notice of Attachment dated November 19,2025 in RC no 8396 of 2024 against Grovalue Securities Private Limited in the matter of ISO at BSE-Grovalue Securities Private Limited. |
November 19, 2025 |
| Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2025 |
November 19, 2025 |
| Settlement Order in respect of Atul G. Chaturvedi the matter of suspected front running of trades of Big Client- Societe Generale by Chaturvedi Group |
November 18, 2025 |
| Notice of Attachment of Bank Accounts dated November 17, 2025 under RC 8929 of 2025 against Prafulla Subhash Chandra Bhat (PAN – AMEPB0155F) in the matter of Prakash Constrowell Limited (now Setubandhan Infrastructure Limited) |
November 17, 2025 |
| Notice of Attachment of Bank Accounts dated November 17, 2025 under RC 8930 of 2025 against Anup Karwa (PAN – BFNPK5368C) in the matter of Prakash Constrowell Limited (now Setubandhan Infrastructure Limited) |
November 17, 2025 |
| Notice of Attachment of Demat Accounts dated November 17, 2025 under RC 8929 of 2025 against Prafulla Subhash Chandra Bhat (PAN – AMEPB0155F) in the matter of Prakash Constrowell Limited (now Setubandhan Infrastructure Limited) |
November 17, 2025 |
| Notice of Attachment of Demat Accounts dated November 17, 2025 under RC 8930 of 2025 against Anup Karwa (PAN – BFNPK5368C) in the matter of Prakash Constrowell Limited (now Setubandhan Infrastructure Limited) |
November 17, 2025 |
| Notice of Attachment of Bank Accounts dated November 17, 2025 under RC 8931 of 2025 against Anup Karwa (PAN – BFNPK5368C) in the matter of Prakash Constrowell Limited (now Setubandhan Infrastructure Limited) |
November 17, 2025 |
| Notice of Attachment of Demat Accounts dated November 17, 2025 under RC 8931 of 2025 against Anup Karwa (PAN – BFNPK5368C) in the matter of Prakash Constrowell Limited (now Setubandhan Infrastructure Limited) |
November 17, 2025 |
| Notice of Attachment of Demat Accounts dated November 17, 2025 under RC 8928 of 2025 against Prafulla Subhash Chandra Bhat (PAN – AMEPB0155F) in the matter of Prakash Constrowell Limited (now Setubandhan Infrastructure Limited) |
November 17, 2025 |
| Notice of Attachment of Bank Accounts dated November 17, 2025 under RC 8928 of 2025 against Prafulla Subhash Chandra Bhat (PAN – AMEPB0155F) in the matter of Prakash Constrowell Limited (now Setubandhan Infrastructure Limited) |
November 17, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 4492 of 2022 against Minaben Prafulbhai Shah (COYPS9153J) in the matter of SMS Techsoft (India) Limited. |
November 17, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 5556 of 2022 against Himanshu Prafulchandra Shah (ANEPS9445A) in the matter of SMS Techsoft (India) Limited. |
November 17, 2025 |
| Order in the matter of Bharat Nidhi Limited and Others |
November 17, 2025 |
| Appeal No. 6596 of 2025 filed by Soumitra Basak |
November 17, 2025 |
| Settlement Order in the matter of role of Axis Trustee and Embassy Office Parks in the matter of Fit and Proper Criteria for Aravind Maiya pursuant to NFRA Order dated 19.08.2024 |
November 17, 2025 |
| Settlement Order in the matter of Dish TV India Limited |
November 14, 2025 |
| Appeal No. 6598 of 2025 filed by Vikas Baliyan |
November 14, 2025 |
| Appeal No. 6597 of 2025 filed by Mani Bhushan Pankaj |
November 14, 2025 |
| Notice of Demand under Recovery Certificate No. 8939 of 2025 dated November 14, 2025 issued against Ashish P Shah (PAN – AJRPS7737C) in the matter of Svarnim Trade Udyog Limited |
November 14, 2025 |
| Notice of Demand under Recovery Certificate No. 8940 of 2025 dated November 14, 2025 issued against Jalaj Agrawal (PAN – AUDPA0226H) in the matter of Svarnim Trade Udyog Limited |
November 14, 2025 |
| Notice of Demand under Recovery Certificate No. 8941 of 2025 dated November 14, 2025 issued against Priyankbhai V Pajapati (PAN – ANRPP5551F) in the matter of Svarnim Trade Udyog Limited |
November 14, 2025 |
| Notice of Demand under Recovery Certificate No. 8942 of 2025 dated November 14, 2025 issued against Suraj G Prajapati (PAN – ALYPP7089F) in the matter of Svarnim Trade Udyog Limited |
November 14, 2025 |
| Inauguration of SEBI’s Pavilion at the IITF, 2025 by Chairman, SEBI |
November 14, 2025 |
| Order in the matter of Capital Vraddhi Financial Services, Proprietor- Raju Jhariya |
November 14, 2025 |
| Notice of Demand under Recovery Certificate No. 8938 of 2025 dated 14.11.2025 issued against SRSR Holdings Pvt. Ltd. (PAN: AAKCS0134N) in the matter of Satyam Computer Services Ltd. |
November 14, 2025 |
| Notice of Demand under Recovery Certificate No. 8943 of 2025 dated 14.11.2025 issued against B. Suryanarayana Raju (PAN: ACEPB2811N) in the matter of Satyam Computer Services Ltd |
November 14, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8419 of 2024 against Mr. Heet Manish Bapna alias Heet Manish Bafna (Proprietor-Standard Chartists) in the matter of Standard Chartist Proprietor Heet Manish Bapna. |
November 14, 2025 |
| Remittance Advice against : Hari Om Singh (PAN-BGBPS4181A), Manish Kumar (PAN-AMWPK4668G), Vijay Prakash Gupta, Proprietor of Aashi Traders (PAN-ANCPV2725J), Pradeep Narendra Bhatt (PAN-AGSPB0964C), Vijay Pujara (PAN-AGXPP5209R), and Ajaykumar Pujara (PAN-APLPP9651E) [Defaulters], jointly and severally in the matter of Continental Seeds and Chemicals Limited under Recovery Certificate No. 8858 of 2025. |
November 14, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 7976 of 2024 against Raisuddin Enterprise (ACKPU8773A) in the matter of Dealing in Illiquid Stock Options at BSE. |
November 13, 2025 |
| Settlement Order in the matter of Infomerics Valuation and Rating Private Limited |
November 13, 2025 |
| Notice of Attachment dated November 13,2025 in RC no 8786 of 2025 against Manish Kumar Mahaseth in the matter of Unregistered Investment Advisory services by Manish Kumar Mahaseth, Proprietor of Live Indian Market. |
November 13, 2025 |
| Notice of Attachment dated November 13,2025 in RC no 8824 of 2025 against P. Krishnakumar and Jagadeesan in the matter of Unregistered investment advisory services/activities of YM Forecast managed by P Krishnakumar and Jagdeesan S. |
November 13, 2025 |
| Notice of Attachment dated November 13,2025 in RC no 8789 of 2025 against Sarvesh Kumar in the matter of Unregistered Investment Advisory by Sarvesh Kumar- Proprietor of Business Mart World |
November 13, 2025 |
| Notice of Attachment dated November 13,2025 in RC no 8897 of 2025 against Pankaj Kumar Shukla in the matter of Unregistered Investment Advisory activities of Pankaj Kumar Shukla, Proprietor of M/s. Market Anand. |
November 13, 2025 |
| Report of the High Level Committee on Conflict of Interest, Disclosures and related matters in respect of Members and Officials of SEBI |
November 12, 2025 |
| Release Order – AMREEN SUKHYANI [Defaulter] (PAN: ATUPS9251J) in the matter of ISO at BSE. Certificate No. 8360 of 2024. |
November 12, 2025 |
| Completion of Recovery Certificate No. 8360 of 2024 dated November 21, 2024 issued AMREEN SUKHYANI [Defaulter] (PAN: ATUPS9251J) in the matter of ISO at BSE. |
November 12, 2025 |
| Settlement Order in the matter of BNP Paribas |
November 11, 2025 |
| SEBI and IEPFA Conducted the third “Niveshak Shivir” at Amritsar – Proactive Joint Initiative to Minimize Unclaimed Assets and Facilitate Investor Claims for Unpaid Dividends and Shares |
November 11, 2025 |
| Adjudication Order in respect of Harish Kumar Sakaria in the matter of Gala Global Products Limited |
November 11, 2025 |
| Adjudication Order in the matter of Angel One Limited |
November 11, 2025 |
| SEBI Order for Compliance -Completion Order for Recovery Certificate No. 4580 of 2022 against Karan Kirtibhai Shah (BQYPS0082D), Keval Kirtikumar Shah (DFNPS6796L), Alkaben Kirtibhai Shah (CPAPS2335R), Kirtibhai Rasiklal Shah (AKQPS8463F) in the matter of SMS Techsoft (India) Limited. |
November 11, 2025 |
| Adjudication order in respect of Pranab Nandy in the matter of dealings in Illiquid Stock Options at BSE |
November 11, 2025 |
| Order No. 006 of 2025 dated 10.11.2025 issued under RC No. 0436 of 2014 in the matter of M/s Four Season Farms Limited. |
November 10, 2025 |
| Order No. 007 of 2025 dated 10.11.2025 issued under RC No. 0436 of 2014 in the matter of M/s Four Season Farms Limited. |
November 10, 2025 |
| High Level Committee on “Conflict of Interest, Disclosures and related matters in respect of Members and Officials of SEBI” submits its report |
November 10, 2025 |
| SEBI Order for Compliance – Notice of Attachment for demat Recovery Certificate No. 8491 of 2025 against INSIGHT RESEARCH Proprietor Anil Gurjar in the matter of unregistered investment adviser |
November 10, 2025 |
| SEBI Order for Compliance – Notice of Attachment for Bank Recovery Certificate No. 8491 of 2025 against INSIGHT RESEARCH Proprietor Anil Gurjar in the matter of unregistered investment adviser |
November 10, 2025 |
| Caution to public regarding dealing in ‘Digital Gold’ |
November 8, 2025 |
| Order No. 004 of 2025 dated 07.11.2025 issued under RC No. 0436 of 2014 in the matter of M/s Four Season Farms Limited. |
November 7, 2025 |
| Order No. 005 of 2025 dated 07.11.2025 issued under RC No. 0436 of 2014 in the matter of M/s Four Season Farms Limited. |
November 7, 2025 |
| Adjudication Order in the matter of Mediaone Global Entertainment Limited |
November 7, 2025 |
| Exemption Order in the matter of Paisalo Digital Limited |
November 7, 2025 |
| General Remittance Order dated 06.11.2025 issued under RC No. 6364 of 2023 drawn against 1.) Dolphin Universal Rural Development Limited, 2.) Shri Anindyo Paul, 3.) Shri Debraj Mitra 4.) Shri Koushik Dutta 5.) Shri Rana Sikdar, 6.) Shri Saugata Basu 7.) Shri Subham Bose in the matter of Dolphin Universal Rural Development Limited . |
November 6, 2025 |
| Notices of Attachment dated 06.11.2025 issued under RC No. 8927 of 2025 drawn against Mr. Omprakash Basantlal Goenka, Mr. Prakash Ganpat Utekar, Mr. Venkatraman Natrajan and Mr. Narayan Shivram Kotnis in the matter of Royal Twinkle Star Club Private Limited. |
November 6, 2025 |
| SEBI Intensifies Efforts to Combat Online Investment Scams, Calls for Greater Collaboration from Social Media Platforms |
November 6, 2025 |
| Certificate of Completion dated 06.11.2025 issued under RC No. 6844 of 2023 drawn against Paath Financial Services Private Limited in the matter of Bhageria Industries Limited. |
November 6, 2025 |
| Release Order dated 06.11.2025 issued under RC No. 6844 of 2023 drawn against Paath Financial Services Private Limited in the matter of Bhageria Industries Limited. |
November 6, 2025 |
| SEBI Order for Compliance -Completion Order for Recovery Certificate No. 5551 of 2022 against Mr. Karan Kirtibhai Jadhav in the matter of SMS Techsoft (India) Limited. |
November 6, 2025 |
| Certificate No. 8922 of 2025_A.P Nos. 14996 and 14998 of 2025_ Smart Infraproperties Private Limited (PAN: AAQCS6937F) in the matter of Cressanda Solutions Limited |
November 6, 2025 |
| SEBI Hosts Municipal Bond and REIT/InvIT Outreach Programme in Raipur to Boost Urban Infrastructure Financing |
November 6, 2025 |
| Completion of Recovery Certificate No. RC1912 of 2019 in respect of Satyalaxmi Vinimay Pvt. Ltd. (PAN: AATCS8589E) in the matter of Svaraj Trading & Agencies Ltd. |
November 6, 2025 |
| Release Order – Recovery Certificate No. RC1912 of 2019 in respect of Satyalaxmi Vinimay Pvt. Ltd. (PAN: AATCS8589E) in the matter of Svaraj Trading & Agencies Ltd. |
November 6, 2025 |
| Order No. 003 of 2025 dated 06.11.2025 issued under RC No. 0436 of 2014 in the matter of M/s Four Season Farms Limited. |
November 6, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14994 and 14995 of 2025 dated November 06, 2025 against Yuvika Tradewing LLP (PAN: AABFY4620R) [Defaulter] in the matter of Cressanda Solutions Limited under Recovery Certificate No. 8924 of 2025 |
November 6, 2025 |
| Appeal No. 6591 of 2025 filed by Padamkumar Jain |
November 4, 2025 |
| Appeal No. 6592 of 2025 filed by Himmat Singh Shekhawat |
November 4, 2025 |
| Appeal No. 6593 of 2025 filed by Girish Malviya |
November 4, 2025 |
| Appeal No. 6594 of 2025 filed by Sambit Chakraborty |
November 4, 2025 |
| Appeal No. 6595 of 2025 filed by Sharda Jangir |
November 4, 2025 |
| Appeal No. 6587 of 2025 filed by Sudhanshu |
November 3, 2025 |
| Appeal No. 6588 of 2025 filed by Saikiran Parmeshwar Bhatnase |
November 3, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14988 and 14989 of 2025 dated November 03, 2025 against Rahul Goswami (PAN: AXUPG5665L) [Defaulter] in the matter of Unregistered Investment Advisory Services under Recovery Certificate No. 8890 of 2025 |
November 3, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14990 and 14991 of 2025 dated November 03, 2025 against Pawan Kumar Verma (PAN: AEKPV3608M) [Defaulter] in the matter of ISO at BSE under Recovery Certificate No. 8013 of 2024 |
November 3, 2025 |
| Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2025 |
November 1, 2025 |
| Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2025 |
November 1, 2025 |
| Order No. 002 of 2025 dated 31.10.2025 issued under RC No. 2490 of 2019 drawn against Shipa Kotak in the matter of Trading Activity of Sujit Karkera and Group. |
October 31, 2025 |
| Appeal No. 6586 of 2025 filed by Vicky Bhimrao Sonawale |
October 31, 2025 |
| Appeal No. 6589 of 2025 filed by Karni Singh Sheoran |
October 31, 2025 |
| Appeal No. 6590 of 2025 filed by M N Jinna |
October 31, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14968 & 14969 of 2025 dated October 31, 2025 against Wellindia Securities Limited (erstwhile known as Stock Brain Net Ltd.) (now known as Brain Strong Consulting Limited) [Defaulter] PAN: AABCR5196G in the matter of dealings in Illiquid Stock Options at BSE: under Recovery Certificate No. 8549 of 2025. |
October 31, 2025 |
| Adjudication Order in the matter of price and volume manipulation in the scrip of Quasar India Limited <br><a href='https://www.sebi.gov.in/sebi_data/commondocs/nov-2025/Corrigendum%20to%20Order%201ds_p.pdf'target='_blank' style='color:#007ffc'>[Corrigendum]</a> |
October 31, 2025 |
| Niveshak Shivir to be held on November 01, 2025 in the city of Amritsar, Punjab |
October 31, 2025 |
| Adjudication Order in the matter of price and volume manipulation in the scrip of Quasar India Limited |
October 31, 2025 |
| Adjudication Order in the matter of Binny Limited |
October 30, 2025 |
| Certificate of Completion dated 30.10.2025 issued under RC No. 6802 of 2023 drawn against Pradeep Dhanuka (PAN: AACPD0526C) in the matter of Gromo Trade & Consultancy Ltd. |
October 30, 2025 |
| Adjudication Order in respect of Ritu Agarwal in the matter of dealings in Illiquid Stock Options on BSE |
October 30, 2025 |
| Adjudication order in the matter of inspection of Choice Equity Broking Private Limited |
October 30, 2025 |
| Adjudication Order in respect of Shyam Sunder Vyas HUF in the matter of dealings in Illiquid Stock Options on BSE |
October 30, 2025 |
| Further extension of timeline for mandatory implementation of systems and processes by Qualified Stock Brokers (QSBs) with respect to T+0 settlement cycle |
October 30, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7602 of 2024 against Mr Vipul Bharatbhai Pithadia in the matter of Investigation into the trading activities of certain entity in the scrip of Capri Global Capital Ltd. |
October 30, 2025 |
| Order releasing property attached under Prohibitory Order no. RO/HO/899/2023 dated 22.11.2023 issued under RC 6802 of 2023 drawn against Pradeep Dhanuka (PAN: AACPD0526C) in the matter of Gromo Trade & Consultancy Ltd. |
October 30, 2025 |
| Release Order dated 30.10.2025 issued under RC 6802 of 2023 drawn against Pradeep Dhanuka (PAN: AACPD0526C) in the matter of Gromo Trade & Consultancy Ltd. |
October 30, 2025 |
| Ease of doing business – Interim arrangement for certified past performance of Investment Advisers and Research Analysts prior to operationalisation of Past Risk and Return Verification Agency (“PaRRVA”) |
October 30, 2025 |
| Ease of doing business measures – Enabling Investment Advisers (“IAs”) to provide second opinion to clients on assets under pre-existing distribution arrangement |
October 30, 2025 |
| Exemption Order in the matter of Triveni Engineering and Industries Ltd. |
October 30, 2025 |
| Adjudication Order in respect of Middleton Goods Pvt. Ltd. in the matter of dealings in Illiquid Stock Options on BSE |
October 30, 2025 |
| Remittance Advice against : Amrapali Aadya Trading & Investment Pvt. Ltd. [Defaulter] PAN: AAECA3909P in the matter of Amrapali Aadya Trading & Investment Pvt. Ltd. and Aadya commodities Pvt. Ltd., under Recovery Certificate No. 7803 of 2024. |
October 30, 2025 |
| Implementation of eligibility criteria for derivatives on existing Non-Benchmark Indices. |
October 30, 2025 |
| Certificate of Cancellation dated 30.10.2025 issued under RC No. 8921 of 2025 drawn against Kuber Udyog Limited in the matter of Generic Engineering Construction and Projects Limited |
October 30, 2025 |
| Remittance Advice against : NEW STAR SYSTEM SOLUTIONS PVT LTD (PAN: AACCN6135C) in the matter of ISO at BSE-NEW STAR SYSTEM SOLUTIONS PVT LTD., under Recovery Certificate No. 8361 of 2024. |
October 30, 2025 |
| Enquiry Order in the matter of Gretex Corporate Services Limited – Merchant Banker |
October 30, 2025 |
| Implementation of eligibility criteria for derivatives on existing Non-Benchmark Indices |
October 30, 2025 |
| Appeal No. 6583 of 2025 filed by Rachit Agrawal |
October 30, 2025 |
| Appeal No. 6584 of 2025 filed by Kumar Gautam |
October 30, 2025 |
| Notices of Attachment of Bank account and Demat account dated 30.10.2025 issued in Recovery Certificate No. 7750 of 2024 issued against Anurag Shrivastav (PAN: BWTPS4387N), Lokendra Jain (PAN: AJDPJ2709F), Sandeep Shriwas (PAN: FFDPS9776G) and Vijay Singh Tomar (PAN: AMJPT3407D) in the mater of Unregistered Investment Advisory Services (M/s. Zenithvia Research Services). |
October 30, 2025 |
| Notices of Attachment of Bank account and Demat account dated 30.10.2025 issued in Recovery Certificate No. 8901 of 2025 issued against Jitendra Bharbhuja (Proprietor of Maxx Innovation) {PAN: EZSPB9777C} in the mater of Unregistered Investment Advisory Services and Portfolio Manager Services by Maxx Innovation Growth and Maxx Innovation. |
October 30, 2025 |
| Appeal No. 6585 of 2025 filed by Nitin |
October 30, 2025 |
| General Remittance Order dated 30.10.2025 in Recovery Certificate No. 8878 of 2025 issued against Vipin Sharma (PAN: GWBPS1865J) in the matter of Unregistered Investment Advisory Services and Portfolio Manager Services by Maxx Innovation Growth and Maxx Innovation. |
October 30, 2025 |
| Completion of Recovery Certificate No. RC8809 of 2025 in respect of Raunak Shastri (PAN: ECLPS9722N) in the matter of Illiquid Stock Options |
October 29, 2025 |
| Order in the matter of unregistered investment advisory activities by Lifeinspire Knowledge Solutions Private Limited |
October 29, 2025 |
| Release Order dated 29.10.2025 issued under RC No. 8921 of 2025 drawn against Kuber Udyog Limited in the matter of Generic Engineering Construction and Projects Limited |
October 29, 2025 |
| Release Order – Vivek Kumar Varshney [Defaulter] PAN: AWTPV7908B in the matter of Continental Seeds and Chemicals Limited. Certificate No. 8867 of 2025. |
October 29, 2025 |
| Release Order – Anju Devi, Proprietor of Shree Balaji Enterprises [Defaulter] PAN: BHGPD3597M in the matter of Continental Seeds and Chemicals Limited. Certificate No. 8868 of 2024. |
October 29, 2025 |
| Remittance Advice against : Friends Portfolio Private Ltd. [Defaulter] PAN: ABZPA9745N in the matter of Media Video Ltd., under Recovery Certificate No. 551 of 2015. |
October 29, 2025 |
| Remittance Advice against : Kamla Jain [Defaulter] PAN: AEYPJ0761M in the matter of Trading in Illiquid Stock Options on BSE, under Recovery Certificate No. 8063 of 2024. |
October 29, 2025 |
| Remittance Advice against : DAYA BUILDERS PRIVATE LIMITED [Defaulter] PAN: AAACD3040L in the matter of Trading in Illiquid Stock Options on BSE – DAYA BUILDERS PRIVATE LIMITED, under Recovery Certificate No. 8144 of 2024. |
October 29, 2025 |
| Adjudication Order in the matter of investigation in the trading activities of certain entities in the scrip of Vinny Overseas Ltd. |
October 28, 2025 |
| Notice of Demand for Recovery Certificate No. 8933 of 2025 against Rajesh Rajnikant Mehta in the matter of Jay Energy and S. Energies Limited. |
October 28, 2025 |
| Notice of Demand for Recovery Certificate No. 8935 of 2025 against Jayesh N Kavi in the matter of Jay Energy and S. Energies Limited. |
October 28, 2025 |
| Notice of Demand for Recovery Certificate No. 8934 of 2025 against Pinal Rajeshbhai Mehta in the matter of Jay Energy and S. Energies Limited. |
October 28, 2025 |
| Notice of Demand for Recovery Certificate No. 8936 of 2025 against Bhupendra M Soni in the matter of Jay Energy and S. Energies Limited. |
October 28, 2025 |
| Notice of Demand for Recovery Certificate No. 8937 of 2025 against Bhrugesh Pankaj Mehta in the matter of Jay Energy and S. Energies Limited. |
October 28, 2025 |
| Remittance Advice against : Radhika Nevatia [Defaulter] PAN: AAUPN5467E in the matter of Illiquid Stock Options at BSE, under Recovery Certificate No. 8091 of 2024. |
October 28, 2025 |
| Notice of Demand for Recovery Certificate No. 8932 of 2025 against M/s. Jay Energy & S Energy in the matter of Jay Energy and S. Energies Limited. |
October 28, 2025 |
| Remittance Advice against : Jitendra Kumar Tiwari [Defaulter] PAN: ALBPT6629A in the matter of unregistered portfolio management activities by Allied Financial Services Pvt. Ltd, under Recovery Certificate No. 8062 of 2024 |
October 28, 2025 |
| Remittance Advice against : UTTAM KUMAR [Defaulter] PAN: CFGPK0766L in the matter of ISO at BSE-UTTAM KUMAR, under Recovery Certificate No. 8356 of 2024. |
October 28, 2025 |
| Notice of Attachment dated 27.10.2025 issued under RC No. 8921 of 2025 drawn against Kuber Udyog Limited in the matter of Generic Engineering Construction and Project Limited. |
October 27, 2025 |
| Notice of Attachment dated 27.10.2025 issued under RC No. 8917 of 2025 drawn against Subhash Vithoba Dongre in the matter of Generic Engineering Construction and Project Limited. |
October 27, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts with AP No. 14978 & 14979 of 2025 dated October 27, 2025 against Laxman Dhananjay Gunde [Defaulter] (PAN: AMAPG3827H) in the matter of Generic Engineering Construction and Projects Limited, under Recovery Certificate No. 8918 of 2025. |
October 27, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts with AP No. 14980 & 14981 of 2025 dated October 27, 2025 against Arun Ramachandra Gole [Defaulter] (PAN: AMYPG6141Q) in the matter of Generic Engineering Construction and Projects Limited, under Recovery Certificate No. 8919 of 2025. |
October 27, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts with AP No. 14982 & 14983 of 2025 dated October 27, 2025 against Shivakumar Gattai Kamballa [Defaulter] (PAN: CUJPK5764Q) in the matter of Generic Engineering Construction and Projects Limited, under Recovery Certificate No. 8920 of 2025. |
October 27, 2025 |
| Notice of Attachment dated 27.10.2025 issued under RC No. 8916 of 2025 drawn against Moglesh Chanappa Koni in the matter of Generic Engineering Construction and Project Limited. |
October 27, 2025 |
| Notice of Attachment dated 27.10.2025 issued under RC No. 8915 of 2025 drawn against Saurabh Ashok Shinde in the matter of Generic Engineering Construction and Project Limited. |
October 27, 2025 |
| SEBI Order for Compliance -Completion Order for Recovery Certificate No. 4758 of 2022 against Mr. Ankur J. Chaturvedi in the matter of Brijlaxmi Leasing and Finance Limited. |
October 27, 2025 |
| SEBI Order for Compliance -Release Order for Recovery Certificate No. 4758 of 2022 against Mr. Ankur J. Chaturvedi in the matter of Brijlaxmi Leasing and Finance Limited. |
October 27, 2025 |
| Adjudication Order in the matter of Front Running activities by Dilip Kumar Kanoria and related entities |
October 27, 2025 |
| Notice of Demand under Recovery Certificate No. 8928 of 2025 dated October 27, 2025 issued against Prafulla Subhash Chandra Bhat (PAN – AMEPB0155F) in the matter of Prakash Constrowell Limited (now Setubandhan Infrastructure Limited) |
October 27, 2025 |
| Notice of Demand under Recovery Certificate No. 8929 of 2025 dated October 27, 2025 issued against Prafulla Subhash Chandra Bhat (PAN – AMEPB0155F) in the matter of Prakash Constrowell Limited (now Setubandhan Infrastructure Limited) |
October 27, 2025 |
| Notice of Demand under Recovery Certificate No. 8930 of 2025 dated October 27, 2025 issued against Anup Karwa (PAN – BFNPK5368C) in the matter of Prakash Constrowell Limited (now Setubandhan Infrastructure Limited) |
October 27, 2025 |
| Notice of Demand under Recovery Certificate No. 8931 of 2025 dated October 27, 2025 issued against Anup Karwa (PAN – BFNPK5368C) in the matter of Prakash Constrowell Limited (now Setubandhan Infrastructure Limited) |
October 27, 2025 |
| Notice of Attachment dated 27.10.2025 issued under RC No. 8903 of 2025 drawn against Investment Visor (Proprietor Praveen Verma) (PAN: AISPV5820B) in the matter of Investment Visor – Prop. Praveen Verma. |
October 27, 2025 |
| Transfer of portfolios of clients (PMS business) by Portfolio Managers. |
October 24, 2025 |
| Release Order dated 24.10.2025 issued under RC No. 8257 of 2024 drawn against VS Shah in the matter of ISO at BSE. |
October 24, 2025 |
| Certificate of Completion dated 24.10.2025 issued under RC No. 8257 of 2024 drawn against VS Shah in the matter of ISO at BSE. |
October 24, 2025 |
| Notice(s) of Attachment dated 23.10.2025 issued under RC No. 8257 of 2024 drawn against VS Shah in the matter of ISO at BSE. |
October 23, 2025 |
| Order in the matter of Podium Market Research – Proprietor Mr. Suman Kumar |
October 23, 2025 |
| Final Order in the matter of First Overseas Capital Limited |
October 23, 2025 |
| General Remittance Order dated 23.10.2025 in Recovery Certificate No. 8881 of 2025 issued against Thousand Keys, Proprietor – Tapas Das (PAN: ANKPD3883D) in the matter of Unregistered Investment Advisory Services. |
October 23, 2025 |
| Order in the matter of front running of the orders of the Big Client (certain family trusts) by certain entities. |
October 23, 2025 |
| Certificate No. RC8911 of 2025_A.P. Nos 14960 & 14961 of 2025_ Poonam Charan Gupta (PAN: BIIPG2625L) in the matter of Illiquid Stock Options |
October 21, 2025 |
| General Remittance Order dated 17.10.2025 issued under RC No. 8882 of 2025 drawn against Gopalkrishna Ratanchand Shah HUF in the matter of ISO at BSE. |
October 17, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4757 of 2022 against Jaykishor Chaturvedi in the matter of Brijlaxmi Leasing and Finance Limited. |
October 17, 2025 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 8839 of 2025 against 1. Ameet Savant 2. Crefin India Management Pvt.Ltd 3. Mr. Jeevendra Kumar Poddar 4. Ms. Shipra Singh in the matter of unregistered portfolio management services activity by Ameet Savant (Proprietor of Ventura) and unregistered investment advisory activity by Crefin India Management Pvt. Ltd. And its directors |
October 17, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4756 of 2022 against Siddharth J Chaturvedi in the matter of Brijlaxmi Leasing and Finance Limited. |
October 17, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 4756 of 2022 against Siddharth J Chaturvedi in the matter of Brijlaxmi Leasing and Finance Limited. |
October 17, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 4757 of 2022 against Siddharth J Chaturvedi in the matter of Brijlaxmi Leasing and Finance Limited. |
October 17, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14946 & 14947 of 2025 dated October 17, 2025 against Mr. Rajat Mishra (PAN: GUUPM8688E) [Defaulter] in the matter of insider trading by certain entities in the scrip of Hindustan Aeronautics Limited: under Recovery Certificate No. 7938 of 2024. |
October 17, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14938 & 14939 of 2025 dated October 17, 2025 against M/s. Goldline International Finvest Ltd (PAN: AACCG6377M) [Defaulter] in the matter of IPO of Eco Friendly Food Processing Park Limited: under Recovery Certificate No. 8021 of 2024.. |
October 17, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14944 & 14945 of 2025 dated October 17, 2025 against Prakash Gupta and his proprietorship firm viz. Shri Trading Co (PAN: ARVPG7849R) [Defaulter] in the matter of IPO of Eco Friendly Food Processing Park Limited: under Recovery Certificate No. 8080 of 2024. |
October 17, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14952 & 14953 of 2025 dated October 17, 2025 against SPLENDID HOTELS RESORTS PVT. LTD (PAN: AASCS5684F) [Defaulter] in the matter of Superior Finlease Ltd: under Recovery Certificate No. 8326 of 2024. |
October 17, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14958 & 14959 of 2025 dated October 17, 2025 against JITNEY INVESTMENTS PVT. LTD (PAN: AADCJ0092M ) [Defaulter] in the matter of Superior Finlease Ltd: under Recovery Certificate No. 8331 of 2024. |
October 17, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14950 & 14951 of 2025 dated October 17, 2025 against SHRAWAN (PAN: KVSPS2783B) [Defaulter] in the matter of Superior Finlease Ltd: under Recovery Certificate No. 8333 of 2024. |
October 17, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14948 & 14949 of 2025 dated October 17, 2025 against ASHISH KUMAR SINGH (PAN: CNKPS7612D) [Defaulter] in the matter of Superior Finlease Ltd: under Recovery Certificate No. 8334 of 2024. |
October 17, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14954 & 14955 of 2025 dated October 17, 2025 against Ashworth Constructions Pvt Ltd (PAN: AALCA3008J) [Defaulter] in the matter of Superior Finlease Ltd: under Recovery Certificate No. 8337 of 2024. |
October 17, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14956 & 14957 of 2025 dated October 17, 2025 against Ancient Education Pvt Ltd (PAN: AALCA2837R) [Defaulter] in the matter of Superior Finlease Ltd: under Recovery Certificate No. 8339 of 2024. |
October 17, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14940 & 14941 of 2025 dated October 17, 2025 against Spectrum Technoprojects Pvt Ltd (PAN: AAOCS7016F) [Defaulter] in the matter of dealing in Illiquid Stocks Options at BSE: under Recovery Certificate No. 8899 of 2025. |
October 17, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14942 & 14943 of 2025 dated October 17, 2025 against LMR Green Realty Private Limited (PAN: AACCL1899B) [Defaulter] in the matter of IPO of Eco Friendly Food Processing Park Limited: under Recovery Certificate No. 8083 of 2024. |
October 17, 2025 |
| Settlement Order in the matter of Emmbi Industries Limited |
October 16, 2025 |
| Adjudication Order in respect of Chinmay P Vora in the matter of dealings in Illiquid Stock Options on BSE |
October 16, 2025 |
| Exemption Order in the matter of Nureca Limited |
October 16, 2025 |
| Notice of Demand dated 16.10.2025 issued under RC No. 8927 of 2025 drawn against Mr. Omprakash Basantlal Goenka, Mr. Prakash Ganpat Utekar, Mr. Venkatraman Natrajan and Mr. Narayan Shivram Kotnis in the matter of Royal Twinkle Star Club Private Limited. |
October 16, 2025 |
| Exemption Order in the matter of Jyothi Labs Limited |
October 16, 2025 |
| Settlement Order in the matter of issuance of non-convertible debentures by Dewan Housing Corporation Limited |
October 16, 2025 |
| Completion of Recovery Certificate No. RC8355 of 2024 dated November 19, 2024 in respect of Sanjay Shastri HUF (PAN: AAYHS3088Q) in the matter of Illiquid Stock Options |
October 16, 2025 |
| Release Order – Recovery Certificate No. RC8355 of 2024 dated November 19, 2024 in respect of Sanjay Shastri HUF (PAN: AAYHS3088Q) in the matter of Illiquid Stock Options |
October 16, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14932 & 14933 of 2025 dated October 16, 2025 against Rathi Ispat Ltd. (PAN: AAACR2470C) [Defaulter] in the matter of Rathi Ispat Ltd: under Recovery Certificate No. 2418 of 2019. |
October 16, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14936 & 14937 of 2025 dated October 16, 2025 against Abhinesh Kumar (PAN: AGWPK6944M) [Defaulter] in the matter of ISO at BSE-Abhinesh Kumar: under Recovery Certificate No. 8884 of 2025. |
October 16, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14938 & 14939 of 2025 dated October 16, 2025 against Susanto Chatterjee (PAN: ADNPC9257F) [Defaulter] in the matter of M/s Basil International Limited: under Recovery Certificate No. 8700 of 2025. |
October 16, 2025 |
| SEBI Order for compliance – General remittance order in RC No. 1514 of 2018 against Bankesh Bhavsar (PAN: AFAPB3386D) |
October 15, 2025 |
| Relaxation in timeline for disclosure of allocation methodology by Angel Funds |
October 15, 2025 |
| Ex-Parte Interim Order in the matter of Insider Trading by certain entities in the scrip of IEX |
October 15, 2025 |
| Notice of Demand under Recovery Certificate No. 8924 of 2025 dated October 15, 2025 issued against Yuvika Tradewing LLP (PAN No. AABFY4620R) in the matter of Cressanda Solutions Limited |
October 15, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts with AP No. 14922 & 14923 of 2025 dated October 15, 2025 against Kevin Kapadia [Defaulter] (PAN: AGIPK9817H) in the matter of Darshan Orna Limited, under Recovery Certificate No. 8908 of 2025. |
October 15, 2025 |
| Notice of Demand under Recovery Certificate No. 8923 of 2025 dated 15.10.2025 issued against Nilesh Malshi Savla (AAEPS0827P) and Meena Nilesh Savla (AKUPS3442E) in the matter of RKD Agri & Retail Limited. |
October 15, 2025 |
| Notice of Demand under Recovery Certificate No. 8925 of 2025 dated 19.09.2025 issued against Meena Nilesh Savla (AKUPS3442E) in the matter of RKD Agri & Retail Limited |
October 15, 2025 |
| Notice of Demand under Recovery Certificate No. 8926 of 2025 dated 19.09.2025 issued against Nilesh Malshi Savla (AAEPS0827P)) in the matter of RKD Agri & Retail Limited |
October 15, 2025 |
| Appeal No. 6571 of 2025 filed by Pranav Hemantbhai Variava |
October 14, 2025 |
| Appeal No. 6582 of 2025 filed by Devangi Dipak Panchal |
October 14, 2025 |
| Order releasing Bank/Post Office Accounts of Jadav Vamshi (PAN – BJFPJ9368B) in RC Nos 8757 of 2025 and 8759 of 2025, in the matter of Unregistered investment advisory activities by Baap of Chart |
October 14, 2025 |
| Adjudication Order in respect of Nimisha Hemani in the matter of dealings in Illiquid Stock Options at BSE |
October 14, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8813 of 2025 against Mr. Priyank Dineshbhai Shah in the matter of unregistered investment advisory by Priyank Dineshbhai Shah. |
October 14, 2025 |
| General Remittance Order dated 14.10.2025 issued under RC No. 7540 of 2024 drawn against Core Investment (Prop. Deepak Bamne) and Core Group (Prop. Matwar Mehra) in the matter of Core Investment. |
October 14, 2025 |
| General Remittance Order dated 14.10.2025 issued under RC No. 8014 of 2024 drawn against Kratika Commercial Private Limited in the matter of ISO at BSE. |
October 14, 2025 |
| Revised / Amended Notice of Demand dated 14.10.2025 issued under RC No. 6364 of 2023 drawn against 1.) Dolphin Universal Rural Development Limited, 2.) Shri Anindyo Paul, 3.) Shri Debraj Mitra 4.) Shri Koushik Dutta 5.) Shri Rana Sikdar, 6.) Shri Saugata Basu 7.) Shri Subham Bose in the matter of Dolphin Universal Rural Development Limited . |
October 14, 2025 |
| Notice of Attachment of Bank Account dated 14.10.2025 issued under RC No. 7760 of 2024 drawn against M/S. Loftier Investment Advisor and Research Pvt. Ltd, Amit Tripathi, Bhuvaneshwar Tiwari, Pramil Nigam in the matter of M/S. Loftier Investment Advisor and Research Pvt. Ltd. |
October 14, 2025 |
| Interim Order in the matter of Nirman Agri Genetics Limited |
October 14, 2025 |
| Notice of Attachment of Demat Account dated 14.10.2025 issued under RC No. 7760 of 2024 drawn against M/s. Loftier Investment Advisor and Research Pvt. Ltd, Amit Tripathi, Bhuvaneshwar Tiwari, Pramil Nigam in the matter of M/s. Loftier Investment Advisor and Research Pvt. Ltd. |
October 14, 2025 |
| Certificate No. RC8922 of 2025_ Notice of Demand in respect of (1) Smart Infraproperties Pvt. Ltd. (PAN – AAQCS6937F) in the matter of Cressanda Solutions Limited |
October 14, 2025 |
| Order in the matter of SEBI (Applicant) v. IPE – NPV Insolvency Professionals Private Limited (Respondent) – in the matter of Reliance Commercial Finance Limited (Financial Creditor) v. Medybiz Private Limited (Corporate Debtor) (I.A. No. 1784 of 2025 in Company Petition (I.B.) No. 116/MB/2024) |
October 14, 2025 |
| Adjudication Order in the matter of inspection of 5Paisa Capital Limited |
October 13, 2025 |
| Minimum information to be provided to the Audit Committee and Shareholders for approval of Related Party Transactions |
October 13, 2025 |
| Appeal No. 6580 of 2025 filed by Sree hari S |
October 13, 2025 |
| Appeal No. 6573 of 2025 filed by – Naveen Chaudhary |
October 13, 2025 |
| Appeal No. 6577 of 2025 filed by Arun Kumar Sarkar |
October 13, 2025 |
| Appeal No. 6579 of 2025 filed by Pavan Maroti Bodke |
October 13, 2025 |
| Appeal No. 6581 of 2025 filed by Naveen Bhatnagar |
October 13, 2025 |
| Adjudication Order in the matter of M/s Alliance Research, Proprietor, Mudassir Hasan |
October 10, 2025 |
| Ease of doing business – Rationalisation and standardisation of penalties levied on stock brokers by stock exchanges |
October 10, 2025 |
| General Remittance Order dated 10.10.2025 in Recovery Certificate No. 5718 of 2022 issued against M/s. Metalman Industries Limited (PAN: AAACM9510G) in the matter of Non-redressal of investor grievances. |
October 10, 2025 |
| Appeal No. 6560 of 2025 filed by Ranganathan |
October 10, 2025 |
| Appeal No. 6559 of 2025 filed by Divyansh Dwivedi |
October 10, 2025 |
| Appeal No. 6565 of 2025 filed by Rameshwar Dayal Agrawal |
October 10, 2025 |
| Appeal No. 6561 of 2025 filed by Pradip Dubale |
October 10, 2025 |
| Appeal No. 6567 of 2025 filed by Debasish Bandopadhyay |
October 10, 2025 |
| Appeal No. 6566 of 2025 filed by Vinay Kumar Chahar |
October 10, 2025 |
| Appeal No. 6569 of 2025 filed by Bhavasri |
October 10, 2025 |
| Appeal No. 6568 of 2025 filed by Arun Kumar Sarkar |
October 10, 2025 |
| Appeal No. 6570 of 2025 filed by Mohit Sharma |
October 10, 2025 |
| Appeal No. 6572 of 2025 filed by Pradeep Kumar Agrawal |
October 10, 2025 |
| Appeal No. 6574 of 2025 filed by Omkar Mukund Darunkar |
October 10, 2025 |
| Appeal No. 6575 of 2025 filed by Mamta Agrawal |
October 10, 2025 |
| Appeal No. 6576 of 2025 filed by Akash Parab |
October 10, 2025 |
| Adjudication Order in repect of Mr. Rohit Singh in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited |
October 10, 2025 |
| Adjudication Order in repect of Mr. Hanif Shekh in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited |
October 10, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8765 of 2025 against Manish Mishra in the matter of Pressure Sensitive Systems (India) Limited. |
October 9, 2025 |
| Notice of Demand dated 09.10.2025 issued under RC No. 8920 of 2025 drawn against Shivakumar Gattai Kamballa in the matter of Generic Engineering Construction and Projects Limited. |
October 9, 2025 |
| Remittance order issued in RC No. 8849 of 2025 drawn against Emed.com Technologies Limited (PAN: AAACC8289N) in the matter of Emed.com Technologies Limited |
October 9, 2025 |
| Notice of Demand dated 09.10.2025 issued under RC No. 8916 of 2025 drawn against Moglesh Chanappa Koni in the matter of Generic Engineering Construction and Projects Limited. |
October 9, 2025 |
| Notice of Demand dated 09.10.2025 issued under RC No. 8915 of 2025 drawn against Saurabh Ashok Shinde in the matter of Generic Engineering Construction and Projects Limited. |
October 9, 2025 |
| Notice of Demand dated 09.10.2025 issued under RC No. 8917 of 2025 drawn against Subhash Vithoba Dongre in the matter of Generic Engineering Construction and Projects Limited. |
October 9, 2025 |
| Notice of Demand dated 09.10.2025 issued under RC No. 8918 of 2025 drawn against Laxman Dhananjay Gunde in the matter of Generic Engineering Construction and Projects Limited. |
October 9, 2025 |
| Notice of Demand dated 09.10.2025 issued under RC No. 8919 of 2025 drawn against Arun Ramchandra Gole in the matter of Generic Engineering Construction and Projects Limited. |
October 9, 2025 |
| Notice of Demand dated 09.10.2025 issued under RC No. 8921 of 2025 drawn against Kuber Udyog Limited in the matter of Generic Engineering Construction and Projects Limited. |
October 9, 2025 |
| Final Order in the matter of Citrus Check Inns Limited |
October 9, 2025 |
| Release Order – V K AGGARWAL HUF [Defaulter] PAN: AAGHV0343D in the matter of Illiquid Stock Options at BSE. Certificate No. 8044 of 2024. |
October 9, 2025 |
| Completion of Recovery Certificate No. 8044 of 2024 dated September 20, 2024 issued V K AGGARWAL HUF [Defaulter] PAN: AAGHV0343D in the matter of Illiquid Stock Options at BSE. |
October 9, 2025 |
| Appeal No. 6558 of 2025 filed by Amber Arunam |
October 9, 2025 |
| Appeal No. 6563 of 2025 filed by Sudhir G Kadam |
October 9, 2025 |
| Appeal No. 6562 of 2025 filed by Saikrishna Vasantha |
October 9, 2025 |
| Completion of Recovery Certificate No. RC7968 of 2024 in respect of Mani Marketing and Holdings Pvt. Ltd (PAN: AABCM7440C) in the matter of Illiquid Stock Options |
October 9, 2025 |
| Release Order – Recovery Certificate No. RC7968 of 2024 in respect of Mani Marketing and Holdings Pvt. Ltd (PAN: AABCM7440C) in the matter of Illiquid Stock Options |
October 9, 2025 |
| Appeal No. 6556 of 2025 filed by Syed Abdul Rahman |
October 9, 2025 |
| Appeal No. 6555,6557 & 6578 of 2025 filed by Syed Abdul Rahman |
October 9, 2025 |
| Appeal No. 6554 of 2025 filed by Rajendra kumar Agrawal |
October 9, 2025 |
| Appeal No. 6564 of 2025 filed by Prashant |
October 9, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8565 of 2025 against 1. Ajaykumar Pujara 2. Mr. Natu Vegda in the matter of Manaksia Coated Metals and Industries Limited |
October 8, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8714 of 2025 against Natvarbhai Vegda in the matter of trading activities of certain entities in the scrip of Kavit Industries Limited |
October 8, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8565 of 2025 against 1. Ajaykumar Pujara 2. Mr. Natu Vegda in the matter of Manaksia Coated Metals and Industries Limited |
October 8, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8714 of 2025 against Natvarbhai Vegda in the matter of trading activities of certain entities in the scrip of Kavit Industries Limited |
October 8, 2025 |
| Review of Block Deal Framework |
October 8, 2025 |
| Order in the matter of Sungold Capital Limited |
October 8, 2025 |
| Appeal No. 6550 of 2025 filed by Babu Henry |
October 8, 2025 |
| Appeal No. 6551 of 2025 filed by Suhas C G |
October 8, 2025 |
| Appeal No. 6553 of 2025 filed by Jagesh Kumar |
October 8, 2025 |
| Appeal No. 6552 of 2025 filed by Dipakbhai Jashvantlal Panchal |
October 8, 2025 |
| Completion of Recovery Proceedings in respect of Tango Commosales LLP (PAN : AAJFT4529J) issued under Recovery Certificate No. 8672 of 2025 in the matter of Optiemus Infracom Limited. |
October 7, 2025 |
| SEBI order for compliance – Order Releasing of Bank Accounts, Demat Accounts and Mutual Fund Folios of Tango Commosales LLP (PAN : AAJFT4529J) – RC No. 8672 of 2025 |
October 7, 2025 |
| Adjudication Order in the matter of inspection of Oneview Corporate Advisors Pvt. Ltd. |
October 7, 2025 |
| Completion of Recovery Certificate No 7855 of 2024 against S. Sudheer (PAN: ABEPS2937F) in the matter of Acropetal Technologies Ltd |
October 7, 2025 |
| Release order for Recovery Certificate No 7855 of 2024 against S. Sudheer (PAN: ABEPS2937F) in the matter of Acropetal Technologies Ltd |
October 7, 2025 |
| General Remittance Order dated 07.10.2025 in Recovery Certificate No.8506 of 2025 issued against Anil Kumar Sajjankumar Sharma (PAN: CBWPS6212F) in the matter of Eros International Media Limited. |
October 7, 2025 |
| Revocation Order in the matter of V Marc India Limited |
October 7, 2025 |
| Order in respect of Stockholding Service Limited – Formerly SHCIL Services Limited |
October 7, 2025 |
| Order in the matter of Alliance Research, Proprietor, Mudassir Hasan |
October 7, 2025 |
| Final order in the matter of Brightcom Group Ltd. in respect of Allam Raghunath and Subrato Saha |
October 6, 2025 |
| Appeal No. 6549 of 2025 filed by K. Siva |
October 6, 2025 |
| Settlement Order in the matter of Fino Payments Bank Limited |
October 6, 2025 |
| Adjudication Order in the matter of front running activities by multiple clients Big Client referred as Eastman Group |
October 6, 2025 |
| Order in respect of Punit Kumar, Propietor of Shrimoney – Research Analyst. |
October 6, 2025 |
| Order in the matter of Scient Capital Private Limited |
October 6, 2025 |
| Final Order in the matter of Gogia Capital Services Limited |
October 6, 2025 |
| Settlement Order in respect of Swaraj Green Power and Fuel Limited |
October 6, 2025 |
| Settlement Order in the matter of suspected front running of trades of Big Client- Societe Generale by Chaturvedi Group |
October 6, 2025 |
| Order in the matter of Telecanor Global Limited |
October 3, 2025 |
| Confirmatory Order in the matter of Synoptics Technologies Limited |
October 3, 2025 |
| Order in the matter of DGS Capital Management Pvt. Ltd. |
October 3, 2025 |
| Order in the matter of First Overseas Capital Ltd. |
October 3, 2025 |
| Clarification on Media Reports regarding Regulatory Oversight of Family Offices |
October 3, 2025 |
| Appeal No. 6544 of 2025 filed by rachit agrawal |
October 3, 2025 |
| Appeal No. 6545 of 2025 filed by Sandeep V |
October 3, 2025 |
| Appeal No. 6546 of 2025 filed by Sindhu Chandrashekhar Nandedkar |
October 3, 2025 |
| Appeal No. 6547 of 2025 filed by Tarun Kumar Bera |
October 3, 2025 |
| Settlement Order in respect of Front Running of the Trades of Big Clients |
October 3, 2025 |
| Debaprasad Nanda & Anr. Vs St. of Maha – W.P. No. No. 4101 of 2022 |
October 1, 2025 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Acutaas Chemicals Limited – Patel and Vaghasia Family Trust |
October 1, 2025 |
| Order in the matter of Debprasad Nanda & Ors. v. The State of Maharashtra – Crl. W.P. No. 4101 of 2022 before the Bombay High Court |
October 1, 2025 |
| Order in the matter of SEBI vs. Nageshwar Rao & Others – I.A. No. (I.B.C) No. 1748 of 2025 in C.P. No. (IB) 1231 of 2021 |
October 1, 2025 |
| SEBI rolls out “Validated UPI Handles” and “SEBI Check” for secure investor payments |
October 1, 2025 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Acutaas Chemicals Limited – Vaghasia Family Trust |
October 1, 2025 |
| Appeal No. 6542 of 2025 filed by Kareem Ansari |
October 1, 2025 |
| Appeal No. 6543 of 2025 filed by Rishab Gupta |
October 1, 2025 |
| Extension of timeline for implementation of SEBI Circular dated February 04, 2025 on ‘Safer participation of retail investors in Algorithmic trading’ |
September 30, 2025 |
| Adjudication Order in the matter of insider trading activity of certain entities in the scrip of Ms. Swan Energy Limited |
September 30, 2025 |
| Order in the matter of Milani Techno Engineering Limited |
September 30, 2025 |
| Adjudication order in the matter of Finshore Management Services Limited |
September 30, 2025 |
| SEBI Releases Investor Survey 2025; Findings to Guide Inclusive and Responsible Investing |
September 30, 2025 |
| Order in the matter of PTC India Ltd. |
September 30, 2025 |
| Settlement Order in the matter of examination of SCORES complaints against Edelweiss Stressed and Troubled Assets Revival Fund Trust |
September 30, 2025 |
| Appeal No. 6548 of 2025 filed by Bhavik Bhimjyani. |
September 30, 2025 |
| General Remittance Order dated 30.09.2025 issued under RC No. 1160 of 2017 drawn against Anand Finstock Services Limited in the matter of Well Pack Papers and Containers Limited. |
September 30, 2025 |
| General Remittance Order dated 30.09.2025 issued under RC No. 1522 of 2018 drawn against Vijay H Shah in the matter of Oasis Media Matrix Limited. |
September 30, 2025 |
| General Remittance Order dated 30.09.2025 issued under RC No. 7083 of 2023 drawn against M/s Gainer Street (Proprietor: Mr. Anoop Singh Tomar) in the matter of Gainer Street (Proprietor: Mr. Anoop Singh Tomar). |
September 30, 2025 |
| Notice of Attachment dated 30.09.2025 issued under RC No. 440/2014 and 568/2015 drawn against Kolar Sharex Private Limited. |
September 30, 2025 |
| Adjudication Order in the matter of Starlog Enterprises Limited |
September 29, 2025 |
| 11B order in the matter of M/s. MAN Industries India Limited |
September 29, 2025 |
| General Remittance Order dated 29.09.2025 in Recovery Certificate No.4523 of 2022 issued against Nimbus Industries Limited (PAN: AAACN2708B) in the matter of Non-redressal of investor grievances. |
September 29, 2025 |
| Cancellation of Recovery Certificate No. 6029 of 2022 dated November 14, 2022 issued Mr. Panchal Shanti Lal [Defaulter] (PAN: AYJPP0602N) in the matter of Trading activities in the scrip of Swan Energy Limited. |
September 29, 2025 |
| Appeal No. 6541 of 2025 filed by Prabir Guha |
September 29, 2025 |
| Adjudication Order in respect of Narendra Ramshankar Dubey in the matter of trading activities of certain entities in the scrip of Max Heights Infrastructure Ltd. |
September 26, 2025 |
| Completion of Recovery Certificate No. 8889 of 2025 dated September 03, 2025 issued AKI India Limited [Defaulter] PAN: AACCA7282K in the matter of AKI India Limited. |
September 26, 2025 |
| Cancellation of Recovery Proceedings in respect of Indra Pratap Gajraj Singh (PAN: APEPS7258B) issued under Recovery Certificate No. 4090 of 2021 in the matter of Octant Interactive Technologies Limited. |
September 26, 2025 |
| SEBI order for compliance – Order Releasing of Bank Accounts, Demat Accounts and Mutual Fund Folios of Indra Pratap Gajraj Singh (PAN : APEPS7258B) – RC No. 4090 of 2021 |
September 26, 2025 |
| Release Order – Mr. Panchal Shanti Lal [Defaulter] (PAN: AYJPP0602N) in the matter of Trading activities in the scrip of Swan Energy Limited. Certificate No. 6029 of 2022. |
September 26, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14902 & 14903 of 2025 dated September 25, 2025 against Vivek Kumar Varshney (PAN: AWTPV7908B) [Defaulter] in the matter of Continental Seeds and Chemicals Limited: under Recovery Certificate No. 8867 of 2025. |
September 25, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14904 & 14905 of 2025 dated September 25, 2025 against from Anju Devi, Proprietor of Shree Balaji Enterprises (PAN: BHGPD3597M) [Defaulter] in the matter of Continental Seeds and Chemicals Limited. : under Recovery Certificate No. 8868 of 2025. |
September 25, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14910 & 14911 of 2025dated September 25, 2025 against Vijay Pujara (PAN:AGXPP5209R) [Defaulter] in the matter of Continental Seeds and Chemicals Limited. : under Recovery Certificate No. 8874 of 2025. |
September 25, 2025 |
| General Remittance Order dated 25.09.2025 issued under RC No. 8857 of 2025 drawn against Niraj Thakur, Proprietor of Empiric Trade in the matter Unregistered Investment Advisory by Niraj Thakur, Proprietor of Empiric Trade. |
September 25, 2025 |
| General Remittance Order dated 25.09.2025 issued under RC No. 7276 drawn against RFL International Limited in the matter Audit report of ACL Cotton Industries Limited, Universal Credit and Securities Limited, Mindvision Capital Limited and RFL International Limited. |
September 25, 2025 |
| Compliance Guidelines for Digital Accessibility Circular ‘Rights of Persons with Disabilities Act, 2016 and rules made thereunder- mandatory compliance by all Regulated Entities’ dated July 31, 2025 (Circular No. SEBI/HO/ITD-1/ITD_VIAP/P/CIR/2025/111) |
September 25, 2025 |
| General Remittance Order dated 25.09.2025 issued under RC No. 273 of 2014 drawn against Chandrakant Amratlal Parekh in the matter of IPO Investigations. |
September 25, 2025 |
| Adjudication Order in the matter of Sigma Solve Limited |
September 25, 2025 |
| Release Order – Recovery Certificate No. RC8633 of 2025 dated February 17, 2025 in respect of Shyamlal Jaiswal HUF (PAN: AAGHS5610A) in the matter of Illiquid Stock Options |
September 25, 2025 |
| Release Order – Recovery Certificate No. RC8681 of 2025 dated March 17, 2025 in respect of Gokul Financial Advisors Private Limited (PAN: AADCG4713A) in the matter of Illiquid Stock Options |
September 25, 2025 |
| Release Order dated 24.09.2025 issued under RC No. 7770/2024 drawn against Hetal Patel (PAN: AQUPP6130E) in the matter of RTS Power Corporation Limited. |
September 24, 2025 |
| Cancellation of Certificate dated 24.09.2025 issued under RC No. 7770/2024 drawn against Hetal Patel (PAN: AQUPP6130E) in the matter of RTS Power Corporation Limited. |
September 24, 2025 |
| Appeal No. 6539 of 2025 filed by Atyam Prabhu |
September 24, 2025 |
| Completion of Recovery Proceedings under RC No. 7805 of 2024 against Anirudh Sethi (PAN: ANBPS5743A) in the matter of Alexander Stamps and Coins Limited. |
September 24, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7805 of 2024 against Anirudh Sethi (PAN: ANBPS5743A) in the matter of Alexander Stamps and Coins Limited. |
September 24, 2025 |
| General Remittance Order – RC No. 8787 of 2025 in the matter of Money Streets Advisory Services LLP |
September 24, 2025 |
| General Remittance Order – RC No. 8799 of 2025 V N Aravind, Proprietor of Magic Mantra (PAN: BTOPA3202N) in the matter of Unregistered Investment Advisory Services by V N Aravind, Proprietor of Magic Mantra. |
September 24, 2025 |
| General Remittance Order – RC No. 8800 of 2025 V N Aravind, Proprietor of Magic Mantra (PAN: BTOPA3202N) in the matter of Unregistered Investment Advisory Services by V N Aravind, Proprietor of Magic Mantra |
September 24, 2025 |
| Appeal No. 6536 of 2025 filed by P. Sujay Kumar |
September 24, 2025 |
| Appeal No. 6535 of 2025 filed by Rajat Galav |
September 24, 2025 |
| General Remittance Order – RC No. 8754 of 2025 Mohammad Nasiruddin Ansari (PAN: BYSPA0419E) in the matter of unregistered investment advisory activities by Baap of Chart. |
September 24, 2025 |
| Appeal No. 6533 & 6534 of 2025 filed by Nikhil |
September 24, 2025 |
| General Remittance Order – RC No. 8802 of 2025 P. Krishnakumar (PAN: ASDPK8613Q) in the matter of Unregistered investment advisory services/activities of YM Forecast managed by P Krishnakumar and Jagdeesan S. |
September 24, 2025 |
| Final Order in the matter of Seacoast Shipping Services Limited |
September 24, 2025 |
| Order in the matter of the Equicom Financial Research Private Limited |
September 24, 2025 |
| Appeal No. 6540 of 2025 filed by Nand Lal |
September 24, 2025 |
| Appeal No. 6537 of 2025 filed by Babu Henry |
September 24, 2025 |
| Appeal No. 6538 of 2025 filed by Praful Vithalani |
September 24, 2025 |
| Completion of Recovery Certificate No. 8885 of 2025 dated September 24, 2025 issued Mr. Madhav Tiwari (Proprietor of Divinecommodity.co) [Defaulter] PAN: AGZPT6444J in the matter of Unregistered Investment Advisory |
September 24, 2025 |
| Adjudication Order in the matter of suspected insider trading activity of certain entities in the scrip of M/s Nucleus Software Exports Limited. |
September 23, 2025 |
| Release order for Recovery Certificate No 6595 of 2023 in the matter of Mohan Lal Agarwal and Ors. |
September 23, 2025 |
| Completion of Recovery Certificate No 6595 of 2023 in the matter of Mohan Lal Agarwal and Ors. |
September 23, 2025 |
| Settlement Order in respect of Mr. Rishi Sudhirbahi Shah in the matter of insider trading activity in the scrip of M/s. Torrent Power Limited |
September 23, 2025 |
| General Remittance Order dated 23.09.2025 in Recovery Certificate No. 6453 of 2023 issued against RFL International Limited (PAN: AAACR9384B) in the matter of Allotment of shares by RFL International Limited. |
September 23, 2025 |
| Notice of Demand (NoD) under Recovery Certificate No. 8912 of 2025 issued against Ms. Kruti Kevin Kapadia (PAN: BCRPK1909C) in the matter of Darshan Orna Limited. |
September 23, 2025 |
| Release Order – Akshay Mehta [Defaulter] PAN: BLAPM7077B in the matter of URJA GLOBAL. Certificate No. 8721 of 2025. |
September 23, 2025 |
| Securities and Exchange Board of India (Custodian) (Amendment) Regulations, 2025 |
September 23, 2025 |
| Notice of Demand under Recovery Certificate number 8913 of 2025 dated September 23, 2025 issued to Rajesh Pal [Defaulter] PAN: DVGPP1959H in the matter of Continental Seeds and Chemicals Limited. : under Recovery Certificate No. 8913 of 2025. |
September 23, 2025 |
| Securities and Exchange Board of India (Custodian) Regulations, 1996 [Last amended on September 23, 2025] |
September 23, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 4515 of 2022 against Dharmendra Rikhavchand Shah (HUF) in the matter of SMS Techsoft (India) Ltd. |
September 22, 2025 |
| Notice of Demand dated 22.09.2025 issued under RC No. 8907 of 2025 against Jalpa Dhanpal Gandhi [PAN: AAMPZ3878P] in the matter of Darshan Orna Limited. |
September 22, 2025 |
| Notice of Demand dated 22.09.2025 issued under RC No. 8906 of 2025 against Satyen Dalal [PAN: AACPD0426F] in the matter of Darshan Orna Limited. |
September 22, 2025 |
| Notice of Demand dated 22.09.2025 issued under RC No. 8908 of 2025 against Kevin Kapadia [Aadhar No. 347058415528] in the matter of Darshan Orna Limited. |
September 22, 2025 |
| Adjudication Order in respect of 8 entities in the matter of trading activities of certain entities in the scrip of Max Heights Infrastructure Ltd. |
September 22, 2025 |
| Notice of Demand under Recovery Certificate No. 8909 of 2025 dated 22.09.2025 issued against Darshan Gandhi (PAN:AMLPG7801J) in the matter of Darshan Orna Limited |
September 22, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4515 of 2022 against Dharmendra Rikhavchand Shah (HUF) in the matter of SMS Techsoft (India) Ltd. |
September 22, 2025 |
| Certificate No. RC8911 of 2025_ Notice of Demand in respect of Poonam Charan Gupta (PAN – BIIPG2625L) |
September 22, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4469 of 2022 against SMS Techsoft (India) Ltd, Jagadish Vital, Akash Jagadish Vital, Anita Srinivasabhatt Kadanthalai, Alkaben Kirtibhai Shah, Bafna S R, Dharmendra Rikhavchand Shah (HUF), Himadri Kamleshbhai Shah, Himanshu Prafulchandra Shah, Kaliyaben Himanshu Shah, Kanubhai Narandas Thakkar, Karan Kirtibhai Shah, Keval Kirtikumar Shah, Kirtikumar Rasiklal Shah, K Rajgopal, Meenaben Natubhai Thakkar, Minaben Prafulbhai Shah, Mitesh Kanaiyalal Thakkar, Mukeshbhai Shantilal Thakkar, Mulchand Ganeshmal Jain, Natubhai Shantilal Thakkar, Navinchandra Kanubhai Thakkar, Pruthvi Himanshu Shah, S Rajaganesh, Suresh Nenmalji Malvi , Vaishali Natvarlal Thakkar, Vinit Kamleshkumar Shah, Vinod Jain, Manjulaben Maheshchandra Chunilal Shah, Rajesh Ranka and Dharmendra Rikhavchand Shah in the matter of SMS Techsoft (India) Limited. |
September 22, 2025 |
| Notice of Demand under Recovery Certificate No. 8910 of 2025 dated 22.09.2025 issued against Jalaj Agarwal (PAN:AUDPA0226H) in the matter of Darshan Orna Limited |
September 22, 2025 |
| SEBI Order for compliance – General remittance order in RC No. 1600 of 2018 against Bhagwandas Aggarwal HUF (PAN: AAFFB2528F) |
September 22, 2025 |
| SEBI Order for compliance – General remittance order in RC No. 8507 of 2025 against Govindlal Bhutra HUF (PAN: AAAHG3632A) |
September 22, 2025 |
| Appeal No. 6531 of 2025 filed by A Ghosh |
September 19, 2025 |
| Adjudication Order in respect of RCB Infra Private Limited in the matter of Illiquid Stock Options |
September 19, 2025 |
| Framework on Social Stock Exchange |
September 19, 2025 |
| Ease of doing investment – Smooth transmission of securities from Nominee to Legal Heir |
September 19, 2025 |
| Remittance order issued in RC No. 8836 of 2025 drawn against Chetan Yashwant Shukla (PAN: ABBPS2467H) in the matter of Unregistered Investment Advisory Services |
September 19, 2025 |
| Release Order – Archit Jindal [Defaulter] PAN: AGNPJ5775G in the matter of Delta Leasing & Finance Ltd. Certificate No. 6334 of 2023. |
September 19, 2025 |
| Completion of Recovery Certificate No. 6334 of 2023 dated March 22, 2023 issued Archit Jindal [Defaulter] PAN: AGNPJ5775G in the matter of Delta Leasing & Finance Ltd. |
September 19, 2025 |
| Notice of Demand under Recovery Certificate No. 8904 of 2025 dated 19.09.2025 issued against Dhanpal Gandhi (AJZPG6251F) in the matter of price manipulation in the scrip of Darshan Orna Limited using social media channel. |
September 19, 2025 |
| Notice of Demand under Recovery Certificate No. 8903 of 2025 dated 19.09.2025 issued against INVESTMENT VISOR (PROPRIETOR PREVEEN VERMA) (PAN No. AISPV5820B) in the matter of Investment Visor Proprietor –Praveen Verma. |
September 19, 2025 |
| Appeal No. 6527 of 2025 filed by Sonia Thomas |
September 19, 2025 |
| Notice of Demand under Recovery Certificate No. 8905 of 2025 dated 19.09.2025 issued against Amesh Surajlal Jaiswal (PAN No. AFZPJ0067Q) in the matter of price manipulation in the scrip of Darshan Orna Limited using social media channel |
September 19, 2025 |
| Appeal No. 6528 of 2025 filed by Yeddu Chaitanya Kumar |
September 19, 2025 |
| Appeal No. 6529 of 2025 filed by Munish Kumar |
September 19, 2025 |
| Appeal No. 6530 of 2025 filed by Munish Kumar |
September 19, 2025 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Triveni Turbine Limited |
September 19, 2025 |
| Settlement Order in respect of Antique Stock Broking Limited in the matter of suspected front running of trades of big client by Chaturvedi Group |
September 19, 2025 |
| Appeal No. 6532 of 2025 filed by Parmesh Garg |
September 19, 2025 |
| Settlement Order in the matter of JM Financial Limited |
September 19, 2025 |
| Final order in the matter of Hindenburg Allegations against Adani Group with respect to transactions with Adicorp Enterprises Private Limited |
September 18, 2025 |
| Settlement Order in respect of Motilal Oswal Financial Services Limited in the matter of suspected front running of trades of big client by Chaturvedi Group |
September 18, 2025 |
| Final order in the matter of Hindenburg Allegations against Adani Group with respect to transactions with Milestone Tradelinks Pvt. Ltd. and Rehvar Infrastructure Pvt. Ltd. |
September 18, 2025 |
| Order in the matter of Neomile Corporate Advisory Ltd. |
September 18, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8798 of 2025 against Jayesh Shantilal Raval (Proprietor of Ways2Star) in the matter of Unregistered Investment advisory by Ways2Star (Proprietor: Jayesh Shantilal Raval). |
September 17, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts with AP No. 14878 & 14879 of 2025 dated September 17, 2025 against Thousand Keys, Proprietor Tapas Das [Defaulter] (PAN: ANKPD3883D) in the matter of Unregistered Investment Advisory Services, under Recovery Certificate No. 8881 of 2025. |
September 17, 2025 |
| Settlement Order in the matter of Indiabulls AIF. |
September 17, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts with AP No. 14880 & 14881 of 2025 dated September 17, 2025 against Gopalkrishna Ratanchand Shah HUF [Defaulter] (PAN: AACHG2727C) in the matter of dealing in Illiquid Stock Options at BSE, under Recovery Certificate No. 8882 of 2025. |
September 17, 2025 |
| Appeal No. 6525 of 2025 filed by Sonia Thomas |
September 17, 2025 |
| Adjudication Order in respect of Panchal Shanti Lal in the matter of Swan Energy Limited |
September 17, 2025 |
| Appeal No. 6526 of 2025 filed by Anonymous |
September 17, 2025 |
| Adjudication Order in the matter of Cool Caps Industries Limited |
September 17, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8797 of 2025 against Jayesh Shantilal Raval (Proprietor of Ways2Star) in the matter of Unregistered Investment advisory by Ways2Star (Proprietor: Jayesh Shantilal Raval). |
September 17, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8811 of 2025 against BIR FINANCE PRIVATE LIMITED in the matter of Illiquid Stocks Options on BSE. |
September 17, 2025 |
| Appeal No. 6524 of 2025 filed by Fakhruddin Jadaliwala |
September 16, 2025 |
| Notice of Demand (NoD) under Recovery Certificate No. 8900 of 2025 issued against Clifford Capital Partners AG SA (Erstwhile Seazun Limited) (PAN: NA) in the matter of GDR issues of IKF Technologies Limited |
September 16, 2025 |
| Release Order in respect of Arvind Kumar Mishra (PAN: AKOPM3425B) issued under Recovery Certificate no. RC1197 of 2017 in the matter of Saradha Realty India Ltd. |
September 16, 2025 |
| Settlement order in the matter of Insider Trading by Supreet Singh Luthra |
September 16, 2025 |
| Settlement order in the matter of Insider Trading by Ajay Bhatia |
September 16, 2025 |
| Remittance Advice against : Alka Jain (PAN: ASJPJ4155A) & Gaurav Singhal (PAN: AUFPK1050K) [Defaulters] in the matter of front running by Alka Jain (Big Client – Sapphire Intrex Limited), under Recovery Certificate No. 8828 of 2025. |
September 16, 2025 |
| Cancellation of Recovery Proceedings in respect of Arvind Kumar Mishra (PAN: AKOPM3425B) issued under Recovery Certificate no. RC1197 of 2017 in the matter of Saradha Realty India Ltd. |
September 16, 2025 |
| Interim order in the matter of Par Drugs and Chemicals Limited |
September 15, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 6146 of 2022 against Nisha Yadav in the matter of Covidh Technologies Limited. |
September 15, 2025 |
| SEBI Order for compliance – General remittance order in RC No. 7784 of 2024 against M/s Wealthmax Solution Investment Adviser (Prop. Piyush Jain) (PAN: ATCPJ2297H) |
September 15, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 6146 of 2022 against Nisha Yadav in the matter of Covidh Technologies Limited. |
September 15, 2025 |
| Settlement Order in respect of Deepak Agrawal in the matter of Axis Mutual Fund. |
September 15, 2025 |
| Notice of Demand under Recovery Certificate number 8899 of 2025 dated September 15, 2025 issued to SPECTRUM TECHNOPROJECTS PVT. LTD. [Defaulter] PAN: AAOCS7016F in the matter of dealing in Illiquid Stocks Options at BSE. : under Recovery Certificate No. 8899 of 2025. |
September 15, 2025 |
| Certificate No. RC8898 of 2025_ Notice of Demand in respect of Ritesh Popli (PAN: AKWPP8819L) in the matter of Le Waterina Resorts and Hotels Ltd. |
September 15, 2025 |
| Certificate No. RC8898 of 2025_A.P Nos 14872 and 14874 of 2025_Ritesh Popli (PAN: AKWPP8819L) in the matter of Le Waterina Resorts and Hotels Ltd. |
September 15, 2025 |
| Notice of Demand in Recovery Certificate No. 3168 of 2020 drawn against Sanghi Plantations Limited, Mr. Kodhaty Chandrasekhar Rao, Mr. Seshadri Upadhyayula and Mr. Benda Ram Narayan in the matter of Sanghi Plantations Limited |
September 12, 2025 |
| Notice of Demand in Recovery Certificate No. 8897 of 2025 drawn against Pankaj Kumar Shukla, Proprietor of M/s Market Anand in the matter of unregistered investment advisory activities |
September 12, 2025 |
| Order in the matter of Highlight Investment Research (Proprietor Shilpa Garg) |
September 12, 2025 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of RattanIndia Power Limited |
September 12, 2025 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of RattanIndia Enterprises Limited |
September 12, 2025 |
| Appeal No. 6522 of 2025 filed by Pranab Kumar Das |
September 11, 2025 |
| Appeal No. 6523 of 2025 filed by Pradeep Kishan Yadav |
September 11, 2025 |
| Final Order in the matter of NNM Securities Private Limited |
September 11, 2025 |
| Order in respect of the representation filed by Mr. Navneet Kumar Sureka and others |
September 11, 2025 |
| Release Order – Nitya Jain [Defaulter] PAN: BAMPJ9730R in the matter of Trading in Illiquid Stock Options on BSE. Certificate No. 8794 of 2025. |
September 11, 2025 |
| General Remittance Order dated 10.09.2025 issued under RC No.7182 of 2023 drawn Sun Earth Ceramics Limited in the matter of failure to redress Investor Grievances |
September 10, 2025 |
| Securities and Exchange Board of India (Share Based Employee Benefits and Sweat Equity) Regulations, 2021 [Last amended on September 8, 2025] |
September 10, 2025 |
| Completion of Recovery Certificate No 8729 of 2025 issued to Kepler Information Systems Pvt. Ltd (PAN: AAECK5818R) in the matter of Bodhtree Consulting Limited |
September 10, 2025 |
| Ease of regulatory compliances for FPIs investing only in Government Securities |
September 10, 2025 |
| Revised regulatory framework for Angel Funds under AIF Regulations |
September 10, 2025 |
| Remittance Advice against : Mukund Merchandise Pvt. Ltd. (Now Known as Ms. Manasvi Merchandise Private Limited) [Defaulter] PAN: AABCM7914K in the matter of M/s Bakra Pratisthan Ltd., under Recovery Certificate No. 7851 of 2024. |
September 10, 2025 |
| Remittance Advice against : Chandan Gupta [Defaulter] PAN: AIXPG2195F in the matter of IPO of Shilpi Cable Technologies Ltd, under Recovery Certificate No. 6730 of 2023. |
September 10, 2025 |
| Remittance Advice against : Banwari Lal Arora HUF [Defaulter] PAN: AAAHB9543D in the matter of Dealings in Illiquid Stock Options at the Bombay Stock Exchange, under Recovery Certificate No. 7020 of 2023. |
September 10, 2025 |
| Remittance Advice against : Sumpoorna Portfolio Limited [Defaulters] PAN: AAOCS8998N in the matter of ISO – Investigation in the matter of certain trading members (brokers), under Recovery Certificate No. 8133 of 2024. |
September 10, 2025 |
| Remittance Advice against : Ram Prakash & Its proprietorship firm viz. Khan Enterprise Aggarwal Traders [Defaulter] PAN: AXFPR4439L in the matter of IPO of Eco Friendly Food Processing Park Limited, under Recovery Certificate No. 8030 of 2024. |
September 10, 2025 |
| Remittance Advice against : Sumit Kumar & his Proprietorship firm viz. Vijay Bhagwandas & Co. [Defaulter] PAN: ARUPK1589P in the matter of IPO of Eco Friendly Food Processing Park Limited, under Recovery Certificate No. 8024 of 2024. |
September 10, 2025 |
| Remittance Advice against : Awanish Kumar Mishra [Defaulters] PAN: AGOPM7538H in the matter of unregistered portfolio management activities by Allied Financial Services Pvt. Ltd., under Recovery Certificate No. 8061 of 2024. |
September 10, 2025 |
| Remittance Advice against : Excel Buildtech Private Limited [Defaulter] PAN: AABCE7405K in the matter of Illiquid Stock Options at BSE, under Recovery Certificate No. 8249 of 2024. |
September 10, 2025 |
| Remittance Advice against : Castle Realcon Private Limited [Defaulter] PAN: AADCC8189N in the matter of ISO at BSE- Castle Realcon Private Limited, under Recovery Certificate No. 8357 of 2024. |
September 10, 2025 |
| Remittance Advice against : Pankaj Kumar Saxena HUF [Defaulter] PAN: AALHP4406L in the matter of ISO at BSE-Pankaj Kumar Saxena HUF, under Recovery Certificate No. 8297 of 2024. |
September 10, 2025 |
| Remittance Advice against : Madhukar Dubey & its Proprietorship firm viz. Alliance Traders, N V Sales Corporation, A One Furniture, Magnum Industrial [Defaulter] PAN: AIJPD7329J in the matter of IPO of Eco Friendly Food Processing Park Limited, under Recovery Certificate No. 8023 of 2024. |
September 10, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts with AP No. 9698 & 9699 of 2023 dated September 09, 2025 against M/s Metalman Industries Limited [Defaulter] (PAN: AAACM9510G ) in the matter of Non-Redressal of Investor grievance(s), under Recovery Certificate No. 5718 of 2022. |
September 9, 2025 |
| Appeal No. 6518 of 2025 filed by Yukti Sharma |
September 9, 2025 |
| Appeal No. 6520 of 2025 filed by Vikash Raj |
September 9, 2025 |
| Appeal No. 6519 of 2025 filed by Pravila Devi |
September 9, 2025 |
| Appeal No. 6521 of 2025 filed by Nitin Prabhakar Deshpande |
September 9, 2025 |
| Remittance Order dated 09.09.2025 issued under RC No. 8826/2025 drawn against Mr. Manish Bhardwaj (PAN:CEUPB0805G ) in the matter of Unregistered Investment Advisory Services. |
September 9, 2025 |
| Remittance Order dated 09.09.2025 issued under RC No. 8823/2025 drawn against Mr. Manish Bhardwaj (PAN:CEUPB0805G ) in the matter of Unregistered Investment Advisory Services. |
September 9, 2025 |
| Appeal No. 6517 of 2025 filed by Tushar Tyagi |
September 9, 2025 |
| Appeal No. 6516 of 2025 filed by Vishal Bansal |
September 9, 2025 |
| General Remittance Order dated 09.09.2025 in Recovery Certificate No. 8831 of 2025 issued against Pranay Kumar, Proprietor of M/s Capital Gyan (PAN: BTFPK4872B) in the matter Unregistered Investment Advisory Activities |
September 9, 2025 |
| General Remittance Order dated 09.09.2025 in Recovery Certificate No. 8830 of 2025 issued against Sudhir Agarwal HUF (PAN: AATHS4550C) in the matter of dealing in Illiquid Stock Options at the BSE. |
September 9, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 7732 of 2024 against Shrenik Shah in the matter of Safal Herbs Limited (Formerly known as Parikh Herbs Limited) |
September 9, 2025 |
| Format of Disclosure Document for Portfolio Managers |
September 9, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4795 of 2022 against Siva Balan Jaipal in the matter of Kalpa Commercial Limited. |
September 9, 2025 |
| Completion of Recovery Proceedings under RC No. 4795 of 2022 against Siva Balan Jaipal in the matter of Kalpa Commercial Limited. |
September 9, 2025 |
| Framework for AIFs to make co-investment within the AIF structure under SEBI (Alternative Investment Funds) Regulations, 2012 |
September 9, 2025 |
| Securities and Exchange Board of India (Alternative Investment Funds) (Second Amendment) Regulations, 2025 |
September 9, 2025 |
| Completion of Recovery Certificate No. 7156 of 2023 dated September 14, 2023 issued CPR Capital Services Ltd. [Defaulter] PAN: AAACC3235A in the matter of CPR Capital Services Ltd. |
September 9, 2025 |
| Release Order – CPR Capital Services Ltd. [Defaulter] PAN: AAACC3235A in the matter of CPR Capital Services Ltd. Certificate No. 7156 of 2023. |
September 9, 2025 |
| Release Order – CPR Capital Services Ltd. [Defaulter] PAN: AAACC3235A in the matter of CPR Capital Services Ltd. Certificate No. 7929 of 2024. |
September 9, 2025 |
| Completion of Recovery Certificate No. 7929 of 2024 dated August 07, 2024 issued CPR Capital Services Ltd. [Defaulter] PAN: AAACC3235A in the matter of CPR Capital Services Ltd. |
September 9, 2025 |
| Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2025 |
September 9, 2025 |
| General Remittance Order dated 09.09.2025 in Recovery Certificate No. 8822 of 2025 issued against Mohandass Sangaiyah (Proprietor of Smart Gain Advisory Services) (PAN: DDKPM6432C) in the matter of Unregistered Investment Advisor |
September 9, 2025 |
| Notice of Demand dated 09.09.2025 issued in Recovery Certificate No. 8895 of 2025 issued against Manish Mishra (PAN: AMPPM6823L) in the mater of Atlantaa Limited. |
September 9, 2025 |
| Notice of Demand dated 09.09.2025 issued in Recovery Certificate No. 8894 of 2025 issued against Manish Mishra (PAN: AMPPM6823L) in the mater of Atlantaa Limited. |
September 9, 2025 |
| Remittance Advice against : Columbia Sales [Defaulter] PAN: DAIPS9917R in the matter of IPO of Eco Friendly Food Processing Park Limited., under Recovery Certificate No. 8027 of 2024. |
September 9, 2025 |
| Remittance Advice against : Gaurav Singhal [Defaulter] PAN: AUFPK1050K in the matter of front running by Alka Jain (Big Client – Sapphire Intrex Limited), under Recovery Certificate No. 8825 of 2025. |
September 9, 2025 |
| Remittance Advice against : Ram Prakash & its proprietorship firm viz. Khan Enterprise [Defaulter] PAN: AXFPR4439L in the matter of Esteem Bio Organic Food Processing Ltd., under Recovery Certificate No. 7073 of 2023. |
September 9, 2025 |
| Remittance Advice against : Mukesh Agarwal [Defaulter] PAN: ABMPA4370L in the matter of dealing in Illiquid Stock Options at BSE, under Recovery Certificate No. 8788 of 2025. |
September 9, 2025 |
| Notices of Attachment dated 09/09/2025 under Recovery Certificate No. 8849 of 2025 issued against Emed.com Technologies Limited in the matter of Emed.com Technologies Limited. |
September 9, 2025 |
| Securities and Exchange Board of India (Alternative Investment Funds) Regulations 2012 [Last amended on September 09, 2025] |
September 9, 2025 |
| Change in settlement dates for cash and SLBM segments and its impact |
September 8, 2025 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 8578 of 2025 against Mohd Faisal in the matter of Biocon Limited. |
September 8, 2025 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 8579 of 2025 against Mohd Faisal in the matter of Biocon Limited |
September 8, 2025 |
| Securities and Exchange Board of India (Share Based Employee Benefits and Sweat Equity) (Amendment) Regulations, 2025 |
September 8, 2025 |
| Securities and Exchange Board of India (Employees’ Service) (Amendment) Regulations, 2025 |
September 8, 2025 |
| Securities and Exchange Board of India (Employees’ Service) Regulations, 2001 [Last amended on May 06, 2024 ] |
September 8, 2025 |
| Caution to the public regarding impersonation of SEBI |
September 5, 2025 |
| Streamlining of the process for surrender of (Know Your Client) Registration Agency (KRA) registration |
September 5, 2025 |
| Notice of Demand dated 05.09.2025 issued under RC No. 8890/2025 drawn against Mr. Rahul Goswami (PAN: AXUPG5665L) in the matter of Unregistered Investment Advisory Services. |
September 5, 2025 |
| Notice of Demand under Recovery Certificate number 8889 of 2025 dated September 04, 2025 issued to AKI India Limited [Defaulter] PAN: AACCA7282K in the matter of AKI India Limited. : under Recovery Certificate No. 8889 of 2025. |
September 4, 2025 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Bharat Seats Limited |
September 4, 2025 |
| Adjudication order in the matter of Rajasthan Tube Manufacturing Company Limited |
September 4, 2025 |
| Adjudication Order in the matter of SAR Televenture Limited |
September 4, 2025 |
| SEBI Hosts Municipal Bond Outreach Programme in Bhopal to Boost Urban Infrastructure Financing |
September 3, 2025 |
| Adjudication Order in the matter of manipulation in the scrip of SecUR Credentials Limited |
September 3, 2025 |
| Order in respect of Raghunandan Capital Private Ltd |
September 3, 2025 |
| Securities and Exchange Board of India (Infrastructure Investment Trusts) (Third Amendment) Regulations, 2025 |
September 3, 2025 |
| Securities and Exchange Board of India (Real Estate Investment Trusts) (Second Amendment) Regulations, 2025 |
September 3, 2025 |
| Securities and Exchange Board of India (Delisting of Equity Shares) (Amendment) Regulations, 2025 |
September 3, 2025 |
| Securities and Exchange Board of India (Portfolio Managers) (Amendment) Regulations, 2025 |
September 3, 2025 |
| Notice of Attachment No 14864/2025 dated 03.09.2025 in Recovery Certificate No. 8834 of 2025 issued against Nikhil Dayanand Baljekar ( PAN No. ABYPB7880N) in the matter of Nikhil Dayanand Baljekar – Research Analyst. |
September 3, 2025 |
| Notice of Attachment No 14865/2025 dated 03.09.2025 in Recovery Certificate No. 8834 of 2025 issued against Nikhil Dayanand Baljekar ( PAN No. ABYPB7880N) in the matter of Nikhil Dayanand Baljekar – Research Analyst |
September 3, 2025 |
| Securities and Exchange Board of India (Real Estate Investment Trusts) Regulations, 2014 [Last amended on September 3, 2025] |
September 3, 2025 |
| Securities and Exchange Board of India (Infrastructure Investment Trusts) Regulations, 2014 [Last amended on September 3, 2025] |
September 3, 2025 |
| Notice of Demand under Recovery Certificate number 8886 of 2025 dated September 02, 2025 issued to Meenu Ajmera [Defaulter] PAN: ADDPA4350R in the matter of Dealing in Illiquid Stock Options at BSE. : under Recovery Certificate No. 8886 of 2025. |
September 2, 2025 |
| Notice of Demand under Recovery Certificate number 8885 of 2025 dated September 02, 2025 issued to Mr. Madhav Tiwari (Proprietor of Divinecommodity.co) [Defaulter] PAN: AGZPT6444J in the matter of Divine Commodity. : under Recovery Certificate No. 8885 of 2025. |
September 2, 2025 |
| Notice of Demand under Recovery Certificate number 8884 of 2025 dated September 02, 2025 issued to Mrinal Verma [Defaulter] PAN: ADDPV0274F in the matter of dealing in Illiquid Stocks Options at BSE. : under Recovery Certificate No. 8884 of 2025. |
September 2, 2025 |
| Notice of Demand under Recovery Certificate number 8887 of 2025 dated September 02, 2025 issued to Mr. Madhav Tiwari (Proprietor of Divinecommodity.co) [Defaulter] PAN: AGZPT6444J in the matter of Divine Commodity. : under Recovery Certificate No. 8887 of 2025. |
September 2, 2025 |
| SEBI and IEPFA Conducted the Second “Niveshak Shivir” in Hyderabad – Proactive Joint Initiative to Minimize Unclaimed Assets and Facilitate Investor Claims for Unpaid Dividends and Shares |
September 2, 2025 |
| Notice of Demand under Recovery Certificate number 8888 of 2025 dated September 02, 2025 issued to Mrinal Verma [Defaulter] PAN: ADDPV0274F in the matter of dealing in Illiquid Stocks Options at BSE. : under Recovery Certificate No. 8888 of 2025. |
September 2, 2025 |
| Securities and Exchange Board of India (Investor Protection and Education Fund) (Amendment) Regulations, 2025 |
September 2, 2025 |
| Certificate No. RC8783 of 2025_A.P Nos 14860 and 14861 of 2025_ in respect of Sahadev Paik HUF (PAN: AAUHS4894Q) in the matter of Illiquid Stock Options |
September 1, 2025 |
| Certificate No. RC8803 of 2025 _A.P Nos 14862 and 14863 of 2025_ in respect of Puran Chand Poddar HUF (PAN: AADHP0945A) in the matter of Illiquid Stock Options |
September 1, 2025 |
| Settlement Order in respect of Brookprop Management Services Private Limited |
September 1, 2025 |
| Framework for Intraday Position Limits Monitoring for Equity Index Derivatives |
September 1, 2025 |
| Notice of Demand dated 29.08.2025 issued under RC No. 8881 of 2025 against Thousand Keys, Proprietor – Tapas Das [PAN: ANKPD3883D] in the matter of Unregistered Investment Advisory Services. |
August 29, 2025 |
| General Remittance Order dated 29.08.2025 in Recovery Certificate No. 8816 of 2025 issued against Krishnamurthy G. (PAN: BSFPK6683P) in the matter of Unregistered Investment Advisor |
August 29, 2025 |
| Extension of timelines and Update of reporting authority for IAs and RAs w.r.t. SEBI Circular for Compliance to Digital Accessibility Circular ‘Rights of Persons with Disabilities Act, 2016 and rules made thereunder- mandatory compliance by all Regulated Entities’ dated July 31, 2025 (Circular No. SEBI/HO/ITD-1/ITD_VIAP/P/CIR/2025/111) |
August 29, 2025 |
| General Remittance Order dated 29.08.2025 in Recovery Certificate No. 8817 of 2025 issued against Krishnamurthy G. (PAN: BSFPK6683P) in the matter of Unregistered Investment Advisor |
August 29, 2025 |
| SEBI order for compliance – Order Releasing of Bank Accounts, Demat Accounts and Mutual Fund Folios of Mr. Nirmal Jain (PAN : Not available) – RC No. 4558 of 2022 |
August 29, 2025 |
| Order in the matter of Bengal Artisans Craft Company Limited |
August 29, 2025 |
| Completion of Recovery Certificate No. 4558 of 2022 dated 16.03.2022 issued against Mr. Nirmal Jain in the matter of Mega Corporation Limited. |
August 29, 2025 |
| Enquiry Order in the matter of Nikhil Dayanand Baljekar – Research Analyst |
August 29, 2025 |
| Order in the matter of Katalyst Software Services Limited |
August 29, 2025 |
| Notices of Attachment dated 29.08.2025 issued in Recovery Certificate No. 8847 of 2025 issued against Sanjay Jethalal Soni, Krupa Sanjay Soni and J M Soni Consultancy in the mater of Parichay Investment Limited. |
August 29, 2025 |
| Notice of Demand dated 29.08.2025 issued under RC No. 8882 of 2025 drawn against Gopalkrishna Ratanchand Shah HUF in the matter of dealing in Illiquid Stock Options at BSE. |
August 29, 2025 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 8418 of 2024 against Heet Manish Bapna alias Heet Manish Bafna (Standard Chartist Proprietor) in the matter of Unregistered Investment Advisory Services |
August 29, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8418 of 2024 against Heet Manish Bapna alias Heet Manish Bafna (Standard Chartist Proprietor) in the matter of Unregistered Investment Advisory Services |
August 29, 2025 |
| Order in the matter of Golden Tobacco Limited |
August 29, 2025 |
| Notice of Demand (NoD) under Recovery Certificate No. 8883 of 2025 issued against Mr. Jitendra Bharbhuja (Proprietor of Maxx Innovation) (PAN: EZSPB9777C) in the matter of Unregistered Investment Advisory Services and Portfolio Manager Services by Maxx Innovation Growth and Maxx Innovation. |
August 29, 2025 |
| Notice of Demand under Recovery Certificate number 8833 of 2025 dated August 29, 2025 issued to Manish Kumar Kanodia HUF [Defaulter] PAN: AANHM2862D in the matter of dealing in Illiquid Stocks Options at BSE. : under Recovery Certificate No. 8833 of 2025. |
August 29, 2025 |
| Notice of Demand under Recovery Certificate number 8880 of 2025 dated August 29, 2025 issued to DAKSH SHARE BROKERS PRIVATE LIMITED [Defaulter] PAN: AACCD9973A in the matter of dealing in Illiquid Stocks Options at BSE. : under Recovery Certificate No. 8880 of 2025. |
August 29, 2025 |
| Adjudication Order in respect of 4 entities in the matter of Capital Stroke Investment Services Pvt. Ltd. |
August 28, 2025 |
| Notice of Attachment of Demat Account and Mutual Fund dated 28.08.2025 issued under RC No. 4800/2022 drawn against Pragya Diaries and Agro Limited (PAN: AAFCP3908E), Punam Chand Patidar (PAN: BTUPP0108C), Nana Lal Patidar (PAN: AJWPP3490J), Pooja Patidar (PAN: AVBPP1293Q), Durga Patidar (PAN: APJPP6921M) and Ansar Ahmed (PAN: AFFPA4197L) in the matter of Pragya Dairies and Agro Limited. |
August 28, 2025 |
| Notice of Attachment of Bank Accounts dated 28.08.2025 issued under RC No. 4800/2022 drawn against Pragya Diaries and Agro Limited (PAN: AAFCP3908E), Punam Chand Patidar (PAN: BTUPP0108C), Nana Lal Patidar (PAN: AJWPP3490J), Pooja Patidar (PAN: AVBPP1293Q), Durga Patidar (PAN: APJPP6921M) and Ansar Ahmed (PAN: AFFPA4197L) in the matter of Pragya Dairies and Agro Limited. |
August 28, 2025 |
| Release Order for Recovery Certificate No. RC8750 of 2025 and attachment proceeding Nos. 14746 & 14747 of 2025 in respect of Pankaj Kumar Agarwal (PAN: AGKPA4563A) in the matter of Illiquid Stock Options |
August 27, 2025 |
| Cancellation of Recovery Certificate No. RC7977 of 2024 in respect of Sulochana Dalmia (PAN: AAXPD9770F) in the matter of Illiquid Stock Options |
August 27, 2025 |
| Release Order – Recovery Certificate No. RC7977 of 2024 in respect of Sulochana Dalmia (PAN: AAXPD9770F) in the matter of Illiquid Stock Options |
August 27, 2025 |
| Relaxation in the timeline to submit net worth certificate by the Stock Brokers to offer margin trading facility to their clients |
August 26, 2025 |
| Settlement Order in the matter of KFin Technologies Limited |
August 26, 2025 |
| Adjudication Order in the matter of suspected insider trading activity of certain entities in the scrip of Indian Oil Corporation Ltd. |
August 26, 2025 |
| Notice of Demand under Recovery Certificate No. 8879 of 2025 dated 26.08.2025 issued against Satish Agrawal HUF (AAJHS3607N) in the matter of Trading in Illiquid Stocks Options at BSE. |
August 26, 2025 |
| Adjudication Order in the matter of Landmark Opportunity Fund |
August 26, 2025 |
| Cancellation of Recovery Certificate No. RC8414 of 2024 in respect of Om Prakash Dalmia (PAN: ADKPD7701J) in the matter of Illiquid Stock Options |
August 26, 2025 |
| Release Order – Recovery Certificate No. RC8414 of 2024 in respect of Om Prakash Dalmia (PAN: ADKPD7701J) in the matter of Illiquid Stock Options |
August 26, 2025 |
| Notice of Demand dated 26.08.2025 issued in Recovery Certificate No. 8878 of 2025 issued against Vipin Sharma (PAN: GWBPS1865J) in the mater of Unregistered Investment Advisor Services and Portfolio Manager Services by Maxx Innovation Growth and Maxx Innovation. |
August 26, 2025 |
| General Remittance Order – RC No. 8755 of 2025 Rahul Rao Padamati (PAN – CRTPP4198Q) in the matter of unregistered investment advisory activities by Baap of Chart. |
August 25, 2025 |
| General Remittance Order – RC No. 8758 of 2025 Rahul Rao Padamati (PAN – CRTPP4198Q), Mohammad Nasiruddin Ansari (PAN – BYSPA0419E), Golden Syndicate Ventures Pvt Ltd (PAN – AAJCG9452E) in the matter of unregistered investment advisory activities by Baap of Chart. |
August 25, 2025 |
| General Remittance Order – RC No. 8757 of 2025 Jadav Vamshi (PAN – BJFPJ9368B) in the matter of unregistered investment advisory activities by Baap of Chart |
August 25, 2025 |
| General Remittance Order – RC No. 8759 of 2025 Jadav Vamshi (PAN – BJFPJ9368B) in the matter of unregistered investment advisory activities by Baap of Chart. |
August 25, 2025 |
| Notice of Attachment dated August 22,2025 in RC no 8754 of 2025 against Mohammad Nasiruddin Ansari (PAN: BYSPA0419E) in the matter of unregistered investment advisory activities by Baap of Chart |
August 25, 2025 |
| Notice of Attachment dated August 22,2025 in RC no 8802 of 2025 against P. Krishnakumar (PAN: ASDPK8613Q) in the matter of Unregistered investment advisory services/activities of YM Forecast managed by P Krishnakumar and Jagdeesan S |
August 25, 2025 |
| Notice(s) of Attachment dated 25.08.2025 issued under RC No. 8857 of 2025 drawn against Mr. Niraj Thakur, Proprietor of Empiric Trade in the matter of Unregistered Investment Advisory by Mr. Niraj Thakur, Proprietor of Empiric Trade. |
August 25, 2025 |
| Notice of Demand under Recovery Certificate number 8876 of 2025 dated August 25, 2025 issued to Heena Khatoon, proprietor of Heena Enterprises [Defaulter] PAN: FGXPK5721G in the matter of Investigation in the trading activities of certain entities in the scrip of Continental Seeds and Chemicals Limited. : under Recovery Certificate No. 8876 of 2025. |
August 25, 2025 |
| Notice of Demand under Recovery Certificate number 8875 of 2025 dated August 21, 2025 issued to Manish Kumar [Defaulter] PAN: AMWPK4668G in the matter of Investigation in the trading activities of certain entities in the scrip of Continental Seeds and Chemicals Limited. : under Recovery Certificate No. 8875 of 2025. |
August 25, 2025 |
| Remittance Advice against : Mr. Mrityunjay Kumar-Director of M/s. Future Intraday Positional Long Term Capital OPC Private Limited [Defaulter] PAN: CDEPK3717K in the matter of Unregistered Investment Advisory Services., under Recovery Certificate No. 8773 of 2025. |
August 25, 2025 |
| Remittance Advice against : Mr. Mrityunjay Kumar-Director of M/s Future Intraday Positional Long Term Capital OPC Private Limited [Defaulter] PAN: CDEPK3717K in the matter of Unregistered Investment Advisory Services., under Recovery Certificate No. 8770 of 2025. |
August 25, 2025 |
| Order in the matter of Seclink Technologies & Realty Pvt Ltd vs. SEBI & Ors. [Writ Petition (L) No. 25682 of 2025] |
August 25, 2025 |
| Notice of Demand under Recovery Certificate number 8870 of 2025 dated August 25, 2025 issued to Momin Jahan, proprietor of Jahan Enterprises [Defaulter] PAN: BNKPJ7050D in the matter of Investigation in the trading activities of certain entities in the scrip of Continental Seeds and Chemicals Limited. : under Recovery Certificate No. 8870 of 2025. |
August 25, 2025 |
| Addendum to the Final Order dated August 19, 2025 in the matter of Swaraj Shares and Securities Private Limited |
August 22, 2025 |
| Shri Sanjay Chandrakant Purao takes charge as Executive Director, SEBI |
August 22, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8420 of 2024 against Sushma Vimalkumar Raval in the matter of audit report of ACIL cotton industries Ltd. Universal credit and securities Ltd. Mindvision capital Ltd. and RFL international Ltd. |
August 22, 2025 |
| Release Order – Recovery Certificate No. RC8413 of 2024 in respect of Sanjay Shastri (PAN: ASUPS2845K) in the matter of Illiquid Stock Options |
August 22, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8839 of 2025 against 1.Mr. Ameet Savant, 2.Crefin India Management, 3. Mr. Jeevendra Kumar Poddar and 4. Ms. Shipra Singh in the matter of unregistered portfolio management services activity by Ameet Savant (Proprietor of Ventura) and unregistered investment advisory activity by Crefin India Management Pvt. Ltd. And its directors. |
August 22, 2025 |
| Advisory Against investment in Fraudulent Trading Schemes claiming to be offered to Indian residents by FPIs |
August 22, 2025 |
| Shri Amit Pradhan takes charge as Executive Director, SEBI |
August 22, 2025 |
| Shri Avneesh Pandey takes charge as Executive Director, SEBI |
August 22, 2025 |
| Notice of Demand under Recovery Certificate number 8874 of 2025 dated August 22, 2025 issued to Vijay Pujara [Defaulter] PAN: AGXPP5209R in the matter of Continental Seeds and Chemicals Limited. : under Recovery Certificate No. 8874 of 2025. |
August 22, 2025 |
| Appeal No. 6496 of 2025 filed by Arun Kumar Sarkar |
August 21, 2025 |
| Appeal No. 6510 of 2025 filed by Sankar Das |
August 21, 2025 |
| Order in the matter of Weird Infrastructure Corporation Limited |
August 21, 2025 |
| Appeal No. 6509 of 2025 filed by Vikas Jain |
August 21, 2025 |
| Appeal No. 6508 of 2025 filed by Gaurav |
August 21, 2025 |
| Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2019 [Last amended on August 12, 2025] |
August 21, 2025 |
| Completion of Recovery Proceedings under RC No. 8853 of 2025 against Gaurav Goyal in the matter of Family Care Hospitals Limited. |
August 21, 2025 |
| Completion of Recovery Proceedings under RC No. 8856 of 2025 against Lucy Maqbul Massey in the matter of Family Care Hospitals Limited. |
August 21, 2025 |
| Completion of Recovery Proceedings under RC No. 8854 of 2025 against Vaishali Sood Sharma in the matter of Family Care Hospitals Limited. |
August 21, 2025 |
| Notice of Demand under Recovery Certificate number 8873 of 2025 dated August 21, 2025 issued to Vijay Prakash Gupta [Defaulter] PAN: ANCPV2725J in the matter of Investigation in the trading activities of certain entities in the scrip of Continental Seeds and Chemicals Limited. : under Recovery Certificate No. 8873 of 2025. |
August 21, 2025 |
| Adjudication Order in the matter of SMC Global Securities Limited |
August 21, 2025 |
| Notice of Demand under Recovery Certificate number 8872 of 2025 dated August 21, 2025 issued to Hari Om Singh [Defaulter] PAN: BGBPS4181A in the matter of Investigation in the trading activities of certain entities in the scrip of Continental Seeds and Chemicals Limited. : under Recovery Certificate No. 8872 of 2025. |
August 21, 2025 |
| Notice of Demand under Recovery Certificate number 8871 of 2025 dated August 21, 2025 issued to Mahesh Chand Mittal [Defaulter] PAN: ABJPM0503C in the matter of Investigation in the matter of GDR Issues of Sybly Industries Limited. : under Recovery Certificate No. 8871 of 2025. |
August 21, 2025 |
| General Remittance Order dated 21.08.2025 issued under RC No. 8810 of 2025 drawn against Ms. Silamkoti Abilash in the matter of Bodhtree Consulting Limited |
August 21, 2025 |
| Completion of Recovery Proceedings under RC No. 8852 of 2025 against Pratibha Walinjkar in the matter of Family Care Hospitals Limited. |
August 21, 2025 |
| Completion of Recovery Proceedings under RC No. 8851 of 2025 against Rajnish Kumar Pandey in the matter of Family Care Hospitals Limited. |
August 21, 2025 |
| Adjudication Order in respect of Omprakash A Khandelwal in the matter of Aadhaar Ventures India Limited |
August 21, 2025 |
| Extension of Deadline for filing claims in the matter of Karvy Stock Broking Limited |
August 21, 2025 |
| Order in the matter of Parag Salot – Research Analyst |
August 21, 2025 |
| Appeal No. 6495 of 2025 filed by Vasanthu Arasu |
August 21, 2025 |
| Appeal No. 6497 of 2025 filed by Rohit Kumar |
August 21, 2025 |
| Appeal Nos. 6500 & 6501 of 2025 filed by Sanjay Kumar |
August 21, 2025 |
| Appeal No. 6503 of 2025 filed by Dheeraj Dasila |
August 21, 2025 |
| Appeal No. 6505 of 2025 filed by Vikas Jain |
August 21, 2025 |
| Appeal No. 6515 of 2025 filed by Suresh Kumar Jalan |
August 21, 2025 |
| Appeal No. 6507 of 2025 filed by Suba |
August 21, 2025 |
| Appeal No. 6506 of 2025 filed by Kapil Maurya |
August 21, 2025 |
| Appeal No. 6514 of 2025 filed by Abhinandan Kori |
August 21, 2025 |
| Appeal No. 6504 of 2025 filed by Himanshu Chauhan |
August 21, 2025 |
| Appeal No. 6513 of 2025 filed by Nand Lal |
August 21, 2025 |
| Appeal No. 6502 of 2025 filed by Biswadeep Dutta |
August 21, 2025 |
| Appeal No. 6512 of 2025 filed by Fardeen Shaikh |
August 21, 2025 |
| Appeal No. 6498 & 6499 filed by Sanjay Kumar |
August 21, 2025 |
| Appeal No. 6511 of 2025 filed by Santosh |
August 21, 2025 |
| Completion of Recovery Proceedings under RC No. 8848 of 2025 against Family Care Hospitals Limited in the matter of Family Care Hospitals Limited. |
August 20, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8630 of 2025 against Alka Dhadda in the matter of Front Running: Various Funds of Fidelity Group |
August 20, 2025 |
| Completion of Recovery Proceedings under RC No. 8850 of 2025 against Sowmya Gautam Deshpande, Gautam Mohan Deshpande, Amit Satishchand Tyagi and Pandoo Prabhakar Naig in the matter of Family Care Hospitals Limited. |
August 20, 2025 |
| Completion of Recovery Proceedings under RC No. 8855 of 2025 against Dhananjay Chandrakant Parikh in the matter of Family Care Hospitals Limited. |
August 20, 2025 |
| Notice of attachment dated 14/08/2025 under Recovery certificate No. 8836 of 2025 issued against Chetan Yashwant Shukla (PAN: ABBPS2467H) in the matter of Unregistered Investment Advisory Services |
August 20, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8626 of 2025 against Vaibhav Dhadda in the matter of Front Running: Various Funds of Fidelity Group |
August 20, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8632 of 2025 against Sumit Kanungo in the matter of Front Running: Various Funds of Fidelity Group |
August 20, 2025 |
| Notice of Demand under Recovery Certificate number 8868 of 2025 dated August 20, 2025 issued to Anju Devi, Proprietor of Shree Balaji Enterprises [Defaulter] PAN: BHGPD3597M in the matter of Investigation in the trading activities of certain entities in the scrip of Continental Seeds and Chemicals Limited. : under Recovery Certificate No. 8794 of 2025. |
August 20, 2025 |
| Notice of Demand under Recovery Certificate number 8867 of 2025 dated August 20, 2025 issued to Vivek Kumar Varshney [Defaulter] PAN: AWTPV7908B in the matter of Continental Seeds and Chemicals Limited. : under Recovery Certificate No. 8867 of 2025. |
August 20, 2025 |
| Cancellation of Recovery Certificate No. RC8459 of 2025 in respect of Indira Devi Jain (PAN: ACPPJ2461H) in the matter of Illiquid Stock Options |
August 20, 2025 |
| Release Order – Recovery Certificate No. RC8459 of 2025 in respect of Indira Devi Jain (PAN: ACPPJ2461H) in the matter of Illiquid Stock Options |
August 20, 2025 |
| Adjudication order in the matter of Hemo Organic Limited |
August 19, 2025 |
| Final Order in the matter of Amrapali Aadya Trading and Investment Private Limited |
August 19, 2025 |
| Order in respect of Swaraj Shares and Securities Pvt. Ltd. |
August 19, 2025 |
| Adjudication Order in the matter of insider trading activities of certain entities in the scrip of Mastek Ltd. |
August 19, 2025 |
| Final Order in respect of Swati Purwar in the matter of Prowise Capital |
August 19, 2025 |
| Appeal No. 6494 of 2025 filed by Adv Suresh Chauhan |
August 19, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 4806 of 2022 against Imtiyazhusain Siayed in the matter of Imtsons Investments limited |
August 18, 2025 |
| Extension of timeline for implementation of SEBI Circular ‘Margin obligations to be given by way of pledge/Re-pledge in the Depository System’ dated June 03, 2025 |
August 18, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8740 of 2025 against Anshu Mishra in the matter of Pressure Sensitive System (India) Limited |
August 18, 2025 |
| SEBI and NISM launch ‘SEBI Arth Yatra contest 2025’ |
August 14, 2025 |
| SEBI collaborates with Ministry of Panchayati Raj to build financial literacy and investor awareness capacities at grassroots level |
August 14, 2025 |
| SEBI’s Investor Awareness Campaign on All India Radio – ‘जागरूक निवेशक सुरक्षित निवेशक’ |
August 14, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8639 of 2025 against Parul Sahu in the matter of Pinnacle Market Investment Advisory Pvt. Ltd. |
August 14, 2025 |
| Securities and Exchange Board of India (Research Analysts) Regulations, 2014 [Last amended on August 6, 2025] |
August 14, 2025 |
| Securities and Exchange Board of India (Investment Advisers) Regulations, 2013 [Last amended on August 7, 2025] |
August 14, 2025 |
| General Remittance Order dated 13.08.2025 issued under RC No. 7194 of 2023 drawn against Pradeep Syamsundar Swain in the matter of Sarang Chemicals Ltd. |
August 13, 2025 |
| Release of bank account/demat accounts and mutual Funds folio of Himlaksh Tradelinks Pvt Ltd., Mr. Karan Singh Shekhawat and Ms. Meena Shekhavat in the matter of PACL Ltd. |
August 13, 2025 |
| Completion of Recovery Proceedings against Himlaksh Tradelinks Pvt Ltd., Mr. Karan Singh Shekhawat and Ms. Meena Shekhavat in the matter of PACL Ltd. |
August 13, 2025 |
| Release of attachment on immovable property attached vide Prohibitory Order No. 335 of 2022 dated November 23, 2022 of Himlaksh Tradelinks Pvt Ltd., Mr. Karan Singh Shekhawat and Ms. Meena Shekhavat in the matter of PACL Ltd. |
August 13, 2025 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of NDR Auto Components Limited |
August 13, 2025 |
| Adjudication Order in the matter of Eqwires Research Analyst |
August 13, 2025 |
| Notice of Demand under Recovery Certificate number 8825 of 2025 dated August 13, 2025 issued to Mohd. Idrees, Proprietor of Tirupati Enterprises (PAN-AASPI4395Q), Momin Jahan, Proprietor of Jahan Enterprises (PAN-BNKPJ7050D), Mujaffar Khan, Proprietor of Shiv Enterprises (PAN-EGSPK2609R), Rajesh Pal (PAN-DVGPP1959H), Hari Om Singh (PAN-BGBPS4181A), Manish Kumar (PAN-AMWPK4668G), Vijay Prakash Gupta, Proprietor of Aashi Traders (PAN-ANCPV2725J), Vivek Kumar Varshney (PAN-AWTPV7908B), Heena Khatoon, Proprietor of Heena Enterprises (PAN-FGXPK5721G), Anju Devi, Proprietor of Shree Balaji Enterprises (PAN-BHGPD3597M), Pradeep Narendra Bhatt (PAN-AGSPB0964C), Vijay Pujara (PAN-AGXPP5209R), and Ajaykumar Pujara (PAN-APLPP9651E), [Defaulter] in the matter of Continental Seeds and Chemicals Limited. : under Recovery Certificate No. 8794 of 2025. |
August 13, 2025 |
| Notice of Demand under Recovery Certificate number 8858 of 2025 dated August 13, 2025 issued to Mohd. Idrees, Proprietor of Tirupati Enterprises (PAN-AASPI4395Q), Momin Jahan, Proprietor of Jahan Enterprises (PAN-BNKPJ7050D), Mujaffar Khan, Proprietor of Shiv Enterprises (PAN-EGSPK2609R), Rajesh Pal (PAN-DVGPP1959H), Hari Om Singh (PAN-BGBPS4181A), Manish Kumar (PAN-AMWPK4668G), Vijay Prakash Gupta, Proprietor of Aashi Traders (PAN-ANCPV2725J), Vivek Kumar Varshney (PAN-AWTPV7908B), Heena Khatoon, Proprietor of Heena Enterprises (PAN-FGXPK5721G), Anju Devi, Proprietor of Shree Balaji Enterprises (PAN-BHGPD3597M), Pradeep Narendra Bhatt (PAN-AGSPB0964C), Vijay Pujara (PAN-AGXPP5209R), and Ajaykumar Pujara (PAN-APLPP9651E), [Defaulter] in the matter of Continental Seeds and Chemicals Limited. : under Recovery Certificate No. 8858 of 2025. |
August 13, 2025 |
| Notice of Demand dated 13.08.2025 issued under RC No. 8860 of 2025 drawn against Mr. Ashok Ghanshyamdas Rajani in the matter of Seya Industries Limited. |
August 13, 2025 |
| Notice of Demand dated 13.08.2025 issued under RC No. 8861 of 2025 drawn against Mr. Amrit Ashok Rajani in the matter of Seya Industries Limited. |
August 13, 2025 |
| Notice of Demand dated 13.08.2025 issued under RC No. 8865 of 2025 drawn against Mr. Sivaprasada Rao Buddi in the matter of Seya Industries Limited. |
August 13, 2025 |
| Notice of Demand dated 13.08.2025 issued under RC No. 8862 of 2025 drawn against Mr. Asit Kumar Bhowmik in the matter of Seya Industries Limited. |
August 13, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8639 of 2025 against Parul Sahu in the matter of Pinnacle Market Investment Advisory Pvt. Ltd. |
August 13, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14802 & 14803 of 2025 dated August 13, 2025 against Alka Jain (PAN: ASJPJ4155A) & Gaurav Singhal (PAN: AUFPK1050K) [Defaulters] in the matter of Alka Jain and Gaurav Singhal. : under Recovery Certificate No. 8828 of 2025. |
August 13, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 12781/1 & 12782/2 of 2024 dated August 13, 2024 against Harleen Singh (PAN: ANKPS5827L), Sumit Wadhwa (PAN: AAOPW8621R) and Pal Singh (PAN: BDKPS9758P) [Defaulters], Jointly and Severally in the matter of Esteem Bio Organic Food Processing Ltd. : under Recovery Certificate No. 7867 of 2024. |
August 13, 2025 |
| Notice of Attachment dated August 11,2025 in RC no 8787 of 2025 against Money Streets Advisory Services LLP(PAN:ABGFM6563R), Zulfiqar Ahmed (PAN:ABTPZ7804K) and Ifteqaar (PAN:ADVPI9206N) in the matter of M/s. Money Streets Advisory Services LLP |
August 12, 2025 |
| Notice of Attachment dated August 11,2025 in RC no 8799 of 2025 against V N Aravind, Proprietor of Magic Mantra (PAN: BTOPA3202N) in the matter of Unregistered Investment Advisory services by V N Aravind, Proprietor of Magic Mantra |
August 12, 2025 |
| Notice of Attachment dated August 11,2025 in RC no 8800 of 2025 against V N Aravind, Proprietor of Magic Mantra (PAN: BTOPA3202N) in the matter of Unregistered Investment Advisory services by V N Aravind, Proprietor of Magic Mantra |
August 12, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8793 of 2025 against Mudrikaben Pareshkumar Shah in the matter of Illiquid Stocks Options at BSE |
August 12, 2025 |
| Adjudication Order in the matter of Trade Nexa Research Investment Advisor- Prop Minakshi Asavani |
August 12, 2025 |
| Appeal No. 6487 of 2025 filed by Rupal Narvekar |
August 12, 2025 |
| SEBI Annual Report 2024-25 |
August 12, 2025 |
| Appeal No. 6489 of 2025 filed by Karthick S |
August 12, 2025 |
| Appeal No. 6488 of 2025 filed by Dr Dwivedi Divyansh |
August 12, 2025 |
| Appeal No. 6492 of 2025 filed by K Subbaiah Choudary |
August 12, 2025 |
| Appeal No. 6490 of 2025 filed by Puneet Pandey |
August 12, 2025 |
| Notice(s) of Attachment dated 12.08.2025 issued under RC No. 4523 of 2023 drawn against Nimbus Industries Limited in the matter of Non-redressal of investor grievances. |
August 12, 2025 |
| Appeal No. 6493 of 2025 filed by Gregory Michael Roche |
August 12, 2025 |
| SEBI order for compliance – Order Releasing of Bank Accounts, Demat Accounts and Mutual Fund Folios of Mr. Nemichand Kasturchand Jain (PAN : ABBPJ2880M) – RC No. 8395 of 2024 |
August 12, 2025 |
| Completion of Recovery Certificate No. 8395 of 2024 dated 29.11.2024 issued against Mr. Nemichand Kasturchand Jain in the matter of trading in illiquid stock option at BSE |
August 12, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8776 of 2025 against Prabir Saha in the matter of Dealing in Illiquid Stocks Options at BSE |
August 12, 2025 |
| Adjudication Order in the matter of Motisons Shares Private Limited |
August 12, 2025 |
| Order in the matter of Dewan Housing Finance Corporation Ltd. |
August 12, 2025 |
| Use of liquid mutual funds and overnight mutual funds for compliance with deposit requirement by Investment Advisers and Research Analysts |
August 12, 2025 |
| Remittance Advice against : Arjun Sharma (Proprietor of M/s Commodity Raja) [Defaulter] PAN: FTLPS7201E in the matter of unregistered investment advisory activities by Arjun Sharma/ M/s Commodity Raja., under Recovery Certificate No. 8772 of 2025. |
August 12, 2025 |
| Adjudication Order in the matter of Motisons Shares Private Limited <br><a href='https://www.sebi.gov.in/sebi_data/commondocs/aug-2025/Adjudication%20Order%20in%20the%20matter%20of%20Motisons%20Shares%20Private%20Limited_p.pdf'target='_blank' style='color:#007ffc'>[Corrigendum]</a> |
August 12, 2025 |
| Notice of Demand under Recovery Certificate No. 8859 of 2025 dated 12.08.2025 issued against M Ashok Mootha (PAN: AAFPM1898R) in the matter of non-payment of Turnover Fees and Interest levied |
August 12, 2025 |
| Adjudication Order in respect of Manoj Kumar Gupta in the matter of dealings in Illiquid Stock Options at BSE |
August 8, 2025 |
| Review of Framework for conversion of Private Listed InvIT into Public InvIT |
August 8, 2025 |
| Adjudication Order in respect of Zebu Share and Wealth Management Pvt. Ltd. |
August 8, 2025 |
| Transaction charges paid to Mutual Fund Distributors |
August 8, 2025 |
| Completion of Recovery Certificate No. 7737 of 2024 dated March 20, 2024 issued Nirmal Jain [Defaulter] PAN: AAGPJ6738G in the matter of JMD Telefilms Industries Ltd. |
August 8, 2025 |
| Release Order – Nirmal Jain [Defaulter] PAN: AAGPJ6738G in the matter of JMD Telefilms Industries Ltd. Certificate No. 7737 of 2024. |
August 8, 2025 |
| Release Order – Rani Goel [Defaulter] PAN: AFOPG8596A in the matter of Vandana Knitwear Limited. Certificate No. 2255 of 2019. |
August 8, 2025 |
| Completion of Recovery Certificate No. 2255 of 2019 dated June 25, 2019 issued Rani Goel [Defaulter] PAN: AFOPG8596A in the matter of Vandana Knitwear Limited. |
August 8, 2025 |
| Release Order – Arun Kochar [Defaulter] PAN: ARFPK1390P in the matter of Wisec Global Limited. Certificate No. 6243 of 2023. |
August 8, 2025 |
| Cancellation of Recovery Certificate No. 7212 of 2023 dated October 05, 2023 issued Hem Chand Gupta [Defaulter] (PAN: AAKPG2688Q) in the matter of Trading in Illiquid Stock Options on BSE.. |
August 8, 2025 |
| Completion of Recovery Certificate No. 6243 of 2023 dated February 10, 2023 issued Arun Kochar [Defaulter] PAN: ARFPK1390P in the matter of Wisec Global Limited. |
August 8, 2025 |
| Notice of Demand dated 07.08.2025 issued under RC No. 8857 of 2025 drawn against Mr. Niraj Thakur, Proprietor of Empiric Trade in the matter of Unregistered Investment Advisory by Mr. Niraj Thakur, Proprietor of Empiric Trade. |
August 7, 2025 |
| Ease of doing business (EODB) – Policy for joint annual inspection by MIIs – information sharing mechanism– action by Lead MII |
August 7, 2025 |
| Notice of Demand dated 07.08.2025 issued under RC no. 8850 of 2025 against Sowmya Gautam Deshpande [PAN: AHAPD5607K], Gautam Mohan Deshpande [PAN: AFVPD7782E], Amit Satishchand Tyagi [PAN: AGRPT0973A] and Pandoo Prabhakar Naig [PAN: ACNPN2800J] in the matter of Family Care Hospitals Limited. |
August 7, 2025 |
| Notice of Demand dated 07.08.2025 issued under RC no. 8848 of 2025 against FAMILY CARE HOSPITALS LIMITED [PAN: AAACP2883M] in the matter of Family Care Hospitals Limited. |
August 7, 2025 |
| Notice of Demand dated 07.08.2025 issued under RC no. 8852 of 2025 against Pratibha Walinjkar [PAN: AACPW0451B] in the matter of Family Care Hospitals Limited. |
August 7, 2025 |
| Notice of Demand dated 07.08.2025 issued under RC no. 8851 of 2025 against Rajnish Kumar Pandey [PAN: AIHPP3515E] in the matter of Family Care Hospitals Limited. |
August 7, 2025 |
| Notice of Demand dated 07.08.2025 issued under RC no. 8854 of 2025 against Vaishali Sood Sharma [PAN: BFYPS1209F] in the matter of Family Care Hospitals Limited. |
August 7, 2025 |
| Notice of Demand dated 07.08.2025 issued under RC no. 8853 of 2025 against Gaurav Goyal [PAN: AFJPG2468N] in the matter of Family Care Hospitals Limited. |
August 7, 2025 |
| Notice of Demand dated 07.08.2025 issued under RC no. 8856 of 2025 against Lucy Maqbul Massey [PAN: AMBPM4077E] in the matter of Family Care Hospitals Limited. |
August 7, 2025 |
| Notice of Demand dated 07.08.2025 issued under RC no. 8855 of 2025 against Dhananjay Chandrakant Parikh [PAN: ACTPP2402L] in the matter of Family Care Hospitals Limited. |
August 7, 2025 |
| Corrigendum to the Order in the matter of Sarvoday Agro Power Limited |
August 7, 2025 |
| Notice of Attachment dated 07.08.2025 issued under RC No. 8823/2025 drawn against Manish Bhardwaj (PAN: CEUPB0805G) in the matter of Unregistered Investment Advisory Services. |
August 7, 2025 |
| Notice of Attachment dated 07.08.2025 issued under RC No. 8826/2025 drawn against Manish Bhardwaj (PAN: CEUPB0805G) in the matter of Unregistered Investment Advisory Services of Flipcoin Financial Consultant managed by Mr. Manish Bhardwaj. |
August 7, 2025 |
| Appeal No. 6482 of 2025 filed by Mahesh Agarwal |
August 7, 2025 |
| Notice of Demand (NoD) under Recovery Certificate No. 8849 of 2025 issued against Emed.com Technologies Limited (PAN:AAACC8289N) in the matter of Emed.com Technologies Limited. |
August 7, 2025 |
| Adjudication Order in respect of Mukesh Kumar Nagar in the matter of AVG Logistics Ltd |
August 7, 2025 |
| Notices of Attachment dated 07.08.2025 issued in Recovery Certificate No. 8822 of 2025 issued against Mohandass Sangaiyah (Proprietor of Smart Gain Advisory Services) (PAN: DDKPM6432C) in the mater of Unregistered Investment Advisor Services. |
August 7, 2025 |
| Adjudication Order in respect of Mukesh Kumar Nagar in the matter of AVG Logistics Ltd <br><a href='https://www.sebi.gov.in/sebi_data/commondocs/aug-2025/Corrigendum%20in%20the%20matter%20of%20AVG%20Logistics%20Ltd_p.pdf'target='_blank' style='color:#007ffc'>[Corrigendum]</a> |
August 7, 2025 |
| Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2025 |
August 7, 2025 |
| Appeal No. 6486 of 2025 filed by Sundaresan R |
August 6, 2025 |
| Settlement order in the matter of RTS Power Corporation Limited in respect of Hetal Rajesh Patel |
August 6, 2025 |
| Appeal No. 6478 filed by Sathya Prakash S |
August 6, 2025 |
| Appeal No. 6477 filed by Devendra Kataria |
August 6, 2025 |
| Appeal No. 6481 filed by Rajbala |
August 6, 2025 |
| Appeal No. 6479 filed by Rashmi Varshney |
August 6, 2025 |
| Appeal No. 6483 filed by Dhanraj Bagrecha |
August 6, 2025 |
| Appeal No. 6484 filed by Gourab Dhara |
August 6, 2025 |
| Appeal No. 6485 of 2025 filed by Mohit Goyal |
August 6, 2025 |
| Appeal No. 6491 of 2025 filed by Anita Devi |
August 6, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8777 of 2025 against Paritosh Saha HUF in the matter of Dealing in Illiquid Stocks Options at BSE |
August 6, 2025 |
| Notice of Attachment dated 05.08.2025 issued under RC No. 7182 of 2023 drawn against Sun Earth Ceramics Limited in the matter of failure to redress investor grievances. |
August 5, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 5204 of 2022 against Blink Share and Comtrade Pvt. Ltd. in the matter of Excel Castronics Limited. |
August 5, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 5204 of 2022 against Blink Share and Comtrade Pvt. Ltd. in the matter of Excel Castronics Limited |
August 5, 2025 |
| Adjudication Order in respect of Prem Sanghai in the matter of dealings in Illiquid Stock Options at BSE |
August 5, 2025 |
| Notice of Demand dated 05.08.2025 issued in Recovery Certificate No. 8847 of 2025 issued against Sanjay Jethalal Soni (PAN: BVSPS9741N), Krupa Sanjay Soni (PAN: BVSPS9740P) and J M Soni Consultancy (PAN: AAGFJ2939P) in the mater of Parichay Investment Limited. |
August 5, 2025 |
| Review, Appeal or Waiver of penalty requests emanating out of actions taken by the Member Committee |
August 5, 2025 |
| Appeal No. 6480 of 2025 by Gopal Agarwal, Chairman, Ayudha Foundation |
August 5, 2025 |
| Certificate No. RC8796 of 2025_A.P Nos 14820 and 14821 of 2025_ Narayan Suppliers Pvt Ltd (PAN: AACCN9623R) in the matter of PS IT Infrastructure and Services Limited |
August 5, 2025 |
| Certificate No. RC8805 of 2025_A.P Nos 14822 and 14823 of 2025_ Newever Trade Wings Limited (PAN: AADCN9668B) in the matter of Newever Trade Wings Limited |
August 5, 2025 |
| Certificate No. RC8832 of 2025_A.P Nos 14818 and 14819 of 2025_ Sumit Popli (PAN: ANVPP2968A) in the matter of Le Waterina Resorts and Hotels Ltd. |
August 5, 2025 |
| Certificate No. 8790 of 2025_A.P No 14826 & 14827 of 2025_Puneet Sabharwal HUF (PAN: AAMHP5624B) in the matter of Illiquid Stock Options |
August 5, 2025 |
| Certificate No. RC8795 of 2025_A.P Nos 14824 and 14825 of 2025_ Compass Distributors Pvt Ltd (AADCC8036A) in the matter of PS IT Infrastructure and Services Limited |
August 5, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14812 & 14813 of 2025 dated August 01, 2025 against LMR Green Realty Private Limited [Defaulter] PAN: AACCL1899B, Aavisha Credit Capital Pvt. Ltd (AAACA5715D) in the matter of IPO of Channel Nine Entertainment Ltd. : under Recovery Certificate No. 8464 of 2024. |
August 4, 2025 |
| Certificate No. RC8806 of 2025_A.P Nos 14814 and 14815 of 2025_ Vikrant Kayan (PAN: AFJPK8437M) in the matter of Newever Trade Wings Ltd. |
August 4, 2025 |
| Release Order – Recovery Certificate No. RC2651 of 2019 dated November 28, 2019 in respect of Abhijit Dhar (PAN: AKLPD0722D) in the matter of Suncity Infracon Corporation (India) Ltd. |
August 4, 2025 |
| Notice of Attachment dated 01.08.2025 issued under RC No. 8830 of 2025 drawn against Sudhir Agarwal HUF in the matter of dealing in Illiquid Stock Options at the BSE. |
August 1, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14808 & 14810 of 2025 dated August 01, 2025 against Pranay Kumar, Proprietor of M/s Capital Gyan [Defaulter] (PAN: BTFPK4872B ) in the matter of Unregistered Investment Advisory activities: under Recovery Certificate No. 8831 of 2025. |
August 1, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7354 of 2023 against Manisha Rajendra Modi in the matter of Investigation into the trading activities of certain entities in the scrip of Dhyana Finstock Ltd. |
August 1, 2025 |
| Recovery Certificate dated 01.08.2025 issued under RC No. 8845/2025 drawn against Onelife Capital Advisors Limited (PAN: AAACO9540L) in the matter of Onelife Capital Advisors Limited. |
August 1, 2025 |
| Notice of Demand dated 01.08.2025 issued under RC No. 8845/2025 drawn against Onelife Capital Advisors Limited (PAN: AAACO9540L) in the matter of Onelife Capital Advisors Limited |
August 1, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 7354 of 2023 against Manisha Rajendra Modi in the matter of Investigation into the trading activities of certain entities in the scrip of Dhyana Finstock Ltd. |
August 1, 2025 |
| Notice of Demand dated 01.08.2025 issued under RC No. 8846/2025 drawn against Pandoo Prabhakar Naig (PAN: ACNPN2800J) in the matter of Onelife Capital Advisors Limited. |
August 1, 2025 |
| Recovery Certificate dated 01.08.2025 issued under RC No. 8846/2025 drawn against Pandoo Prabhakar Naig (PAN: ACNPN2800J) in the matter of Onelife Capital Advisors Limited. |
August 1, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8223 of 2024 against Arpita Ilesh Patel in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
August 1, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8223 of 2024 against Arpita Ilesh Patel in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
August 1, 2025 |
| Completion of Recovery Certificate No. RC7126 of 2025 in respect of Ideal Plywood Traders Pvt Ltd (PAN: AACCI5171P) in the matter of Illiquid Stock Options |
August 1, 2025 |
| Release Order – Recovery Certificate No. RC7126 of 2025 in respect of Ideal Plywood Traders Pvt Ltd (PAN: AACCI5171P) in the matter of Illiquid Stock Options |
August 1, 2025 |
| Completion of Recovery Certificate No. RC8046 of 2025 in respect of Jyoti Patawari (PAN: BEJPP7178E) in the matter of Illiquid Stock Options |
August 1, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14812 & 14813 of 2025 dated August 01, 2025 against LMR Green Realty Private Limited [Defaulter] PAN: AACCL1899B in the matter of IPO of Eco Friendly Food Processing Park Limited. : under Recovery Certificate No. 8083 of 2024. |
August 1, 2025 |
| Release Order – Recovery Certificate No. RC8046 of 2025 in respect of Jyoti Patawari (PAN: BEJPP7178E) in the matter of Illiquid Stock Options |
August 1, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8812 of 2025 against Mr. Priyank Dineshbhai Shah in the matter of unregistered investment advisery by Priyank Dineshbhai Shah. |
July 31, 2025 |
| Adjudication Order in the matter of GoldenPi Securities Private Limited |
July 31, 2025 |
| Adjudication Order in the matter of Streetgains Research Services, Proprietor – Kumar Venkataramegowda Santhosh, Research Analyst |
July 31, 2025 |
| Cancellation of Recovery Certificate dated 31.07.2025 issued under RC No. 5285/2022 drawn against Rajendra Pathak (PAN:AQBPP0893P ) in the matter of K Lifestyle and Industries Limited. |
July 31, 2025 |
| Enquiry Order in the matter of Manoj Jethanand Varyani, Proprietor of Smart Financial |
July 31, 2025 |
| Rights of Persons with Disabilities Act, 2016 and rules made thereunder- mandatory compliance by all Regulated Entities |
July 31, 2025 |
| Adjudication Order in the matter of Hypersoft Technologies Limited |
July 31, 2025 |
| Order in the matter of Sarvoday Agro Power Limited |
July 31, 2025 |
| Settlement Order in respect of National Stock Exchange of India Limited (NSEIL) in the matter of Inspection of NSEIL for the period February 01, 2021 to March 31, 2022 |
July 31, 2025 |
| Order in the matter of Patels Airtemp India Limited |
July 31, 2025 |
| Order in the matter of Decipher Labs Limited |
July 31, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 2869 of 2020 against Ilesh Madhusudan Patel in the matter of Kushal Tradelink Ltd. |
July 31, 2025 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 2917 of 2020 against Ilesh Madhusudan Patel in the matter of M/s Kuber Udyog Limited. |
July 31, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 2917 of 2020 against Ilesh Madhusudan Patel in the matter of M/s Kuber Udyog Limited. |
July 31, 2025 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 2869 of 2020 against Ilesh Madhusudan Patel in the matter of Kushal Tradelink Ltd. |
July 31, 2025 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 8811 of 2025 against BIR Finance Private Limited in the matter of Illiquid Stocks Options on BSE. |
July 30, 2025 |
| Adjudication Order in the matter of Darshan Orna Limited |
July 30, 2025 |
| Adjudication order in the matter of Options King Research Analyst Proprietor Sunil Suklal Pawar |
July 30, 2025 |
| Settlement Order in the matter of suspected insider trading in the scrip of AVG Logistics Limited |
July 30, 2025 |
| Extension of timeline for implementation of Phase II & III of Nomination Circular dated January 10, 2025 read with Circular dated February 28, 2025 |
July 30, 2025 |
| Prohibitory Order dated 30.07.2025 issued under RC No. 7237/2023 and 7893/2024 drawn against Narendra Raman Shah (PAN: AAPPS6559P) in the matter of Cotton Industries Ltd, Universal Credit and Securities Ltd., Mindvision Capital Ltd and RFL International Ltd. |
July 30, 2025 |
| Confirmatory Order in the matter of Gensol Engineering Limited |
July 30, 2025 |
| Operational Efficiency in Monitoring of Non-Resident Indians (NRIs) Position Limits in Exchange Traded Derivatives Contracts – Ease of Doing Investment |
July 29, 2025 |
| Monitoring of Minimum Investment Threshold under Specialized Investment Funds (SIF) |
July 29, 2025 |
| Extension of timeline for implementation of SEBI Circular SEBI/HO/MIRSD/MIRSD-PoD/P/CIR/2025/0000013 dated February 04, 2025 |
July 29, 2025 |
| Adjudication order in the matter of ASL Industries Ltd |
July 29, 2025 |
| Adjudication Order in the matter of suspected insider trading activity of certain entities in the scrip HDFC Limited and HDFC Bank Limited |
July 29, 2025 |
| Order in the matter of Priyanka Yadav – Proprietor of Trade Money Research |
July 29, 2025 |
| Appeal No. 6467 of 2025 filed by Nitin Goradia |
July 29, 2025 |
| Appeal No. 6468 of 2025 filed by Nitin Goradia |
July 29, 2025 |
| Appeal No. 6469 of 2025 filed by Nitin Goradia |
July 29, 2025 |
| Appeal No. 6472 of 2025 filed by Nitin Goradia |
July 29, 2025 |
| Appeal No. 6473 of 2025 filed by Geeta Rani |
July 29, 2025 |
| Appeal No. 6474 of 2025 filed by Abhay Ranjan Gupta |
July 29, 2025 |
| Appeal No. 6475 of 2025 filed by Satish Chandra Chamoli |
July 29, 2025 |
| Appeal No. 6476 of 2025 filed by Ankit Sharma |
July 29, 2025 |
| Appeal No. 6466 of 2025 filed by Kashfaddoja Adil |
July 29, 2025 |
| Release Order dated 29.07.2025 issued under RC No. 5285 of 2022 drawn against Rajendra Pathak in the matter of K-Lifestyle and Industries Limited. |
July 29, 2025 |
| Final Order in the matter of trading based on the stock recommendations given by Guest Experts appearing on Zee Business Channel |
July 28, 2025 |
| Remittance Advice against : Komal [Defaulter] PAN: DSSPK2912L in the matter of trading activities of certain entities in the scrip of Vikas Proppant and Granite Limited., under Recovery Certificate No. 8468 of 2024. |
July 28, 2025 |
| Remittance Advice against : Puneet [Defaulter] PAN: CMNPP7587E in the matter of trading activities of certain entities in the scrip of Vikas Proppant and Granite Limited., under Recovery Certificate No. 8476 of 2024. |
July 28, 2025 |
| Remittance Advice against : Kanta Devi (PAN: BAMPD7042J) {Defaulter} in the matter of Trading activities of certain entities in the scrip of Vikas Proppant and Granite Limited., under Recovery Certificate No. 8474 of 2024. |
July 28, 2025 |
| Remittance Advice against : Shamugpriya International Pvt. Ltd. [Defaulter] PAN: AAYCS6149K in the matter of Trading by certain entities in Mentha Oil futures contracts at Multi Commodity Exchange of India Limited., under Recovery Certificate No. 6868 of 2023. |
July 28, 2025 |
| Remittance Advice against : Gaurav (PAN: BULPG4710P) {Defaulter} in the matter of Trading activities of certain entities in the scrip of Vikas Proppant and Granite Limited., under Recovery Certificate No. 8475 of 2024. |
July 28, 2025 |
| Appeal no. 6470 of 2025 filed by Ajit Kumar |
July 28, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8760 of 2025 against Manish Mishra in the matter of Pressure Sensitive (India) Limited |
July 28, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8739 of 2025 against Manish Mishra in the matter of Pressure Sensitive (India) Limited |
July 28, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8843 of 2025 against Umesh Balkrishan Tibrewala HUF in the matter of Pressure Sensitive (India) Limited |
July 28, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8842 of 2025 against Umesh Balkrishan Tibrewala HUF in the matter of Pressure Sensitive (India) Limited |
July 28, 2025 |
| Appeal No. 6463 of 2025 filed by Supriya Das |
July 28, 2025 |
| Appeal No. 6464 of 2025 filed by Nitin Goradia |
July 28, 2025 |
| Appeal No. 6465 of 2025 filed by Shreyans Shah |
July 28, 2025 |
| Appeal No. 6471 of 2025 filed by Aseem Juneja |
July 28, 2025 |
| Notices of Attachment dated 28.07.2025 issued in Recovery Certificate No. 8816 of 2025 issued against Krishnamurthy G. (PAN: BSFPK6683P) in the mater of Unregistered Investment Advisors. |
July 28, 2025 |
| Notices of Attachment dated 28.07.2025 issued in Recovery Certificate No. 8817 of 2025 issued against Krishnamurthy G. (PAN: BSFPK6683P) in the mater of Unregistered Investment Advisors. |
July 28, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14800 & 14801 of 2025 dated July 28, 2025 against Ram Prakash & its proprietorship firm viz. Khan Enterprise [Defaulter] PAN: AXFPR4439L in the matter of Esteem Bio Organic Food Processing Ltd. : under Recovery Certificate No. 7073 of 2023. |
July 28, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14802 & 14803 of 2025 dated July 28, 2025 against Columbia Sales [Defaulter] PAN: DAIPS9917R in the matter of IPO of Eco Friendly Food Processing Park Limited. : under Recovery Certificate No. 8027 of 2024. |
July 28, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14804 & 14805 of 2025 dated July 28, 2025 against Mukesh Agarwal [Defaulter] PAN: ABMPA4370L in the matter of dealing in Illiquid Stock Options at BSE. : under Recovery Certificate No. 8788 of 2025. |
July 28, 2025 |
| Certificate No. RC8840 of 2025_ Notice of Demand in respect of Prosperous Vyapaar Pvt. Ltd. (PAN: AAHCP7740A) in the matter of BRH Wealth Kreators Limited |
July 28, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4242 of 2021 against Paresh Nathalal Chauhan in the matter of Timbor Home Limited. |
July 28, 2025 |
| Adjudication Order in the matter of Vardhman Trusteeship Private Limited. |
July 28, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7917 of 2024 against Paresh Nathalal Chauhan in the matter of Timbor Home Limited. |
July 28, 2025 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 4242 of 2021 against Paresh Nathalal Chauhan in the matter of Timbor Home Limited. |
July 28, 2025 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 7917 of 2024 against Paresh Nathalal Chauhan in the matter of Timbor Home Limited. |
July 28, 2025 |
| SEBI Order for Compliance – Corrigendum to Release Order for Recovery Certificate No. 8728 of 2025 against Bhogilal Kubadia (Legal Heirs and Husband of Vimlaben Kubadia in the matter of Illiquid Stock Options at BSE. |
July 28, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8562 of 2025 against Keyur Vinodchandra Parmar in the matter of Manaksia Coated Metals and Industries Limited |
July 28, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8580 of 2025 against Ramkumar Bholanath Yadav in the matter of Manaksia Coated Metals and Industries Limited |
July 28, 2025 |
| Adjudication Order in the matter of RKD and Retail Limited |
July 28, 2025 |
| Chairman, SEBI Shri Tuhin Kanta Pandey Leads Wreath Laying Ceremony to Commemorate Kargil Vijay Diwas |
July 26, 2025 |
| SEBI order for compliance – Notices of Attachment of Bank and Demat Accounts of defaulter under RC No. 4833 of 2022 against In House Productions Limited LLP (PAN: AAACV1685K) |
July 25, 2025 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Patel Engineering Limited |
July 25, 2025 |
| SEBI and MIIs Launch Joint Investor Awareness Campaign: SEBI vs SCAM |
July 24, 2025 |
| Appeal No. 6459 of 2025 filed by Nitin Goradia |
July 24, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8841 of 2025 against 1. Purav Bharatbhai Patel & 2. Hansaben Bharatkumar Patel in the matter of Pressure Sensitive Systems (India) Limited. |
July 24, 2025 |
| Appeal No. 6451 of 2025 filed by Subhash Chandra Agrawal |
July 24, 2025 |
| Appeal No. 6458 of 2025 filed by Nitin Goradia |
July 24, 2025 |
| Appeal No. 6461 of 2025 filed by Sneh Gupta |
July 24, 2025 |
| Completion of Recovery Certificate No. RC8791 of 2025 in respect of Mamata Bhiwaniwala (PAN: ADGPB7704B) in the matter of Illiquid Stock Options |
July 24, 2025 |
| Release Order – Recovery Certificate No. RC8791 of 2025 in respect of Mamata Bhiwaniwala (PAN: ADGPB7704B) in the matter of Illiquid Stock Options |
July 24, 2025 |
| Notice of Demand under Recovery Certificate No. 8838 of 2025 dated 23.07.2025 issued against L REXWIN, (PAN: AYUPR7527H) (Individual Capacity and Proprietor of SURE SHOT FUTURE ADVISORY SERVICE), Vinothkumar B (PAN: BFIPV5112G) and Karthikayani (PAN: BORPK9951G) in the matter of Unregistered Investment Advisory Services. |
July 23, 2025 |
| Frequently Asked Questions (FAQs) related to regulatory provisions for Research Analysts |
July 23, 2025 |
| Adjudication Order in the matter of Sunflower Broking Private Limited |
July 23, 2025 |
| Release Order – Virender Pal Mehta [Defaulter] (PAN: AGJPM6202B) in the matter of Dealings in Illiquid Stock Options at BSE. Certificate No. 8454 of 2024. |
July 23, 2025 |
| Notice of Demand (NoD) under Recovery Certificate No. 8836 of 2025 issued against Chetan Yashwant Shukla in the matter of Unregistered Investment Advisory services. |
July 22, 2025 |
| Notice of Demand under Recovery Certificate No. 8837 of 2025 dated 22.07.2025 issued against MH Mills & Industries Ltd (PAN: AAACM9900G) in the matter of Sharepro Services India Pvt Ltd |
July 22, 2025 |
| Enquiry Order in the matter of Raima Equities Private Limited |
July 22, 2025 |
| Appeal No. 6447 of 2025 filed by Sanjay Pandey |
July 22, 2025 |
| Appeal No. 6449 of 2025 filed by Ramesh Ramchandani |
July 22, 2025 |
| Appeal No. 6448 of 2025 filed by Geeta Khattar |
July 22, 2025 |
| Appeal No. 6452 of 2025 filed by Manish Goel |
July 22, 2025 |
| Appeal No. 6450 of 2025 filed by Dinesh Jindal |
July 22, 2025 |
| Appeal No. 6454 of 2025 filed by Nitin Goradia |
July 22, 2025 |
| Appeal No. 6453 of 2025 filed by Pavan Maroti Bodke |
July 22, 2025 |
| Appeal No. 6455 of 2025 filed by Sanjay Kumar Paul |
July 22, 2025 |
| Appeal No. 6456 of 2025 filed by Nitin Goradia |
July 22, 2025 |
| Appeal No. 6457 of 2025 filed by Kinnary Virendrasinh Vaghela |
July 22, 2025 |
| Appeal No. 6462 of 2025 filed by Uma Sankar Mahapatra |
July 22, 2025 |
| Appeal No. 6460 of 2025 filed by Akankshya |
July 22, 2025 |
| Certificate No. RC8835 of 2025_A.P Nos 14792 & 14793 of 2025 in respect of (1) Karn Merchant Bankers Limited (PAN – AACCK6859L) |
July 21, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14794 & 14795 of 2025 dated July 21, 2025 against Ms. Silamkoti Abilash [Defaulter] (PAN: GWLPS3968A) in the matter of Bodhtree Consulting Limited: under Recovery Certificate No. 8810 of 2025. |
July 21, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7806 of 2024 against Patel Bharatbhai Keshavalal HUF in the matter of Alexander Stamps and Coin Limited – Formerly Rudraksh Cap Tech Limited. |
July 21, 2025 |
| Release Order – Pradeep Kumar Jindal & Sons HUF [Defaulter] PAN: AAEHP9499Q in the matter of Delta Leasing & Finance Ltd. Certificate No. 4218 of 2021 |
July 21, 2025 |
| Completion of Recovery Certificate No. 4218 of 2023 dated October 21, 2021 issued Pradeep Kumar Jindal & Sons HUF [Defaulter] PAN: AAEHP9499Q in the matter of Delta Leasing & Finance Ltd. |
July 21, 2025 |
| Certificate No. RC8835 of 2025_ Notice of Demand in respect of (1) Karn Merchant Bankers Limited (PAN – AACCK6859L) |
July 21, 2025 |
| Samuhik Prativedan Manch for Stock Brokers |
July 21, 2025 |
| Newspaper advertisement in Navbharat on 13th July, 2025 promoting illegal dabba trading activities |
July 21, 2025 |
| Update on the Jane Street Interim Order |
July 21, 2025 |
| Recovery Completion Certificate dated 21.07.2025 issued under RC No. 8814 of 2025 drawn against Fraser and Company Ltd in the matter of Fraser and Company Ltd |
July 21, 2025 |
| Prohibitory Order dated 21.07.2025 issued under RC No. 8512 of 2025 drawn against Priti Rajesh Katira (PAN: ADHPK0999A) in the matter of Trading in Illiquid Stock Options. |
July 21, 2025 |
| Recovery Completion Certificate dated 21.07.2025 issued under RC No. 8827 of 2025 drawn against Ekadanta Genex Private Limited in the matter of Fraser and Company Ltd. |
July 21, 2025 |
| Recovery Completion Certificate dated 21.07.2025 issued under RC No. 8818 of 2025 drawn against Mr. Yogeeta Shivhare in the matter of Fraser and Company Ltd. |
July 21, 2025 |
| Recovery Completion Certificate dated 21.07.2025 issued under RC No. 8815 of 2025 drawn against Mr. Omkar Shivhare in the matter of Fraser and Company Ltd. |
July 21, 2025 |
| Completion of Recovery Certificate No. RC8792 of 2025 against Utkal Automotive Private Limited (AAACU6230B) in the matter of Illiquid Stock Options |
July 18, 2025 |
| Adjudication Order in the matter of Thematic Inspection of Goodwill Wealth Management Private Limited |
July 18, 2025 |
| Recovery Completion Certificate and Release Order against Utkal Automotive Private Limited (AAACU6230B) in the matter of Illiquid Stock Options |
July 18, 2025 |
| Completion Certificate dated 18.07.2025 issued under RC No. 8089 of 2025 drawn against Videocon Realty and Infrastructure Ltd. (PAN: AAACV2303E) in the matter of Videocon Industries Ltd. |
July 18, 2025 |
| Adjudication Order in the matter of Rajiv Kumar Singh, Proprietor of Elite Investment Advisory Services |
July 18, 2025 |
| Release Order dated 18.07.2025 issued under RC No. 8089 of 2025 drawn against Videocon Realty and Infrastructure Ltd. (PAN: AAACV2303E) in the matter of Videocon Industries Ltd. |
July 18, 2025 |
| Launch of Securities Market Hackathon at Global Fintech Fest 2025 (GFF ’25) |
July 18, 2025 |
| Settlement Order in the matter of Unregulated Forex trading platform by OctaFX India Private Limited |
July 18, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 2549 of 2019 against M/s Powerhouse Fitness Limited (presently known as Sushanku Fitness Limited) in the matter of SVC Resources Limited. |
July 18, 2025 |
| Adjudication Order in the matter of MCS Share Transfer Agent Limited |
July 18, 2025 |
| Release Order issued in RC. No 8586 of 2025 drawn against Videocon Realty & Infrastructures Ltd. (PAN: AAACV2303E) in the matter of Videocon Industries Limited |
July 18, 2025 |
| Release Order in the Recovery Certificate No. RC8347 of 2024 against Deepsikha Dealers Private Limited (PAN: AACCD9756H) [“Defaulter”] in the matter of Econo Trade (India) Limited. |
July 18, 2025 |
| Completion of Recovery Certificate No. RC8347 of 2024 against Deepsikha Dealers Private Limited (PAN: AACCD9756H) [“Defaulter”] in the matter of Econo Trade (India) Limited |
July 18, 2025 |
| Certificate No. RC8804 of 2025_A.P Nos 14788 and 14789 of 2025_ Calvin Financial Consultants Private Limited (PAN: AAECC6573F) in the matter of Illiquid Stock Options. |
July 18, 2025 |
| Release Order issued in RC. No 8108 of 2024 drawn against Videocon Realty & Infrastructures Ltd. (PAN: AAACV2303E) in the matter of Videocon Industries Limited |
July 18, 2025 |
| Completion of recovery certificate no. 8108 of 2024 issued against Videocon Realty & Infrastructures Ltd. (PAN: AAACV2303E) in the matter of Videocon Industries Limited |
July 18, 2025 |
| Completion of recovery certificate no. 8586 of 2024 issued against Videocon Realty & Infrastructures Ltd. (PAN: AAACV2303E) in the matter of Videocon Industries Limited |
July 18, 2025 |
| Remittance Advice against : Saubhagya Buildcon Private Limited [Defaulter] PAN: AALCS1157L in the matter of Fortis Healthcare Limited., under Recovery Certificate No. 6700 of 2023. |
July 18, 2025 |
| Remittance Advice against : Zolton Properties Private Limited [Defaulter] PAN: AAACZ2996D in the matter of Fortis Healthcare Limited., under Recovery Certificate No. 6699 of 2023. |
July 18, 2025 |
| Remittance Advice against : Torus Buildcon Private Limited [Defaulter] PAN: AACCT8158M in the matter of Religare Enterprises Ltd., under Recovery Certificate No. 6826 of 2023 |
July 18, 2025 |
| Remittance Advice against : Gurudev Financial Services Private Limited [Defaulter] PAN: AAACG0278K in the matter of Religare Enterprises Ltd., under Recovery Certificate No. 6789 of 2023. |
July 18, 2025 |
| Remittance Advice against : Tara Alloys Limited [Defaulter] PAN: AAACT0545N in the matter of Religare Enterprises Ltd., under Recovery Certificate No. 6790 of 2023. |
July 18, 2025 |
| Remittance Advice against : Tiger Developers Private Limited [Defaulter] PAN: AACCT7439H in the matter of Fortis Healthcare Limited., under Recovery Certificate No. 6698 of 2023. |
July 18, 2025 |
| Remittance Advice against : Brain Strong Consulting Ltd. (Earlier Known as Wellindia Securities Limited) [Defaulter] PAN: AABCR5196G in the matter of Trading Members in Illiquid Stock Options., under Recovery Certificate No. 7016 of 2023. |
July 18, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14786 & 14787 of 2025 dated July 16, 2025 against CASTLE REALCON PRIVATE LIMITED [Defaulter] PAN: AADCC8189N in the matter of ISO at BSE- CASTLE REALCON PRIVATE LIMITED. : under Recovery Certificate No. 8357 of 2024. |
July 18, 2025 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 8797 of 2025 against Jayesh Shantilal Raval (Proprietor of Ways2Star) in the matter of unregistered Investment Advisory by Ways2Star (Proprietor: Jayesh Shantilal Raval). |
July 17, 2025 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 8798 of 2025 against Jayesh Shantilal Raval (Proprietor of Ways2Star) in the matter of unregistered Investment Advisory by Ways2Star (Proprietor: Jayesh Shantilal Raval). |
July 17, 2025 |
| Appeal No. 6443 of 2025 filed by Nitin Goradia |
July 17, 2025 |
| Appeal No. 6444 of 2025 filed by Nitin Goradia |
July 17, 2025 |
| Appeal No. 6445 of 2025 filed by Nitin Goradia |
July 17, 2025 |
| Appeal No. 6446 of 2025 filed by Nitin Goradia |
July 17, 2025 |
| Notice of Demand under Recovery Certificate No. 8834 of 2025 dated 17.07.2025 issued against Nikhil Dayanand Baljekar (ABYPB7880N) in the matter of Nikhil Dayanand Baljekar – Research Analyst. |
July 17, 2025 |
| Notice of Demand dated 16.07.2025 issued under RC no. 8831 of 2025 against Pranay Kumar, Proprietor of M/s Capital Gyan (PAN: BTFPK4872B) in the matter of Unregistered Investment Advisory activities. |
July 16, 2025 |
| Notice of Demand dated 16.07.2025 issued under RC No. 8830 of 2025 drawn against Sudhir Agarwal HUF in the matter of dealing in Illiquid Stock Options at the BSE. |
July 16, 2025 |
| Adjudication Order in the matter of Nuvama Wealth and Investment Limited |
July 16, 2025 |
| Appeal No. 6438 of 2025 filed by Mohil Pithava |
July 16, 2025 |
| Notice of Demand dated 16.07.2025 issued in Recovery Certificate No. 8822 of 2025 issued against Mohandass Sangaiyah (Proprietor of Smart Gain Advisory Services) {PAN: DDKPM6432C} in the mater of Unregistered Investment Advisors. |
July 16, 2025 |
| Adjudication Order in the matter of Prabhudas Lilladher Private Limited |
July 16, 2025 |
| Remittance Advice against : Satendra Kumar & its proprietorship firm viz. Nisha Traders, Bright Securities [Defaulter] PAN: AWWPK8525E in the matter of IPO of Esteem Bio Organic Food Processing Ltd., under Recovery Certificate No. 7074 of 2023. |
July 16, 2025 |
| Remittance Advice against : Sunil Kumar Lodha HUF [Defaulter] PAN: AARHS9086F in the matter of Illiquid Stock Options at BSE, under Recovery Certificate No. 8600 of 2025. |
July 16, 2025 |
| Remittance Advice against : Neel Kanth Trading Co [Defaulter] PAN: CIYPS1419K in the matter of IPO of Esteem Bio Organic Food Processing Ltd., under Recovery Certificate No. 7071 of 2023. |
July 16, 2025 |
| Remittance Advice against : Namita Aggarwal [Defaulter] PAN: AYFPA9042F in the matter of ISO at BSE-NAMITA AGGARWAL., under Recovery Certificate No. 7336 of 2023. |
July 16, 2025 |
| Remittance Advice against : Devender Kumar Jain [Defaulter] PAN: AETPJ9387E in the matter of Investigation in the matters relating to JMD Telefilms Industries Limited – Case II., under Recovery Certificate No. 7728 of 2023. |
July 16, 2025 |
| Remittance Advice against : D. K. Jain and Sons HUF [Defaulter] PAN: AAAHD3061N in the matter of Investigation in the matters relating to JMD Telefilms Industries Limited – Case II., under Recovery Certificate No. 7727 of 2023. |
July 16, 2025 |
| Remittance Advice against : Anuj Garg [Defaulter] PAN: AHEPG5644F in the matter of CPR Capital Services Ltd., under Recovery Certificate No. 7153 of 2023. |
July 16, 2025 |
| Notice of Demand under Recovery Certificate number 8821 of 2025 dated July 15, 2025 issued to Sunder Dhawan (PAN: ACJPD4295P) in the matter of Investigation in the matter of Fedders Electric and Engineering Limited.: under Recovery Certificate No. 8821 of 2025 |
July 15, 2025 |
| Order in the matter of SREI Alternative Investment Trust vs. SEBI (WP No. 3359 of 2025) |
July 15, 2025 |
| Order in the matter of SREI Multiple Asset Investment Trust vs. SEBI (WP No. 3375 of 2025) |
July 15, 2025 |
| SEBI and NISM Launch National Financial Literacy Quiz (NFLQ) 2025 |
July 15, 2025 |
| Notice of Demand dated July 15,2025 in RC No. 8824 of 2025 issued to P. Krishnakumar (PAN: ASDPK8613Q) and Jagadeesan S (PAN:BDDPJ0903L), jointly and severally, in the matter of unregistered investment advisory services/activities of YM Forecast managed by P. Krishnakumar and Jagdeesan S.” |
July 15, 2025 |
| Notice of Demand under Recovery Certificate number 8828 of 2025 dated July 15, 2025 issued to Alka Jain (PAN: ASJPJ4155A) & Gaurav Singhal (PAN: AUFPK1050K) [Defaulters] in the matter of front running by Alka Jain (Big Client – Sapphire Intrex Limited). : under Recovery Certificate No. 8828 of 2025. |
July 15, 2025 |
| Notice of Demand Order dated 15.07.2025 issued under RC No. 8823 of 2025 drawn against Mr. Manish Bhardwaj (PAN: CEUPB0805G) in the matter of Unregistered Investment Advisory Services. |
July 15, 2025 |
| Appeal No. 6442 of 2025 filed by Siddharth Lalitkumar Vora |
July 15, 2025 |
| Notice of Demand Order dated 15.07.2025 issued under RC No. 8827 of 2025 drawn against Ekadanta Genex Private Limited (PAN: AAFCE4682A) in the matter of Fraser and Company Limited. |
July 15, 2025 |
| Notice of Demand Order dated 15.07.2025 issued under RC No. 8826 of 2025 drawn against Mr. Manish Bhardwaj (PAN: CEUPB0805G) in the matter of Unregistered Investment Advisory Services. |
July 15, 2025 |
| Notice of Demand under Recovery Certificate number 8825 of 2025 dated July 15, 2025 issued to Gaurav Singhal [Defaulter] (PAN: AUFPK1050K) in the matter of front running by Alka Jain (Big Client – Sapphire Intrex Limited).: Certificate No. 8825 of 2025. |
July 15, 2025 |
| Notice of Demand under Recovery Certificate number 8829 of 2025 dated July 15, 2025 issued to SBL Infratech Limited [Defaulter] (PAN: AAWCS1619N) in the matter of SBL Infratech Limited. : under Recovery Certificate No. 8829 of 2025. |
July 15, 2025 |
| Update on Interim Order Compliance by Jane Street |
July 14, 2025 |
| Release Order – Sheetal Gupta [Defaulter] PAN: AIDPG5053A in the matter of trading in Illiquid Stock Options on BSE. Certificate No. 7070 of 2023. |
July 14, 2025 |
| Order in the matter of Rikhav Securities Limited |
July 14, 2025 |
| Completion of Recovery Certificate No. 7070 of 2023 dated August 16, 2023 issued Sheetal Gupta [Defaulter] PAN: AIDPG5053A in the matter of trading in Illiquid Stock Options on BSE. |
July 14, 2025 |
| Order in respect of Mr. Heet Manish Bapna alias Heet Manish Bafna-Proprietor of Standard Chartists- in the matter of Unregistered Investment Advisory Services |
July 14, 2025 |
| Remittance Advice against : Sanjay Madanlal Chouhan [Defaulter] in the matter of Shubh Poultries Limited |
July 14, 2025 |
| Remittance Advice against : Shubhang Exports Ltd. [Defaulter] in the matter of F6 Finserve Pvt. Ltd. |
July 14, 2025 |
| Remittance Advice against: Pankaj Goel [Defaulter] in the matter of F6 Finserve Pvt. Ltd. |
July 14, 2025 |
| Remittance Advice against: F6 Finserve Pvt. Ltd.[Defaulter] in the matter of Dealing in illiquid Stock Options at the BSE |
July 14, 2025 |
| Remittance Advice against: Best Health Management Private Limited (Earlier known as Best Medicines Pvt Ltd) [Defaulter] in the matter of Religare Enterprises Ltd. |
July 14, 2025 |
| Remittance Advice against: Ajay Gupta [Defaulter] in the matter of Delta Leasing & Finance Limited |
July 14, 2025 |
| Remittance Advice against: Sujeet Kumar Sona [Defaulter] in the matter of Amrapali Aadya Trading & Investment Pvt. Ltd. and Aadya Commodities Pvt. Ltd. |
July 14, 2025 |
| Remittance Advice against: Goldline International Finvest Ltd [Defaulter] in the matter of IPO of Esteem Bio Organic Food Processing Ltd |
July 14, 2025 |
| Remittance Advice against: Mohammed Afaque Ahmad [Defaulter] in the matter of basil International Ltd. |
July 14, 2025 |
| Remittance Advice against: [Defaulter] in the matter of Jeevan Kumar Aggarwal Dealing in illiquid Stock Options at the BSE |
July 14, 2025 |
| Remittance Advice against: Vivek Aggarwal [Defaulter] in the matter of Dealing in illiquid Stock Options at the BSE |
July 14, 2025 |
| EBI Order for Compliance – Remittance Order for Recovery Certificate No. 8398 of 2024 against Manoj Agrawal in the matter of ISO at BSE- Manoj Agrawal. |
July 11, 2025 |
| Notice of Demand under Recovery Certificate No. 8819 of 2025 dated 11.07.2025 issued against Anirudh P Sethi (PAN: ANBPS5743A) in the matter of Alexander Stamps and Coin Limited |
July 11, 2025 |
| Notice of Demand dated 11.07.2025 issued in Recovery Certificate No. 8816 of 2025 issued against Krishnamurthy G. (PAN: BSFPK6683P) in the mater of Unregistered Investment Advisors. |
July 11, 2025 |
| Notice of Demand Order dated 11.07.2025 issued under RC No. 8815 of 2025 drawn against Mr. Omkar Shivhare (PAN: FYEPS5219E) in the matter of Fraser and Company Limited |
July 11, 2025 |
| Notice of Demand dated 11.07.2025 issued in Recovery Certificate No. 8817 of 2025 issued against Krishnamurthy G. (PAN: BSFPK6683P) in the mater of Unregistered Investment Advisors. |
July 11, 2025 |
| Adjudication Order in the matter of Cressanda Solutions Limited |
July 11, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8728 of 2025 against Bhogilal Kubadia (Legal Heirs and Husband of Vimlaben Bhogilal Kubadia) in the matter of Illiquid Stocks Option at BSE |
July 11, 2025 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 8793 of 2025 against Mudrikaben pareshkumar Shah in the matter of Illiquid Stocks Option at BSE. |
July 11, 2025 |
| SEBI Order for Compliance – Remitttance Order for Recovery Certificate No. 4955 of 2022 against Mr Vitrag Rajendrakumar Sheth in the matter of Dealing in Illiquid Stock Options at BSE. |
July 11, 2025 |
| Certificate No. RC8820 of 2025_ Notice of Demand in respect of (1) Pailan Agro India Limited (PAN Not Available), (2) Sekhar Chandra Koley (BUOPK8353F), (3) Shri Bipin Kumar Singh (BOGPS0921F), (4) Shri Chandan Chakraborty (ARCPC9106E), (5) Shri Avijit Chowdhury (APEPC8255N), (6) Shri Atul Agarwal (AZIPA5516C), (7) Shri Apurba Kumar Saha (AUIPS7765C), (8) Shri Madan Kaul (AEPPK9877A), (9) Shri Shrikant Jain (AAHPJ6073H), (10) Shri Rajindra Bahadur (AAEPM1429M), (11) Shri HImadri Bag (AJXPB3796L) and (12) Shri Kamal Kishor Sagar (CSUPS4950H) in the matter of Pailan Agro India Limited |
July 11, 2025 |
| Certificate No. RC8820 of 2025_A.P Nos 14758 & 14759 of 2025_ (1) Pailan Agro India Limited (PAN Not Available), (2) Sekhar Chandra Koley (BUOPK8353F), (3) Shri Bipin Kumar Singh (BOGPS0921F), (4) Shri Chandan Chakraborty (ARCPC9106E), (5) Shri Avijit Chowdhury (APEPC8255N), (6) Shri Atul Agarwal (AZIPA5516C), (7) Shri Apurba Kumar Saha (AUIPS7765C), (8) Shri Madan Kaul (AEPPK9877A), (9) Shri Shrikant Jain (AAHPJ6073H), (10) Shri Rajindra Bahadur (AAEPM1429M), (11) Shri HImadri Bag (AJXPB3796L) and (12) Shri Kamal Kishor Sagar (CSUPS4950H) in the matter of Pailan Agro India Limited |
July 11, 2025 |
| Adjudication Order in the matter of Karma Energy Limited |
July 10, 2025 |
| Adjudication Order in the matter of front running by certain entities in the scrip of KPIT Technologies Ltd. |
July 10, 2025 |
| Order in the matter of Market Gainer and Star Infotech IT Solutions – Proprietor Rahul Dangi |
July 10, 2025 |
| Order in the matter of Hetal Rajesh Patel vs. SEBI (Writ Petition No. 2195 of 2015) |
July 10, 2025 |
| Completion of Recovery Certificate No. 1052 of 2016 issued against Prem Mohanlal Parikh (PAN: ALHPP3489N) in the matter of LGS Global Limited |
July 10, 2025 |
| Notice of Demand Order dated 10.07.2025 issued under RC No. 8818 of 2025 drawn against Yogeeta Shivhare (PAN: AMGPS8497K) in the matter of Fraser and Company Limited. |
July 10, 2025 |
| Certificate No. RC8792 of 2024_A.P Nos 14754 and 14755 of 2025_ Utkal Automotive Private Limited (PAN: AAACU6230B) in the matter of Illiquid Stock Options |
July 10, 2025 |
| Order in the matter of SEBI vs. Central Information Commission & Ors. (Writ Petition No. 10909 of 2023) |
July 10, 2025 |
| Notice of Attachment dated July 08,2025 in RC no 8755 of 2025 against Rahul Rao Padamati (PAN: CRTPP4198Q) in the matter of unregistered investment advisory activities by Baap of Chart |
July 9, 2025 |
| Notice of Attachment dated July 08,2025 in RC no 8757 of 2025 against Jadav Vamshi (PAN: BJFPJ9368B) in the matter of unregistered investment advisory activities by Baap of Chart |
July 9, 2025 |
| Notice of Attachment dated July 08,2025 in RC no 8758 of 2025 against Mohammad Nasiruddin Ansari (PAN: BYSPA0419E) ,Rahul Rao Padamati (PAN: CRTPP4198Q) and Golden Syndicate Ventures Pvt. Ltd (PAN: AAJCG9452E) in the matter of unregistered investment advisory activities by Baap of Chart |
July 9, 2025 |
| Notice of Attachment dated July 08,2025 in RC no 8759 of 2025 against Jadav Vamshi (PAN: BJFPJ9368B) in the matter of unregistered investment advisory activities by Baap of Chart |
July 9, 2025 |
| Adjudication Proceedings in the matter of inspection of Mangal Keshav Financial Services LLP |
July 9, 2025 |
| Appeal No. 6434 of 2025 filed by Surajit Praharaj |
July 9, 2025 |
| Certificate No. RC8750 of 2025_A.P Nos 14746 and 14747 of 2025_Pankaj Kumar Agarwal (PAN: AGKPA4563A) in the matter of Illiquid Stock Options |
July 9, 2025 |
| Appeal No. 6435 of 2025 filed by Najiya |
July 9, 2025 |
| Appeal No. 6436 & 6437 of 2025 filed by Nitin Goradia |
July 9, 2025 |
| Appeal No. 6439 of 2025 filed by Kodem Murali |
July 9, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8631 of 2025 against Arushi Dhadda in the matter of Front Running: Various Funds of Fidelity Group. |
July 9, 2025 |
| Settlement Order in respect of Meenal Baheti in the matter of Axis Mutual Fund |
July 9, 2025 |
| Appeal No. 6441 of 2025 filed by Ayush Mittal |
July 9, 2025 |
| Appeal No. 6440 of 2025 filed by Dinesh Jindal |
July 9, 2025 |
| Notice of Demand Order dated 09.07.2025 issued under RC No. 8814 of 2025 drawn against Fraser and Company Limited (PAN: AAACF3592R) in the matter of Fraser and Company Limited |
July 9, 2025 |
| Order in the matter of Shreyas Mehta & Anr v. the Bank of India (BOI) and Ors. (Writ Petition No. 439 of 2023) |
July 9, 2025 |
| Order in the matter of Man Industries India Limited vs SEBI (Writ Petition (L) No. 15081 of 2024) |
July 9, 2025 |
| Cancellation of Recovery Certificate No. RC8102 of 2024 dated September 30, 2024 against Pratyoosh Kumar Mishra in the matter of Illiquid Stock Options |
July 9, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8812 of 2025 against Mr Priyank Dineshbhai Shah in the matter of unregistered investment advisery by Priyank Dineshbhai Shah. |
July 8, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8813 of 2025 against Mr Priyank Dineshbhai Shah in the matter of unregistered investment advisery by Priyank Dineshbhai Shah. |
July 8, 2025 |
| Cancellation of Recovery Certificate No. 8771 of 2025 dated June 03, 2025 issued Arjun Sharma (Proprietor of M/s Commodity Raja) [Defaulter] (PAN: FTLPS7201E) in the matter of unregistered investment advisory activities by Arjun Sharma/ M/s Commodity Raja. |
July 8, 2025 |
| Release Order for RC No. 002,003,004 and 005 of 2013 issued against Uma Saminathan (PAN: AAXPU0535F) in the matter of Pyramid Saimira Theatre Ltd |
July 8, 2025 |
| Completion of Recovery Certificate No 002,003,004 and 005 of 2013 issued against Uma Saminathan (PAN: AAXPU0535F) in the matter of Pyramid Saimira Theatre Ltd |
July 8, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8639 of 2025 against Parul Sahu in the matter of Pinnacle Market Investment Advisory Pvt. Ltd. |
July 7, 2025 |
| General Remittance Order dated 07.07.2025 issued in Recovery Certificate No. 8733 of 2025 issued against Mehul Choksi (PAN: AABPC1451E) |
July 7, 2025 |
| Release Order in the Recovery Certificate No. RC8217 of 2024 dated October 21, 2024 against Primary Investment Consultants Private Limited (PAN: AAGCP3617H) in the matter of Illiquid Stock Options |
July 7, 2025 |
| General Remittance Order dated 07.07.2025 issued under RC No. 8736 of 2025 drawn against Ravindra Bharti Education Institute Private Limited (PAN: AAHCR6075L) and Ravindra Balu Bharti (PAN: AVDPB1473A) in the matter of Ravindra Bharti Education Institute Private Limited. |
July 7, 2025 |
| Appeal No. 6429 of 2025 filed by R Srinivas |
July 7, 2025 |
| Appeal No. 6431 of 2025 filed by Advocate Piyush Tyagi |
July 7, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8638 of 2025 against Pinnacle Market Investment Advisory Pvt. Ltd. in the matter of Pinnacle Market Investment Advisory Pvt. Ltd. |
July 7, 2025 |
| Certificate No. RC8791 of 2025_A.P Nos 14734 and 14735 of 2025_ Mamata Bhiwaniwala (PAN: ADGPB7704B) in the matter of Illiquid Stock Options |
July 7, 2025 |
| Appeal No. 6433 of 2025 filed by Sapan Shrivastava |
July 7, 2025 |
| Appeal No. 6432 of 2025 filed by Sapan Shrivastava |
July 7, 2025 |
| Comparative study of growth in trading in Equity Derivatives Segment (EDS) vis-à-vis Cash Market after recent measures |
July 7, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8811 of 2025 against BIR Finance Private Limited in the matter of Trading in Illiquid Stocks Options on BSE. |
July 4, 2025 |
| Adjudication Order in the matter of Front running by Adhunik Dealcom Private Limited |
July 4, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8753 of 2024 against Nisha Drolia in the matter of Illiquid Stocks Option at BSE. |
July 4, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8753 of 2024 against Nisha Drolia in the matter of Illiquid Stocks Option at BSE. |
July 4, 2025 |
| Certificate No. RC8726 of 2025_A.P Nos 14726 and 14727 of 2025_ Acuity Merchants Private Limited. (PAN – AAICA4474D), Godavari Commercial Services Private Limited, (PAN – AABCG1461B), Kaberi Goods Private Limited (AACCK7867L), Invorex Vincom Private Limited (AACCI3168A), Coastal Fertilisers Limited (AAACH6567J), Akansha Commodities Private Limited (AAGCA8604B) and Superdeal Fincom Private Limited (AAECS0527R) jointly and severally in the matter of Videocon Industries Limited |
July 4, 2025 |
| Certificate No. RC8727 of 2025_A.P Nos 14730 and 14731 of 2025_ Sukhisansar Construction Pvt Ltd (PAN: AAGCS0343F) in the matter of Illiquid Stock Options |
July 4, 2025 |
| Certificate No. RC8767 of 2025_A.P Nos 14732 and 14733 of 2025_Subhasish Roy (PAN: ANIPR2464C) in the matter of Getrise Infotech Pvt Ltd |
July 4, 2025 |
| Certificate No. RC8347 of 2025_A.P Nos 14724 and 14725 of 2025_Deepsikha Dealers Private Limited (PAN: AACCD9756H) in the matter of Econo Trade (India) Limited. |
July 4, 2025 |
| Certificate No. RC8749 of 2025_A.P Nos 14728 and 14729 of 2025_ Jet Air Agencies Private Limited (PAN: AAACJ7798P) in the matter of Illiquid Stock Options |
July 4, 2025 |
| Appeal No. 6430 of 2025 filed by Pushpa Chugh |
July 3, 2025 |
| Notice of Demand dated 03.07.2025 issued under RC No. 8810 of 2025 drawn against Ms. Silamkoti Abilash in the matter of Bodhtree Consulting Limited |
July 3, 2025 |
| Adjudication Order in respect of Mr. Deepak Shaw in the matter of suspected insider trading activity of certain entities in the scrip of Electrosteel Castings Limited |
July 3, 2025 |
| Adjudication Order in the matter of India Asset Growth Fund II |
July 3, 2025 |
| Prohibitory order in the matter of Sunshine Global Agro Ltd |
July 3, 2025 |
| Appeal No. 6427 of 2025 filed by Gajendra Nagpal |
July 3, 2025 |
| Appeal no. 6428 of 2025 filed by Amit Kumar |
July 3, 2025 |
| Certificate No. RC8785 of 2025_A.P Nos 14722 and 14723 of 2021_ Pushpdant Suppliers Private Limited (PAN: AAGCP1316B) in the matter of Illiquid Stock Options |
July 3, 2025 |
| Interim Order in the matter of Index manipulation by Jane Street Group |
July 3, 2025 |
| Completion of Recovery Certificate No. RC8217 of 2024 dated October 21, 2024 against Primary Investment Consultants Private Limited (PAN: AAGCP3617H) in the matter of Illiquid Stock Options |
July 3, 2025 |
| Appeal No. 6419 of 2025 filed by Debasish Bandopadhyay |
July 2, 2025 |
| Common Contract Note with Single Volume Weighted Average Price (VWAP) – Enhancing Ease of Doing Business for Market Participants |
July 2, 2025 |
| Appeal No. 6421 of 2025 filed by Tarun Jamnadas Ghia |
July 2, 2025 |
| Appeal No. 6420 of 2025 filed by Abhay Dattatray Warik |
July 2, 2025 |
| Appeal No. 6422 of 2025 filed by N Venkatesan |
July 2, 2025 |
| Appeal No. 6423 of 2025 filed by Shankar G |
July 2, 2025 |
| Appeal No. 6424 of 2025 filed by Mitarpal Sudan |
July 2, 2025 |
| Ease of Doing Investment – Special Window for Re-lodgement of Transfer Requests of Physical Shares |
July 2, 2025 |
| Enquiry Proceedings in respect of Investopher Research Services Private Limited |
July 2, 2025 |
| Appeal No. 6426 of 2025 filed by Nitin Goradia |
July 2, 2025 |
| Appeal No. 6425 of 2025 filed by Anuj Mishra |
July 2, 2025 |
| Completion of Recovery Certificate No. RC8413 of 2024 in respect of Sanjay Shastri (PAN: AJMPA3119P) in the matter of Illiquid Stock Options |
July 2, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8807 of 2025 against Kota Sunil Shankarbhai in the matter of unregistered Investment Advisory Gowtham S and Kota Sunil Shankarbhai. |
July 1, 2025 |
| SEBI conducts Municipal Bond Outreach Programme to Enhance Urban Financing |
July 1, 2025 |
| Adjudication Order in the matter of AKI India Limited |
July 1, 2025 |
| SEBI Order for Compliance – Attachment Order for Recovery Certificate No. 8296 of 2024 against Jalaj Agrawal in the matter of Superior Finlease Limited |
July 1, 2025 |
| Shri Sunil Jayawant Kadam takes charge as Executive Director, SEBI |
July 1, 2025 |
| Remittance Advice against : King Power Industries Private Limited [Defaulter], PAN: AADCK9238Q in the matter of IPO of Shilpi Cable Technologies Ltd, under Recovery Certificate No. 6782 of 2023 |
July 1, 2025 |
| Remittance Advice against : Gaurav Thakur [Defaulter] PAN: AQGPT3320G in the matter of ISO at BSE, under Recovery Certificate No. 8298 of 2025 |
July 1, 2025 |
| Remittance Advice against : Sheetal Gupta [Defaulter], PAN: AIDPG5053A in the matter of trading in Illiquid Stock Options on BSE, under Recovery Certificate No. 7070 of 2023. |
July 1, 2025 |
| Remittance Advice against : MAGUS CARS LIMITED [Defaulter], PAN: AADCK9238Q in the matter of ISO at BSE-MAGUS CARS LIMITED, under Recovery Certificate No. 8382 of 2024 |
July 1, 2025 |
| Remittance Advice against : Girraj Singh [Defaulter], PAN: ADBPS6310F in the matter of Illiquid Stock Options at BSE, under Recovery Certificate No. 8064 of 2024 |
July 1, 2025 |
| Remittance Advice against : Neelabh Spinning Mills Private Limited [Defaulter], PAN: AAACN5756H in the matter of Investigation in the trading activities of certain entities in the scrip of Optiemus Infracom Limited, under Recovery Certificate No. 8677 of 2025 |
July 1, 2025 |
| Remittance Advice against : Harsimrat Investments Private Limited [Defaulter], PAN: AAACH2956F in the matter of Investigation in the trading activities of certain entities in the scrip of Optiemus Infracom Limited, under Recovery Certificate No. 8676 of 2025 |
July 1, 2025 |
| Remittance Advice against : Saurabh Verma [Defaulter] PAN: ANBPV8218R in the matter of unregistered Investment Advisory by Mr. Saurabh Verma, under Recovery Certificate No. 8696 of 2025 |
July 1, 2025 |
| Remittance Advice against : Rohit Singh [Defaulter] PAN: GKHPS2932C in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited, under Recovery Certificate No. 8684 of 2025 |
July 1, 2025 |
| Notice of Demand under Recovery Certificate number 8808 of 2025 dated July 01, 2025 issued to AD Advertising Private Limited [Defaulter] PAN: AAJCA3551C in the matter of Fortis Healthcare Limited. : under Recovery Certificate No. 8808 of 2025 |
July 1, 2025 |
| Completion of Recovery Certificate No. 6089 of 2022 dated December 06, 2022 issued Aanchal Jindal (PAN: AIHPJ4158R) in the matter of Delta Leasing & Finance Ltd. |
July 1, 2025 |
| Remittance Advice against : Satendra Kumar & his Proprietorship firm viz. Bright Securities, A R Enterprise, Nisha Traders [Defaulter], PAN: AIDPG5053A in the matter of IPO of Eco Friendly Food Processing Park Limited, under Recovery Certificate No. 8020 of 2025 |
July 1, 2025 |
| Release Order – Aanchal Jindal (PAN: AIHPJ4158R) in the matter of Delta Leasing & Finance Ltd. Certificate No. 6089 of 2022. |
July 1, 2025 |
| Settlement order in the matter of Iroha Emerging India Fund |
July 1, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14720 & 14721 of 2025 dated July 01, 2025 against Saurabh Verma [Defaulter] PAN: ANBPV8218R in the matter of Unregistered Investment Advisory by Mr. Saurabh Verma. : under Recovery Certificate No. 8724 of 2025. |
July 1, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14718 & 14719 of 2025 dated July 01, 2025 against Arjun Sharma (Proprietor of M/s Commodity Raja) [Defaulter] (PAN: FTLPS7201E) in the matter of unregistered investment advisory activities by Arjun Sharma/ M/s Commodity Raja. : under Recovery Certificate No. 8772 of 2025. |
July 1, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 4184 of 2021 against Harshaddkumar Baldevbhai Patel in the matter of Dhyana Finstock Ltd |
June 30, 2025 |
| SEBI Order for Compliance – Notice of Attachment Order for Recovery Certificate No. 8747 of 2025 against Bhavika Parimal Shah in the matter of dealing in Illiquid Stock Option at BSE. |
June 30, 2025 |
| SEBI Order for Compliance – Notice of Attachment Order for Recovery Certificate No. 8738 of 2025 against 1. 3M Team Research Private Limited 2. Rakesh Sethi 3. Pramod Jain in the matter of Unregistered Portfolio Management Service by 3M Team Research Private Limited. |
June 30, 2025 |
| SEBI Order for Compliance – Notice of Attachment Order for Recovery Certificate No. 8753 of 2025 against Nisha Drolia in the matter of dealing in Illiquid Stock Option at BSE. |
June 30, 2025 |
| SEBI Order for Compliance – Notice of Attachment Order for Recovery Certificate No. 8774 of 2025 against Sunil Ludhiyani HUF in the matter of dealing in Illiquid Stock Option at BSE. |
June 30, 2025 |
| SEBI Order for Compliance – Notice of Attachment Order for Recovery Certificate No. 8776 of 2025 against Prabir Saha in the matter of dealing in Illiquid Stock Option at BSE. |
June 30, 2025 |
| SEBI Order for Compliance – Notice of Attachment Order for Recovery Certificate No. 8777 of 2025 against Paritosh Saha HUF in the matter of dealing in Illiquid Stock Option at BSE. |
June 30, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8752 of 2025 against Daxeshkumar Natvarlal Patel in the matter of dealing in Illiquid Stocks Options at BSE |
June 30, 2025 |
| Registered Intermediaries are allowed to use ‘e-KYC Setu System’ of National Payments Corporation of India to perform Aadhaar based e-KYC authentication for ease of doing business |
June 30, 2025 |
| Adjudication Order in the matter of Fredun Pharmaceuticals Limited |
June 30, 2025 |
| Order in the matter of Anand Rathi Share and Stockbrokers Limited |
June 30, 2025 |
| Order in the matter of Junjharji Investment Private Limited |
June 30, 2025 |
| Certificate No. RC8806 of 2025_ Notice of Demand in respect of Vikrant Kayan (PAN: AFJPK8437M) in the matter of Newever Trade Wings Limited |
June 30, 2025 |
| Certificate No. RC8805 of 2025_ Notice of Demand in respect of Newever Trade wings Limited (PAN: AADCN9668B) in the matter of Newever Trade Wings Limited |
June 30, 2025 |
| Completion of Recovery Certificate No. 6644 of 2023 dated June 08, 2023 issued Manish Kumar Garg (PAN: AFDPG9852J) in the matter of Sulabh Engineers & Services Limited. |
June 30, 2025 |
| Completion of Recovery Certificate No. 4685 of 2022 dated April 22, 2022 issued Karun Jain (PAN: AAEPJ1629C) in the matter of GDR issue of MPS Infotecnis Ltd. |
June 30, 2025 |
| Release Order dated 30.06.2025 issued under RC No. 8775 of 2025 drawn against Mandar Ulhas Bhatkar and Vikrant Bhimrao Kadam in the matter of Front running by Mandar Ulhas Bhatkar. |
June 30, 2025 |
| SEBI Order for Compliance – Completion of Recovery Certificate No. 8752 of 2025 against Daxeshkumar Natvarlal Patel in the matter of dealing in Illiquid Stocks Options at BSE |
June 30, 2025 |
| Completion of Recovery Certificate No. RC7695 of 2024 in respect of Anita Agarwal (PAN: AJMPA3119P) in the matter of Illiquid Stock Options |
June 30, 2025 |
| Certificate of Completion dated 30.06.2025 issued under RC No. 8775 of 2025 drawn against Mandar Ulhas Bhatkar and Vikrant Bhimrao Kadam in the matter of Front running by Mandar Ulhas Bhatkar |
June 30, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4184 of 2021 against Harshaddkumar Baldevbhai Patel in the matter of Dhyana Finstock Ltd |
June 30, 2025 |
| Release Order – Recovery Certificate No. RC7965 of 2024 in respect of Anita Agarwal (PAN: AJMPA3119P) in the matter of Illiquid Stock Options |
June 30, 2025 |
| SEBI Order for Compliance – Notice of Attachment Order for Recovery Certificate No. 8737 of 2025 against 1. 3M Team Research Private Limited 2. Rakesh Sethi 3. Pramod Jain in the matter of Unregistered Portfolio Management Service by 3M Team Research Private Limited. |
June 30, 2025 |
| Adjudication Order in the matter of Gretex Corporate Services Limited-as Listed Company |
June 27, 2025 |
| Adjudication order in respect of Satish Agrawal HUF in the matter of dealings in Illiquid Stock Options at BSE |
June 27, 2025 |
| Adjudication order in the matter of Suzlon Energy Limited |
June 27, 2025 |
| Clarification on news reports |
June 27, 2025 |
| Certificate No. RC 8804 of 2025 _ Notice of Demand in respect of Calvin Financial Consultants Private Limited (PAN: AAECC6573F) in the matter of Illiquid Stock Options |
June 26, 2025 |
| Certificate No. RC 8803 of 2025 _ Notice of Demand in respect of Puran Chand Poddar HUF (PAN: AADHP0945A) in the matter of Illiquid Stock Options |
June 26, 2025 |
| Adjudication Order in respect of Spectrum Technoprojects Pvt. Ltd. in the matter of dealings in Illiquid Stock Options at BSE |
June 26, 2025 |
| Timelines for rebalancing of portfolios of mutual fund schemes in cases of all passive breaches |
June 26, 2025 |
| Adjudication Order in respect of 7 entities in the matter of City Gold Credit Capital Limited |
June 26, 2025 |
| Industry Standards on “Minimum information to be provided to the Audit Committee and Shareholders for approval of Related Party Transactions” |
June 26, 2025 |
| Order in the matter of Viresh Gangaram Joshi v. SEBI (Writ Petition No. 3989 of 2024) |
June 25, 2025 |
| Notice of Demand dated June 25,2025 in RC No. 8801 of 2025 issued to Jagadeesan S (PAN:BDDPJ0903L) in the matter of Unregistered investment advisory services/activities of YM Forecast managed by P Krishnakumar and Jagdeesan S |
June 25, 2025 |
| Order in the matter of Bombay Stock Exchange Limited |
June 25, 2025 |
| Notice of Demand dated June 25,2025 in RC No. 8799 of 2025 issued to V N Aravind, Proprietor of Magic Mantra (PAN: BTOPA3202N) in the matter of Unregistered Investment Advisory by V N Aravind, Proprietor of Magic Mantra |
June 25, 2025 |
| Notice of Demand dated June 25,2025 in RC No. 8800 of 2025 issued to V N Aravind, Proprietor of Magic Mantra (PAN: BTOPA3202N) in the matter of Unregistered Investment Advisory by V N Aravind, Proprietor of Magic Mantra |
June 25, 2025 |
| Notice of Demand dated June 25,2025 in RC No. 8802 of 2025 issued to P. Krishnakumar (PAN: ASDPK8613Q) in the matter of Unregistered investment advisory services/activities of YM Forecast managed by P Krishnakumar and Jagdeesan S |
June 25, 2025 |
| In the matter of Unregistered Investment Advisory Activities of Anilkumar Talpada, Proprietor of M/s Ideal Equity |
June 25, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8697 of 2025 against 1. Bimla Devi 2. Kamini Jindal in the matter of Vikas Proppant and Granite Limited |
June 24, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8703 of 2025 against Vikas Sarda HUF in the matter of trading activities of certain entities suspected to be front running the trades of Parshvanath Finvest Pvt Ltd Thar Sahre Brokers Pvt Ltd and Gangwal Commodities Pvt Ltd |
June 24, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8704 of 2025 against Ashish Sarda in the matter of trading activities of certain entities suspected to be front running the trades of Parshvanath Finvest Pvt Ltd Thar Sahre Brokers Pvt Ltd and Gangwal Commodities Pvt Ltd |
June 24, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8705 of 2025 against 1. Vikas Sarda 2. Preeti Sarda in the matter of trading activities of certain entities suspected to be front running the trades of Parshvanath Finvest Pvt Ltd Thar Sahre Brokers Pvt Ltd and Gangwal Commodities Pvt Ltd |
June 24, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8706 of 2025 against Preeti V Sarda in the matter of trading activities of certain entities suspected to be front running the trades of Parshvanath Finvest Pvt Ltd Thar Sahre Brokers Pvt Ltd and Gangwal Commodities Pvt Ltd |
June 24, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8707 of 2025 against Vikas Sarda in the matter of trading activities of certain entities suspected to be front running the trades of Parshvanath Finvest Pvt Ltd Thar Sahre Brokers Pvt Ltd and Gangwal Commodities Pvt Ltd |
June 24, 2025 |
| Notice of Attachment dated 24.06.2025 issued under RC No. 8775 of 2025 drawn against Mandar Ulhas Bhatkar and Vikrant Bhimrao Kadam in the matter of Front running by Mandar Ulhas Bhatkar. |
June 24, 2025 |
| Order in the matter of GRD Securities Limited |
June 24, 2025 |
| Appeal No. 6409 of 2025 filed by Tushar Harshadkumar Joshi |
June 23, 2025 |
| Appeal No. 6410 of 2025 filed by Rahul Singh |
June 23, 2025 |
| Appeal No. 6411 of 2025 filed by Geeta Khattar |
June 23, 2025 |
| Appeal No. 6415, 6416 & 6417 of 2025 filed by Robin Zaccheus |
June 23, 2025 |
| Appeal No. 6418 of 2025 filed by Nitin Goradia |
June 23, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8797 of 2025 against Jayesh Shantilal Raval (Proprietor of Ways2Star) in the matter of unregistered Investment Advisory by Ways2Star (Proprietor: Jayesh Shantilal Raval) |
June 23, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8798 of 2025 against Jayesh Shantilal Raval (Proprietor of Ways2Star) in the matter of unregistered Investment Advisory by Ways2Star (Proprietor: Jayesh Shantilal Raval) |
June 23, 2025 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 8752 of 2025 against Daxeshkumar Natvarlal Patel in the matter of Illiquid Stocks Options at BSE |
June 23, 2025 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 8765 of 2025 against 1. Manish Mishra 2. Anshu Mishra in the matter of Pressure Sensitive System (India) Limited |
June 23, 2025 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 8760 of 2025 against Manish Mishra in the matter of Pressure Sensitive System (India) Limited. |
June 23, 2025 |
| Appeal No. 6406 of 2025 filed by Avishek sharma |
June 20, 2025 |
| Appeal No. 6405 of 2025 filed by Minati Swain |
June 20, 2025 |
| Appeal No. 6408 of 2025 filed by Smiti |
June 20, 2025 |
| Appeal No. 6407 of 2025 filed by Sunil Rathi |
June 20, 2025 |
| Appeal No. 6413 of 2025 filed by Shanoon Aston menezes |
June 20, 2025 |
| Appeal No. 6412 of 2025 filed by Atharva Ghadge |
June 20, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8793 of 2025 against Mudrikaben Pareshkumar Shah in the matter of Illiquid Stocks Options at BSE. |
June 20, 2025 |
| SEBI order for compliance – Order Releasing of Bank Accounts, Demat Accounts and Mutual Fund Folios of Mr. Kaushik Rajnikant Mehta (PAN: ANNPM6298A) – RC No. 4222 of 2021 |
June 20, 2025 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 8562 of 2025 against Keyur Vinodchandra Parmar in the matter of Manaksia Coated Metals and Industries Limited |
June 20, 2025 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 8014 of 2024 against Kratika Commercial Private Limited in the matter of ISO at BSE- Kratika Commercial Private Limited. |
June 20, 2025 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 8580 of 2025 against Ramkuamr Bholanath Yadav in the matter of Manaksia Coated Metals and Industries Limited. |
June 20, 2025 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 8739 of 2025 against Manish Mishra in the matter of Pressure Sensitive System (India) Limited. |
June 20, 2025 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 8740 of 2025 against Anshu Mishra in the matter of Pressure Sensitive System (India) Limited. |
June 20, 2025 |
| Adjudication Order in the matter of India Asset Growth Fund |
June 20, 2025 |
| Appeal No. 6414 of 2025 filed by Shubhang Gadgil |
June 20, 2025 |
| Release Order dated 20.06.2025 issued under RC No. 8181 of 2024 drawn against Ambe Securities Private Limited in the matter of Jump Network Limited |
June 20, 2025 |
| Certificate of Completion dated 20.06.2025 issued under RC No. 8181 of 2024 drawn against Ambe Securities Private Limited in the matter of Jump Network Limited. |
June 20, 2025 |
| Notice of Demand under Recovery Certificate number 8794 of 2025 dated June 20, 2025 issued to Nitya Jain [Defaulter] PAN: BAMPJ9730R in the matter of Trading in Illiquid Stock Options on BSE. : under Recovery Certificate No. 8794 of 2025. |
June 20, 2025 |
| Order in the matter of alleged illegal profiting by Mr. Shivprasad Pattiya and Mr. Alkesh Narware by trading in the stock options through accounts of group of persons controlled by them |
June 20, 2025 |
| Certificate No. RC8795 of 2025_ Notice of Demand in respect of Compass Distributors Pvt Ltd (PAN: AADCC8036A) in the matter of PS IT Infrastructure and Services Ltd |
June 20, 2025 |
| Certificate No. RC8796 of 2025_ Notice of Demand in respect of Narayan Suppliers Pvt Ltd (PAN: AACCN9623R) in the matter of PS IT Infrastructure and Services Ltd |
June 20, 2025 |
| Notice of Demand dated June 18,2025 in RC No. 8789 of 2025 issued to Sarvesh Kumar-Proprietor of Business Mart world (PAN:BRHPK7160G) in the matter of Unregistered Investment Advisory by Sarvesh Kumar- Proprietor of Business Mart World |
June 19, 2025 |
| Appeal No. 6403 of 2025 filed by G sankar |
June 19, 2025 |
| Appeal No. 6402 of 2025 filed by Varun Vinod Gupta |
June 19, 2025 |
| Appeal No. 6404 of 2025 filed by Showreddy Golamari |
June 19, 2025 |
| Completion Certificate dated 18.06.2025 issued under RC No. 8734 of 2025 drawn against Ravindra Bharti Education Institute Private Limited (PAN: AAHCR6075L), Ravindra Balu Bharti (PAN: AVDPB1473A), Shubhangi Ravindra Bharti (PAN: BQIPB7764D), Rahul Ananta Gosavi (PAN: BOPPG0317E) and Dhanashri Chandrakant Giri (PAN: BDCPG2078Q) in the matter of Ravindra Bharti Education Institute Private Limited. |
June 18, 2025 |
| Notice of Demand dated June 16,2025 in RC No. 8786 of 2025 issued to Manish Kumar Mahaseth, Proprietor of Live Indian Market (PAN:CODPM3115F) in the matter of Unregistered Investment Advisory services by Manish Kumar Mahaseth, Proprietor of Live Indian Market |
June 18, 2025 |
| Notice of Demand dated June 16,2025 in RC No. 8787 of 2025 issued to Money Streets Advisory Services LLP(PAN:ABGFM6563R), Zulfiqar Ahmed (PAN:ABTPZ7804K) and Ifteqaar (PAN:ADVPI9206N) in the matter of M/s. Money Streets Advisory Services LLP |
June 18, 2025 |
| order of the Recovery Officer in the matter of sale of property by Life Care Infra Tech Ltd |
June 18, 2025 |
| Adjudication Order in the matter of Royal Twinkle Star Club Private Limited |
June 18, 2025 |
| Release Order dated 18.06.2025 issued under RC No. 8734 of 2025 drawn against Ravindra Bharti Education Institute Private Limited (PAN: AAHCR6075L), Ravindra Balu Bharti (PAN: AVDPB1473A), Shubhangi Ravindra Bharti (PAN: BQIPB7764D), Rahul Ananta Gosavi (PAN: BOPPG0317E) and Dhanashri Chandrakant Giri (PAN: BDCPG2078Q) in the matter of Ravindra Bharti Education Institute Private Limited |
June 18, 2025 |
| Certificate No. RC8790 of 2025_ Notice of Demand in respect of Puneet Sabharwal (HUF) (PAN: AAMHP5624B) in the matter of Illiquid Stock Options |
June 18, 2025 |
| Certificate No. RC 8791 of 2025_ Notice of Demand in respect of Mamata Bhiwaniwala (PAN: ADGPB7704B) in the matter of Illiquid Stock Options |
June 18, 2025 |
| Interim Order in the matter of stock recommendations given by Sanjiv Bhasin in Media Channels and other social media platforms |
June 17, 2025 |
| Appeal No. 6399 of 2025 filed by Akash Parab |
June 17, 2025 |
| Appeal No. 6400 of 2025 filed by Bharat Goel |
June 17, 2025 |
| Appeal No. 6401 of 2025 filed by Bharat Goel |
June 17, 2025 |
| Completion of Recovery Certificate No. RC8245 of 2024 in respect of AB Investments (PAN: AAKFA6220A) in the matter of BRH Wealth Kreators Ltd |
June 17, 2025 |
| Release Order – Recovery Certificate No. RC8245 of 2024 in respect of AB Investments (PAN: AAKFA6220A) in the matter of BRH Wealth Kreators Ltd |
June 17, 2025 |
| Completion of Recovery Certificate No. RC7171 of 2023 in respect of Anubhav Bhatter (PAN: AHBPB4285E) in the matter of BRH Wealth Kreators Ltd |
June 17, 2025 |
| Release Order – Recovery Certificate No. RC7171 of 2023 in respect of Anubhav Bhatter (PAN: AHBPB4285E) in the matter of BRH Wealth Kreators Ltd |
June 17, 2025 |
| Notice of Demand under Recovery Certificate number 8788 of 2025 dated June 17, 2025 issued to MUKESH AGARWAL [Defaulter] PAN: ABMPA4370L in the matter of dealing in Illiquid Stock Options at BSE. : under Recovery Certificate No. 8788 of 2025. |
June 17, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4086 of 2021 against Sanjay Talati in the matter of Agnite Education Limited. |
June 16, 2025 |
| Certificate No. RC 8785 of 2025_ Notice of Demand in respect of Pushpdant Suppliers Private Limited (PAN: AAGCP1316B) in the matter of Illiquid Stock Options |
June 16, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8784 of 2025 against Union Commodities Private Limited in the matter of trading in IIIiquid Stocks Options at BSE. |
June 13, 2025 |
| Appeal No. 6397 of 2025 filed by Norbert Sabbas Mascarenhas |
June 13, 2025 |
| Appeal No. 6393 of 2025 filed by Amber Shehbaz Ansari |
June 13, 2025 |
| Release Order dated 13.06.2025 issued in Recovery Certificate No. 8688 of 2025 issued against Preview Vinimay Private Limited (PAN: AAFCP5386A) in the matter of trading in illiquid stock options at BSE |
June 13, 2025 |
| Appeal No. 6398 of 2025 filed by Narayan Prasad Meena |
June 13, 2025 |
| Notice of Completion of Recovery Certificate dated 13.06.2025 issued in Recovery Certificate No. 8688 of 2025 issued against Preview Vinimay Private Limited (PAN: AAFCP5386A) in the matter of trading in illiquid stock options at BSE |
June 13, 2025 |
| Recovery Completion Certificate dated 13.06.2025 issued under RC No. 8731 of 2025 drawn against Ravindra Bharti Education Institute Private Limited (PAN: AAHCR6075L), Rahul Ananta Gosavi (PAN: BOPPG0317E) and Dhanashri Chandrakant Giri (PAN: BDCPG2078Q) in the matter of Ravindra Bharti Education Institute Private Limited |
June 13, 2025 |
| Release Order dated 13.06.2025 issued under RC No. 8731 of 2025 drawn against Ravindra Bharti Education Institute Private Limited (PAN: AAHCR6075L), Rahul Ananta Gosavi (PAN: BOPPG0317E) and Dhanashri Chandrakant Giri (PAN: BDCPG2078Q) in the matter of Ravindra Bharti Education Institute Private Limited. |
June 13, 2025 |
| Appeal No. 6391 of 2025 filed by Mahesh Kumar Sahu |
June 13, 2025 |
| Recovery Completion Certificate dated 13.06.2025 issued under RC No. 8732 of 2025 drawn against Ravindra Bharti Education Institute Private Limited (PAN: AAHCR6075L), Ravindra Balu Bharti (PAN: AVDPB1473A), Shubhangi Ravindra Bharti (PAN: BQIPB7764D), Rahul Ananta Gosavi (PAN: BOPPG0317E) and Dhanashri Chandrakant Giri (PAN: BDCPG2078Q) in the matter of Ravindra Bharti Education Institute Private Limited. |
June 13, 2025 |
| Release Order dated 13.06.2025 issued under RC No. 8732 of 2025 drawn against Ravindra Bharti Education Institute Private Limited (PAN: AAHCR6075L), Ravindra Balu Bharti (PAN: AVDPB1473A), Shubhangi Ravindra Bharti (PAN: BQIPB7764D), Rahul Ananta Gosavi (PAN: BOPPG0317E) and Dhanashri Chandrakant Giri (PAN: BDCPG2078Q) in the matter of Ravindra Bharti Education Institute Private Limited. |
June 13, 2025 |
| Appeal No. 6395 of 2025 filed by Sarthak Sharma |
June 12, 2025 |
| Centralized Fee Collection Mechanism for Investment Advisers and Research Analysts (CeFCoM) – A secure and closed ecosystem for investors to pay fees to registered Investment Advisers and Research Analysts |
June 12, 2025 |
| Appeal No. 6396 of 2025 filed by Yuvraj Kashyap |
June 12, 2025 |
| Review of provisions relating to Product Advisory Committee (PAC) |
June 12, 2025 |
| Investor Charter Real Estate Investment Trusts (REITs) |
June 12, 2025 |
| Investor Charter Infrastructure Investment Trusts (InvITs) |
June 12, 2025 |
| Appeal No. 6394 of 2025 filed by Sapan Shrivastava |
June 12, 2025 |
| Appeal No. 6392 of 2025 filed by Kaustubh Kelkar |
June 12, 2025 |
| Cancellation of Recovery Certificate No. 6390 of 2023 dated April 11, 2023 issued Mr. Girish Chandra Gupta (PAN: AIMPG6205H) in the matter of Paramount Biotech Industries Limited. |
June 12, 2025 |
| Appeal No. 6390 of 2025 filed by Sapan Shrivastava |
June 12, 2025 |
| Release Order – Mr. Girish Chandra Gupta (PAN: AIMPG6205H) in the matter of Paramount Biotech Industries Limited. Certificate No. 6390 of 2023. |
June 12, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 103 of 2014 against Suresh Hanswal in the matter of Asian Star Company Ltd. |
June 11, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 103 of 2014 against Suresh Hanswal in the matter of Asian Star Company Ltd. |
June 11, 2025 |
| Adjudication Order in respect of Manju Devi in the matter of Trading in Illiquid Stock Options on BSE |
June 11, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8712 of 2025 against Aditya Venkatesh in the matter of Urja Global Limited. |
June 11, 2025 |
| Adoption of Standardised, Validated and Exclusive UPI IDs for Payment Collection by SEBI Registered Intermediaries from Investors |
June 11, 2025 |
| Appeal No. 6389 of 2025 filed by Rituraj Singh Parmar |
June 11, 2025 |
| General Remittance Order dated 11.06.2025 issued under RC No. 6484 of 2023 drawn against Anugrah Stock and Broking Private Limited in the matter of Front Running by Anita Shyam Mhatre |
June 11, 2025 |
| SEBI to Introduce “Validated UPI Handles” and “SEBI Check” for Secured Payments by Investors to Enhance Investor Protection and Combat Fraud |
June 11, 2025 |
| Settlement Order in the matter of investigation into misstatements/ irregularities in the Financial Statements of Brightcom Group Limited |
June 11, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 4180 of 2021 against Mr. Baldevbhai Shankerlal Patel in the matter of Dhyana Finstock Ltd. |
June 10, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4180 of 2021 against Mr. Baldevbhai Shankerlal Patel in the matter of Dhyana Finstock Ltd. |
June 10, 2025 |
| Adjudication Order in the matter of Edynamics Solutions Limited |
June 10, 2025 |
| Completion of Recovery Certificate No. RC8751 of 2025 against Srijan Dealers Private Limited (now known as Pranesh Dealmark Private Limited (PAN: AAGCP0698A)) in the matter of Illiquid Stock Options at BSE |
June 10, 2025 |
| Appeal No. 6388 of 2025 filed by M Pradeepkumar |
June 9, 2025 |
| Adjudication Order in the matter of Motilal Oswal Financial Services Ltd. |
June 9, 2025 |
| Notice of Demand under Recovery Certificate number 8781 of 2025 dated June 09, 2025 issued to Vivek Chauhan [Defaulter] PAN: AHPPC9620A in the matter of Pressure Sensitive Systems (India) Limited.: under Recovery Certificate No. 8781 of 2025. |
June 9, 2025 |
| Certificate No. RC 8782 of 2025_ Notice of Demand in respect of Sudha Jain (PAN: AFOPJ5826J) in the matter of Illiquid Stock Options |
June 9, 2025 |
| Notice of Demand under Recovery Certificate number 8779 of 2025 dated June 09, 2025 issued to sanjay gupta [Defaulter] PAN: AAHPG3047Q in the matter of Investigation in the matter of NSE Colocation issues relating to Preferential access and OPG Sec. : under Recovery Certificate No. 8779 of 2025. |
June 9, 2025 |
| Certificate No. RC 8783 of 2025_ Notice of Demand in respect of Sahadev Paik HUF (PAN: AAUHS4894Q) in the matter of Illiquid Stock Options |
June 9, 2025 |
| Certificate No. RC8680 of 2025_A.P Nos 14662 and 14663 of 2025_ Eveningstar Dealtrade Private Limited (PAN: AADCE1166H) in the matter of Illiquid Stock Options. |
June 9, 2025 |
| Notice of Demand under Recovery Certificate number 8778 of 2025 dated June 09, 2025 issued to OPG Securities Pvt. Ltd. (PAN: AAACO1081C), Sanjay Gupta (PAN: AAHPG3047Q), Sangeeta Gupta (PAN: AAHPG6984C) and Om Prakash Gupta (PAN: AAHPG3048B) [Defaulters] in the matter of Investigation in the matter of NSE Colocation issues relating to Preferential access and OPG Sec.: under Recovery Certificate No. 8778 of 2025. |
June 9, 2025 |
| Notice of Demand under Recovery Certificate number 8780 of 2025 dated June 09, 2025 issued to OPG Securities Pvt. Ltd. [Defaulter] PAN: AAACO1081C in the matter of Investigation in the matter of NSE Colocation issues relating to Preferential access and OPG Sec.: under Recovery Certificate No. 8780 of 2025. |
June 9, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8478 of 2024 against Sumita Khare in the matter of ISO at BSE- Sumita Khare |
June 9, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8478 of 2024 against Sumita Khare in the matter of ISO at BSE- Sumita Khare |
June 9, 2025 |
| Certificate No. RC8718 of 2025_A.P Nos 14664 and 14665 of 2025_ Savitri Devi Tanna (PAN: ABRPT5538Q) in the matter of Illiquid Stocks Options. |
June 9, 2025 |
| Certificate No. RC8681 of 2025_A.P Nos 14668 and 14669 of 2025_ Gokul Financial Advisors Private Limited (PAN: AADCG4713A) in the matter of Illiquid Stock Options. |
June 9, 2025 |
| Certificate No. RC8695 of 2025_A.P Nos 14666 and 14667 of 2025_ Mrs. Jyoti Lohia (PAN: ABPPL4948Q) in the matter of Quest Financial Services Limited. |
June 9, 2025 |
| Release Order – Devinder Kumar (PAN: AAACP4476E) in the matter of Dealings in Illiquid Stock Options at BSE. Certificate No. 7211 of 2023. |
June 9, 2025 |
| Completion of Recovery Certificate No. 7211 of 2023 dated October 04, 2023 issued Devinder Kumar (PAN: BCFPK2068C) in the matter of Dealings in Illiquid Stock Options at BSE. |
June 9, 2025 |
| Corrigendum to the Interim Order dated May 28, 2025 in the matter of Insider Trading by certain entities in the scrip of IndusInd Bank Limited |
June 6, 2025 |
| Extension of timeline of additional liquidation period for VCFs migrating to SEBI (Alternative Investment Funds) Regulations, 2012 |
June 6, 2025 |
| Notice of Attachments dated 06.06.2025 issued under RC No. 8731 of 2025 drawn against Ravindra Bharti Education Institute Private Limited (PAN: AAHCR6075L), Rahul Ananta Gosavi (PAN: BOPPG0317E) and Dhanashri Chandrakant Giri (PAN: BDCPG2078Q) in the matter of Ravindra Bharti Education Institute Private Limited. |
June 6, 2025 |
| Notice of Attachments dated 06.06.2025 issued under RC No. 8732 of 2025 drawn against Ravindra Bharti Education Institute Private Limited (PAN: AAHCR6075L), Ravindra Balu Bharti (PAN: AVDPB1473A), Shubhangi Ravindra Bharti (PAN: BQIPB7764D), Rahul Ananta Gosavi (PAN: BOPPG0317E) and Dhanashri Chandrakant Giri (PAN: BDCPG2078Q) in the matter of Ravindra Bharti Education Institute Private Limited. |
June 6, 2025 |
| Notice of Attachments dated 06.06.2025 issued under RC No. 8734 of 2025 drawn against Ravindra Bharti Education Institute Private Limited (PAN: AAHCR6075L), Ravindra Balu Bharti (PAN: AVDPB1473A), Shubhangi Ravindra Bharti (PAN: BQIPB7764D), Rahul Ananta Gosavi (PAN: BOPPG0317E) and Dhanashri Chandrakant Giri (PAN: BDCPG2078Q) in the matter of Ravindra Bharti Education Institute Private Limited. |
June 6, 2025 |
| Notice of Attachments dated 06.06.2025 issued under RC No. 8736 of 2025 drawn against Ravindra Bharti Education Institute Private Limited (PAN: AAHCR6075L) and Ravindra Balu Bharti (PAN: AVDPB1473A) in the matter of Ravindra Bharti Education Institute Private Limited. |
June 6, 2025 |
| Prohibitory Order No. RO/HO/1135/2025 dated 05.06.2025 issued in Recovery Certificate No. 195, 218 of 2014, 2135, 2136 & 2441 of 2019 issued against Ajit Suryavanshi (PAN: AVOPS4111P) in the matter of Sanraa Media Limited |
June 5, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8776 of 2025 against Prabir Saha in the matter of dealing in IIIiquid Stocks Options at BSE. |
June 5, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8777 of 2025 against Paritosh Saha HUF in the matter of dealing in IIIiquid Stocks Options at BSE. |
June 5, 2025 |
| Adjudication Order in respect of Interactive Financial Services Limited in the matter of Vikalp Securities Limited |
June 5, 2025 |
| Limited relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 |
June 5, 2025 |
| Framework for Environment, Social and Governance (ESG) Debt Securities (other than green debt securities) |
June 5, 2025 |
| Appeal No. 6384 of 2025 filed by Payyappilly Mamachan |
June 4, 2025 |
| Notice of Demand dated 04.06.2025 issued under RC No. 8775 of 2025 drawn against Mandar Ulhas Bhatkar and Vikrant Bhimrao Kadam |
June 4, 2025 |
| Notices of Attachment dated 04.06.2025 issued in Recovery Certificate No. 8733 of 2025 issued against Mehul Choksi (PAN: AABPC1451E) in the matter of Gittanjali Gems Limited |
June 4, 2025 |
| Settlement Order in respect of Omnivore India Capital Trust |
June 4, 2025 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 8728 of 2025 against Bhogilal Kubadia (Legal Heirs and Husband of Vimlaben Bhogilal Kubadia in the matter of Vikas Proppant and Granite Limited. |
June 4, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14648 & 14649 of 2025 dated June 03, 2025 against Aditya Venkatesh [Defaulter] PAN: AGHPV8923A in the matter of Urja Global Limited: under Recovery Certificate No. 8712 of 2025. |
June 3, 2025 |
| Margin obligations to be given by way of Pledge/Re-pledge in the Depository System |
June 3, 2025 |
| Appeal No. 6381 of 2025 filed by Siva Ganesh Tamilalagan |
June 3, 2025 |
| Appeal No. 6380 of 2025 filed by Mukul Singh |
June 3, 2025 |
| Appeal No. 6382 of 2025 filed by Ranit Yadav |
June 3, 2025 |
| Appeal No. 6383 of 2025 filed by Dheeraj Kumar |
June 3, 2025 |
| Appeal No. 6385 of 2025 filed by Shweta Dudeja |
June 3, 2025 |
| Adjudication order in the matter of Family Care Hospitals Limited |
June 3, 2025 |
| Completion of Recovery Certificate No. 8674 of 2025 dated 12.03.2025 issued against MAN Industries & others in the matter of MAN Industries (India) Limited |
June 3, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8572 of 2025 against MB Casting Private Limited in the matter of ISO at BSE -MB Casting Private Limited. |
June 3, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8591 of 2025 against Anil Kumar Vishwakarma in the matter of Investigation into Misstatement / Misrepresentation in Financial Statements of Sanwaria Consumer Limited. |
June 3, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8669 of 2025 against Paraskumar Kantibhai Rohit in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
June 3, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8690 of 2025 against Sai Proficient Research Investment Advisory, Proprietor Ms. Meeshika Vishwakarma in the matter of Sai Proficient Research Investment Advisory, Proprietor Ms. Meeshika Vishwakarma |
June 3, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8686 of 2025 against Hanif Shekh in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
June 3, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8774 of 2025 against Sunil Ludhiyani (HUF) in the matter of dealing in IIIiquid Stocks Options at BSE. |
June 3, 2025 |
| Notice of Demand under Recovery Certificate number 8770 of 2025 dated June 03, 2025 issued to Mr. Mrityunjay Kumar-Director of M/s Future Intraday Positional Long Term Capital OPC Private Limited [Defaulter] PAN: CDEPK3717K in the matter of Unregistered Investment Advisory Services.: under Recovery Certificate No. 8770 of 2025. |
June 3, 2025 |
| Notice of Demand under Recovery Certificate number 8771 of 2025 dated June 03, 2025 issued to Arjun Sharma (Proprietor of M/s Commodity Raja) [Defaulter] PAN: FTLPS7201E in the matter of unregistered investment advisory activities by Arjun Sharma/ M/s Commodity Raja : under Recovery Certificate No. 8771 of 2025. |
June 3, 2025 |
| Notice of Demand under Recovery Certificate number 8772 of 2025 dated June 03, 2025 issued to Arjun Sharma (Proprietor of M/s Commodity Raja) [Defaulter] PAN: FTLPS7201E in the matter of unregistered investment advisory activities by Arjun Sharma/ M/s Commodity Raja.: under Recovery Certificate No. 8772 of 2025. |
June 3, 2025 |
| Notice of Demand under Recovery Certificate number 8773 of 2025 dated June 03, 2025 issued to Mr. Mrityunjay Kumar-Director of M/s. Future Intraday Positional Long Term Capital OPC Private Limited [Defaulter] PAN: CDEPK3717K in the matter of Unregistered Investment Advisory Services.: under Recovery Certificate No. 8773 of 2025. |
June 3, 2025 |
| Release Order – Patliputra International Limited (PAN: AAACP4476E) in the matter of Investigation in the trading activities of certain entities in the scrip of Optiemus Infracom Limited. Certificate No. 8682 of 2025. |
June 2, 2025 |
| Completion of Recovery Certificate No. 8682 of 2025 dated February 02, 2024 issued Patliputra International Limited (PAN: AAACP4476E) in the matter of Investigation in the trading activities of certain entities in the scrip of Optiemus Infracom Limited. |
June 2, 2025 |
| Investor Charter for Investment Advisers |
June 2, 2025 |
| SEBI and IEPFA Conduct the First “Niveshak Shivir” in Pune Proactive Joint Initiative to Minimise Unclaimed Assets and Facilitate Investor Claims for Unpaid Dividends and Shares |
June 2, 2025 |
| Investor Charter for Research Analysts |
June 2, 2025 |
| Notice of Demand under Recovery Certificate number 8769 of 2025 dated June 02, 2025 issued to Alankit Assignments Limited [Defaulter] PAN: AAACA9483E in the matter of Alankit Assignments Limited. : under Recovery Certificate No. 8769 of 2025. |
June 2, 2025 |
| Notice of Demand under Recovery Certificate number 8768 of 2025 dated June 02, 2025 issued to Alankit Assignments Limited [Defaulter] PAN: AAACA9483E in the matter of Inspection of Alankit Assignments Limited. : under Recovery Certificate No. 8768 of 2025. |
June 2, 2025 |
| Corrigendum to the Final Order in the matter of Sadhna Broadcast Limited |
May 30, 2025 |
| Niveshak Shivir to be held on June 01, 2025 in the city of Pune, Maharashtra |
May 30, 2025 |
| Adjudication Order in the matter of Manoj Jethanand Varyani Proprietor of Smart Financial |
May 30, 2025 |
| Adjudication Order in the matter of Ms Highlight Investment Research Proprietor Ms Shilpa Garg |
May 30, 2025 |
| Order in the matter of trading activities of M/s MBM Financial Services, suspected to be front-running the trades of M/s Alpna Enterprises |
May 30, 2025 |
| Release Order issued in RC. No 6367 of 2023 drawn against Sonal Vijay Mehta (PAN: AFGPM2480R) in the matter of Investigation into the trading activities of certain entities in the scrip of Radha Madhav Corporation Limited |
May 30, 2025 |
| Certificate No. RC 8767 of 2025_ Notice of Demand in respect of Rahul Khandelwal (PAN: AWPPK7085E) & Subhasish Roy (PAN: ANIPR2464C) jointly & severally in the matter of Getrise Infotech Pvt Ltd. |
May 30, 2025 |
| Completion of recovery certificate no. 6367 of 2023 issued against Sonal Vijay Mehta (PAN: AFGPM2480R) in the matter of Investigation into the trading activities of certain entities in the scrip of Radha Madhav Corporation Limited |
May 30, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8765 of 2025 against 1. Manish Mishra 2. Anshu Mishra in the matter of Pressure Sensitive Systems India Limited. |
May 30, 2025 |
| Notice of Demand dated May 29,2025 in RC No. 8757 of 2025 issued to Jadav Vamshi (PAN: BJFPJ9368B) in the matter of unregistered investment advisory activities by Baap of Chart |
May 30, 2025 |
| Notice of Demand dated May 29,2025 in RC No. 8756 of 2025 issued to Golden Syndicate Ventures Pvt. Ltd (PAN: AAJCG9452E) in the matter of unregistered investment advisory activities by Baap of Chart |
May 30, 2025 |
| Notice of Demand dated May 29,2025 in RC No. 8759 of 2025 issued to Jadav Vamshi (PAN: BJFPJ9368B) in the matter of unregistered investment advisory activities by Baap of Chart |
May 30, 2025 |
| Notice of Demand dated May 29,2025 in RC No. 8758 of 2025 issued to Mohammad Nasiruddin Ansari (PAN: BYSPA0419E), Rahul Rao Padamati (PAN: CRTPP4198Q) and Golden Syndicate Ventures Pvt. Ltd (PAN: AAJCG9452E) in the matter of unregistered investment advisory activities by Baap of Chart |
May 30, 2025 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of MPS Limited. |
May 30, 2025 |
| Notice of Demand dated May 29,2025 in RC No. 8763 of 2025 issued to M/s. Momentum Tips Proprietor -Ajay Kumar Mukhiya (PAN: EQCPM6774F) in the matter of Unregistered Investment Advisory |
May 30, 2025 |
| Completion of Recovery Certificate No. RC7991 of 2024 against Sugan Chand Dhannalal Jain HUF (PAN: AAUHS4750H) in the matter of Illiquid Stock Options at BSE |
May 30, 2025 |
| Confirmatory Order in the matter of LS Industries Limited |
May 30, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8760 of 2025 against Manish Mishra in the matter of Pressure Sensitive Systems India Limited. |
May 30, 2025 |
| Release Order in the Recovery Certificate No. RC7991 of 2024 against Sugan Chand Dhannalal Jain HUF (PAN: AAUHS4750H) in the matter of Illiquid Stock Options at BSE |
May 30, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8761 of 2025 against Mr. Vivek Chauhan in the matter of Pressure Sensitive Systems India Limited. |
May 30, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8762 of 2025 against Purav Bharatbhai Patel in the matter of Pressure Sensitive Systems India Limited. |
May 30, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8764 of 2025 against 1. Purav Bharatbhai Patel 2. Sejal P Patel in the matter of Pressure Sensitive Systems India Limited. |
May 30, 2025 |
| Notice of Demand dated May 29,2025 in RC No. 8754 of 2025 issued to Mohammad Nasiruddin Ansari (PAN: BYSPA0419E) in the matter of unregistered investment advisory activities by Baap of Chart |
May 30, 2025 |
| Notice of Demand dated May 29,2025 in RC No. 8755 of 2025 issued to Rahul Rao Padamati (PAN: CRTPP4198Q) in the matter of unregistered investment advisory activities by Baap of Chart |
May 30, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8766 of 2025 against 1. Mr. Saurabh Madhusudan Patel 2. Saurabh M Patel HUF in the matter of Pressure Sensitive Systems India Limited. |
May 30, 2025 |
| Appeal No. 6372 of 2025 filed by Anchal Verma |
May 29, 2025 |
| Release Order – Castex Technologies Limited (Now known as Revent Metalcast Limited) [Defaulter] PAN: AAACA8504G in the matter of Castex Technologies Limited. Certificate No. 8679 of 2025. |
May 29, 2025 |
| Adjudication order in the matter of Value Square Capital Private Ltd |
May 29, 2025 |
| Order in the matter of Cranes Software International Limited |
May 29, 2025 |
| Release Order in the Recovery Certificate No. RC3412 of 2021 against Stepan Commotrade Pvt. Ltd. (AADCS9460Q) in the matter of Illiquid Stock Options at BSE |
May 29, 2025 |
| Completion of Recovery Certificate No. RC3412 of 2021 against Stepan Commotrade Pvt. Ltd. (AADCS9460Q) in the matter of Illiquid Stock Options at BSE |
May 29, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14644 & 14645 of 2025 dated May 29, 2025 against Sanjay Talati [Defaulter] PAN: AADPT0037D in the matter of Agnite Education Ltd: under Recovery Certificate No. 4086 of 2021. |
May 29, 2025 |
| SEBI Order for Compliance – Release Order dated 29.05.2025 issued with respect to PAN : AADPJ0037D. |
May 29, 2025 |
| Release Order – Amtek Auto Ltd – Now known as Revent Precision Engineering Limited [Defaulter] PAN: AAGCA4447E in the matter of Castex Technologies Ltd. Certificate No. 8673 of 2025. |
May 29, 2025 |
| Measures for Enhancing Trading Convenience and Strengthening Risk Monitoring in Equity Derivatives |
May 29, 2025 |
| Final Order in the matter of Sadhna Broadcast Limited |
May 29, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8752 of 2025 against Daxeshkumar Natvarlal Patel in the matter of Dealing in llliquid Stocks Options at BSE. |
May 28, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8753 of 2025 against Nisha Drolia in the matter of Dealing in llliquid Stocks Options at BSE. |
May 28, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8715 of 2025 against Ajay Kumar Pujara in the matter of trading activities of certain entities in the scrip of Kavit Industries Limited. |
May 28, 2025 |
| Adjudication order in the matter of examination of outliers from Debt Market Report – FY 2024 |
May 28, 2025 |
| Appeal No. 6386 of 2025 filed by Kaustubh Kelkar |
May 28, 2025 |
| Appeal No. 6387 of 2025 filed by Kaustubh Kelkar |
May 28, 2025 |
| Remittance Advice against : Modland Wears Pvt. Ltd [Defaulter], PAN: AAACM0216F in the matter of Fortis Healthcare Ltd., under Recovery Certificate No. 8059 of 2024. |
May 28, 2025 |
| Remittance Advice against : Fern Healthcare Pvt. Ltd [Defaulter] PAN: AACCR3509E in the matter of Fortis Healthcare Ltd., under Recovery Certificate No. 8058 of 2024. |
May 28, 2025 |
| Ex-Parte Interim Order in the matter of Insider Trading by certain entities in the scrip of IndusInd Bank Limited |
May 28, 2025 |
| Remittance Advice against : Virender Pal Mehta [Defaulter], PAN: AGJPM6202B in the matter of Dealings in Illiquid Stock Options at BSE., under Recovery Certificate No. 8454 of 2024. |
May 28, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7269 of 2023 against City Gold Media Limited in the matter of ISO at BSE- City Gold Media Limited |
May 28, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 7269 of 2025 against City Gold Media Limited in the matter of ISO at BSE-City Gold Media Limited. |
May 28, 2025 |
| Appeal No. 6375 of 2025 filed by Shubham Kumar |
May 27, 2025 |
| Order in Enquiry Proceedings in respect of Monetary Solutions Proprietor Ankit Vyas |
May 27, 2025 |
| Appeal No. 6378 of 2025 filed by Swadesh Kishore |
May 27, 2025 |
| Certificate No. RC 8751 of 2025_ Notice of Demand in respect of Srijan Dealers Private Limited (amalgamated with Hora Vanijya Private Limited now known as Pranesh Dealmark Private Limited) vide order dated August 29, 2023, pursuant to Section 233 Companies Act, 2013 and Rule 25 (5) of Companies (Compromise, Arrangement & Amalgamations) Rules, 2016) (AAOCS1393R) in the matter of Illiquid Stock Options |
May 27, 2025 |
| Certificate No. RC8750 of 2025_ Notice of Demand in respect of Mr Pankaj Kumar Agarwal (PAN: AGKPA4563A) in the matter of Illiquid Stock Options |
May 27, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8602 of 2025 against Mangal Kumar in the matter of ISO at BSE- Mangal Kumar. |
May 27, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8602 of 2025 against Mangal Kumar in the matter of ISO at BSE- Mangal Kumar. |
May 27, 2025 |
| Remittance Advice against : Ms. SUNITA RANI HANDA [Defaulter] PAN: AAFPH5820E in the matter of trading in Illiquid Stock Options on BSE, under Recovery Certificate No. 8671 of 2025. |
May 27, 2025 |
| Order in the matter of Trading Software contract of MCX and MCXCCL with 63 Moons (erstwhile FTIL) and TCS |
May 26, 2025 |
| Completion of Recovery Certificate No. 8553 of 2025 dated January 17, 2023 issued against Narendra Kumar Maheshwari [Defaulter] PAN: AAVPM1433A in the matter of ISO at BSE-NARENDRA KUMAR MAHESHWARI. |
May 26, 2025 |
| Release Order – Narendra Kumar Maheshwari [Defaulter] PAN: AAVPM1433A in the matter of ISO at BSE-NARENDRA KUMAR MAHESHWARI Certificate No. 8553 of 2025. |
May 26, 2025 |
| Completion of Recovery Certificate No. 7574 of 2024 dated February 02, 2024 issued against IFL Promoters Limited [Defaulter] PAN: AAACI5322C in the matter of trading in Illiquid Stock Options on BSE. |
May 26, 2025 |
| Release Order – IFL Promoters Limited [Defaulter] PAN: AAACI5322C in the matter of trading in Illiquid Stock Options on BSE Certificate No. 7574 of 2024. |
May 26, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8747 of 2025 against Bhavika Parimal Shah in the matter of dealing in llliquid Stocks Options at BSE. |
May 26, 2025 |
| Completion of Recovery Certificate No 8730 of 2025 issued to Kalpana Komati (PAN: ASAPK9943L) in the matter of Bodhtree Consulting Limited |
May 26, 2025 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 8605 of 2025 against Wealthit Global in the matter of Wealthit Global (Proprietor- Mohit Manghnani) |
May 26, 2025 |
| Certificate No. RC8748 of 2025_ Notice of Demand in respect of (1) Annex Infrastructure India Limited. (AAICA1716G), (2) Prasenjit Mazumder (AKGPM9017P), (3) Asim Das (ALNPD5607J), (4) Nirmal Kr. Jha (AGPPJ7304P), (5) Asit Kumar Majumder (ABGPM9614H), (6) Subrat Kr. Mazumder (BCFPM0940P), (7) Shantonu Roy (AISPR0927R) and (8) Rabin Kumar Mal (BAYPM6700N) in the matter of Annex Infrastructure India Limited for Non-Compliance of the directions issued vide order no. WTM/RKA/EFD/162/2016 dated October 27, 2016 |
May 26, 2025 |
| Final Settlement Day (Expiry Day) for Equity Derivatives Contracts |
May 26, 2025 |
| Process for appointment, re-appointment, termination or acceptance of resignation of specific KMPs of an MII and Cooling-off period for KMPs of an MII joining a competing MII and provisions relating to re-appointment of PIDs |
May 26, 2025 |
| General Remittance Order dated 26.05.2025 issued in Recovery Certificate No. 8694 of 2025 issued against Brian William Tempest (PAN: ACUPT9124A) |
May 26, 2025 |
| Notice of Completion of Recovery Certificate dated 26.05.2025 issued in Recovery Certificate No. 8685 of 2025 issued against Bharat Patel (PAN: AAAPP6652R) in the matter of Sanraa Media Limited |
May 26, 2025 |
| Release Order dated 26.05.2025 issued in Recovery Certificate No. 8685 of 2025 issued against Bharat Patel (PAN: AAAPP6652R) in the matter of Sanraa Media Limited |
May 26, 2025 |
| Certificate No. RC 8749 of 2025_ Notice of Demand in respect of Jet Air Agencies Private Limited (PAN: AAACJ7798P) in the matter of Illiquid Stock Options |
May 26, 2025 |
| Notices of Attachment in RC No. 8688 of 2025 issued against Preview Vinimay Private Limited in the matter of Trading in Illiquid Stock Options on BSE |
May 26, 2025 |
| Notices of Attachment issued against Mayank Palan (PAN: CFWPP1882A) in RC No. 1475 of 2018 drawn against Manish Thakkar (PAN: ACTPT8377N) in the matter of Portfolio Management Activities by KE Consulting Group/Manish Thakkar |
May 26, 2025 |
| Appeal No. 6377 of 2025 filed by Piyush Mastakar |
May 23, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8743 of 2025 against Mr Saurabh Madhusudan Patel in the matter of Pressure Sensitive System (India) Limited. |
May 23, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8742 of 2025 against Mrs Hanshaben Bharatkumar Patel in the matter of Pressure Sensitive System (India) Limited. |
May 23, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8627 of 2025 against 1. Sumit Kanungo 2. Riya jain (Kanungo) 3. Vaibhav Dhadda 4. Alka Dhadda 5. Arushi Dhadda in the matter of Front Running: Various Funds of Fidelity Group. |
May 23, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8746 of 2025 against Mrs Sejal P Patel in the matter of Pressure Sensitive System (India) Limited. |
May 23, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8738 of 2025 against 1. 3M Team Research Private Limited 2. Rakesh Sethi 3. Pramod Jain in the matter of Unregistered Portfolio Management Service by 3M Team Research Private Limited |
May 23, 2025 |
| Accessibility and Inclusiveness of Digital KYC to Persons with Disabilities |
May 23, 2025 |
| Adjudication Order in respect of Chetan Sukhdev Pandit and Prahlad Vithaldas Panchal in the matter of Audit report of ACIL Cotton Industries Ltd., Universal Credit and Securities Ltd., Mindvision Capital Ltd. And RFL International Limited |
May 23, 2025 |
| Adjudication Order in respect of Seema Jain – Research Analyst |
May 23, 2025 |
| Appeal No. 6371 of 2025 filed by Rajat Digambar Rane |
May 23, 2025 |
| Appeal No. 6370 of 2025 filed by Prasanta Mazumdar |
May 23, 2025 |
| Appeal No. 6373 of 2025 filed by Anil Kumar Dubey |
May 23, 2025 |
| Appeal No. 6374 of 2025 filed by Tushar Harshadkumar Joshi |
May 23, 2025 |
| Appeal No. 6376 of 2025 filed by Chaitanaya Laddha |
May 23, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8740 of 2025 against Anshu Mishra in the matter of Pressure Sensitive System (India) Limited. |
May 23, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8629 of 2025 against 1. Vaibhav Dhadda 2. Arushi Dhadda in the matter of Front Running: Various Funds of Fidelity Group. |
May 23, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8739 of 2025 against Manish Mishra in the matter of Pressure Sensitive System (India) Limited. |
May 23, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8628 of 2025 against 1. Vaibhav Dhadda 2. Alka Dhadda in the matter of Front Running: Various Funds of Fidelity Group. |
May 23, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8737 of 2025 against 1. 3M Team Research Private Limited 2. Rakesh Sethi 3. Pramod Jain in the matter of Unregistered Portfolio Management Service by 3M Team Research Private Limited |
May 23, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8741 of 2025 against Purav Bharatbhai Patel in the matter of Pressure Sensitive System (India) Limited. |
May 23, 2025 |
| Appeal No. 6379 of 2025 filed by Sanjay Kumar |
May 23, 2025 |
| Order in respect of Capital Ways Investment Adviser Proprietor Deepak Ostwal |
May 23, 2025 |
| Securities and Exchange Board of India (Alternative Investment Funds) (Amendment) Regulations, 2025 |
May 23, 2025 |
| Remittance Advice against : Subhra Garg [Defaulter], PAN: BCNPQ7383N in the matter of Dealings in Illiquid Stock Options at BSE., under Recovery Certificate No. 8453 of 2024. |
May 23, 2025 |
| Remittance Advice against : Chetan Manwani HUF [Defaulter], PAN: AADHC6879C in the matter of Dealings in Illiquid Stock Options at BSE., under Recovery Certificate No. 8409 of 2024. |
May 23, 2025 |
| Remittance Advice against : Saloni Ruia [Defaulter] (PAN: BFSPR4717P) in the matter of Dealings in Illiquid Stock Options at BSE, under Recovery Certificate No. 8383 of 2024. |
May 23, 2025 |
| Remittance Advice against : Futurestic International Private Limited [Defaulter] (PAN: AABCF2582N) in the matter of Illiquid Stock Options at BSE, under Recovery Certificate No. 8141 of 2024. |
May 23, 2025 |
| Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012 [Last amended on May 23, 2025] |
May 23, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8745 of 2025 against Mr. Vivek Chauhan in the matter of Pressure Sensitive Systems (India) Limited. |
May 23, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8744 of 2025 against M/s Saurabh M Patel HUF in the matter of Pressure Sensitive Systems (India) Limited. |
May 23, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14638 & 14639 of 2025 dated May 23, 2025 against Mr. Susanta Kumar Jana (PAN: AGJPJ1097K), Mohammed Afaque Ahmad (PAN-AJCPA6064F), Jayanta Kumar Basu (PAN-AKSPB8412H) ["Defaulters"] in the matter of M/s Basil International Limited. : under Recovery Certificate No. 8700 of 2025. |
May 23, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14636 & 14637 of 2025 dated May 23, 2025 against M/S Amtek Auto Ltd – Now known as Revent Precision Engineering Limited (PAN: AAGCA4447E) ["Defaulter"] in the matter of Castex Technologies Ltd. : under Recovery Certificate No. 8673 of 2025. |
May 23, 2025 |
| Caution to Investors on Stock Market Scams through Social Media Platforms |
May 21, 2025 |
| Appeal no. 6365 & 6366 of 2025 filed by Bharat Gupta |
May 21, 2025 |
| Appeal No. 6368 of 2025 filed by Rashmi Soni |
May 21, 2025 |
| Release Order – Krishna Swarup Shukla [Defaulter] PAN: ATQPS5314N in the matter of Trading in Illiquid Stock Options on BSE. Certificate No. 8598 of 2025. |
May 21, 2025 |
| Completion of Recovery Certificate No. 8598 of 2025 dated February 04, 2025 issued against Krishna Swarup Shukla [Defaulter] PAN: ATQPS5314N in the matter of Trading in Illiquid Stock Options on BSE. |
May 21, 2025 |
| Adjudication Order in respect of JRK Stock Broking Pvt. Ltd. |
May 20, 2025 |
| Appeal No. 6367 of 2025 filed by Manisha Thakur |
May 20, 2025 |
| Notice of Demand dated 19.05.2025 issued under RC No. 8736 of 2025 drawn against Ravindra Bharti Education Institute Private Limited and Ravindra Balu Bharti in the matter of Ravindra Bharti Education Institute Private Limited. |
May 19, 2025 |
| Norms for Internal Audit Mechanism and composition of the Audit Committee of Market Infrastructure Institutions |
May 19, 2025 |
| Adjudication Order in the matter of Presstonic Engineering Limited |
May 19, 2025 |
| Adjudication Order in the matter of SKSE Securities Limited |
May 19, 2025 |
| Securities Contracts (Regulation) Amendment Rules, 2025 |
May 19, 2025 |
| Securities Contracts (Regulation) Rules, 1957 [Last amended on May 19, 2025] |
May 19, 2025 |
| Extension of timeline for implementation of provisions of SEBI circular dated December 17, 2024 on Measures to address regulatory arbitrage with respect to Offshore Derivative Instruments (ODIs) and FPIs with segregated portfolios vis-à-vis FPIs |
May 16, 2025 |
| Release Order dated 16.05.2025 issued under RC No. 8068 of 2024 drawn against Electroparts (India) Pvt Ltd in the matter of Videocon Industries Ltd. |
May 16, 2025 |
| Adjudication Order in the matter of SBL Infratech Ltd. |
May 16, 2025 |
| Enquiry Order in the matter of SREI Capital Markets Limited |
May 16, 2025 |
| Notice of Demand under Recovery Certificate number 8735 of 2025 dated May 16, 2025 issued to Unickon Securities Pvt. Ltd [Defaulter] PAN: AAPFS5325P in the matter of Unickon Securities Pvt Ltd. : under Recovery Certificate No. 8735 of 2025. |
May 16, 2025 |
| Approaching Deadline for filing claims in the matter of Karvy Stock Broking Limited |
May 16, 2025 |
| Appeal No. 6364 of 2025 filed by Swaminath Singha |
May 16, 2025 |
| Appeal No. 6369 of 2025 filed by Swaminath Singha |
May 16, 2025 |
| Release Order in the Recovery Certificate No. RC8363 of 2024 dated November 21, 2024 against Minakshi Agarwal (PAN: BMXPA3387E) in the matter of Illiquid Stock Options |
May 16, 2025 |
| Completion of Recovery Certificate No. RC8363 of 2024 dated November 21, 2024 against Minakshi Agarwal (PAN: BMXPA3387E) in the matter of Illiquid Stock Options |
May 16, 2025 |
| Review of provisions pertaining to Electronic Book Provider (EBP) platform to increase its efficacy and utility |
May 16, 2025 |
| Simplification of operational process and clarifying regarding the cash flow disclosure in Corporate Bond Database pursuant to review of Request for Quote (RFQ) Platform framework. |
May 16, 2025 |
| Release Order dated 15.05.2025 issued under RC No. 8625 of 2025 drawn against Mr. Sudhakar Anchan in the matter of Sharepro Services (I) Pvt. Ltd. |
May 15, 2025 |
| Adjudication Order in respect of Manas Jaiswal – Research Ananlyst |
May 15, 2025 |
| Rating of Municipal Bonds on the Expected Loss (EL) based Rating Scale |
May 15, 2025 |
| Order in respect of Shri Venkatesh Stock Broker Services India Private Limited |
May 15, 2025 |
| Notice of Demand dated 15.05.2025 issued under RC No. 8731 of 2025 drawn against Ravindra Bharti Education Institute Private Limited, Rahul Ananta Gosavi, and Dhanashri Chandrakant Giri in the matter of Ravindra Bharti Education Institute Private Limited. |
May 15, 2025 |
| Notice of Demand dated 15.05.2025 issued under RC No. 8732 of 2025 drawn against Ravindra Bharti Education Institute Private Limited, Ravindra Balu Bharti, Shubhangi Ravindra Bharti, Rahul Ananta Gosavi, and Dhanashri Chandrakant Giri in the matter of Ravindra Bharti Education Institute Private Limited. |
May 15, 2025 |
| Notice of Demand dated 15.05.2025 issued under RC No. 8734 of 2025 drawn against Ravindra Bharti Education Institute Private Limited, Ravindra Balu Bharti, Shubhangi Ravindra Bharti, Rahul Ananta Gosavi, and Dhanashri Chandrakant Giri in the matter of Ravindra Bharti Education Institute Private Limited. |
May 15, 2025 |
| Notice of Demand dated 15.05.2025 issued in Recovery Certificate No. 8733 of 2025 issued against Mehul Choksi (PAN: AABPC1451E) in the matter of Gitanjali Gems limited |
May 15, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14606 & 14607 of 2025 dated May 15, 2025 against Castex Technologies Limited (PAN: AAACA8504G) ["Defaulter"] in the matter of Castex Technologies Limited. : under Recovery Certificate No. 8679 of 2025. |
May 15, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14604 & 14605 of 2025 dated May 15, 2025 against Rohit Singh [Defaulter] PAN: GKHPS2932C in the matter of Trading activities of certain entities in the scrip of Premier Synthetics Limited.: under Recovery Certificate No. 8684 of 2025. |
May 15, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14602 & 14603 of 2025 dated May 07, 2025 against Saurabh Verma [Defaulter] PAN: ANBPV8218R in the matter of Unregistered Investment Advisory by Mr. Saurabh Verma.: under Recovery Certificate No. 8696 of 2025. |
May 15, 2025 |
| Caution to investors SEBI accepts surrender application of Strata SM REIT |
May 14, 2025 |
| Settlement Order in the matter of comprehensive inspection of Groww Invest Tech Private Limited (formerly known as Nextbillion Technology Private Limited) |
May 14, 2025 |
| Composition of the Internal Audit team for CRAs |
May 14, 2025 |
| Investor Charter for Registrars to an Issue and Share Transfer Agents (RTAs) |
May 14, 2025 |
| Adjudication Order in the matter of Fraser and Company Limited |
May 14, 2025 |
| Order in respect of Motisons Commodities Private Limited |
May 14, 2025 |
| Interim Order in the matter of Varyaa Creations Limited |
May 14, 2025 |
| Final Order in the matter of Sameer Pande, Research Analyst |
May 14, 2025 |
| Settlement Order in the matter of Groww Invest Tech Private Limited (Formerly known as Nextbillion Technology Private Limited). |
May 13, 2025 |
| Appeal No. 6362 of 2025 filed by Deepak Sampatrao Bangal |
May 13, 2025 |
| Release Order dated 13.05.2025 issued under RC No. 4069 of 2021 against Chandrakanta Laddha in the matter of Mapro Industries Ltd. |
May 13, 2025 |
| Settlement Order in respect of Anand Rathi Share and Stock Brokers Limited in the matter of front-running by certain entities in the scrip of KPIT Technologies Limited |
May 13, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 1375 of 2018 in the matter of Jord Engineers India Ltd. |
May 13, 2025 |
| Appeal No. 6361 of 2025 filed by Manish Lohiya |
May 13, 2025 |
| Appeal No. 6363 of 2025 filed by Bijay Kumar Sharma |
May 13, 2025 |
| Release Order in the Recovery Certificate No. RC8123 of 2025 dated October 01, 2024 against Meena Agarwal (PAN: ACGPA2691H) in the matter of Illiquid Stock Options |
May 13, 2025 |
| Cancellation of Recovery Certificate No. RC7363 of 2023 dated November 14, 2023 against Pushpa Devi Agarwal (PAN: ACIPA1867D) in the matter of Illiquid Stock Options |
May 13, 2025 |
| Cancellation of Recovery Certificate No. RC8123 of 2025 dated October 01, 2024 against Meena Agarwal (PAN: ACGPA2691H) in the matter of Illiquid Stock Options |
May 13, 2025 |
| Release Order in the Recovery Certificate No. RC7363 of 2023 dated November 14, 2023 against Pushpa Devi Agarwal (PAN: ACIPA1867D) in the matter of Illiquid Stock Options |
May 13, 2025 |
| Extension of timeline for complying with the certification requirement for the key investment team of the Manager of AIF |
May 13, 2025 |
| Notice of Demand dated May 09,2025 in RC No. 8730 of 2025 issued to Kalpana Komati (PAN: ASAPK9943L) in the matter of Bodhtree Consulting Limited |
May 9, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8728 of 2025 against Bhogilal Kubadia Legal Heirs and Husband of Vimlaben Bhogilal Kubadia in the matter of Illiquid Stock Option on BSE. |
May 9, 2025 |
| Notice of Demand dated May 09,2025 in RC No. 8729 of 2025 issued to Kepler Information Systems Pvt. Ltd (PAN: AAECK5818R) in the matter of Bodhtree Consulting Limited”. |
May 9, 2025 |
| General Remittance Order dated 09.05.2025 issued under RC No. 7431 of 2023 drawn against Mr. Bhavesh Gadhavi in the matter of Front-Running by Manish Chaturvedi and Others. |
May 9, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 2542 of 2019 against Mr. Jagdish Singh in the matter of Dealing in Illiquid Options on the BSE. |
May 9, 2025 |
| Settlement Order in the matter of One97 Communications Limited |
May 8, 2025 |
| Certificate No. RC8617 of 2025_A.P Nos 14590 and 14591 of 2025_ Omprakash Agarwal HUF (PAN: AAAHO5377G) in the matter of Illiquid Stock Options |
May 8, 2025 |
| Certificate No. RC8620 of 2025_A.P Nos 14592 and 14593 of 2025_ Khushi Merchandise Pvt Ltd (PAN: AADCK8520D) in the matter of Illiquid Stock Options |
May 8, 2025 |
| Certificate No. RC8634 of 2025_A.P Nos 14586 and 14587 of 2025_ Encord Trading Private Limited (PAN: AACCE1213E) in the matter of Illiquid Stock Options |
May 8, 2025 |
| Certificate No. RC8635 of 2025_A.P Nos 14588 and 14589 of 2025_ Shivrashi Real Estates Private Limited (PAN: AARCS2965G) in the matter of Illiquid Stock Options |
May 8, 2025 |
| Certificate No. RC5619 of 2022_A.P Nos 14594 and 14595 of 2025_ Green Ray International Limited (PAN: AACCG5628B), Mir Shahiruddin (PAN: BDYPS3309C), Mir Tahiruddin (PAN: ARIPM8558N), Ayub Saha (PAN: BDYPS3380P) and Khalik Saha (PAN: ASRPS0038F) in the matter of Green Ray International Ltd |
May 8, 2025 |
| Review of – (a) disclosure of financial information in offer document, and (b) continuous disclosures and compliances by Real Estate Investment Trusts (REITs) |
May 7, 2025 |
| Review of – (a) disclosure of financial information in offer document / placement memorandum, and (b) continuous disclosures and compliances by Infrastructure Investment Trusts (InvITs) |
May 7, 2025 |
| Certificate No. RC8727 of 2025 _ Notice of Demand in respect of Sukhisansar Construction Pvt Ltd (PAN: AAGCS0343F) in the matter of Illiquid Stock Options |
May 7, 2025 |
| Completion of Recovery Certificate No. 8521 of 2025 dated January 09, 2025 issued against Nisha Sharma [Defaulter] PAN: ADFPC4328R in the matter of Yamini Investments Company Limited. |
May 7, 2025 |
| Release Order – Nisha Sharma [Defaulter] PAN: ADFPC4328R in the matter of Yamini Investments Company Limited. Certificate No. 8521 of 2025. |
May 7, 2025 |
| Publishing Investor Charter for KYC (Know Your Client) Registration Agencies (KRAs) on their Websites. |
May 6, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 4186 of 2021 against Shailesh Baldevbhai Patel in the matter of Dhyana Finstock Ltd. |
May 6, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4186 of 2021 against Shailesh Baldevbhai Patel in the matter of Dhyana Finstock Ltd. |
May 6, 2025 |
| Settlement order in the matter of HDFC Capital Affordable Real Estate Fund – I in respect of HDFC Capital Advisors Limited and HDFC Capital Affordable Real Estate Fund – I |
May 6, 2025 |
| Interim Order in the matter of Synoptics Technologies Limited |
May 6, 2025 |
| Certificate No. RC8726 of 2025_ Notice of Demand in respect of Acuity Merchants Private Limited (PAN – AAICA4474D), Godavari Commercial Services Private Limited (PAN – AABCG1461B), Kaberi Goods Private Limited (AACCK7867L), Invorex Vincom Private Limited (AACCI3168A), Coastal Fertilisers Limited (AAACH6567J), Akansha Commodities Private Limited (AAGCA8604B) and Superdeal Fincom Private Limited (AAECS0527R) jointly and severally in the matter of Videocon Industries Limited. |
May 6, 2025 |
| Release Oder dated 06.05.2025 in Recovery Certificate No. 6709 of 2023 issued against Nirmal Singh Mertia (PAN: AKHPM8437G) in the matter of First Financial Services Ltd |
May 6, 2025 |
| Completion Certificate dated 06.05.2025 in Recovery Certificate No. 6709 of 2023 issued against Nirmal Singh Mertia (PAN: AKHPM8437G) in the matter of First Financial Services Ltd |
May 6, 2025 |
| General remittance order dated 06.05.2025 in Recovery Certificate No. 7720 of 2024 issued against NR Doshi (PAN: AAWPD3242M) |
May 6, 2025 |
| Completion Certificate dated 06.05.2025 in Recovery Certificate No. 7721 of 2024 issued against Sunita Shah (PAN: ACQPS5375Q) |
May 6, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8699 of 2024 against Rajeev Garg in the matter of trading in the scrip of Radford Global Limited. |
May 5, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8699 of 2024 against Rajeev Garg in the matter of trading in the scrip of Radford Global Limited. |
May 5, 2025 |
| Release Order dated 05.05.2025 issued in Recovery Certificate No. 2525 of 2019 issued against Rajiv C Gandhi (PAN: ADHPG1536B) in the matter of Le Waterina Resorts & Hotels |
May 5, 2025 |
| Completion of Recovery Certificate No. RC8693 of 2025 in respect of Aditya Sah (PAN: GAEPS6737L) in the matter of Illiquid Stock Options |
May 5, 2025 |
| Release Order – Recovery Certificate No. RC8693 of 2025 in respect of Aditya Sah (PAN: GAEPS6737L) in the matter of Illiquid Stock Options |
May 5, 2025 |
| Securities and Exchange Board of India (Issue and Listing of Securitised Debt Instruments and Security Receipts) (Amendment) Regulations, 2025 |
May 5, 2025 |
| Appeal No. 6357 of 2025 filed by Adi Shakti Karunakar |
May 2, 2025 |
| MoU between IFSCA and NISM |
May 2, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8604 of 2024 against Wealthit Global in the matter of Wealthit Global (Proprietor – Mohit Manghnani). |
May 2, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8605 of 2024 against Wealthit Global in the matter of Wealthit Global (Proprietor – Mohit Manghnani). |
May 2, 2025 |
| Measure for Ease of Doing Business – Facilitation to SEBI registered Stock Brokers to undertake securities market related activities in Gujarat International Finance Tech-city – International Financial Services Centre (GIFT-IFSC) under a Separate Business Unit (SBU) |
May 2, 2025 |
| Final Order in the matter of Seya Industries Ltd. |
May 2, 2025 |
| Remittance Order in RC No. 8415 of 2024 drawn against Subhash Dayama in the matter of Videocon Industries Limited |
May 2, 2025 |
| Settlement order in the matter of Trading in the scrip of Bansal Wire Industries Limited in respect of Ruchi Gupta |
May 2, 2025 |
| Notice of Demand under Recovery Certificate number 8724 of 2025 dated May 01, 2025 issued to Saurabh Verma [Defaulter] PAN: ANBPV8218R in the matter of Unregistered Investment Advisory by Mr. Saurabh Verma : under Recovery Certificate No. 8724 of 2025. |
May 1, 2025 |
| Notice of Demand under Recovery Certificate number 8721 of 2025 dated May 01, 2025 issued to Akshay Mehta (PAN: BLAPM7077B) in the matter of URJA GLOBAL LIMITED.: under Recovery Certificate No. 8721 of 2025. |
May 1, 2025 |
| Notice of Demand under Recovery Certificate number 8719 of 2025 dated May 01, 2025 issued to Dheeraj Sisodia (PAN: BCTPS9910B) in the matter of URJA GLOBAL LIMITED.: under Recovery Certificate No. 8719 of 2025. |
May 1, 2025 |
| Notice of Demand under Recovery Certificate number 8725 of 2025 dated May 01, 2025 issued to Best Healthcare Private Limited [Defaulter] PAN: AADCB1811A in the matter of Fortis Healthcare Limited.: under Recovery Certificate No. 8725 of 2025. |
May 1, 2025 |
| Notice of Demand under Recovery Certificate number 8722 of 2025 dated May 01, 2025 issued to Kanika Arora (PAN: BVDPA1058B) in the matter of URJA GLOBAL LIMITED.: under Recovery Certificate No. 8722 of 2025. |
May 1, 2025 |
| Notice of Demand under Recovery Certificate number 8723 of 2025 dated May 01, 2025 issued to GAURAV AGARWAL (PAN: ATFPA3651B) in the matter of URJA GLOBAL LIMITED.: under Recovery Certificate No. 8723 of 2025. |
May 1, 2025 |
| Notice of Demand under Recovery Certificate number 8720 of 2025 dated May 01, 2025 issued to Sunil Kumar Mittal (PAN: AXSPM4529P) in the matter of URJA GLOBAL LIMITED.: under Recovery Certificate No. 8720 of 2025. |
May 1, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 7785 of 2024 against Accurate Securities and Registry Pvt Ltd in the matter of Accurate Securities and Registry Pvt Ltd. |
May 1, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7785 of 2024 against Accurate Securities and Registry Pvt Ltd in the matter of Accurate Securities and Registry Pvt Ltd. |
May 1, 2025 |
| Completion of Recovery Certificate No. 7328 of 2023 dated November 07, 2023 issued against Manish Kumar Kanodia [Defaulter] PAN: ANUPK3333M in the matter of Dealings in IIIiquid Stock Options at BSE. |
May 1, 2025 |
| Release Order – Manish Kumar Kanodia [Defaulter] PAN: ANUPK3333M in the matter of Dealings in IIIiquid Stock Options at BSE. Certificate No. 7328 of 2023. |
May 1, 2025 |
| Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2025 |
May 1, 2025 |
| Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Third Amendment) Regulations, 2025 |
May 1, 2025 |
| Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 [Last amended on May 01, 2025] |
May 1, 2025 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 8699 of 2024 against Rajeev Garg in the matter of trading in the scrip of Radford Global Limited. |
May 1, 2025 |
| Order in respect of Cinema Capital Venture Fund |
April 30, 2025 |
| Appeal No. 6356 of 2025 filed by Saddam Mansuri |
April 30, 2025 |
| Appeal No. 6359 of 2025 filed by Vijaykumar Vasudev Ankam |
April 30, 2025 |
| Appeal No. 6358 of 2025 filed by Anup Arvind Sarode |
April 30, 2025 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Sandhar Technologies Limited |
April 30, 2025 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Balrampur Chini Mills Limited. |
April 30, 2025 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Sharda Motor Industries Limited |
April 30, 2025 |
| Order in matter of trading activities of certain entities in the scrip of Atlantaa Limited |
April 30, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8715 of 2025 against Ajay Kumar Pujara in the matter of trading activities of certain entities in the scrip of Kavit Industries Limited. |
April 30, 2025 |
| Securities and Exchange Board of India (Depositories and Participants) (Second Amendment) Regulations, 2025 |
April 30, 2025 |
| Appeal No. 6354 of 2025 filed by Yogesh Hanumant Hagavane |
April 29, 2025 |
| Appeal No. 6355 of 2025 filed by Deepi Mittal |
April 29, 2025 |
| Extension of timeline for implementation of provisions of SEBI Circular dated December 10, 2024, on optional T+0 settlement cycle for Qualified Stock Brokers (QSBs) |
April 29, 2025 |
| Clarificatory and Procedural changes to aid and strengthen ESG Rating Providers (ERPs) |
April 29, 2025 |
| Securities and Exchange Board of India (Infrastructure Investment Trusts) Regulations, 2014 [Last amended on April 29, 2025] |
April 29, 2025 |
| Caution to public against dealing on ‘Opinion Trading Platforms’ |
April 29, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8653 of 2025 against Balkrushna Gandhi in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 28, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8666 of 2025 against Rajan Gajjar in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 28, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8665 of 2025 against Divyaben Hiteshbhai Gangani in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 28, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8668 of 2025 against Harishkumar Kantilal Patel in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 28, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8667 of 2025 against Chandrikaben Natubhai Panchal in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 28, 2025 |
| Appeal No. 6360 of 2025 filed by Ankit |
April 28, 2025 |
| Interim order in the matter of spoofing activities by M/s Patel Wealth Advisors Private Limited |
April 28, 2025 |
| SEBI order for compliance – Order Releasing of Bank Accounts, Demat Accounts and Mutual Fund Folios of Mr. Mahendra Gopal Gorivale (PAN : Not available) – RC No. 4556 of 2022 |
April 28, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8652 of 2025 against Dhaval Ganpatbhai Parmar in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 28, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8651 of 2025 against Sureshkumar Parmar in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 28, 2025 |
| Timelines for collection of Margins other than Upfront Margins – Alignment to settlement cycle |
April 28, 2025 |
| Completion of Recovery Certificate No. 4556 of 2022 dated 16.03.2022 issued against Mr. Mahendra Gopal Gorivale in the matter of Mega Corporation Limited |
April 28, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8649 of 2025 against Hiteshbhai Mistri in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 28, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8714 of 2025 against Natvarbhai Vegda in the matter of trading activities of certain entities in the scrip of Kavit Industries Limited. |
April 28, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8716 of 2025 against Vijay Pujara in the matter of trading activities of certain entities in the scrip of Kavit Industries Limited. |
April 28, 2025 |
| Certificate No. RC 8718 of 2025_ Notice of Demand in respect of Savitri Devi Tanna (PAN: ABRPT5538Q) in the matter of Illiquid Stocks Options |
April 28, 2025 |
| Notice of Demand under Recovery Certificate number 8713 of 2025 dated April 25, 2025 issued to Vikas Lifecare Limited [Defaulter] PAN: AADCA5571A in the matter of Vikas Lifecare Limited. : under Recovery Certificate No. 8713 of 2025. |
April 25, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 6214 of 2023 against Capital Via Global Research Limited, Mr Kiran Ravindra Kumar Choudhary, Mr Rohit Gadia, Mr Anshul Mansingka the matter of Capital Via Global Research Limited. |
April 25, 2025 |
| Completion of Recovery Certificate No. 7337 of 2023 dated November 08, 2023 issued against Muskaan Arora [Defaulter] PAN: CLKPM2478P in the matter of Trading in IIIiquid Stock Options On BSE. |
April 25, 2025 |
| Release Order – Muskaan Arora [Defaulter] PAN: CLKPM2478P in the matter of Trading in IIIiquid Stock Options On BSE. Certificate No. 7337 of 2023. |
April 25, 2025 |
| Order in the matter of certain Investment Advisers |
April 25, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8683 of 2025 against Money Market Manthan Financial Service (Proprietor Vicky Kamariya) in the matter of Money Market Manthan Financial Service. |
April 25, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8683 of 2025 against Money Market Manthan Financial Service (Proprietor Vicky Kamariya) in the matter of Money Market Manthan Financial Service. |
April 25, 2025 |
| Prohibitory Order no. RO/HO/1120/2025 dated April 25, 2025 issued against Kamal J. Katkoria (PAN: AHCPK7426P) under Recovery Certificate no.1603 of 2018 |
April 25, 2025 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 6214 of 2023 against Capital Via Global Research Limited, Mr Kiran Ravindra Kumar Choudhary, Mr Rohit Gadia, Mr Anshul Mansingka in the matter of Capital Via Global Research Limited. |
April 25, 2025 |
| General Remittance Order dated 25.04.2025 issued under RC No. 8672 of 2025 drawn against Tango Commosales LLP in the matter of Optiemus Infracom Limited. |
April 25, 2025 |
| Notice of Demand dated 25.04.2025 issued under RC no. 8712 of 2025 against Aditya Venkatesh in the matter of Urja Global Limited. |
April 25, 2025 |
| Enquiry proceedings in respect of Expert Global Consultants Private Limited |
April 25, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8650 of 2025 against Patiram Ramkishan in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 24, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8655 of 2025 against Manubhai Pankajkumar Solanki in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 24, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8662 of 2025 against Navnitbhai Valand in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 24, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8663 of 2025 against Kameshkumar Rathod in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 24, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8664 of 2025 against Dipak Ganpatbhai Sakariya in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 24, 2025 |
| Order in the matter of unregistered portfolio management activities by Bliss Consultants |
April 24, 2025 |
| Adjudication Order in respect of Nitya Jain in the matter of trading in Illiquid Stock Options at BSE |
April 24, 2025 |
| Adjudication Order in respect of Future Retail Limited |
April 24, 2025 |
| Appeal No. 6352 of 2025 filed by Manish Agarwal |
April 24, 2025 |
| Adjudication Order in respect of Future Retail Limited <br><a href='https://www.sebi.gov.in/sebi_data/commondocs/apr-2025/CorrigendumtoAOFutureRetail25042025ds_p.pdf' target='_blank' style='color:#007ffc'>[Corrigendum]</a> |
April 24, 2025 |
| Securities and Exchange Board of India (Credit Rating Agencies) (Second Amendment) Regulations, 2025 |
April 23, 2025 |
| Securities and Exchange Board of India (Real Estate Investment Trusts) Regulations, 2014 [Last amended on April 23, 2025] |
April 23, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8642 of 2025 against 1. Roongta Rising Stock Pvt Ltd 2. Anil Satyanarayan Roongta-Karta 3. Sudha Anil Roongta in the matter of Mishka Finance and Trading Limited. |
April 23, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8602 of 2025 against Mangal Kumar in the matter of ISO at BSE- Mangal Kumar. |
April 23, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8654 of 2025 against Vijay Madhusudanbhai Koshti in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 23, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8646 of 2025 against A.K. Roongta HUF- Karta Anil Satyanarayan Roongta in the matter of Mishka Finance and Trading Limited. |
April 23, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8657 of 2025 against Makwana Falgun in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 23, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8656 of 2025 against Nareshbhai Pappubhai Parmar in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 23, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8659 of 2025 against Yogesh Galjibhai Vaghela in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 23, 2025 |
| Order in respect of Mr Aman Kumar in the matter of Trustline Realty Infra India Limited |
April 23, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8661 of 2025 against Mukeshkumar Mavjibhai Parmar in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 23, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8660 of 2025 against Suresh Ramanlal Prajapati in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 23, 2025 |
| Notice of Demand dated April 23,2025 in RC No. 8708 of 2025 issued to Gurumurthi Jayaraman (PAN: AADPJ1767C) in the matter of Securekloud Technologies Limited |
April 23, 2025 |
| Notice of Demand dated April 23,2025 in RC No. 8709 of 2025 issued to R S Ramani (PAN: AHVPR9966J) in the matter of Securekloud Technologies Limited |
April 23, 2025 |
| Notice of Demand dated April 23,2025 in RC No. 8710 of 2025 issued to Venkatachari Suresh (PAN: ATNPS3289H) in the matter of Securekloud Technologies Limited |
April 23, 2025 |
| Notice of Demand dated April 23,2025 in RC No. 8711 of 2025 issued to Securekloud Technologies Ltd formerly known as 8Kmiles Software Services Ltd (PAN: AABCP6266D) in the matter of Securekloud Technologies Limited |
April 23, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8658 of 2025 against Mehulkumar Balvantbhai Tundiya in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 23, 2025 |
| Release Order dated 23.04.2025 issued under RC No. 122, 166 of 2014 and 1487 of 2018 drawn against Santosh Gade |
April 23, 2025 |
| Certificate of Completion dated 23.04.2025 issued under RC No. 122, 166 of 2014 and 1487 of 2018 drawn against Santosh Gade. |
April 23, 2025 |
| Release Order (w.r.t. immovable properties) dated 23.04.2025 in Recovery Certificate No. 4801 of 2022 issued against 1. Aakruti Nirmiti Limited (PAN: AAGCA3529F), 2. Manilal V Patel (PAN: AABPP0422C) and 3. Vithal S Patel (PAN: AABPP0399Q) |
April 23, 2025 |
| Order in the matter of front running by Madhav Stock Vision Pvt. Ltd. and Others |
April 23, 2025 |
| Securities and Exchange Board of India (Real Estate Investment Trusts) (Amendment) Regulations, 2025 |
April 23, 2025 |
| Securities and Exchange Board of India (Infrastructure Investment Trusts) (Second Amendment) Regulations, 2025 |
April 23, 2025 |
| Completion of Recovery Certificate No. RC8366 of 2024 dated November 21, 2024 against Neeraj Gandhi HUF (PAN: AAEHN7129R) in the matter of Illiquid Stock Option |
April 23, 2025 |
| Release Order in the Recovery Certificate No. RC8366 of 2024 dated November 21, 2024 against Neeraj Gandhi HUF (PAN: AAEHN7129R) in the matter of Illiquid Stock Option |
April 23, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8707 of 2025 against Vikas Sarda in the matter of trading activities of certain entities suspected to be front running the trades of Parshvanath Finvest Pvt. Ltd., Thar Share Brokers Pvt. Ltd. And Gangwal Commodities Pvt. Ltd. |
April 22, 2025 |
| Attachment – Certificate No. RC8499 of 2025_A.P Nos 14571 and 14572 of 2025_ in respect of Paramjyoti Tradelinks Private Limited (PAN: AAGCP2758K) in the matter of Illiquid Stock Options |
April 22, 2025 |
| Adjudication Order in the matter of M/s P Babulal and Company |
April 22, 2025 |
| Completion of Recovery Certificate No. RC8404 of 2024 against Gravity Commodeal Private Limited (PAN: AADCG5049H) in the matter of Illiquid Stock Options |
April 22, 2025 |
| Release Order in the Recovery Certificate No. RC8404 of 2024 against Gravity Commodeal Private Limited (PAN: AADCG5049H) in the matter of Illiquid Stock Options |
April 22, 2025 |
| Completion of Recovery Certificate No. RC8402 of 2024 against Sanjay Kumar Agarwal HUF (PAN: AAZHS0892R) in the matter of Illiquid Stock Options |
April 22, 2025 |
| Release Order in the Recovery Certificate No. RC8402 of 2024 against Sanjay Kumar Agarwal HUF (PAN: AAZHS0892R) in the matter of Illiquid Stock Options |
April 22, 2025 |
| Change in cut-off timings to determine applicable NAV with respect to repurchase/ redemption of units in overnight schemes of Mutual Funds |
April 22, 2025 |
| Completion of Recovery Certificate No. RC8467 of 2024 in respect of Kanak Lata Tibrewal (PAN: ACBPT1028L) in the matter of Illiquid Stock Options |
April 22, 2025 |
| Appeal No. 6349 of 2025 filed by Haris Parvez |
April 22, 2025 |
| Completion of Recovery Certificate No. 3873 of 2021 issued against Praveen Kumar Jain (AADPJ5102D) in the matter of Front-running by Manish Chaturvedi & Others |
April 21, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 7919 of 2024 against Amul Gagabhai Desai in the matter of Timbor Home Limited. |
April 21, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7919 of 2024 against Amul Gagabhai Desai in the matter of Timbor Home Limited. |
April 21, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 4698 of 2022 against Mr. Ajay Sureshchandra Maloo and Mrs. Nina Ajay Maloo in the matter of Initial Public Offering of Timbor Home Ltd. |
April 21, 2025 |
| Trading Window closure period under Clause 4 of Schedule B read with Regulation 9 of Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 (“PIT Regulations”) – Extension of automated implementation of trading window closure to Immediate Relatives of Designated Persons, on account of declaration of financial results |
April 21, 2025 |
| Appeal No. 6351 of 2025 filed by Nabarun Kanti Chakraborty |
April 21, 2025 |
| Appeal No. 6353 of 2025 filed by Kandayee |
April 21, 2025 |
| Appeal No. 6350 of 2025 filed by Rahul Jaiswal |
April 21, 2025 |
| Release Order dated 21.04.2025 in Recovery Certificate No. 3873 of 2021 issued against Praveen Kumar Jain (AADPJ5102D) in the matter of Front-running by Manish Chaturvedi & Others |
April 21, 2025 |
| Attachment – Certificate No. RC8582 of 2025_A.P Nos 14567 and 14568 of 2025_ in respect of Consolidated Mercantile Pvt Ltd (Pan: AACCC2960N) in the matter of Illiquid Stock Options |
April 21, 2025 |
| Attachment – Certificate No. RC8548 of 2025_A.P Nos 14569 and 14570 of 2025_ in respect of Pankaj Kumar Agarwal HUF (PAN: AALHP4980R ) in the matter of Illiquid Stock Options |
April 21, 2025 |
| Certificate No. RC8503 of 2025_A.P Nos 14563 and 14564 of 2025_Amit Kumar Choudhary HUF (PAN: AALHA8228H) in the matter of Illiquid Stock Options |
April 21, 2025 |
| Certificate No. RC8589 of 2025_A.P Nos 14565 and 14566 of 2025_Manomay Dealmark Private Limited (PAN: AAHCM2762P) in the matter of Illiquid Stock Options |
April 21, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8702 of 2025 against Niyukti Singh in the matter of Urja Global Limited. |
April 21, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8703 of 2025 against Vikas Sarda HUF in the matter of trading activities of certain entities suspected to be front running the trades of Parshvanath Finvest Pvt. Ltd., Thar Share Brokers Pvt. Ltd. And Gangwal Commodities Pvt. Ltd. |
April 21, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8704 of 2025 against Ashish Sarda in the matter of trading activities of certain entities suspected to be front running the trades of Parshvanath Finvest Pvt. Ltd., Thar Share Brokers Pvt. Ltd. And Gangwal Commodities Pvt. Ltd. |
April 21, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8705 of 2025 against 1. Vikas Sarda HUF and 2. Preeti V Sarda in the matter of trading activities of certain entities suspected to be front running the trades of Parshvanath Finvest Pvt. Ltd., Thar Share Brokers Pvt. Ltd. And Gangwal Commodities Pvt. Ltd. |
April 21, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8706 of 2025 against Preeti V Sarda in the matter of trading activities of certain entities suspected to be front running the trades of Parshvanath Finvest Pvt. Ltd., Thar Share Brokers Pvt. Ltd. And Gangwal Commodities Pvt. Ltd. |
April 21, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 3868 of 2021 against Shri Vrajesh Patel in the matter of Oasis Media Matrix. |
April 17, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 3868 of 2021 against Shri Vrajesh Patel in the matter of Oasis Media Matrix. |
April 17, 2025 |
| Certificate No. RC8693 of 2025_A.P Nos 14556 and 14557 of 2025_Aditya Sah (PAN: GAEPS6737L) in the matter of Illiquid Stock Options |
April 17, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8697 of 2025 against 1. Bimla Devi Jindal 2. Kamini Jindal in the matter of Vikas Proppant and Granite Limited |
April 16, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7950 of 2024 against Mr Heet Manish Bapna alias Heet Manish Bafna (Proprietor of StandardChartist) in the matter of Standard Chartists Proprietor Heet Manish Bapna alias Heet Manish Bafna. |
April 16, 2025 |
| SEBI Order for Compliance – Completion order for Recovery Certificate No. 6186 of 2023 against Beeline Broking ltd and Beeline Commodities Private Limited in the matter of Beeline Broking Ltd and Beeline Commodities Private Limited. |
April 16, 2025 |
| SEBI Order for Compliance – Completion order for Recovery Certificate No. 6187 of 2023 against Beeline Broking ltd in the matter of Beeline Broking Ltd and Beeline Commodities Private Limited. |
April 16, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 7950 of 2024 against Mr Heet Manish Bapna alias Heet Manish Bafna (Proprietor of StandardChartist) in the matter of Standard Chartists Proprietor Heet Manish Bapna alias Heet Manish Bafna. |
April 16, 2025 |
| Interim Order in the matter of Gensol Engineering Limited |
April 15, 2025 |
| Order against Mr. Kalapi Shah in the matter of Anugrah Stock Broking Pvt. Ltd. |
April 15, 2025 |
| Order in the matter In the matter of NESCO Limited |
April 15, 2025 |
| Notice of Attachment dated 15.04.2025 issued under RC No. 8625 of 2025 drawn against Mr. Sudhakar Anchan in the matter of Sharepro Services (I) Pvt. Ltd. |
April 15, 2025 |
| Cancellation of Recovery Certificate No. RC7232 of 2023 dated October 16, 2023 issued against Chetan Pandit (PAN: AGJPP0477F) in the matter of Audit report of ACIL Cotton Industries Ltd, Universal Credit & Securities Ltd., Mindvision Capital Ltd. and RFL International Ltd. |
April 15, 2025 |
| Settlement Order in the matter of suspected front-running activities of M/s MBM Financial Services |
April 15, 2025 |
| Order in the matter of NESCO Limited |
April 15, 2025 |
| Notice of Demand under Recovery Certificate number 8700 of 2025 dated April 15, 2025 issued to Basil International Limited (PAN: AACCB0938K), Mr. Vivek Kumar (PAN: ADNPK9149E), Mr. Pintu Roy (PAN: AKSPR6350A), Mr. Santanu Chakraborty (PAN: AEGPC4802C), Mr. Susanta Kumar Jana (PAN: AGJPJ1097K), Mr. Mohammed Afaque Ahmad (PAN: AJCPA6064F), Mr. Nirmalendu Bhowmik (PAN: ASFPB6456J), Mr. Biplab Talukdar (PAN: AEQPT3738N), Mr. Susanto Chatterjee (PAN: ADNPC9257F) , Ms. Monami Basu (PAN: ADKPB3250C), and Mr. Jayanta Kumar Basu (PAN: AKSPB8412H) in the matter of M/s Basil International Limited. : under Recovery Certificate No. 8700 of 2025. |
April 15, 2025 |
| Completion of Recovery Certificate No. 8434 of 2024 dated December 10, 2024 issued against Mal Chand Periwal [Defaulter] PAN: AAHPP2214L in the matter of Trading in Illiquid Stock Options on BSE. |
April 15, 2025 |
| Release Order – SANTOSH SINGH KARKI [Defaulter] PAN: AHMPK4222D in the matter of Superior Finlease Ltd. Certificate No. 8330 of 2024. |
April 15, 2025 |
| Release Order – Paramount Biotech Industries Limited (PAN: AACCP1163C), Ms. Pushpa Gupta (DIN: 02698562 and PAN: AHAPG3817G), Ms. Bhawani Srivastava (PAN: BMHPS8135C) in the matter of Paramount Biotech Industries Ltd. Certificate No. 6390 of 2023. |
April 15, 2025 |
| Completion of Recovery Certificate No. 8330 of 2024 dated November 08, 2024 issued against SANTOSH SINGH KARKI [Defaulter] PAN: AHMPK4222D in the matter of Superior Finlease Ltd. |
April 15, 2025 |
| Settlement Order in respect of trading activities in the scrip of BF Investment Limited |
April 11, 2025 |
| Completion of Recovery Certificate No. RC 8593 of 2025 against Sunita Agarwal (PAN: ACQPA6844C) in the matter of Illiquid Stock Options |
April 11, 2025 |
| Completion of Recovery Certificate No. RC8354 of 2024 against S K Agarwal and Sons HUF (PAN: AAJHS6712E) in the matter of Illiquid Stock Options |
April 11, 2025 |
| Release Order in the Recovery Certificate No. RC8354 of 2024 against S K Agarwal and Sons HUF (PAN: AAJHS6712E) in the matter of Illiquid Stock Options |
April 11, 2025 |
| Specialized Investment Funds (‘SIF’) – Application and Investment Strategy Information Document (ISID) formats |
April 11, 2025 |
| Caution to public against Fraudulent / Manipulative activities on Social Media Platforms (SMPs) related to securities market |
April 11, 2025 |
| Completion of Recovery Certificate No 8570 of 2025 issued against Shradha Dugar (PAN:AIFPS2723P) in the matter of ISO at BSE |
April 9, 2025 |
| Amendment to Circular for mandating additional disclosures by FPIs that fulfil certain objective criteria |
April 9, 2025 |
| Clarification on Regulatory framework for Specialized Investment Funds (‘SIF’) |
April 9, 2025 |
| Adjudication Order in respect of Enarzier Commerce Pvt. Ltd. in the matter of dealings in Illiquid Stock Options at BSE |
April 9, 2025 |
| SEBI constitutes High- Level Committee on Conflict of Interest, Disclosures and related matters in respect of Members and Officials of SEBI |
April 9, 2025 |
| Order in respect of Taslim Arif Khan in the matter of Greenbang Agro Ltd. |
April 9, 2025 |
| SEBI Order for Compliance- Notice of Demand for Recovery Certificate No. 8699 of 2025 against Rajeev Garg in the matter of trading in the scrip of Radford Global Limited. |
April 9, 2025 |
| Appeal No. 6345 of 2025 filed by Smt. Pitima Sahu |
April 8, 2025 |
| SEBI launches Official X (formerly Twitter) account |
April 8, 2025 |
| Adjudication order in respect of Wealth Factor – Prop Snehil Sharma |
April 8, 2025 |
| Notice of Attachment dated 08.04.2025 issued under RC No. 7431 of 2023 drawn against Mr. Bhavesh Gadhavi in the matter of Front-Running by Manish Chaturvedi & Others. |
April 8, 2025 |
| SEBI order for compliance – Order Releasing of Bank Accounts, Demat Accounts and Mutual Fund Folios of Mr. Mohammed Azhar Khan (ARIPK1912C) – RC No. 8443 of 2024 |
April 8, 2025 |
| Completion of Recovery Certificate No. 8443 of 2024 dated 11.12.2024 issued against Mr. Mohammed Azhar Khan in the matter of VKS Project Limited |
April 8, 2025 |
| New ‘1600’ Phone number series to Combat Fraud and Enhance Investor Protection in the securities market |
April 8, 2025 |
| Notices of Attachment dated 08.04.2025 in Recovery Certificate No. 7720 of 2024 issued against N R Doshi (PAN: AAWPD3242M) in the matter of Safal Herbs Limited (formerly known as Parikh Herbals Limited). |
April 8, 2025 |
| Notices of Attachment dated 08.04.2025 in Recovery Certificate No. 7721 of 2024 issued against Sunita Shah (PAN: ACQPS5375Q) in the matter of Safal Herbs Limited (formerly known as Parikh Herbals Limited). |
April 8, 2025 |
| Notice of Demand under Recovery Certificate number 8698 of 2025 dated April 08, 2025 issued to Sanjay Kumar Sharma (PAN: BALPS1713C) in the matter of Dhanleela Investments and Trading Company Ltd. : under Recovery Certificate No. 8698 of 2025. |
April 8, 2025 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 8669 of 2025 against Paraskumar Kantibhai Rohit in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
April 8, 2025 |
| Adjudication Order in the matter of Reliance Securities Limited |
April 7, 2025 |
| Release Order dated 07.04.2025 issued in Recovery Certificate No. 7636 of 2024 issued against Dahyabhai Purshotamdas Chauhan (PAN: ACYPC6704F) in the matter of Sunrise Asian Limited |
April 7, 2025 |
| Notice of Completion of Recovery Certificate dated 07.04.2025 issued in Recovery Certificate No. 7636 of 2024 issued against Dahyabhai Purshotamdas Chauhan (PAN: ACYPC6704F) in the matter of Sunrise Asian Limited |
April 7, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 2105 of 2019 against Niol Impex Private Limited in the matter of Shakti Pumps (India) Limited. |
April 7, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 2105 of 2019 against Niol Impex Private Limited in the matter of Shakti Pumps (India) Limited. |
April 7, 2025 |
| Release Order – Pawan Kumar Garg [Defaulter] (PAN: AAPPG1517R) in the matter of CPR Capital Services Ltd. Certificate No. 7154 of 2023. |
April 7, 2025 |
| Notice of Demand under Recovery Certificate number 8696 of 2025 dated April 07, 2025 issued to Saurabh Verma [Defaulter] PAN: ANBPV8218R in the matter of Unregistered Investment Advisory by Mr. Saurabh Verma. : under Recovery Certificate No. 8696 of 2025. |
April 7, 2025 |
| Completion of Recovery Certificate No. 7154 of 2023 dated September 14, 2023 issued against Pawan Kumar Garg [Defaulter] PAN: AAPPG1517R in the matter of CPR Capital Services Ltd. |
April 7, 2025 |
| Appeal No. 6336 of 2025 filed by Prasenjit Bose |
April 7, 2025 |
| Appeal No. 6339 of 2025 filed by Aditya Sahariya |
April 7, 2025 |
| Appeal No. 6347 of 2025 filed by Dilshad Noor |
April 7, 2025 |
| Appeal No. 6348 of 2025 filed by Rashida Bee |
April 7, 2025 |
| Appeal No. 6346 of 2025 filed by Ajay Basudev Bose |
April 7, 2025 |
| Appeal No. 6343 of 2025 filed by Mathivanan Sathyanarayanan |
April 7, 2025 |
| India: Financial Sector Assessment Program, 2024 |
April 5, 2025 |
| Adjudication Order in respect of Binit Agarwal and Manas Taru Roy in the matter of dealings in Illiquid Stock Options at BSE |
April 4, 2025 |
| Adjudication Order in respect of Rahul Khandelwal and Subhasish Roy in the matter of dealings in Illiquid Stock Options at BSE |
April 4, 2025 |
| Recognition and operationalization of Past Risk and Return Verification Agency (PaRRVA) |
April 4, 2025 |
| Appeal No. 6344 of 2025 filed by Piyush maheshwari |
April 4, 2025 |
| Standardized format for System and Network audit report of Market Infrastructure Institutions(MIIs) |
April 4, 2025 |
| Adjudication Order in the matter of inspection of Credavenue Securities Private Limited |
April 4, 2025 |
| Settlement Order in the matter of breach of investment limit of 10% in Indian Railway Finance Corporation Limited |
April 4, 2025 |
| Release Order in Recovery Certificate No. RC8416 of 2024 against Sanjay Kumar Kochar (PAN: AKNPK3850F) in the matter of Illiquid Stock ptions. |
April 4, 2025 |
| Completion of Recovery Certificate No. RC8416 of 2024 against Sanjay Kumar Kochar (PAN: AKNPK3850F) in the matter of Illiquid Stock ptions. |
April 4, 2025 |
| Certificate No. RC 8695 of 2025_ Notice of Demand in respect of Mrs. Jyoti Lohia (PAN: ABPPL4948Q) in the matter of Quest Financial Services Limited |
April 4, 2025 |
| Completion of Recovery Certificate No. RC8405 of 2024 against Express Merchandise Private Limited (PAN: AACCE6104E) in the matter of Illiquid Stock Options |
April 3, 2025 |
| Adjudication Order in the matter of Marwadi Shares and Finance Limited |
April 3, 2025 |
| SEBI launches “Document Number Verification System” |
April 3, 2025 |
| Notice of Demand dated 03.04.2025 issued in Recovery Certificate No. 8694 of 2025 issued against Brian William Tempest (PAN: ACUPT9124A) in the matter of Fortis Healthcare Limited |
April 3, 2025 |
| Adjudication Order in the matter of Mr. Purooskhan, Research Analyst |
April 3, 2025 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Vodafone Idea Limited |
April 3, 2025 |
| Addendum to Order dated March 19, 2025 in the matter of Hemant Ghai and others |
April 3, 2025 |
| Release Order in the Recovery Certificate No. RC8405 of 2024 against Express Merchandise Private Limited (PAN: AACCE6104E) in the matter of Illiquid Stock Options |
April 3, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8109 of 2024 against Ghanshyambhai Ramanbhai Kantode in the matter of ISO at BSE-Ghanshyambhai Ramanbhai Kantode |
April 3, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8109 of 2024 against Ghanshyambhai Ramanbhai Kantode in the matter of ISO at BSE-Ghanshyambhai Ramanbhai Kantode |
April 3, 2025 |
| Appeal no. 6329 of 2025 filed by Subhash Chandra Agrawal |
April 3, 2025 |
| Adjudication Order in the matter of Mr. Purooskhan, Research Analyst <br><a href='https://www.sebi.gov.in/sebi_data/commondocs/apr-2025/04.04.25_Corrigendum_p.pdf' target='_blank' style='color:#007ffc'>[Corrigendum]</a> |
April 3, 2025 |
| Adjudication Order in respect Rishav Lakkar in the matter of dealings in Illiquid Stock Options at BSE |
April 3, 2025 |
| Appeal no. 6333 of 2025 filed by Dilip Meshavrao Mahapure |
April 3, 2025 |
| SEBI Order for Compliance – Completion of Recovery Certificate No. 4491 of 2022 against Mahavirsingh N Chauhan in the matter of SMS Techsoft (India) Ltd. |
April 2, 2025 |
| Adjudication Order in the matter of Infomerics Valuation and Rating Private Limited |
April 2, 2025 |
| Adjudication Order against OPG Securities Pvt Ltd. and others in the matter of NSE Co-location |
April 2, 2025 |
| Adjudication order in respect of Gyscoal Alloys Limited currently known as Shah Metacorp Limited |
April 2, 2025 |
| Adjudication Order in respect of Abhijeet Bora in the matter of dealings in Illiquid Stock Options at BSE |
April 2, 2025 |
| Adjudication Order in respect of Jet Air Agencies Private Limited in the matter of dealings in Illiquid Stock Options at BSE |
April 2, 2025 |
| Completion of Recovery Certificate No. RC8158 of 2024 against Signet Commercial Private Limited (PAN: AADCS5518H) in the matter of Illiquid Stock Options |
April 2, 2025 |
| Order in the matter of Unregistered Investment Advisory by Six Partnership Firms |
April 2, 2025 |
| Relaxation of provision of advance fee restrictions in case of Investment Advisers and Research Analysts |
April 2, 2025 |
| Appeal No. 6334 of 2025 filed by Seema Garg |
April 2, 2025 |
| Appeal No. 6340 of 2025 filed by Atyam Prabhu |
April 2, 2025 |
| Adjudication Order in respect of Vishal Patodia in the matter of dealings in Illiquid Stock Options at BSE |
April 2, 2025 |
| Completion of Recovery Certificate No. RC8076 of 2024 in respect of Rashi Choudhary (PAN: AFPPC9640E) in the matter of Illiquid Stock Options |
April 2, 2025 |
| Appeal No. 6342 of 2025 filed by Jitendra Yadav |
April 2, 2025 |
| Appeal No. 6341 of 2025 filed by Alongbar Narzary |
April 2, 2025 |
| Release Oder dated 02.04.2025 in Recovery Certificate No. 7012 of 2023 issued against Linkhouse Industries Limited in the matter of Linkhouse Industries Limited |
April 2, 2025 |
| Release Oder (w.r.t. Immovable Property) dated 02.04.2025 in Recovery Certificate No. 7012 of 2023 issued against Linkhouse Industries Limited in the matter of Linkhouse Industries Limited |
April 2, 2025 |
| Completion Certificate dated 02.04.2025 in Recovery Certificate No. 7012 of 2023 issued against Linkhouse Industries Limited in the matter of Linkhouse Industries Limited |
April 2, 2025 |
| Securities and Exchange Board of India (Infrastructure Investment Trusts) (Amendment) Regulations, 2025 |
April 2, 2025 |
| Release Order dated 02.04.2025 issued in Recovery Certificate No. 2765 of 2020 issued against Linkhouse Industries Limited (PAN: AAACL6072E) in the matter of Linkhouse Industries Limited |
April 2, 2025 |
| Release Order – CHP Finance Private Limited (PAN: AABCC5031H), Minshi Creation Private Limited (PAN: AAHCM7950M), IFL Promoters Limited (PAN: AAACI5322C), Darshana Exports Private Limited (PAN: AADCD1856D), Adhunik Plastochem Private Limited (PAN: AAKCA4928J), and Shashi Garg (PAN: AIGPG7786F) [Defaulters], jointly and severally in the matter of Sanco Industries Ltd. Certificate No. 8050 of 2024. |
April 1, 2025 |
| Settlement Order in respect of MULTI COMMODITY EXCHANGE CLEARING CORPORATION LIMITED (MXCCL) |
April 1, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 6718 of 2023 against Malatiben Ashokbhai Darji in the matter of North Eastern Carrying Corporation Limited. |
April 1, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 6718 of 2023 against Malatiben Ashokbhai Darji in the matter of North Eastern Carrying Corporation Limited. |
April 1, 2025 |
| Completion of Recovery Certificate No. RC8576 of 2025 against Ceremony Marketing Private Limited (PAN: AAECC1972G) in the matter of Illiquid Stock Options |
April 1, 2025 |
| Release Order in the Recovery Certificate No. RC8576 of 2025 against Ceremony Marketing Private Limited (PAN: AAECC1972G) in the matter of Illiquid Stock Options |
April 1, 2025 |
| Completion of Recovery Certificate No. RC8648 of 2025 against Kajal Agarwal (PAN: BKYPA6122L) in the matter of Illiquid Stock Options |
April 1, 2025 |
| Extension of timeline for formulation of implementation standards pertaining to SEBI Circular on “Safer participation of retail investors in Algorithmic trading” |
April 1, 2025 |
| Settlement Order in respect of Link Intime India Private Limited in the matter of Electrotherm India Limited |
April 1, 2025 |
| Clarification on the position of Compliance Officer in terms of regulation 6 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 |
April 1, 2025 |
| Release Order in the Recovery Certificate No. RC8648 of 2025 against Kajal Agarwal (PAN: BKYPA6122L) in the matter of Illiquid Stock Options |
April 1, 2025 |
| Settlement Order in respect of Mr. Mohan Krishnan Abrol, Quadrant Future Tek Limited and Mr. Vivek Abrol |
April 1, 2025 |
| Settlement Order in respect of MRN CHAMUNDI CANEPOWER AND BIOREFINERIES PRIVATE LIMITED |
April 1, 2025 |
| Adjudication Order in respect of Bhavika Parimal Shah in the matter of dealings in Illiquid Stock Options at BSE |
March 28, 2025 |
| Order in the matter of suspected front running of the trades of Tusk Investment Ltd. by Mr. Rohan Banerjee |
March 28, 2025 |
| Order in the matter of investigation of trading activities of members of Khaitan Family front running the trades of certain entities. |
March 28, 2025 |
| Extension of timelines for submission of offsite inspection data |
March 28, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 4103 of 2021 against Mr Vishnu Prakash Kabra in the matter of Biazon Marbles Ltd. |
March 28, 2025 |
| Adjudication Order in respect of Mountview Barter Pvt. Ltd. in the matter of dealings in Illiquid Stock Options at BSE |
March 28, 2025 |
| Measures to facilitate ease of doing business with respect to framework for assurance or assessment, ESG disclosures for value chain, and introduction of voluntary disclosure on green credits |
March 28, 2025 |
| Adjudication Order in respect of Meeta Singh in the matter of dealings in Illiquid Stock Options at BSE |
March 28, 2025 |
| Adjudication Order in respect Nisha Drolia in the matter of dealings in Illiquid Stock Options at BSE |
March 28, 2025 |
| Appeal No. 6335 of 2025 filed by Anuj Jain |
March 28, 2025 |
| Appeal No. 6337 of 2025 filed by MD Junaid Ansari |
March 28, 2025 |
| Appeal No. 6338 of 2025 filed by Tarun Nagpal |
March 28, 2025 |
| Amendment to Master Circular for Real Estate Investment Trusts (REITs) dated May 15, 2024 |
March 28, 2025 |
| Adjudication Order in respect of Allnew Distributors Pvt. Ltd. in the matter of dealings in Illiquid Stock Options at BSE |
March 28, 2025 |
| Adjudication Order in respect of Dilipkumar Mansukhbhai Shah in the matter of dealings in Illiquid Stock Options at BSE |
March 28, 2025 |
| Adjudication Order in respect of Sunil Ludhiyani HUF in the matter of dealings in Illiquid Stock Options at BSE |
March 28, 2025 |
| Extension of timelines for submission of offsite inspection data |
March 28, 2025 |
| Intraday Monitoring of Position Limits for Index Derivatives |
March 28, 2025 |
| Certificate No. RC8687 of 2025_ Notice of Demand in respect of Zodiac Vanijya (PAN: AAACZ4169N) in the matter of Illiquid Stock Options |
March 28, 2025 |
| Adjudication Order in respect of Ranjeet S Yadav in the matter of dealings in Illiquid Stock Options at BSE |
March 28, 2025 |
| Amendment to Master Circular for Infrastructure Investment Trusts (InvITs) dated May 15, 2024 |
March 28, 2025 |
| Extension towards Adoption and Implementation of Cybersecurity and Cyber Resilience Framework (CSCRF) for SEBI Regulated Entities (REs) |
March 28, 2025 |
| Final Order in the matter of Onelife Capital Advisors Limited |
March 28, 2025 |
| Adjudication Order in the matter of Abhipra Capital Ltd. -Stock Broker |
March 28, 2025 |
| Adjudication Order in the matter of Bestway Smart Financial Private Limited |
March 28, 2025 |
| Adjudication Order in the matter of Money Bells Global Research Services Private Limited, Research Analyst |
March 28, 2025 |
| Adjudication Order in the matter of Genus Power Infrastructures Limited |
March 28, 2025 |
| Prohibitory Order No. RO/1119/2025 in respect of Vasundhara Realcon Limited [PAN: AADCV3799B] and its Directors |
March 28, 2025 |
| Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2025 |
March 28, 2025 |
| Adjudication Order in respect of Vidhu Shekhar Singh in the matter of dealings in Illiquid Stock Options at BSE |
March 28, 2025 |
| Certificate No. RC8693 of 2025_ Notice of Demand in respect of Aditya Sah (PAN: GAEPS6737L) in the matter of Illiquid Stock Options |
March 27, 2025 |
| Certificate No. RC 8691 of 2025_ Notice of Demand against Aditi Agarwal (PAN: BMRPA6208C) in the matter of Illiquid Stock Options |
March 27, 2025 |
| Certificate No. RC 8692 of 2025_ Notice of Demand in respect of Anish Hemani HUF (PAN: AAIHA3874N) in the matter of Illiquid Stock Options |
March 27, 2025 |
| Adjudication Order in respect of Abhishek Gupta in the matter of dealings in Illiquid Stock Options at BSE |
March 27, 2025 |
| Adjudication Order in respect of Daksh Share Brokers Private Limited in the matter of dealings in Illiquid Stock Options at BSE |
March 27, 2025 |
| Order in the matter of certain Research Analysts |
March 27, 2025 |
| Notice of Demand in RC No. 8688 of 2025 drawn against Preview Vinimay Pvt. Ltd. in the matter of Illiquid Stock Options at BSE |
March 27, 2025 |
| Adjudication Order in respect of Faithful Cloth Merchants Private Limited in the matter of dealings in Illiquid Stock Options at BSE |
March 27, 2025 |
| Adjudication Order in respect of Sahadev Paik HUF in the matter of dealings in Illiquid Stock Options at BSE |
March 27, 2025 |
| Appeal No. 6327 of 2025 filed by Girish Verma |
March 27, 2025 |
| Order in the matter of Unregistered Investment Advisory activities by Mr. Mohit Gupta, Proprietor of Safe Trading |
March 27, 2025 |
| Appeal No. 6330 of 2025 filed by Vyankatesh Shailesh Khiste |
March 27, 2025 |
| Appeal No. 6328 of 2025 filed by Sunil Ashok Khandare |
March 27, 2025 |
| Appeal No. 6331 of 2025 filed by Nabarun Kanti Chakraborty |
March 27, 2025 |
| Appeal No. 6332 of 2025 filed by Nabarun Kanti Chakraborty |
March 27, 2025 |
| SEBI Order for Compliance Notice of Demand for Recovery Certificate No. 8689 of 2025 against Capital Ways Investment Advise (Proprietor: Mr Deepak Ostwal) in the matter of Capital Ways Investment Adviser (Proprietor Mr Deepak Ostwal). |
March 27, 2025 |
| SEBI Order for Compliance Notice of Demand for Recovery Certificate No. 8690 of 2025 against Sai Proficient Research Investment Advisory , Proprietor Ms. Meeshika Vishwakarma in the matter of Sai Proficient Research Investment Advisory , Proprietor Ms. Meeshika Vishwakarma. |
March 27, 2025 |
| Appeal No. 6326 of 2025 filed by V Satya Venkatarao |
March 27, 2025 |
| Adjudication Order in respect of Paritosh Saha HUF in the matter of dealings in Illiquid Stock Options at BSE |
March 27, 2025 |
| Appeal No. 6325 of 2025 filed by Satish Mohan Thorat |
March 27, 2025 |
| Adjudication Order in respect of Bajaj Pratisthan Pvt Ltd in the matter of dealings in Illiquid Stock Options at BSE |
March 27, 2025 |
| Adjudication Order in respect of Tripta Shroff in the matter of dealings in Illiquid Stock Options at BSE |
March 27, 2025 |
| Prohibitory Order dated 27.03.2025 in Recovery Certificate No. 4713 of 2022 issued against Jivraj Bachubhai Zala (PAN: AAEPZ5077G) |
March 27, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8585 of 2025 against Jagjanani Textile Limited in the matter of Jagjanani Textile Limited. |
March 27, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8585 of 2025 against Jagjanani Textile Limited in the matter of Jagjanani Textile Limited. |
March 27, 2025 |
| Release Order – CHP Finance Private Limited [Defaulter] (PAN: AABCC5031H) in the matter of Trading in Illiquid Stock Options on BSE. Certificate No. 8516 of 2025. |
March 26, 2025 |
| Completion of Recovery Certificate No. 8516 of 2025 dated January 09, 2025 issued against CHP Finance Private Limited [Defaulter] (PAN: AABCC5031H) in the matter of Trading in Illiquid Stock Options on BSE. |
March 26, 2025 |
| Confirmatory Order in the matter of Bharat Global Developers Ltd. |
March 26, 2025 |
| Certificate of Completion dated 26.03.2025 issued under RC No. 6412 of 2023 drawn against Rishabh Mahendra Shah in the matter of Mangalam Industrial Finance Limited. |
March 26, 2025 |
| Adjudication Order in respect of Puneet Sabharwal HUF in the matter of dealings in Illiquid Stock Options at BSE |
March 26, 2025 |
| Adjudication Order in respect of Hemant Purshotamdas Gopani HUF in the matter of dealings in Illiquid Stock Options at BSE |
March 26, 2025 |
| Adjudication Order in respect of Vineeta Kabra in the matter of dealings in Illiquid Stock Options at BSE |
March 26, 2025 |
| Adjudication Order in respect of Dwitiya Trading Limited in the matter of dealings in Illiquid Stock Options at BSE |
March 26, 2025 |
| Confirmatory Order in the matter of Cressanda Railway Solutions Limited |
March 26, 2025 |
| Appeal No. 6324 of 2025 filed by Valavoju Karthik |
March 26, 2025 |
| Appeal No. 6323 of 2025 filed by Sachin Yadav |
March 26, 2025 |
| Adjudication Order in respect of Sudha Jain in the matter of dealings in Illiquid Stock Options at BSE |
March 26, 2025 |
| Adjudication Order in respect of Prabir Saha in the matter of dealings in Illiquid Stock Options at BSE |
March 26, 2025 |
| Adjudication Order in respect of Gopalkrishna Ratanlal Shah HUF in the matter of dealings in Illiquid Stock Options at BSE |
March 26, 2025 |
| Adjudication Order in respect of Mudrikaben Pareshkumar Shah in the matter of dealings in Illiquid Stock Options at BSE |
March 26, 2025 |
| Order in the Enquiry Proceedings against Sumit Kumar Waghmare |
March 26, 2025 |
| Release Order – Shashi Garg [Defaulter] (PAN: AIGPG7786F) in the matter of CPR Capital Services Ltd. Certificate No. 7159 of 2023. |
March 26, 2025 |
| Prohibitory Order dated 26.03.2025 in Recovery Certificate No. 4801 of 2022 issued against 1. Aakruti Nirmiti Limited (PAN: AAGCA3529F), 2. Manilal V Patel (PAN: AABPP0422C) and 3. Vithal S Patel (PAN: AABPP0399Q) |
March 26, 2025 |
| Appeal No. 6322 of 2025 filed by Ashish Baikar |
March 25, 2025 |
| Enquiry Order in the matter of Karvy Capital Alternative Investment Trust and KCAP Alternative Investment Fund |
March 25, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8686 of 2025 against Hanif Shekh in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
March 25, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8530 of 2025 against Flanking Research Investment Advisor Proprietor Mr Tarun Chandani in the matter of Flanking Research Investment Advisor Proprietor Mr Tarun Chandani. |
March 25, 2025 |
| Adjudication Order in respect of Subhranshu Roy HUF in the matter of dealings in Illiquid Stock Options at BSE |
March 25, 2025 |
| Adjudication Order in respect of Raj Kumar Nemani and Sons HUF in the matter of dealings in Illiquid Stock Options at BSE |
March 25, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8558 of 2025 against Ritu Rahul Mehta in the matter of Manaksia Coated Metals and Industries Limited. |
March 25, 2025 |
| Adjudication Order in respect of Shyamal Kishore Agarwal in the matter of dealings in Illiquid Stock Options at BSE |
March 25, 2025 |
| SEBI order for compliance – Notices of Attachment of Bank and Demat Accounts of defaulter under RC No. 8672 of 2025 against Tango Commosales LLP (PAN: AAJFT4529J) |
March 25, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8561 of 2025 against Dhaval Vinodbhai Gadani in the matter of Manaksia Coated Metals and Industries Limited. |
March 25, 2025 |
| Adjudication Order in respect of Pitamber Sharan Patwari in the matter of dealings in Illiquid Stock Options at BSE |
March 25, 2025 |
| Release Order – Shri Gopal Vyas (PAN: AATPV8476G), Ms Madhavi Vyas (ACNPV3397G), Shri Shiv Kumar Singhal (AAZPS6608M), Ms Rita Singhal (AYJPS4871Q), Ms Megha Jain (AVQPS0253A) and Shri Ayush Singhal (CGYPS4732F) [Defaulters] jointly & severally in the matter of Jagjanani Textiles Limited. Certificate No. 8595 of 2025. |
March 25, 2025 |
| Release Order – Shri Shiv Kumar Singhal [Defaulter] PAN: AAZPS6608M in the matter of Jagjanani Textiles Limited. Certificate No. 8594 of 2025. |
March 25, 2025 |
| Completion of Recovery Certificate No. 8595 of 2025 dated February 03, 2025 issued against Shri Gopal Vyas (PAN: AATPV8476G), Ms Madhavi Vyas (ACNPV3397G), Shri Shiv Kumar Singhal (AAZPS6608M), Ms Rita Singhal (AYJPS4871Q), Ms Megha Jain (AVQPS0253A) and Shri Ayush Singhal (CGYPS4732F) [Defaulters] in the matter of Jagjanani Textiles Limited. |
March 25, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8557 of 2025 against Ritesh Kumar Thakkar in the matter of Manaksia Coated Metals and Industries Limited. |
March 25, 2025 |
| Adjudication Order in respect of Pankaj Kumar Agarwal in the matter of dealings in Illiquid Stock Options at BSE |
March 25, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8556 of 2025 against Mrugesh Natwarlal Ruparel in the matter of Manaksia Coated Metals and Industries Limited. |
March 25, 2025 |
| Adjudication Order in respect of Ratan Lal Sipani HUF in the matter of dealings in Illiquid Stock Options at BSE |
March 25, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8554 of 2025 against Harshadbhai Panchal in the matter of Manaksia Coated Metals and Industries Limited. |
March 25, 2025 |
| Adjudication Order in respect of Nina Nag in the matter of dealings in Illiquid Stock Options at BSE |
March 25, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8550 of 2025 against Sapan Kumar Nahata HUF in the matter of ISO at BSE-Sapan Kumar Nahata HUF. |
March 25, 2025 |
| Adjudication order in the matter of Basant Maheshwari Wealth Advisers LLP |
March 25, 2025 |
| Adjudication Order in respect of Vijay Kumar Chaudhary in the matter of dealings in Illiquid Stock Options at BSE |
March 25, 2025 |
| Completion of Recovery Certificate No. 8594 of 2025 dated February 03, 2025 issued against Shri Shiv Kumar Singhal [Defaulter] PAN: AAZPS6608M in the matter of Jagjanani Textiles Limited. |
March 25, 2025 |
| Adjudication Order in the matter of Nikhil Dayanand Baljekar- Research Analyst |
March 25, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8573 of 2025 against Aashu Dakh in the matter of ISO at BSE- Aashu Dakh. |
March 25, 2025 |
| Notices of Attachment Order dated 25.03.2025 issued in Recovery Certificate No. 8641 of 2025 issued against Uma Karthikeyan (PAN: AKPPK3166J) in the matter of Sanraa Media Limited |
March 25, 2025 |
| Notice of Demand dated 25.03.2025 issued in Recovery Certificate No. 8685 of 2025 issued against Bharat Patel (PAN: AAAPP6652R) in the matter of Seshasayee Paper and Boards Limited |
March 25, 2025 |
| Adjudication Order in respect of Sattu Yadav in the matter of dealings in Illiquid Stock Options at BSE |
March 24, 2025 |
| Adjudication Order in respect of Ratan Lal in the matter of dealings in Illiquid Stock Options at BSE |
March 24, 2025 |
| Adjudication Order in respect of Mukesh Agarwal in the matter of dealings in Illiquid Stock Options at BSE |
March 24, 2025 |
| Adjudication Order in respect of Sat Devi in the matter of dealings in Illiquid Stock Options at BSE |
March 24, 2025 |
| Adjudication Order in respect of Sohan Lal Dugar in the matter of dealings in Illiquid Stock Options at BSE |
March 24, 2025 |
| Adjudication Order in respect of Rati Agarwal in the matter of dealings in Illiquid Stock Options at BSE |
March 24, 2025 |
| Remittance order issued in RC No. 8584 of 2025 drawn against Electroparts (India) Pvt. Ltd. (PAN: AAACV5947Q) in the matter of M/s Videocon Industries Limited |
March 24, 2025 |
| Release Order in RC No. 2773 of 2020 drawn against Pooja Jinesh Bhatt in the matter of M/s Inanna Fashion and Trends Limited (earlier known as Frontline Business Solutions Limited) |
March 24, 2025 |
| Remittance order issued in RC No. 8586 of 2025 drawn against Videocon Realty And Infrastructures Ltd. (PAN: AAACV2303E) in the matter of M/s Videocon Industries Limited. |
March 24, 2025 |
| Adjudication Order in respect of Daxeshkumar Natvarlal Patel in the matter of dealings in Illiquid Stock Options at BSE |
March 24, 2025 |
| Commodity Derivatives Segment |
March 24, 2025 |
| Certificate No. RC8467 of 2024_A.P Nos 14509 and 14510 of 2025_ Kanak Lata Tibrewal (PAN: ACBPT1028L) in the matter of Illiquid Stock Options |
March 24, 2025 |
| Release Order dated 24.03.2025 issued under RC no. 8381 of 2024 against Madhuri Sunil Kotecha in the matter of Illiquid Stock Options at BSE. |
March 24, 2025 |
| Settlement Order in the matter of Axis Asset Management Company Limited |
March 24, 2025 |
| Release Order in the Recovery Certificate No. RC7648 of 2024 against Priyanka Trust (PAN: AABTP1441R) in the matter of JMD Telefilms Industries Ltd |
March 21, 2025 |
| Adjudication Order in respect of Megha Nibhwani in the matter of dealings in Illiquid Stock Options at BSE |
March 21, 2025 |
| Adjudication Order in respect of Kala Suppliers Pvt Ltd in the matter of dealings in Illiquid Stock Options at BSE |
March 21, 2025 |
| Adjudication Order in respect of Amit Shaw in the matter of dealings in Illiquid Stock Options at BSE |
March 21, 2025 |
| Adjudication Order in respect of Sitaram Jayant in the matter of dealings in Illiquid Stock Options at BSE |
March 21, 2025 |
| Industry Standards on “Minimum information to be provided for review of the audit committee and shareholders for approval of a related party transaction” |
March 21, 2025 |
| Facilitating ease of doing business relating to the framework on “Alignment of interest of the Designated Employees of the Asset Management Company (AMC) with the interest of the unitholders” |
March 21, 2025 |
| Adjudication Order in respect of Sachin Jain HUF in the matter of dealings in Illiquid Stock Options at BSE |
March 21, 2025 |
| Adjudication Order in respect of Late Bhanwari Devi Rampuria in the matter of dealings in Illiquid Stock Options at BSE |
March 21, 2025 |
| Adjudication Order in respect of Ajay Nopani in the matter of dealings in Illiquid Stock Options at BSE |
March 21, 2025 |
| Adjudication Order in respect of Moti Lal Baid in the matter of dealings in Illiquid Stock Options at BSE |
March 21, 2025 |
| Adjudication Order in respect of Diwakar Jha in the matter of dealings in Illiquid Stock Options at BSE |
March 21, 2025 |
| Order in the matter of Enquiry Proceedings in respect of Corporate Strategic Allianz Private Limited |
March 21, 2025 |
| Completion of Recovery Certificate No. RC7648 of 2024 against Priyanka Trust (PAN: AABTP1441R) in the matter of JMD Telefilms Industries Ltd |
March 21, 2025 |
| Adjudication Order in respect of Bagdevi Suppliers Pvt Ltd in the matter of dealings in Illiquid Stock Options at BSE |
March 21, 2025 |
| Adjudication Order in respect of Rita R Thakkar in the matter of dealings in Illiquid Stock Options at BSE |
March 21, 2025 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Solar Industries India Limited |
March 21, 2025 |
| Advisory to SEBI Registered Intermediaries- Uploading advertisements on Social Media Platforms (SMPs) |
March 21, 2025 |
| Securities and Exchange Board of India (Credit Rating Agencies) (Amendment) Regulations, 2025 |
March 21, 2025 |
| Securities and Exchange Board of India (Intermediaries) (Second Amendment) Regulations, 2025 |
March 21, 2025 |
| Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Second Amendment) Regulations, 2025 |
March 21, 2025 |
| Settlement Order in respect of DIC India Limited |
March 21, 2025 |
| Online Filing System for reports filed under Regulation 10(7) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 |
March 20, 2025 |
| Release Order – Hans Homes Private Limited (PAN: AAACQ0585F) in the matter of ISO at BSE-HANS HOMES PRIVATE LIMITED. Certificate No. 8187 of 2024 |
March 20, 2025 |
| Adjudication Order in respect of Accentuate Tradecom Private Limited in the matter of dealings in Illiquid Stock Options at BSE |
March 20, 2025 |
| Adjudication Order in respect of Late Mukesh Gurbani in the matter of dealings in Illiquid Stock Options at BSE |
March 20, 2025 |
| Disclosure of holding of specified securities and Holding of specified securities in dematerialized form |
March 20, 2025 |
| Adjudication Order in respect of Poonam Charan Gupta in the matter of dealings in Illiquid Stock Options at BSE |
March 20, 2025 |
| Completion of Recovery Certificate No. RC8060 of 2024 against Jetair Properties Private Limited (PAN: AAACJ7696L) in the matter of Illiquid Stock Options |
March 20, 2025 |
| Release Order in the Recovery Certificate No. RC8060 of 2024 against Jetair Properties Private Limited (PAN: AAACJ7696L) in the matter of Illiquid Stock Options |
March 20, 2025 |
| Adjudication Order in respect of Mamta Bhiwaniwala in the matter of dealings in Illiquid Stock Options at BSE |
March 20, 2025 |
| Completion of Recovery Certificate No. 8187 of 2024 dated October 18, 2024 issued against Hans Homes Private Limited (PAN: AAACQ0585F) in the matter of ISO at BSE-HANS HOMES PRIVATE LIMITED. |
March 20, 2025 |
| Adjudication Order in respect of Soumen Mitra and Sanjoy Kumar Dey in the matter of V B Industries Limited |
March 20, 2025 |
| Adjudication Order in respect of Subhas Chandra Agarwala in the matter of dealings in Illiquid Stock Options at BSE |
March 20, 2025 |
| Adjudication Order in respect of Babulal Ramanlal Shah HUF in the matter of dealings in Illiquid Stock Options at BSE |
March 20, 2025 |
| Disclosure of holding of specified securities in dematerialized form |
March 20, 2025 |
| Completion of Recovery Certificate No. RC8154 of 2024 in respect of Jagdish Prasad Agarwal HUF (PAN: AACHJ7619E) in the matter of Illiquid Stock Options |
March 20, 2025 |
| Settlement Order in the matter of ACACIA Group Of FPIs |
March 20, 2025 |
| Release Order issued in RC. No 5983 of 2022 drawn against Pushpa Asoolal Bissa in the matter of Greencrest Financial services Ltd |
March 20, 2025 |
| Completion of recovery certificate no. 5983 of 2022 issued against Pushpa Asoolal Bissa in the matter of Greencrest Financial services Ltd |
March 20, 2025 |
| Notice of Demand under Recovery Certificate number 8682 of 2025 dated March 19, 2025 issued to Patliputra International Limited (PAN: AAACP4476E) in the matter of investigation trading activities of certain entities in the scrip of Optiemus Infracom Limited. : under Recovery Certificate No. 8862 of 2025. |
March 19, 2025 |
| Completion of Recovery Certificate No. 8050 of 2024 |
March 19, 2025 |
| Adjudication Order in respect of Mrinal Verma in the matter of dealings in Illiquid Stock Options at BSE |
March 19, 2025 |
| Adjudication Order in respect of Utkal Automotive Private Limited in the matter of dealings in Illiquid Stock Options at BSE |
March 19, 2025 |
| Adjudication Order in respect of Advent Commosales Private Limited in the matter of dealings in Illiquid Stock Options at BSE |
March 19, 2025 |
| Adjudication Order in respect of Meenu Ajmera in the matter of dealings in Illiquid Stock Options at BSE |
March 19, 2025 |
| Adjudication Order in respect of Manish Kumar Kanodia HUF in the matter of dealings in Illiquid Stock Options at BSE |
March 19, 2025 |
| Release Order dated 19.03.2025 issued in Recovery Certificate No. 1453 of 2018 issued against Punaji T Raut (PAN: AIZPR1018G) in the matter of SoftBPO Global Services Limited |
March 19, 2025 |
| Adjudication Order in respect of Nisha Pandey in the matter of dealings in Illiquid Stock Options at BSE |
March 19, 2025 |
| Release Order dated 19.03.2025 in Recovery Certificate No. 7579 of 2024 issued against Prashant Prabhakar Gadkari (PAN: AKQPG5006N) in the matter of Setubandhan Infrastructure Limited |
March 19, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8683 of 2025 against Money Market Manthan Financial Service (Proprietor Mr Vicky Kamariya) in the matter of Money Market Manthan Financial Service. |
March 19, 2025 |
| Completion Certificate dated 19.03.2025 in Recovery Certificate No. 7579 of 2024 issued against Prashant Prabhakar Gadkari (PAN: AKQPG5006N) in the matter of Setubandhan Infrastructure Limited |
March 19, 2025 |
| Framework on Social Stock Exchange (SSE) |
March 19, 2025 |
| Harnessing DigiLocker as a Digital Public Infrastructure for reducing Unclaimed Assets in the Indian Securities Market |
March 19, 2025 |
| Notice of Demand under Recovery Certificate number 8684 of 2025 dated March 19, 2025 issued to Rohit Singh [Defaulter] PAN: GKHPS2932C in the matter of Trading activities of certain entities in the scrip of Premier Synthetics Limited : under Recovery Certificate No. 8684 of 2025. |
March 19, 2025 |
| Remittance Order dated 19.03.2025 issued in Recovery Certificate No. 7442 of 2023 issued against Deendayal M. Bohara (PAN: AAEPB4676P) in the matter of Sunteck Realty Limited |
March 19, 2025 |
| Adjudication Order in respect of Sanjoy Kumar Gupta and Family in the matter of dealings in Illiquid Stock Options at BSE |
March 19, 2025 |
| Order in the matter of Hemant Ghai and others |
March 19, 2025 |
| Adjudication Order in respect of Viswaroop Marketing Private Limited in the matter of dealings in Illiquid Stock Options at BSE |
March 19, 2025 |
| SEBI Partners with DigiLocker to Reduce Unclaimed Assets in the Indian Securities Market |
March 19, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8466 of 2024 against Anil Satyanarayan Roongta- Karta in the matter of Mishka Finance and Trading Limited. |
March 18, 2025 |
| Adjudication Order in respect of Dinesh Kumar Agarwal HUF in the matter of dealings in Illiquid Stock Options at BSE |
March 18, 2025 |
| Attachment – Certificate No. RC8404 of 2024_A.P Nos 14499 and 14500 of 2025_ in respect of Gravity Commodeal Private Limited (PAN: AADCG5049H) in the matter of Illiquid Stock Options |
March 18, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 7880 of 2024 against Mr Anirudh Sethi in the matter of Alexander Stamps and Coin Limited. |
March 18, 2025 |
| Adjudication Order in respect of Pramod Kumar Jain in the matter of dealings in Illiquid Stock Options at BSE |
March 18, 2025 |
| Adjudication Order in respect of Nirman Chatha in the matter of dealings in Illiquid Stock Options at BSE |
March 18, 2025 |
| Certificate No. RC8680 of 2025_ Notice of Demand in respect of Eveningstar Dealtrade Private Limited (PAN: AADCE1166H) in the matter of Illiquid Stock Options |
March 18, 2025 |
| Adjudication Order in respect of Rajvardhan Fundation in the matter of dealings in Illiquid Stock Options at BSE |
March 18, 2025 |
| Attachment – Certificate No. RC8407 of 2024_A.P Nos 14495 and 14496 of 2025_ in respect of Highview Agents Private Limited (PAN: AACCH8359J) in the matter of Illiquid Stock Options |
March 18, 2025 |
| Attachment – Certificate No. RC8408 of 2024_A.P Nos 14493 and 14494 of 2025_ in respect of Mahamani Suppliers Private Limited (PAN: AAHCM7170M) in the matter of Illiquid Stock Options |
March 18, 2025 |
| Attachment – Certificate No. RC8411 of 2024_A.P Nos 14497 and 14498 of 2025_ in respect of G Akhtar Khan (PAN: ASPPK4388L) in the matter of Trinity Tradelink Limited |
March 18, 2025 |
| Attachment – Certificate No. RC8412 of 2024_A.P Nos 14491 and 14492 of 2025_ in respect of Kashi Nath Ishar (PAN: AASPI2273F) in the matter of Trinity Tradelink Limited |
March 18, 2025 |
| Release Order in the Recovery Certificate No. RC3996 of 2021 against Kritika Trust (AABTK0614K) in the matter of Unisys Software and Holding Industries Limited |
March 18, 2025 |
| Release Order in the Recovery Certificate No. RC7660 of 2024 against Jagadish Prasad Purohit (PAN: AFSPP1444E) in the matter of JMD Telefilms Industries Ltd. |
March 18, 2025 |
| Completion of Recovery Certificate No. RC7660 of 2024 against Jagadish Prasad Purohit (PAN: AFSPP1444E) in the matter of JMD Telefilms Industries Ltd. |
March 18, 2025 |
| Release Order in the Recovery Certificate No. RC3993 of 2021 in respect of Prerna Trust. (AABTP1440Q) in the matter of Unisys Software and Holding Industries Ltd. |
March 18, 2025 |
| Completion of Recovery Certificate No. RC3993 of 2021 in respect of Prerna Trust. (AABTP1440Q) in the matter of Unisys Software and Holding Industries Ltd. |
March 18, 2025 |
| Completion of Recovery Certificate No. RC3994 of 2021 in respect of Pratigya Trust (AABTP1439K) in the matter of Unisys Software and Holding Industries Ltd. |
March 18, 2025 |
| Release Order in the Recovery Certificate No. RC3994 of 2021 in respect of Pratigya Trust (AABTP1439K) in the matter of Unisys Software and Holding Industries Ltd. |
March 18, 2025 |
| Completion of Recovery Certificate No. RC3996 of 2021 against Kritika Trust (AABTK0614K) in the matter of Unisys Software and Holding Industries Limited |
March 18, 2025 |
| Certificate No. RC8681 of 2025 _ Notice of Demand in respect of Gokul Financial Advisors Private Limited (PAN: AADCG4713A) in the matter of Illiquid Stock Options |
March 18, 2025 |
| Remittance Order dated 17.03.2025 issued in Recovery Certificate No. 8417 of 2024 issued against Pauline Elisha (PAN: ABTPE0378H) in the matter of Illiquid stock options at BSE |
March 17, 2025 |
| Notice of Demand under Recovery Certificate number 8679 of 2025 dated March 17, 2025 issued to Castex Technologies Limited [Defaulter] PAN: AAACA8504G in the matter of Castex Technologies Limited : under Recovery Certificate No. 8679 of 2025. |
March 17, 2025 |
| Certificate No. RC8648 of 2025_A.P Nos 14477 and 14478 of 2025_ Kajal Agarwal (PAN: BKYPA6122L) in the matter of Illiquid Stock Options |
March 17, 2025 |
| Certificate No. RC8402 of 2024_A.P Nos 14479 and 14480 of 2025_ Sanjay Kumar Agarwal HUF (PAN: AAZHS0892R) in the matter of Illiquid Stock Options |
March 17, 2025 |
| Certificate No. RC8413 of 2024_A.P Nos 14489 and 14490 of 2025_ Sanjay Shastri (PAN: ASUPS2845K) in the matter of Illiquid Stock Options |
March 17, 2025 |
| Certificate No. RC8423 of 2024_A.P Nos 14483 and 14484 of 2024_ Bestway Dealcom Private Limited (PAN: AAECB8238J) in the matter of Illiquid Stock Options |
March 17, 2025 |
| Certificate No. RC8438 of 2024_A.P Nos 14485 and 14486 of 2024_ Subhash Kumar Poddar HUF (PAN: AAGHS3174M) in the matter of Illiquid Stock Options |
March 17, 2025 |
| Certificate No. RC8462 of 2024_A.P Nos 14481 and 14482 of 2024_ Subh Laxmi Trading Co (PAN: AOTPA5434M) in the matter of Illiquid Stock Options |
March 17, 2025 |
| Certificate No. RC8471 of 2024_A.P Nos 14487 and 14488 of 2024_ Fendra Infrastructure Private Limited (PAN: AALCS5336D)in the matter of Illiquid Stock Options |
March 17, 2025 |
| Release Order for RC No. 7692 of 2024 issued against Sheila Shekar (PAN – BYVPS3398M) in the matter of Arvind Remedies Limited |
March 14, 2025 |
| Completion of Recovery Certificate No 7692 of 2024 issued against Sheila Shekar (PAN – BYVPS3398M) in the matter of Arvind Remedies Limited |
March 14, 2025 |
| Completion of Recovery Certificate No. 8172 of 2024 dated October 09, 2024 issued against SWATI GUPTA (PAN:AAOPG1125C) in the matter of ISO at BSE-SSE Commodities Private Limited. |
March 13, 2025 |
| Release Order – SWATI GUPTA (PAN:AAOPG1125C) in the matter of Dealings in Illiquid Stock Options at BSE. Certificate No. 8172 of 2024 |
March 13, 2025 |
| Adjudication Order in the matter of Foods and Inns Ltd. |
March 13, 2025 |
| Notice of Demand under Recovery Certificate number 8678 of 2025 dated March 13, 2025 issued to Altruistic Trading Pvt Ltd [Defaulter] PAN: AALCA0325L in the matter of Investigation in the trading activities of certain entities in the scrip of Optiemus Infracom Limited. : under Recovery Certificate No. 8678 of 2025. |
March 13, 2025 |
| Notice of Demand under Recovery Certificate number 8676 of 2025 dated March 13, 2025 issued to Harsimrat Investment Private Limited [Defaulter] PAN: AAACH2956F in the matter of Investigation in the trading activities of certain entities in the scrip of Optiemus Infracom Limited. : under Recovery Certificate No. 8676 of 2025. |
March 13, 2025 |
| Notice of Demand under Recovery Certificate number 8675 of 2025 dated March 13, 2025 issued to Unity Global Financial Services Private Limited [Defaulter] PAN: AABCU7794H in the matter of Investigation in the trading activities of certain entities in the scrip of Optiemus Infracom Limited. : under Recovery Certificate No. 8675 of 2025. |
March 13, 2025 |
| Notice of Demand under Recovery Certificate number 8677 of 2025 dated March 13, 2025 issued to Neelabh Spinning Mills Private Limited [Defaulter] PAN: AAACN5756H in the matter of Investigation in the trading activities of certain entities in the scrip of Optiemus Infracom Limited. : under Recovery Certificate No. 8677 of 2025. |
March 13, 2025 |
| Adjudication Order in respect of Ravinder Kumar Jain in the matter of dealings in Illiquid Stock Options at BSE |
March 13, 2025 |
| Adjudication Order in respect of Ravi Bhatia and Sons HUF in the matter of dealings in Illiquid Stock Options at BSE |
March 13, 2025 |
| Adjudication Order in respect of Puran Chand Poddar HUF in the matter of dealings in Illiquid Stock Options at BSE |
March 13, 2025 |
| Settlement Order in the matter of Shalimar Paints Limited |
March 13, 2025 |
| Appeal No. 6319 of 2025 filed by Gagan Gupta |
March 12, 2025 |
| Completion of Recovery Certificate No. RC8640 of 2025 against SR Realbuild Private Limited (PAN: AAMCS7057E) in the matter of Illiquid Stock Options |
March 12, 2025 |
| Notice of Demand under Recovery Certificate No. 8674 of 2025 dated 12.03.2025 issued against 1. M/s MAN Industries (India) Limited (PAN: AAACM2675G), 2. R. C. Mansukhani (PAN: AACPM2146H), 3. J. C. Mansukhani (PAN: AACPM2147G), 4. R.C. Jindal (PAN:AAMPJ4623M) and 5. Sujal Sharma (PAN: AJIPM5196N) in the matter of MAN Industries (I) Limited |
March 12, 2025 |
| Securities and Exchange Board of India (Prohibition of Insider Trading) (Amendment) Regulations, 2025 |
March 12, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8578 of 2025 against Mohd Faisal in the matter of Biocon Limited. |
March 11, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8579 of 2025 against Mohd Faisal in the matter of Biocon Limited. |
March 11, 2025 |
| Release of attachment on immovable properties under Recovery Certificate no 4506 of 2022 against Vishal Information Technologies Ltd ( now known as coral hub ltd) |
March 11, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8439 of 2024 against Yusufbhai Mohmadbhai Katariya in the matter of ISO at BSE- Yusufbhai Mohmadbhai Katariya. |
March 11, 2025 |
| Adjudication Order in the matter of Khemani Distributors and Marketing Limited |
March 11, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8442 of 2024 against Sudha Somani in the matter of ISO at BSE- Sudha Somani. |
March 11, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8444 of 2024 against Shilpa Baldevbhai Patel in the matter of ISO at BSE- Shilpa Baldevbhai Patel. |
March 11, 2025 |
| Settlement Order in the matter of HDFC Securities Limited |
March 11, 2025 |
| Appeal No. 6320 of 2025 filed by Sachin Jain |
March 11, 2025 |
| Faster Rights Issue with a flexibility of allotment to specific investor(s) |
March 11, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8465 of 2024 against Sudha Anil Roongta in the matter of Mishka Finance and Trading Limited. |
March 11, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8465 of 2024 against Sudha Anil Roongta in the matter of Mishka Finance and Trading Limited. |
March 11, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 3632 of 2021 against Jipal Pineshkumar Shah in the matter of P.M. Telelinks Ltd. |
March 11, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 3632 of 2021 against Jipal Pineshkumar Shah in the matter of P.M. Telelinks Ltd. |
March 11, 2025 |
| Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations 2015 [Last amended on March 11, 2025] |
March 11, 2025 |
| Completion of Recovery Certificate No 8645 of 2025 issued against Kunal Ashok Kashyap (PAN: ABDPK8835H) in the matter of Biocon Limited |
March 10, 2025 |
| Appeal No. 6321 of 2025 filed by Prabhjot Singh Oberoi |
March 10, 2025 |
| Appeal No. 6318 of 2025 filed by Manoj Agarwal |
March 10, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8445 of 2024 against Vishnubhai Ishwarbhai Brahmabhatt in the matter of ISO at BSE- Vishnubhai Ishwarbhai Brahmabhatt. |
March 10, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8456 of 2024 against Dollar Advisory and Financial Service in the matter of Dollar Advisory and Financial Services Proprietor Mr Ravi Prakash Mohta. |
March 10, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8523 of 2025 against Shabanabanu Nizamuddin Qureshi in the matter of ISO at BSE- Shabanabanu Nizamuddin Qureshi. |
March 10, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8555 of 2025 against Mr Nitinbhai Dalsukhbhai Chauhan in the matter of Manaksia Coated Metals and Industries Limited. |
March 10, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8479 of 2024 against Bimla Devi Jindal in the matter of Vikas Proppant and Granite Limited |
March 10, 2025 |
| SEBI and NISM launch NISM XXIV- AML and CFT Provisions in Securities Market Certification Examination |
March 10, 2025 |
| Completion of Recovery Certificate No. RC8364 of 2024 against Sangita Karmakar (PAN: AYWPK0382M) in the matter of Illiquid Stock Options |
March 10, 2025 |
| Release Order in the Recovery Certificate No. RC8364 of 2024 against Sangita Karmakar (PAN: AYWPK0382M) in the matter of Illiquid Stock Options |
March 10, 2025 |
| Completion Certificate dated 10.03.2025 in Recovery Certificate No. 8513 of 2025 issued against Sheetal Suresh Kale (PAN: BIOPK9974L) in the matter of Eros International Media Limited |
March 10, 2025 |
| Release Order dated 10.03.2025 in Recovery Certificate No. 8513 of 2025 issued against Sheetal Suresh Kale (PAN: BIOPK9974L) in the matter of Eros International Media Limited |
March 10, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8559 of 2025 against Dharmik Chauhan in the matter of Manaksia Coated Metals and Industries Limited. |
March 10, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8479 of 2024 against Bimla Devi Jindal in the matter of Vikas Proppant and Granite Limited |
March 10, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8563 of 2025 against Vora Kinjal Ronak in the matter of Manaksia Coated Metals and Industries Limited. |
March 10, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8560 of 2025 against Monik Chandubhai Ruparel in the matter of Manaksia Coated Metals and Industries Limited. |
March 10, 2025 |
| Completion of Recovery Certificate No 8644 of 2025 issued against Allegro Capital Pvt. Ltd (PAN:AAGCA6221J) in the matter of Biocon Limited |
March 10, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8565 of 2025 against 1. Ajaykumar Pujara 2. Mr Natu Vegda in the matter of Manaksia Coated Metals and Industries Limited. |
March 10, 2025 |
| Completion of Recovery Certificate No 8647 of 2025 issued against Allegro Capital Pvt. Ltd (PAN: AAGCA6221J) & Kunal Ashok Kashyap (PAN: ABDPK8835H) in the matter of Biocon Limited |
March 10, 2025 |
| Settlement Order in the matter of extension of tenure of Investcorp Real Estate Yield Fund (‘AIF’) |
March 7, 2025 |
| Adjudication Order in the matter of Sharepro Services I Private Limited |
March 7, 2025 |
| Settlement Order in the matter of Wealthsigns Securities Private Limited |
March 7, 2025 |
| Order in the matter of Profit Vista Financial Research-Proprietor Mr. Gaurav Agrawal |
March 7, 2025 |
| Certificate No. RC8633 of 2025_A.P Nos 14417 and 14418 of 2024_ Shyamlal Jaiswal (HUF) (PAN: AAGHS5610A) in the matter of Illiquid Stock Options |
March 7, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 148 of 2014 against Unique Lease Finance Ltd in the matter of Fast Track Entertainment Ltd. |
March 7, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 148 of 2014 against Unique Lease Finance Ltd in the matter of Fast Track Entertainment Ltd. |
March 7, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8165 of 2024 against Ramesh Kumar Agarwal in the matter of ISO at BSE- Ramesh Kumar Agarwal. |
March 7, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8165 of 2024 against Ramesh Kumar Agarwal in the matter of ISO at BSE- Ramesh Kumar Agarwal. |
March 7, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8551 of 2025 against Navjeet Singh Malhotra in the matter of ISO at BSE- Navjeet Singh Malhotra. |
March 7, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8551 of 2025 against Navjeet Singh Malhotra in the matter of ISO at BSE- Navjeet Singh Malhotra. |
March 7, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8502 of 2024 against Heema Infocom Limited in the matter of ISO at BSE- Heema Infocom Limited. |
March 6, 2025 |
| Remittance order issued in RC No. 8108 of 2024 drawn against Videocon Realty And Infrastructures Ltd. (PAN: AAACV2303E) in the matter of Videocon Industries Limited. |
March 6, 2025 |
| Settlement Order in the matter of Green Lands Impact Fund |
March 6, 2025 |
| Settlement Order in respect of Citicorp Investment Bank (Singapore) Limited – ODI |
March 6, 2025 |
| Adjudication Order in the matter of Emami Realty Limited |
March 6, 2025 |
| Settlement Order in the matter of investigation of suspected insider trading activities in the scrip of BCL Industries Limited |
March 6, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8255 of 2024 against 1. M/s Innovative Research (Proprietor Mr Hasmukh Malvi) 2. M/s Innovative Financial Research (Proprietor Mr Raja Singh) in the matter of M/s Innovative Research and M/s Innovative Financial Research. |
March 6, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8509 of 2025 against Sunita Patel Kamlesh in the matter of Eros International Media Limited. |
March 6, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8510 of 2025 against Capital Vraddhi Financial Services in the matter of Capital Vraddhi Financial Services. |
March 6, 2025 |
| Notices of Attachment dated 06.03.2025 in Recovery Certificate No. 7579 of 2024 issued against Prashant Prabhakar Gadkari (PAN: AKQPG5006N) in the matter of Setubandhan Infrastructure Limited |
March 6, 2025 |
| Order releasing Bank Accounts, Demat Accounts and Mutual Fund Folios – Recovery Certificate No. 8614 of 2025 issued against Rohil Shah (PAN: ARAPS8708A), Romil B Shah (PAN: ARAPS8707R), BH Shah HUF (PAN: AAKHS2700K) and Bhupendrakumar Shah (PAN: ACQPS5388B) in the matter of Safal Herbs Limited (Formerly known as Parikh Herbals Ltd.) |
March 6, 2025 |
| Completion of Recovery Certificate No. 8614 of 2025 issued against Rohil Shah (PAN: ARAPS8708A), Romil B Shah (PAN: ARAPS8707R), BH Shah HUF (PAN: AAKHS2700K) and Bhupendrakumar Shah (PAN: ACQPS5388B) in the matter of Safal Herbs Limited (Formerly known as Parikh Herbals Ltd.) |
March 6, 2025 |
| Certificate No. RC8621 of 2025_A.P Nos 14415 and 14416 of 2024_ Pawan Kumar Agarwal (PAN: AANPA5607N) in the matter of Illiquid Stock Options |
March 6, 2025 |
| Notice of Demand under Recovery Certificate No. 8672 of 2025 dated 06.03.2025 issued against Tango Commosales LLP (PAN : AAJFT4529J) in the matter of Optiemus Infracom Limited |
March 6, 2025 |
| Appeal No. 6316 of 2025 filed by Avinash R S |
March 5, 2025 |
| Appeal No. 6317 of 2025 filed by Padmanaban Dharmalingam |
March 5, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8224 of 2024 against Kapila vaghela in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
March 5, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8290 of 2024 against Kirtidan K Gadhvi in the matter of Superior Finlease Limited. |
March 5, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8295 of 2024 against Ashish Panalal Shah in the matter of Superior Finlease Limited. |
March 5, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8478 of 2024 against Sumita Khare in the matter of ISO at BSE- Sumita Khare. |
March 5, 2025 |
| Settlement Order in the matter of Add-Shop E-Retail Limited and White Organic Agro Limited |
March 5, 2025 |
| Release of attachment on immovable property under Recovery Certificate no 4376 of 2021 against Pavan Kumar Kuchana |
March 4, 2025 |
| Settlement Order in the matter of Shri Yashish Dahiya (Chairperson & CEO of PB Fintech Ltd. in the scrip of PB Fintech Ltd). |
March 4, 2025 |
| Completion of Recovery Certificate No. RC8670 of 2025 against Pranesh Dealmark Private Limited (PAN: AAGCP0698A) in respect of Hora Vanijya Private Limited (amalgamated entity) in the matter of Illiquid Stock Options. |
March 4, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8526 of 2025 against Mohit Nagjibhai Ramani in the matter of ISO at BSE- Mohit Nagjibhai Ramani |
March 4, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8526 of 2025 against Mohit Nagjibhai Ramani in the matter of ISO at BSE- Mohit Nagjibhai Ramani |
March 4, 2025 |
| Corrigendum to the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2025 |
March 4, 2025 |
| Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2025 |
March 4, 2025 |
| Appeal No. 6315 of 2025 filed by Swaminath Singha |
March 3, 2025 |
| Relaxation in timeline for reporting of differential rights issued by AIFs |
March 3, 2025 |
| Completion of Recovery Certificate No. RC8470 of 2024 in respect of Confident Vinimay Private Limited (PAN: AADCC3724B) in the matter of Illiquid Stock Options |
March 3, 2025 |
| Order of ACB Court, Mumbai in respect of allegations pertaining to the listing of a Company |
March 2, 2025 |
| Shri Tuhin Kanta Pandey takes charge as Chairman, SEBI |
March 1, 2025 |
| Adjudication Order in respect of Lalita Devi Sureka in the matter of dealings in Illiquid Stock Options at BSE |
February 28, 2025 |
| Adjudication Order in respect of Gourav Begnani Benefit Trust in the matter of dealings in Illiquid Stock Options at BSE |
February 28, 2025 |
| Notice of Demand under Recovery Certificate number 8671 of 2025 dated February 28, 2025 issued to Sunita Rani Handa [Defaulter] PAN: AAFPH5820E in the matter of Trading in Illiquid Stock Options at BSE. : under Recovery Certificate No. 8671 of 2025. |
February 28, 2025 |
| Adjudication Order in respect of Lalita Chowdhary in the matter of dealings in Illiquid Stock Options at BSE |
February 28, 2025 |
| Adjudication Order in the matter of KellyGamma Fund |
February 28, 2025 |
| Appeal No. 6310 of 2025 filed by Mahesh Kumar Sahu |
February 28, 2025 |
| Adjudication Order in respect of Raunak Shastri in the matter of dealings in Illiquid Stock Options at BSE |
February 28, 2025 |
| Adjudication Order in respect of Circle Deal Trade Private Limited in the matter of dealings in Illiquid Stock Options at BSE |
February 28, 2025 |
| Adjudication Order in respect of Mukesh Goenka in the matter of dealings in Illiquid Stock Options at BSE |
February 28, 2025 |
| Settlement Order in the matter of Nitco Limited |
February 28, 2025 |
| Adjudication Order in the matter of inspection in respect of CB Management Services Pvt. Ltd. |
February 28, 2025 |
| Adjudication Order in respect of Namrata Chordia in the matter of dealings in Illiquid Stock Options at BSE |
February 28, 2025 |
| Adjudication Order in respect of Sheela Saha in the matter of dealings in Illiquid Stock Options at BSE |
February 28, 2025 |
| Industry Standards on Key Performance Indicators (“KPIs”) Disclosures in the draft Offer Document and Offer Document |
February 28, 2025 |
| Amendments and clarifications to Circular dated January 10, 2025 on Revise and Revamp Nomination Facilities in the Indian Securities Market |
February 28, 2025 |
| Adjudication Order in the matter of trading activities of certain entities in the scrip of Kavit Industries Limited |
February 28, 2025 |
| Adjudication Order in the matter of Alankit Assignments Limited |
February 28, 2025 |
| Adjudication Order in the matter of inspection of Alankit Assignments Limited |
February 28, 2025 |
| Timelines for deployment of funds collected by Asset Management Companies (AMCs) in New Fund Offer (NFO) as per asset allocation of the scheme |
February 27, 2025 |
| Adjudication Order in the matter of inspection of First Overseas Capital Limited |
February 27, 2025 |
| Attachment – Certificate No. RC8500 of 2024_A.P Nos 14381 and 14382 of 2025_ in respect of Narottam Commercial Private Limited (now known as Nascom Sales Private Limited) (PAN: AADCN7904Q) in the matter of Illiquid Stock Options |
February 27, 2025 |
| Settlement Order in the matter of Sadhna Broadcast Limited |
February 27, 2025 |
| Regulatory framework for Specialized Investment Funds (‘SIF’) |
February 27, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8665 of 2025 against Divyaben Hiteshbhai Gangani in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 27, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8664 of 2025 against Dipak Ganpatbhai Sakariya in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 27, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8659 of 2025 against Yogesh Galjibhai Vaghela in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 27, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8657 of 2025 against Makwana Falgun in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 27, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 4154 of 2021 against Soni Krupa Sanjay in the matter of Timbor Home Ltd. |
February 27, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8661 of 2025 against Mukeshkumar Mavjibhai Parmar in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 27, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8203 of 2024 against Ambalal Jhaverbhai Patel in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
February 27, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8203 of 2024 against Ambalal Jhaverbhai Patel in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
February 27, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8564 of 2025 against Vijay Ghanshyambhai Pujara in the matter of Manaksia Coated Metals and Industries Limited. |
February 27, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8564 of 2025 against Vijay Ghanshyambhai Pujara in the matter of Manaksia Coated Metals and Industries Limited. |
February 27, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8637 of 2025 against Mr Shekhar Mishra in the matter of Pinnacle Market Investment Advisory Pvt Ltd. |
February 27, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4154 of 2021 against Soni Krupa Sanjay in the matter of Timbor Home Ltd. |
February 27, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8662 of 2025 against Navnitbhai Valand in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 27, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8669 of 2025 against Paraskumar Kantibhai Rohit in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 27, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8660 of 2025 against Suresh Ramanlal Prajapati in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 27, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8668 of 2025 against Harishkumar Kantilal Patel in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 27, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8658 of 2025 against Mehulkumar Balvantbhai Tundiya in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 27, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8667 of 2025 against Chandrikaben Natubhai Panchal in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 27, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8666 of 2025 against Rajan Gajjar in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 27, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8663 of 2025 against Kameshkumar Rathod in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 27, 2025 |
| Launch of ‘Bond Central’ – A Centralised Database Portal for Corporate Bonds |
February 27, 2025 |
| General Remittance Order dated 27.02.2025 in Recovery Certificate No. 8513 of 2025 issued against Sheetal Suresh Kale (PAN: BIOPK9974L) in the matter of Eros International Media Limited |
February 27, 2025 |
| Certificate No. RC8670 of 2025_ Notice of Demand in respect of Hora Vanijya Private Limited (amalgamation of Hora Vanijya Private Limited into Pranesh Dealmark Private Limited vide order dated March 23, 2021, pursuant to Section 233 Companies Act, 2013 and Rule 25 (5) of Compaines (Compromise, Arrangement & Amalgamations) Rules, 2016) (PAN: AACCH3928D) in the matter of Illiquid Stock Options |
February 27, 2025 |
| General Remittance Order dated 27.02.2025 in Recovery Certificate No. 8514 of 2025 issued against Nitin Boricha Kishor (PAN: AOCPB7290K) in the matter of Eros International Media Limited |
February 27, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14385 & 14386 of 2025 dated February 27, 2025 against Shri Shiv Kumar Singhal [Defaulter] PAN: AAZPS6608M in the matter of Jagjanani Textiles Limited. : under Recovery Certificate No. 8594 of 2025. |
February 27, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14387 & 14388 of 2025 dated February 27, 2025 against Shri Gopal Vyas (PAN: AATPV8476G), Ms Madhavi Vyas (ACNPV3397G), Shri Shiv Kumar Singhal (AAZPS6608M), Ms Rita Singhal (AYJPS4871Q), Ms Megha Jain (AVQPS0253A) and Shri Ayush Singhal (CGYPS4732F) [Defaulters] jointly & severally in the matter of Jagjanani Textiles Limited: under Recovery Certificate No. 8595 of 2025. |
February 27, 2025 |
| Attachment – Certificate No. RC7323 of 2023_A.P Nos 14369 and 14370 of 2025_ Gokul Retailers Pvt Ltd (PAN: AAECG5218M) in the matter of Illiquid Stock Options |
February 26, 2025 |
| Attachment – Certificate No. RC7360 of 2023_A.P Nos 14371 and 14372 of 2025_ Original Financial Consultant Pvt Ltd (PAN: AABCO5841M) in the matter of Illiquid Stock Options |
February 26, 2025 |
| Attachment – Certificate No. RC7953 of 2024_A.P Nos 14366 and 14367 of 2025_ Minance Technologies Private Limited (PAN: AAKCM6309D) and Mr. Anurag Bhatia (PAN: AVEPB6967G) in the matter of Illiquid Stock Options |
February 26, 2025 |
| Attachment – Certificate No. RC7934 of 2024_A.P Nos 14373 and 14374 of 2025_ M/s Dolphin Infra Powerproject Limited (PAN: Not Available), Shri Debraj Mitra (PAN: AHHPM3578K), Shri Koushik Dutta (PAN: AOIPD4766Q), Shri Subham Bose (PAN: AFUPB9577J), Shri Anindyo Paul (PAN: Not Available) in the matter of Illiquid Stock Options |
February 26, 2025 |
| Attachment – Certificate No. RC7324 of 2023_A.P Nos 14375 and 14376 of 2025_ Dinesh Jain (PAN: AIZPJ3559Q) in the matter of Illiquid Stock Options in the matter of Illiquid Stock Options |
February 26, 2025 |
| Attachment – Certificate No. RC7295 of 2023_A.P Nos 14379 and 14380 of 2025_ Salasar Infraproperties Merchants Pvt Ltd (PAN: AAQCS2105K) in the matter of Illiquid Stock Options. |
February 26, 2025 |
| Attachment – Certificate No. RC8270 of 2023_A.P Nos 14377 and 14378 of 2025_ Nityanand Thakur (PAN: ACDFS3492D) in the matter of Delta Leasing and Finance Limited. |
February 26, 2025 |
| Attachment – Certificate No. RC7289 of 2023_A.P Nos 14367 and 14368 of 2025_ Nufact Merchandise Pvt Ltd (PAN: AADCN7274M) in the matter of Illiquid Stock Options |
February 26, 2025 |
| Appeal No. 6311 of 2025 filed by Sudarshan Malhotra |
February 25, 2025 |
| Appeal No. 6309 of 2025 filed by Vignesh A |
February 25, 2025 |
| Appeal No. 6313 of 2025 filed by Mehul Chawda |
February 25, 2025 |
| Appeal No. 6312 of 2025 filed by Azam Ali |
February 25, 2025 |
| Appeal No. 6314 of 2025 filed by Vrinda Vaswani |
February 25, 2025 |
| Completion of Recovery Certificate No. RC8047 of 2024 against Matribhumi Fincap (India) Limited (PAN: AAACJ7397L) in the matter of Illiquid Stock Options. |
February 25, 2025 |
| Release Order in the Recovery Certificate No. RC8047 of 2024 against Matribhumi Fincap (India) Limited (PAN: AAACJ7397L) in the matter of Illiquid Stock Options. |
February 25, 2025 |
| Settlement Order in the matter of examination of NGL Fine-Chem Limited |
February 25, 2025 |
| Notice of Demand dated February 25, 2025 in RC No. 8643 of 2025 issued to SUMITRA DEVI(PAN:AGVPD0300K) in the matter of ISO at BSE- SUMITRA DEVI |
February 25, 2025 |
| Order in the matter of Indian Clearing Corporation Limited |
February 25, 2025 |
| Notice of Demand dated February 25, 2025 in RC No. 8644 of 2025 issued to Allegro Capital Pvt. Ltd (PAN:AAGCA6221J) in the matter of Biocon Limited |
February 25, 2025 |
| Opening of Demat Account in the name of Association of Persons |
February 25, 2025 |
| Industry Standards on Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 |
February 25, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8655 of 2025 against Manubhai Pankajkumar Solanki in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 25, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8649 of 2025 against Hiteshbhai Mistri in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 25, 2025 |
| Notice of Demand dated February 25, 2025 in RC No. 8647 of 2025 issued to Allegro Capital Pvt. Ltd (PAN:AAGCA6221J) and Kunal Ashok Kashyap (PAN:ABDPK8835H) in the matter of Biocon Limited |
February 25, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8651 of 2025 against Sureshkumar Parmar in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 25, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8650 of 2025 against PATIRAM RAMKISHAN in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 25, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8652 of 2025 against Dhaval Ganpatbhai Parmar in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 25, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8653 of 2025 against Balkrushna Gandhi in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 25, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8654 of 2025 against Vijay Madhusudanbhai Koshti in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 25, 2025 |
| Notice of Demand dated February 25, 2025 in RC No. 8645 of 2025 issued to Kunal Ashok Kashyap (PAN:ABDPK8835H) in the matter of Biocon Limited |
February 25, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8656 of 2025 against NARESHBHAI PAPPUBHAI PARMAR in the matter of trading activities of certain entities in the scrip of Premier Synthetics Limited. |
February 25, 2025 |
| Completion of Recovery Certificate No. 8568 of 2025 issued against USHA GUPTA (PAN: AHGPG4100L) in the matter of ISO at BSE |
February 25, 2025 |
| Completion of Recovery Certificate No. 8569 of 2025 dated issued against SUNITA GUPTA (PAN: AHIPG2711P) in the matter of ISO at BSE |
February 25, 2025 |
| Certificate No. RC6492 of 2023_A.P Nos 14363 and 14364 of 2024_ Rajesh Bansal (PAN: CIXPB3150K) in the matter of V B Industries Ltd. |
February 25, 2025 |
| Attachment – Certificate No. RC8410 of 2024_A.P Nos 14361 and 14362 of 2025_ in the matter of Home Trade Limited. |
February 25, 2025 |
| Notice of Demand dated 24.02.2025 issued in Recovery Certificate No. 8641 of 2025 issued against Uma Krthikeyan (PAN: AKPPK3166J) in the matter of Sanraa Media Limited |
February 24, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8642 of 2025 against 1. Roongta Rising Stock Pvt Ltd 2. Anil Satyanarayan Roongta- karta 3. Sudha Anil Roongta in the matter of Mishka Finance and Trading Limited. |
February 24, 2025 |
| Notices of Attachment dated 24.02.2025 issued under RC No. 8266 of 2024 drawn against Reliance Exchange next Limited in the matter of Reliance Home Finance Limited. |
February 24, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8646 of 2025 against A.K Roongta HUF- Karta Anil Satyanarayan Roongta in the matter of Mishka Finance and Trading Limited. |
February 24, 2025 |
| Order in respect of Re India Infratech Limited and 6 Others |
February 24, 2025 |
| Adjudication Order in respect of AIRD Investment Commercial LLC in the matter of examination of compliance with respect to Investment in Debt Instruments by Foreign Portfolio Investors. |
February 24, 2025 |
| Adjudication Order in respect of Nexpact Limited in the matter of examination of compliance with respect to Investment in Debt Instruments by Foreign Portfolio Investors |
February 24, 2025 |
| Adjudication Order in respect of Aviator Global Investment Fund in the matter of examination of compliance with respect to Investment in Debt Instruments by Foreign Portfolio Investor |
February 24, 2025 |
| Adjudication Order in respect of AIRD Investment Commercial LLC in the matter of examination of compliance with respect to Investment in Debt Instruments by Foreign Portfolio Investors <br><a href='https://www.sebi.gov.in/sebi_data/commondocs/feb-2025/Correigendum AIRD Investment Commercial_p.pdf' target='_blank' style='color:#007ffc'>[Corrigendum]</a> |
February 24, 2025 |
| Certificate No. RC 8648 of 2025_ Notice of Demand in respect of Kajal Agarwal (PAN: BKYPA6122L) in the matter of Illiquid Stock Options |
February 24, 2025 |
| Appeal No. 6308 of 2025 filed by Janardan Prasad |
February 21, 2025 |
| Settlement Order in the matter of trading activities of certain entities in the scrip of Atlantaa Limited |
February 21, 2025 |
| Prohibitory Order No. 1105 of 2025 dated February 21, 2025 issued against Indira Prashant Karkera under Recovery Certificate No. 7787 of 2024 |
February 21, 2025 |
| Investor Charter for Stock Brokers |
February 21, 2025 |
| Adjudication Order in the matter of Axis Securities Limited |
February 21, 2025 |
| Appeal No. 6305 of 2025 filed by Sapan Shrivastava |
February 20, 2025 |
| Settlement Order in the matter of Electrosteel Castings Limited |
February 20, 2025 |
| Appeal No. 6307 of 2025 filed by Geeta Khattar |
February 20, 2025 |
| Appeal No. 6306 of 2025 filed by Kavish Kumarpal Sheth |
February 20, 2025 |
| Completion of Recovery Certificate No. RC8003 of 2024 in respect of Karabi Dealers Private Limited (PAN: AAECK2819G) in the matter of Illiquid Stock Options |
February 20, 2025 |
| Completion of Recovery Certificate No. 6930 of 2023 dated July 20, 2023 issued against Raghupati Overseas Pvt Ltd. (earlier known as Nainadevi Commotrade Pvt Ltd. and Orange Commotrade Pvt Ltd.) [Defaulter] PAN: AABCO6972D in the matter of Delta Leasing & Finance Ltd. |
February 20, 2025 |
| Completion of Recovery Certificate No. 8251 of 2024 dated October 29, 2024 issued against SSE COMMODITIES PRIVATE LIMITED [Defaulter] PAN: AAKCS7804F in the matter of ISO at BSE-SSE Commodities Private Limited. |
February 20, 2025 |
| Adjudication Order in the matter of Arham Share Private Limited |
February 20, 2025 |
| Adjudication Order in the matter of Finvasia Securities Private Limited |
February 20, 2025 |
| Attachment – Certificate No. RC8017 of 2024_A.P Nos 14346 and 14347 of 2025_ Anita Jajodia (PAN: ACTPJ4303J) in the matter of Jaisukh Dealers Ltd. |
February 20, 2025 |
| Release Order – Raghupati Overseas Pvt Ltd. (earlier known as Nainadevi Commotrade Pvt Ltd. and Orange Commotrade Pvt Ltd.) [Defaulter] PAN: AABCO6972D in the matter of Delta Leasing & Finance Ltd.: Certificate No. 6930 of 2023. |
February 20, 2025 |
| Completion of Recovery Certificate No. RC8472 of 2024 in respect of Siddharth Kalani (PAN: CPTPK9471F) in the matter of Illiquid Stock Options |
February 20, 2025 |
| Release Order of Recovery Certificate No. RC8472 of 2024 in respect of Siddharth Kalani (PAN: CPTPK9471F) in the matter of Illiquid Stock Options |
February 20, 2025 |
| In the matter of GDR Issue of Texmo Pipes and Products Ltd |
February 20, 2025 |
| Clarification regarding Investor Education and Awareness Initiatives |
February 20, 2025 |
| Certificate No. RC 8640 of 2025_ Notice of Demand in respect of SR Realbuild Private Limited (PAN: AAMCS7057E) in the matter of Illiquid Stock Options |
February 20, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8637 of 2025 against Mr Shekhar Mishra in the matter of Pinnacle Market Investment Advisory Pvt Ltd. |
February 19, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8638 of 2025 against Pinnacle Market Investment Advisory Pvt Ltd in the matter of Pinnacle Market Investment Advisory Pvt Ltd. |
February 19, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8639 of 2025 against Parul Sahu in the matter of Pinnacle Market Investment Advisory Pvt Ltd. |
February 19, 2025 |
| Completion of Recovery Certificate No. RC8341 of 2024_ Notice of Demand in respect Namaskar Dealcom Private Limited (PAN: AACCN8485F) in the matter of Econo Trade (India) Limited |
February 19, 2025 |
| Certificate No. RC8588 of 2025_A.P Nos 14334 and 14335 of 2024_Momento Suppliers Private Limited (PAN: AAFCM6543G) in the matter of Illiquid Stock Options |
February 19, 2025 |
| Certificate No. RC8590 of 2025_A.P Nos 14336 and 14337 of 2024_ NLM Trading Private Limited (PAN: AADCN7770J) in the matter of Illiquid Stock Options |
February 19, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 2322 of 2019 against Krupa Sanjay Soni in the matter of Ushdev International Ltd. |
February 19, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 2322 of 2019 against Krupa Sanjay Soni in the matter of Ushdev International Ltd. |
February 19, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4811 of 2022 against Lokesh Ramgopal Soni in the matter of Vani Commercials Ltd. |
February 19, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 4811 of 2022 against Lokesh Ramgopal Soni in the matter of Vani Commercials Ltd. |
February 19, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7918 of 2024 against Krupa Sanjay Soni in the matter of Timbor Home Ltd. |
February 19, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 7918 of 2024 against Krupa Sanjay Soni in the matter of Timbor Home Ltd. |
February 19, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7926 of 2024 against 1. SANJAY SONI, 2. Soni Krupa Sanjay, 3. J.M. Soni Consultancy in the matter of Timbor Home Ltd. |
February 19, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 7926 of 2024 against 1. SANJAY SONI, 2. Soni Krupa Sanjay, 3. J.M. Soni Consultancy in the matter of Timbor Home Ltd. |
February 19, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8437 of 2024 against Mayank Associates Private Limited in the matter of ISO at BSE-MAYANK ASSOCIATES PRIVATE LIMITED |
February 19, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. . 8437 of 2024 against Mayank Associates Private Limited in the matter of ISO at BSE-MAYANK ASSOCIATES PRIVATE LIMITED. |
February 19, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8477 of 2024 against Hetal Paresh Anam in the matter of ISO at BSE- Hetal Paresh Anam. |
February 19, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8477 of 2024 against Hetal Paresh Anam in the matter of ISO at BSE- Hetal Paresh Anam. |
February 19, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8603 of 2025 against NATRAJ DEALTRADE PRIVATE LIMITED (Now Amalgamated with RAJSHA CHEMICALS PRIVATE LIMITED) in the matter of ISO at BSE-NATRAJ DEALTRADE PRIVATE LIMITED. |
February 19, 2025 |
| Enquiry Order in the matter of cancellation of certificate of registration of 19 defunt FVCI Companies |
February 18, 2025 |
| Order in the matter of Mawana Sugars Limited. |
February 18, 2025 |
| Release Order No 849/2025 dated 18.02.2025 in Recovery Certificate No. 2719 of 2020 issued against Kratos Energy & Infrastructure Limited (Formerly known as Dil Vikas Finance Ltd.) (PAN: AAACD1635R) in the matter of failure to pay SEBI’s outstanding Fees. |
February 18, 2025 |
| Completion Certificate dated 18.02.2025 in Recovery Certificate No. 2719 of 2020 issued against Kratos Energy & Infrastructure Limited (Formerly known as Dil Vikas Finance Ltd.) (PAN: AAACD1635R) in the matter of failure to pay SEBI’s outstanding Fees. |
February 18, 2025 |
| Notice of Demand under Recovery Certificate number 8636 of 2025 dated February 18, 2025 issued to OPG Securities Pvt. Ltd. (AAACO1081C), Sanjay Gupta (AAHPG3047Q), Sangeeta Gupta (AAHPG6984C) and Om Prakash Gupta (AAHPG3048B) [Defaulters], jointly and severally in the matter of OPG Securities Private Limited and others. : under Recovery Certificate No. 8636 of 2025. |
February 18, 2025 |
| Securities and Exchange Board of India (Procedure for making, amending and reviewing of Regulations) Regulations, 2025 |
February 17, 2025 |
| Most Important Terms and Conditions (MITC) for Investment Advisers |
February 17, 2025 |
| Most Important Terms and Conditions (MITC) for Research Analysts |
February 17, 2025 |
| Interim Order cum Show Cause Notice in respect of DGS Capital Management Private Limited |
February 17, 2025 |
| Interim Order cum Show Cause Notice in respect of Scient Capital Private Limited |
February 17, 2025 |
| Completion of Recovery Certificate No. RC8583 of 2025 in respect of Ishwar Commercial Private Limited (amalgamation of Ishwar Commercial Private Limited into Pranesh Dealmark Private Limited vide order dated June 26, 2020, pursuant to Section 233 Companies Act, 2013 and Rule 25 (5) of Compaines (Compromise, Arrangement & Amalgamations) Rules, 2016) (PAN: AABCI8342M) in the matter of Illiquid Stock Options |
February 17, 2025 |
| Completion of Recovery Certificate No. RC8618 of 2025 in respect of Pranesh Dealmark Private Limited (PAN: AAGCP0698A) in the matter of Illiquid Stock Options |
February 17, 2025 |
| Appeal No. 6304 of 2025 filed by Sanjeet Malik |
February 17, 2025 |
| Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2025 |
February 17, 2025 |
| Certificate No. RC8635 of 2025_ Notice of Demand in respect of Shivrashi Real Estates Private Limited (PAN: AARCS2965G) in the matter of Illiquid Stock Options |
February 17, 2025 |
| Certificate No. 8633 of 2025_ Notice of Demand in respect of Shyamlal Jaiswal (HUF) (PAN: AAGHS5610A) in the matter of Illiquid Stock Options |
February 17, 2025 |
| Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 [Last amended on February 17, 2025] |
February 17, 2025 |
| Remittance Order issued in RC. No. 1580 of 2018 drawn against Amul P Sheth in the matter of Saarc Net Ltd. |
February 14, 2025 |
| Release of attachment on immovable property under Recovery Certificate no 4461 of 2022 against B Prabhakar Reddy [PAN- ACVPB8307N] |
February 14, 2025 |
| Order on the Application by Digvijay Laxhamsinh Gaekwad in the matter of Religare Enterprises Limited |
February 14, 2025 |
| Appeal No. 6300 of 2025 filed by Geeta Khattar |
February 14, 2025 |
| Relaxation in timelines for holding AIFs’ investments in dematerialised form |
February 14, 2025 |
| General Remittance Order – RC No. 7115 of 2023 in the matter of Fortunescript Services Private limited |
February 14, 2025 |
| Appeal No. 6301 of 2025 filed by Geeta Khattar |
February 14, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8626 of 2025 against Vaibhav Dhadda in the matter of Front Running : Various Fund of Fidelity Group. |
February 14, 2025 |
| Revised timelines for issuance of Consolidated Account Statement (CAS) by Depositories |
February 14, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8628 of 2025 against 1. Vaibhav Dhadda 2. Alka Dhadda in the matter of Front Running : Various Fund of Fidelity Group. |
February 14, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8627 of 2025 against 1. Sumit Kanungo 2. Riya Jain (Kanungo) 3. Vaibhav Dhadda 4. Alka Dhadda 5. Arushi Dhadda in the matter of Front Running : Various Fund of Fidelity Group. |
February 14, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8629 of 2025 against 1. Vaibhav Dhadda 2. Arushi Dhadda in the matter of Front Running : Various Fund of Fidelity Group. |
February 14, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8630 of 2025 against Alka Dhadda in the matter of Front Running : Various Fund of Fidelity Group. |
February 14, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8631 of 2025 against Arushi Dhadda in the matter of Front Running : Various Fund of Fidelity Group. |
February 14, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8632 of 2025 against Sumit Kanungo in the matter of Front Running : Various Fund of Fidelity Group. |
February 14, 2025 |
| Attachment – Certificate No. RC8400 of 2024_A.P Nos 14303 and 14304 of 2025_ Castle Commodities Private Limited (PAN: AABCC2788H) in the matter of Illiquid Stock Options |
February 14, 2025 |
| Industry Standards on “Minimum information to be provided for review of the audit committee and shareholders for approval of a related party transaction" |
February 14, 2025 |
| Remittance Order under Recovery Certificate No. 8461 of 2024 issued against Amit Mahesh Bhatt (PAN: AJTPB7179F) |
February 14, 2025 |
| Adjudication Order in the matter of Fyers Securities Private Ltd |
February 13, 2025 |
| Settlement Order in the matter of Paytm Money Limited |
February 13, 2025 |
| Notice of Demand under Recovery Certificate No. 8625 of 2025 issued against Sudhakar Anchan (PAN: N.A) in the matter of Sharepro Services (I) Pvt Ltd. |
February 13, 2025 |
| Notice of Demand under Recovery Certificate No. 8622 of 2025 issued against Sujitkumar Amarnath Gupta (PAN: N.A) in the matter of Sharepro Services (I) Pvt Ltd. |
February 13, 2025 |
| SEBI Order for compliance – General remittance order in RC No. 8441 of 2024 against Mr. Mehul Jagdishbhai Modi (PAN: AAMPM7310B) |
February 13, 2025 |
| Appeal No. 6298 of 2025 filed by Gagan Gupta |
February 13, 2025 |
| Appeal No. 6299 of 2025 filed by Geeta Khattar |
February 13, 2025 |
| Appeal No. 6302 of 2025 filed by Uvais Shaikh |
February 13, 2025 |
| Appeal No. 6303 of 2025 filed by Kaustubh Kelkar |
February 13, 2025 |
| Notice of Demand under Recovery Certificate number 8623 of 2025 dated February 13, 2025 issued to MAYA AGARWAL [Defaulter] PAN: ACAPA9807B in the matter of ISO at BSE-Maya Agarwal. : under Recovery Certificate No. 8623 of 2025. |
February 13, 2025 |
| Notice of Demand under Recovery Certificate number 8624 of 2025 dated February 13, 2025 issued to Moongipa Investments Limited (PAN: AAACM5584A), Mr. Madhur Agarwal (PAN: AAFPA1251Q), Mr. Sudhir Agarwal (PAN: AAFPA1250R) & Mr. Shiv Kumar Agarwal (PAN: AAFPA1252P) [Defaulters], Jointly and Severally in the matter of Moongipa Investments Limited : under Recovery Certificate No. 8624 of 2025. |
February 13, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8128 of 2024 against Manoj Kumar Jangid in the matter of ISO at BSE – Manoj Kumar Jangid. |
February 13, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8197 of 2024 against Ramkumar Bholanath Yadav in the matter of Best Agrolife Limited. |
February 13, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8237 of 2024 against Ritesh Kumar Thakkar in the matter of Best Agrolife Limited. |
February 13, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8235 of 2024 against Rocket Tips – Prop Mehul Pravinbhai Jiyani in the matter of unregistered investment advisory Services. |
February 13, 2025 |
| Completion of Recovery Certificate No. 3991 of 2021 dated July 16, 2021 issued against Abhay Ram Dahiya [Defaulter] PAN: ABVPD0924C in the matter of Polo Hotels Limited. |
February 13, 2025 |
| Completion of Recovery Certificate No. 8385 of 2024 dated November 26, 2024 issued against SAMARTH FINCAP SERVICES PRIVATE LIMITED [Defaulter] PAN: AABCS7132F in the matter of ISO at BSE-SAMARTH FINCAP SERVICES PRIVATE LIMITED. |
February 13, 2025 |
| Release Order – SAMARTH FINCAP SERVICES PRIVATE LIMITED [Defaulter] PAN: AABCS7132F in the matter of ISO at BSE-SAMARTH FINCAP SERVICES PRIVATE LIMITED.: Certificate No. 8385 of 2024. |
February 13, 2025 |
| Attachment – Certificate No. RC8533 of 2025_A.P Nos 14301 and 14302 of 2025_ Bed Prakash Gupta (PAN: ADVPG3256J) in the matter of Illiquid Stock Options |
February 13, 2025 |
| Industry Standards Recognition Manual |
February 12, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8615 of 2025 against Money Secure Investor (Proprietor – Ms Alka Shrivastava) in the matter of Money Secure Investor (Proprietor – Ms Alka Shrivastava). |
February 12, 2025 |
| Service platform for investors to trace inactive and unclaimed Mutual Fund folios- MITRA (Mutual Fund Investment Tracing and Retrieval Assistant) |
February 12, 2025 |
| Notice of Demand under Recovery Certificate number 8619 of 2025 dated February 12, 2025 issued to DHARMVIR SINGH [Defaulter] PAN: DSVPS1071K in the matter of ISO at BSE-DHARMVIR SINGH : under Recovery Certificate No. 8619 of 2025. |
February 12, 2025 |
| SEBI Order for compliance – General remittance order in RC No. 8395 of 2024 against Nemichand Kasturchand Jain (PAN: ABBPJ2880M) |
February 12, 2025 |
| Release Order – PREM SHANKAR [Defaulter] PAN: DYLPS2734D in the matter of ISO at BSE.: Certificate No. 8132 of 2024. |
February 11, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8522 of 2025 against Parag Anilbhai Vora in the matter of ISO at BSE- Parag Anilbhai Vora. |
February 11, 2025 |
| Certificate No. RC8617 of 2025_ Notice of Demand in respect of against Omprakash Agarwal HUF (PAN: AAAHO5377G) in the matter of Illiquid Stock Options |
February 11, 2025 |
| Certificate No. RC8618 of 2025_ Notice of Demand in respect of Brindavan Marketing Private Limited (amalgamation of Brindavan Marketing Private Limited into Pranesh Dealmark Private Limited vide order dated June 29, 2020, pursuant to Section 233 Companies Act, 2013 and Rule 25 (5) of Compaines (Compromise, Arrangement & Amalgamations) Rules, 2016) (PAN: AAECB3251H) in the matter of Illiquid Stock Options |
February 11, 2025 |
| Interim Order in the matter of LS Industries Limited |
February 11, 2025 |
| Settlement Order in the matter of National Peroxide Limited |
February 11, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 4284 of 2021 against Ashwin K Patel in the matter of Alka India Ltd. |
February 11, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 4284 of 2021 against Ashwin K Patel in the matter of Alka India Ltd. |
February 11, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8312 of 2024 against Chanda Agrawal in the matter of ISO at BSE- Chanda Agrawal. |
February 11, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8312 of 2024 against Chanda Agrawal in the matter of ISO at BSE- Chanda Agrawal. |
February 11, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8517 of 2024 against Pritamkumar Nenmal Shah in the matter of ISO at BSE- Pritamkumar Nenmal Shah |
February 11, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8517 of 2024 against Pritamkumar Nenmal Shah in the matter of ISO at BSE- Pritamkumar Nenmal Shah |
February 11, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8522 of 2024 against Parag Anilbhai Vora in the matter of ISO at BSE- Parag Anilbhai Vora. |
February 11, 2025 |
| Appeal No. 6297 of 2025 filed by Kareem Ansari |
February 11, 2025 |
| Adjudication Order in the matter of Pritam Prabodh Deuskar, Research Analyst |
February 11, 2025 |
| Release order of Recovery Certificate No. RC8515 of 2025 and attachment proceeding no 13890 and 13891 of 2025 in respect of Manju Devi Poddar (PAN: AFKPP9231M) in the matter of Illiquid Stock Options |
February 11, 2025 |
| Completion of Recovery Certificate No. RC8515 of 2025 and attachment proceeding no 13890 and 13891 of 2025 in respect of Manju Devi Poddar (PAN: AFKPP9231M) in the matter of Illiquid Stock Options |
February 11, 2025 |
| Facilitation to SEBI registered Stock Brokers to access Negotiated Dealing System-Order Matching (NDS-OM) for trading in Government Securities- Separate Business Units (SBU) |
February 11, 2025 |
| Order in the matter of Motilal Oswal Financial Services Ltd v. SEBI and Ors. (Writ Petition No. 3658 of 2022) |
February 11, 2025 |
| Adjudication Order in the matter of TSR Consultants Private Limited |
February 11, 2025 |
| Completion of Recovery Certificate No. 8508 of 2025 dated Janaury 07, 2025 issued against Madhur Buildcon Private Limited [Defaulter] PAN: AAFCM9969G in the matter of Yamini Investments Company Limited. |
February 11, 2025 |
| Completion of Recovery Certificate No. 8132 of 2024 dated October 04, 2024 issued against PREM SHANKAR [Defaulter] PAN: DYLPS2734D in the matter of ISO at BSE. |
February 11, 2025 |
| Completion of Recovery Certificate No. 3851 of 2021 dated June 21, 2021 issued against Shri Amardeep Singh Dahiya [Defaulter] PAN: AANPD3910B in the matter of Polo Hotels Limited. |
February 11, 2025 |
| Securities and Exchange Board of India (Investor Charter) (Amendment) Regulations, 2025 |
February 10, 2025 |
| Release Order for Recovery Certificate No. RC8544 of 2025 dated January 14, 2025 against Vijay Agarwal (PAN: AEBPA8031J) in the matter of Illiquid Stock Options |
February 10, 2025 |
| Cancellation of Recovery Certificate No. RC8544 of 2025 dated January 14, 2025 against Vijay Agarwal (PAN: AEBPA8031J) in the matter of Illiquid Stock Options |
February 10, 2025 |
| Appeal Nos. 6291 & 6292 of 2025 filed by Harbans Singh Sahni |
February 10, 2025 |
| Appeal Nos. 6294 & 6295 of 2025 filed by Harish Chandra |
February 10, 2025 |
| Interim Order cum SCN in the matter of Kalahridhaan Trendz Limited |
February 10, 2025 |
| Certificate No. RC8583 of 2025_A.P Nos 14197 and 14198 of 2025_ Ishwar Commercial Private Limited (amalgamation of Ishwar Commercial Private Limited into Pranesh Dealmark Private Limited vide order dated June 26, 2020, pursuant to Section 233 Companies Act, 2013 and Rule 25 (5) of Compaines (Compromise, Arrangement & Amalgamations) Rules, 2016) (PAN: AABCI8342M) in the matter of Illiquid Stock Options |
February 10, 2025 |
| General Remittance Order dated 10.02.2025 in Recovery Certificate No. 7793 of 2024 issued against N. Nagesh in the matter of Birla Power Solutions Limited |
February 10, 2025 |
| Notice of Demand under Recovery Certificate No. 8614 of 2025 issued against Rohil Shah (PAN: ARAPS8708A), Romil Shah (PAN: ARAPS8707R), BH Shah HUF (PAN: AAKHS2700K) and Bhupendrakumar Shah (PAN: ACQPS5388B) in the matter of Safal Herbs Limited (formerly known as Parikh Herbals Limited). |
February 10, 2025 |
| Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2025 |
February 10, 2025 |
| Securities and Exchange Board of India (Intermediaries) (Amendment) Regulations, 2025 |
February 10, 2025 |
| Securities and Exchange Board of India (Depositories and Participants) (Amendment) Regulations, 2025 |
February 10, 2025 |
| Attachment – Certificate No. RC8535 of 2025_A.P Nos 14096 and 14097 of 2025_ Gourab Ray Chaudhuri (PAN: AJJPC5551G) in the matter of Eros International Media Limited |
February 7, 2025 |
| Appeal No. 6296 of 2025 filed by Ashok Kumar Agarwala |
February 7, 2025 |
| Notice of Demand under Recovery Certificate No. 8608 of 2025 dated 07.02.2025 issued against Alpesh Vasanji Furiya (HUF) in the matter of CNBC Awaaz. |
February 7, 2025 |
| Notice of Demand under Recovery Certificate No. 8607 of 2025 dated 07.02.2025 issued against Alpesh Vasanji Furiya in the matter of CNBC Awaaz. |
February 7, 2025 |
| Notice of Demand under Recovery Certificate No. 8609 of 2025 dated 07.02.2025 issued against Alpa Alpesh Furiya in the matter of CNBC Awaaz. |
February 7, 2025 |
| Notice of Demand under Recovery Certificate No. 8610 of 2025 dated 07.02.2025 issued against Manish Vasanji Furiya in the matter of CNBC Awaaz. |
February 7, 2025 |
| Notice of Demand under Recovery Certificate No. 8611 of 2025 dated 07.02.2025 issued against Manish Vasanji Furiya (HUF)in the matter of CNBC Awaaz. |
February 7, 2025 |
| Notice of Demand under Recovery Certificate No. 8612 of 2025 dated 07.02.2025 issued against Mahan Investment in the matter of CNBC Awaaz. |
February 7, 2025 |
| Notice of Demand under Recovery Certificate No. 8613 of 2025 dated 07.02.2025 issued against Toshee Trade in the matter of CNBC Awaaz. |
February 7, 2025 |
| Adjudication Order in the matter of Vikas Lifecare Limited |
February 6, 2025 |
| Certificate No. RC8567 of 2025_A.P Nos 14094 and 14095 of 2025_ Gita Devi Jalan (PAN: ATVPJ2418H) in the matter of Illiquid Stock Options. |
February 6, 2025 |
| Completion of Recovery Certificate No. RC8369 of 2024 in respect of Rajendra Kumar Chokhany HUF (PAN: AAHHR7930M) in the matter of Illiquid Stock Options |
February 6, 2025 |
| Final order in the matter of Brightcom Group Ltd. |
February 6, 2025 |
| Order in the matter of Asmita Patel Global School of Trading Private Limited |
February 6, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 2316 of 2019 against Nalinkumar Pala in the matter of Ushdev International Ltd. |
February 6, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 2316 of 2019 against Nalinkumar Pala in the matter of Ushdev International Ltd. |
February 6, 2025 |
| Appeal No. 6289 of 2025 filed by Abha Agrawal |
February 6, 2025 |
| Appeal No. 6290 of 2025 filed by Mukesh Kumar |
February 6, 2025 |
| Appeal No. 6293 of 2025 filed by Commodore Lokesh K Batra (Retd.) IN-1967 |
February 6, 2025 |
| Attachment – Certificate No. RC8537 of 2025_A.P Nos 14092 and 14093 of 2025_ Dev Govind Binani (PAN: AIZPB7788F) in the matter of Eros International Media Limited |
February 6, 2025 |
| Attachment – Certificate No. RC8538 of 2025_A.P Nos 14076 and 14077 of 2025_ Abhishek Das (PAN: AIUPD2261J) in the matter of Eros International Media Limited |
February 6, 2025 |
| Attachment – Certificate No. RC8540 of 2025_A.P Nos 14084 and 14085 of 2025_ Rina Kumari Singh (PAN: BTNPD2312R) in the matter of Eros International Media Limited. |
February 6, 2025 |
| Attachment – Certificate No. RC8541 of 2025_A.P Nos 14090 and 14091 of 2025_ Sumit Bhoot (PAN: BLPPB9770D) in the matter of Eros International Media Limited |
February 6, 2025 |
| Attachment – Certificate No. RC8542 of 2025_A.P Nos 14086 and 14087 of 2025_ Sutapa Mukherjee (PAN: CFSPM3445J) in the matter of Eros International Media Limited |
February 6, 2025 |
| Attachment – Certificate No. RC8543 of 2025_A.P Nos 14088 and 14089 of 2025_ Vinod Kumar Agarwal (PAN: BQIPA6562Q) in the matter of Eros International Media Limited |
February 6, 2025 |
| Certificate No. RC8539 of 2025_A.P Nos 14082 and 14083 of 2025_ Manisha Kumari Singh (PAN: HDSPS6312B) in the matter of Eros International Media Limited |
February 6, 2025 |
| Attachment – Certificate No. RC8536 of 2025_A.P Nos 14078 and 14079 of 2025_ Debosmita Ghosh Dastidar (PAN: ANZPD2124L) in the matter of Eros International Media Limited |
February 6, 2025 |
| Attachment – Certificate No. RC8534 of 2025_A.P Nos 14080 and 14081 of 2025_ Debjit Medda (PAN: GMDPM8122A) in the matter of Eros International Media Limited |
February 6, 2025 |
| Attachment – Certificate No. RC8531 of 2025_A.P Nos 14074 and 14075 of 2025_ Anindya Bikas Datta (PAN: AJNPD7375B) in the matter of Eros International Media Limited |
February 6, 2025 |
| Appeal No. 6288 of 2025 filed by Ramani Bhaskaran Vellore |
February 6, 2025 |
| Completion Certificate in Recovery Certificate No. 8575 of 2025 dated 21.01.2025 issued against Rotam Commercials Limited (Now known as Sword-Edge Commercials Limited) (PAN: AAACR4462J) in the matter of Cupid Trades and Finance Limited |
February 6, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8604 of 2025 against Wealthit Global in the matter of Wealthit Global (Proprietor – Mohit Manghnani). |
February 5, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8602 of 2025 against Mangal Kumar in the matter of ISO at BSE- Mangal Kumar. |
February 5, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8603 of 2025 against Natraj Dealtrade Private Limited (Now Amalgamated with Rajsha Chemical Private Limited) in the matter of ISO at BSE- Natraj Dealtrade Private Limited. |
February 5, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8605 of 2025 against Wealthit Global in the matter of Wealthit Global (Proprietor – Mohit Manghnani). |
February 5, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 7940 of 2024 against Bhavnesh C Gandhi in the matter of Investigation into trading activities of certain entities in the scrip of Negotium International Trade Limited Formerly known as Mahadushi International Trade Limited 03 Case. |
February 4, 2025 |
| Safer participation of retail investors in Algorithmic trading |
February 4, 2025 |
| Adjudication Order in the matter of Junjharji Investment Private Ltd. |
February 4, 2025 |
| Order in the matter of DB Realty Limited. |
February 4, 2025 |
| Release Order dated 04.02.2025 in Recovery Certificate No. 8463 of 2024 issued against Vikrambhai Jamnadas Shah alias Vikrambhai Babubhai Shah (PAN: AEDPS5031A) in the matter of Safal Herbs Limited (formerly known as Parikh Herbals Limited). |
February 4, 2025 |
| Notice of Demand under Recovery Certificate number 8598 of 2025 dated February 04, 2025 issued to Krishna Swarup Shukla [Defaulter] PAN: ATQPS5314N in the matter of Trading in Illiquid Stock Options on BSE : under Recovery Certificate No. 8598 of 2025. |
February 4, 2025 |
| Completion Certificate dated 04.02.2025 in Recovery Certificate No. 8463 of 2024 issued against Vikrambhai Jamnadas Shah alias Vikrambhai Babubhai Shah (PAN: AEDPS5031A) in the matter of Safal Herbs Limited (formerly known as Parikh Herbals Limited). |
February 4, 2025 |
| Notice of Demand under Recovery Certificate number 8599 of 2025 dated February 04, 2025 issued to Awanish Kumar Mishra [Defaulter] PAN: AGOPM7538H in the matter of Transfer of mutual fund units by Money Mishra Financial Services and others. : under Recovery Certificate No. 8599 of 2025. |
February 4, 2025 |
| Notice of Demand under Recovery Certificate number 8597 of 2025 dated February 04, 2025 issued to Money Mishra Overseas Pvt. Ltd. [Defaulter] PAN: AAJCM8612N in the matter of Transfer of mutual fund units by Money Mishra Financial Services and others. : under Recovery Certificate No. 8597 of 2025. |
February 4, 2025 |
| Notice of Demand under Recovery Certificate number 8596 of 2025 dated February 04, 2025 issued to Money Mishra Financial Services [Defaulter] PAN: AAZFM1357R in the matter of Transfer of mutual fund units by Money Mishra Financial Services and others. : under Recovery Certificate No. 8596 of 2025. |
February 4, 2025 |
| Notice of Demand under Recovery Certificate number 8600 of 2025 dated February 04, 2025 issued to Sunil Kumar Lodha HUF [Defaulter] PAN: AARHS9086F in the matter of Illiquid Stock Options at BSE.: under Recovery Certificate No. 8600 of 2025. |
February 4, 2025 |
| Notice of Demand under Recovery Certificate number 8601 of 2025 dated February 04, 2025 issued to Sumac International Limited [Defaulter] PAN: AABCS8193A in the matter of Illiquid Stock Options at BSE.: under Recovery Certificate No. 8601 of 2025. |
February 4, 2025 |
| Remittance Order – RC No. 4291 of 2021 against Gopu bala reddy and 6 others in the matter of ICSA (India) Ltd |
February 4, 2025 |
| Release Order for RC No. 8130/2024 against Rakesh Kumar Bansal (AFYPB8312B) in the matter of ISO at BSE- Rakesh Kumar Bansal” |
February 4, 2025 |
| Completion of Recovery Certificate No. 8130/2024 against Rakesh Kumar Bansal (AFYPB8312B) in the matter of ISO at BSE- Rakesh Kumar Bansal |
February 4, 2025 |
| Cancellation of Recovery Certificate No. RC6304 of 2023 against Bithika Mandal (PAN: BIDPM8951N) in the matter of Sunstar Realty Development Ltd |
February 3, 2025 |
| Release Order for Recovery Certificate No. RC 8100 of 2024 against Nalini Sanwal (PAN: AVZPS6488G) in the matter of Illiquid Stock Options |
February 3, 2025 |
| Notice of Demand under Recovery Certificate number 8594 of 2025 dated February 03, 2025 issued to Shri Shiv Kumar Singhal [Defaulter] PAN: AAZPS6608M in the matter of Jagjanani Textiles Limited : under Recovery Certificate No. 8594 of 2025. |
February 3, 2025 |
| Release Order for Recovery Certificate No. RC7102 of 2023 against Kripa Securities Pvt Ltd (PAN: AACCK2399D) in the matter of Illiquid Stock Options |
February 3, 2025 |
| Completion of Recovery Certificate No. RC8100 of 2024 against Nalini Sanwal (PAN: AVZPS6488G) in the matter of Illiquid Stock Options |
February 3, 2025 |
| Completion of Recovery Certificate No. RC7102 of 2023 against Kripa Securities Pvt Ltd (PAN: AACCK2399D) in the matter of Illiquid Stock Options |
February 3, 2025 |
| Release Order for Recovery Certificate No. RC6304 of 2023 against Bithika Mandal (PAN: BIDPM8951N) in the matter of Sunstar Realty Development Ltd |
February 3, 2025 |
| Discontinuation of recovery proceedings against 3 entities (Hari Mohan Beriwala, Manju Beriwala and Hari Mohan Beriwala & Others HUF) under Recovery Certificate no. RC5886 of 2022 in the matter of Sunstar Realty Development Ltd |
February 3, 2025 |
| Certificate No. 8593 of 2025_ Notice of Demand in respect of Sunita Agarwal (PAN: ACQPA6844C) in the matter of Illiquid Stock Options |
February 3, 2025 |
| Notice of Demand under Recovery Certificate number 8595 of 2025 dated February 03, 2025 issued to Shri Gopal Vyas (PAN: AATPV8476G), Ms Madhavi Vyas (ACNPV3397G), Shri Shiv Kumar Singhal (AAZPS6608M), Ms Rita Singhal (AYJPS4871Q), Ms Megha Jain (AVQPS0253A) and Shri Ayush Singhal (CGYPS4732F) [Defaulters] jointly & severally in the matter of Jagjanani Textiles Limited : under Recovery Certificate No. 8595 of 2025. |
February 3, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 7939 of 2024 against Karan Subhashchandra Ravdein the matter of Investigation into trading activities of certain entities in the scrip of Negotium International Trade Limited Formerly known as Mahadushi International Trade Limited 03 Case. |
February 3, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 522 of 2014 against Arvind Thesia in the matter of Baffin Engineering Projects Ltd. |
February 3, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 6628 of 2023 against Mr Anil Kantilal Shah in the matter of Oasis Media Matrix Limited. |
February 3, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 7916 of 2024 against Anant Sureshchandra Maloo in the matter of Timbor Home Limited. |
February 3, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 7919 of 2024 against Amul Gagabhai Desai in the matter of Timbor Home Limited. |
February 3, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 7921 of 2024 against Mahesh Somabhai Desai in the matter of Timbor Home Limited. |
February 3, 2025 |
| Certificate No. RC8532 of 2025_A.P Nos 14052 and 14053 of 2025_ Ujala Capital Market Private Limited (PAN: AABCU5530B) in the matter of Illiquid Stock Options |
February 3, 2025 |
| Certificate No. RC8546 of 2025_A.P Nos 14046 and 14047 of 2024_ Motilal Makhanlal Holdings Private Limited (PAN: AACCM2227N) in the matter of Illiquid Stock Options |
February 3, 2025 |
| Certificate No. RC8544 of 2025_A.P Nos 14048 and 14049 of 2025_ Vijay Agarwal (PAN: AEBPA8031J) in the matter of Illiquid Stock Options. |
February 3, 2025 |
| Certificate No. RC8545 of 2025_A.P Nos 14050 and 14051 of 2025_ Sandip Agarwal (PAN: ACDPA7664H) in the matter of Illiquid Stock Options. |
February 3, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14034 & 14035 of 2025 dated February 03, 2025 against Shamugpriya International Pvt. Ltd. (PAN: AAYCS6149K)["Defaulter"] in the matter of Investigation into the trading by certain entities in Mentha Oil Futures Contracts at Multi Commodity Exchange of India Ltd -03 Case -IVD/ID03/2018-19/159.: under Recovery Certificate No. 6868 of 2023. |
February 3, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14032 & 14033 of 2025 dated February 03, 2025 against F6 FINSERVE PVT. LTD. (PAN: AABCF0080D) ["Defaulter"] in the matter of certain trading members (brokers) – F6 FINSERVE PVT. LTD. : under Recovery Certificate No. 6806 of 2023. |
February 3, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14036 & 14037 of 2025 dated February 03, 2025 against Ritika Electronics Pvt Ltd. (PAN: AAACR3391Q) ["Defaulter"] in the matter of Vintron Informatics Limited.: under Recovery Certificate No. 7029 of 2023. |
February 3, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14038 & 14039 of 2025 dated February 03, 2025 against Neel Kanth Trading Co (PAN: CIYPS1419K) ["Defaulter"] in the matter of IPO of Esteem Bio Organic Food Processing Ltd.: under Recovery Certificate No. 7071 of 2023. |
February 3, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14040 & 14041 of 2025 dated February 03, 2025 against Satendra Kumar & its proprietorship firm viz. Nisha Traders, Bright Securities (PAN: AWWPK8525E) ["Defaulter"] in the matter of IPO of Esteem Bio Organic Food Processing Ltd.: under Recovery Certificate No. 7074 of 2023. |
February 3, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 14044 & 14045 of 2025 dated February 03, 2025 against D. K. Jain and Sons HUF (PAN: AAAHD3061N) ["Defaulter"] in the matter of JMD Telefilms Industries Limited.: under Recovery Certificate No. 7727 of 2024. |
February 3, 2025 |
| Notices of Attachment dated 03.02.2025 under Recovery Certificate No. 8108 of 2024 issued against Videocon Realty And Infrastructures Ltd in the matter of Videocon Industries Limited |
February 3, 2025 |
| Adjudication Order in respect of Calypso Tieup and Finco Private Limited in the matter of dealings in Illiquid Stock Options at BSE |
January 31, 2025 |
| Adjudication Order in respect of Abhinesh Kumar in the matter of dealings in Illiquid Stock Options at BSE |
January 31, 2025 |
| Adjudication Order in respect of Ratan Chand Bhurat in the matter of dealings in Illiquid Stock Options at BSE |
January 31, 2025 |
| Adjudication Order in respect of Krati Agarwal in the matter of dealings in Illiquid Stock Options at BSE |
January 31, 2025 |
| Order in the matter of Insider Trading Activities of Certain Entities in the Scrip of Infosys Limited |
January 31, 2025 |
| Final Order in the matter of Unregistered Investment Advisory Services by Mr. Chanchal Agrawal – Proprietor of www.sharepati.com |
January 31, 2025 |
| Commodities Derivatives Segment |
January 31, 2025 |
| Framework for Monitoring and Supervision of System Audit of Stock Brokers (SBs) through Technology based Measures |
January 31, 2025 |
| Adjudication Order in respect of Rajnikant Nathalal Kananni HUF in the matter of dealings in Illiquid Stock Options at BSE |
January 31, 2025 |
| Adjudication Order in respect of Shashi Jain in the matter of dealings in Illiquid Stock Options at BSE |
January 31, 2025 |
| Order in the matter of Pressure Sensitive Systems India Limited |
January 31, 2025 |
| Adjudication Order in the matter of Charms industries Limited |
January 31, 2025 |
| SEBI Order for compliance – General remittance order in RC No. 8429 of 2024 against Ms. Saritha Sukumaran (PAN: AYFPS1523F) |
January 31, 2025 |
| General Remittance Order dated 31.01.2025 issued under RC No. 8432 drawn against VK Sukumaran and Saritha Sukumaran in the matter of VKS Project Limited. |
January 31, 2025 |
| SEBI Order for Compliance – Corrigendum to Notice of Demand for Recovery Certificate No. 7414 of 2023 against 1. Prowise Capital 2. Prowise Consultancy 3. Yogendra Gangrade 4. Swati Purwar 5. Vaibhav Patil 6. Arun Jatav in the matter of Prowise Capital |
January 31, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 6744 of 2023 against Hanif Kasambhai Shekh in the matter of Greencrest Financial Service Limited. |
January 31, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 6249 of 2023 against Hanif Kasambhai Shekh in the matter of Pro Fin Capital Services Limited |
January 31, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7566 of 2024 against Hanif Shekh in the matter of Leading Leasing Finance and Investment Company Limited. |
January 31, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 6511 of 2023 against Hanif Shekh in the matter of V B Industries Limited. |
January 31, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 6511 of 2023 against Hanif Shekh in the matter of V B Industries Limited. |
January 31, 2025 |
| Summary settlement order in the matter of IIRM Holdings India Limited (Formerly known as Sudev Industries Limited) in respect of Vurakaranam Ramakrishna |
January 31, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 7566 of 2024 against Hanif Shekh in the matter of Leading Leasing Finance and Investment Company Limited. |
January 31, 2025 |
| Completion Certificate in Recovery Certificate No. 4317 of 2021 issued against Sushil Chichani (PAN: ADIPC5299C) in the matter of Channel Guide (India) Ltd. (Now known as Iris Mediaworks Ltd.) |
January 31, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 6249 of 2023 against Hanif Kasambhai Shekh in the matter of Pro Fin Capital Services Limited |
January 31, 2025 |
| Release Order dated 06.01.2025 in Recovery Certificate No. 4317 of 2021 issued against Sushil Chichani (PAN: ADIPC5299C) in the matter of Channel Guide (India) Ltd. (Now known as Iris Mediaworks Ltd.) |
January 31, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 6744 of 2023 against Hanif Kasambhai Shekh in the matter of Greencrest Financial Service Limited. |
January 31, 2025 |
| Completion Certificate in Recovery Certificate No. 8571 of 2025 issued against Navin Govind Agrawal HUF (PAN: AAFHN9130F) in the matter of trading in Illiquid Stock Options at BSE |
January 31, 2025 |
| General Remittance Order dated 31.01.2025 issued under RC No. 8448 drawn against Nelesh Devendra Vora in the matter of VKS Project Limited. |
January 31, 2025 |
| SEBI Order for Compliance – Release Order for Swati Purwar in Recovery Certificate No. 7414 of 2024 in the matter of Prowise Capital. |
January 31, 2025 |
| General Remittance Order dated 31.01.2025 issued under RC No. 8430 drawn against VK Sukumaran in the matter of VKS Project Limited. |
January 31, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7216 of 2023 against Nilesh Kishanbhai Pandya in the matter of Kapil Raj Finance Ltd |
January 31, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 7216 of 2023 against Nilesh Kishanbhai Pandya in the matter of Kapil Raj Finance Ltd |
January 31, 2025 |
| Order in the matter of Misstatements in the financial statements of Cerebra Integrated Technology Limited |
January 30, 2025 |
| Adjudication Order in the matter of Anand Rathi Share and Stock Brokers Ltd |
January 30, 2025 |
| Parameters for external evaluation of Performance of Statutory Committees of Market Infrastructure Institutions (MIIs); and Mechanism for internal evaluation of Performance of MIIs and its Statutory Committees |
January 30, 2025 |
| SEBI Order for Compliance –Notice of Attachment for Recovery Certificate No. 8502 of 2025 against Heema Infocom Limited in the matter of ISO at BSE- Heema Infocom Limited. |
January 30, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. 8239 of 2024 against Monetary Solutions, Proprietor: Ankit Vyas in the matter of Monetary Solutions, Proprietor Ankit Vyas (Investment Adviser). |
January 30, 2025 |
| Notice of Demand under Recovery Certificate number 8592 of 2025 dated January 30, 2025 issued to DEE KARTAVYA FINANCE LIMITED (PAN: AAACD1157A) in the matter of trading in Illiquid Stock Options on BSE. : under Recovery Certificate No. 8592 of 2025. |
January 30, 2025 |
| SEBI Order for Compliance –Corrigendum to Notice of Attachment for Recovery Certificate No. 8466 of 2024 against Anil Satyanarayan Roongta- Karta in the matter of Mishka Finance and Trading Limited. |
January 30, 2025 |
| General Remittance Order dated 30.01.2025 issued under RC No. 8446 drawn against Omprakash Basantlal Goenka, Prakash Ganpat Untekar, Venkatraman Natarajan and Narayan Shivram Kotnis in the matter of CIS Activities of Citrus Check-Inn Limited. |
January 30, 2025 |
| Release Order dated 30.01.2025 issued under RC No. 8125 drawn against Skyrail Logistics Private Limited in the matter of trading in ISO on BSE. |
January 30, 2025 |
| Appeal No. 6286 of 2025 filed by Sampreet Pal |
January 29, 2025 |
| Order in the matter of Infotech Portfolio Pvt Ltd |
January 29, 2025 |
| Order in the matter of GACM Technologies Ltd (Formerly known as Stampede Capital Ltd) |
January 29, 2025 |
| Order in the matter of Single Window Securities Ltd |
January 29, 2025 |
| Order in the matter of Sunness Capital India Pvt Ltd |
January 29, 2025 |
| Completion of Recovery Certificate No. 8505 of 2025 dated Janaury 07, 2025 issued against Surbhi Infraproject Private Limited [Defaulter] PAN: AAMCS9707M in the matter of Yamini Investments Company Limited. |
January 29, 2025 |
| Adjudication order in the matter of Urja Global Limited |
January 29, 2025 |
| Details/clarifications on provisions related to association of persons regulated by the Board, MIIs, and their agents with persons engaged in prohibited activities |
January 29, 2025 |
| Certificate No. RC8590 of 2024_ Notice of Demand in respect of NLM Trading Private Limited (PAN: AADCN7770J) in the matter of Illiquid Stock Options |
January 29, 2025 |
| Appeal No. 6278 of 2025 filed by Vinesh K Sanghal |
January 29, 2025 |
| Appeal No. 6281 of 2025 filed by AMRITA |
January 29, 2025 |
| Appeal No. 6280 of 2025 filed by RAVI SANGHI |
January 29, 2025 |
| Appeal No. 6282 of 2025 filed by Archishma |
January 29, 2025 |
| Appeal No. 6283 of 2025 filed by Mahesh Bhat |
January 29, 2025 |
| Appeal No. 6284 of 2025 filed by Rajkumar Kotha |
January 29, 2025 |
| Appeal No. 6285 of 2025 filed by Gowtham S. Muthusamy |
January 29, 2025 |
| Appeal No. 6287 of 2025 filed by Sneha Mariam Sam |
January 29, 2025 |
| SEBI Order for Compliance –Corrigendum to Remittance Order for Recovery Certificate No. 8180 of 2024 against 1. Shivaay Investment Proprietor Jaydeepgiri Goswami 2. Mrs Rupaben K Bhatt 3. Mr Kevinbhai Bhatt 4. Mr Jayarajbhai Vala in the matter of unregisterd investment advisory service by shivaay investment |
January 29, 2025 |
| Order in the matter of front Running by Mr. Mandhar Ulhas Bhatkar |
January 28, 2025 |
| Adjudication Order in the matter of Shri Venkatesh Stock Broker Services India Private Limited |
January 28, 2025 |
| Adjudication Order in respect of 5 entities in the matter of Anthill Capital Ventures |
January 28, 2025 |
| Development of Web-based portal: iSPOT(Integrated SEBI Portal for Technical glitches) for reporting of technical glitches |
January 28, 2025 |
| Order in respect of Ketan Bora Proprietor of the Insane Traders |
January 28, 2025 |
| Unregistered Investment Advisory Services by M/s. Real Capital Services |
January 28, 2025 |
| Format of Due Diligence Certificate to be given by the DTs |
January 28, 2025 |
| Certificate No. RC8076 of 2024_ Notice of Demand in respect of Manomay Dealmark Private Limited (PAN: AAHCM2762P) in the matter of Illiquid Stock Options |
January 28, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8490 of 2025 against 1. Haxco Invest Private Limited 2. Samarth P Ramanuj 3. Shruti Ramanuj in the matter of Diggi Multitrade Limited |
January 28, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8490 of 2025 against 1. Haxco Invest Private Limited 2. Samarth P Ramanuj 3. Shruti Ramanuj in the matter of Diggi Multitrade Limited |
January 28, 2025 |
| Notices of Attachment of Bank and Demat Accounts under Recovery Certificate No. 8497 of 2024 issued against Madhu Inderlal Gerela (PAN:AEOPG0197E) in the matter of trading in ISO on BSE. |
January 28, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8489 of 2025 against 1. Lachhman Ghanshamdas Utwani 2. Ms. Meena Utwani 3. Ms. Veena Utwani in the matter of Diggi Multitrade Limited |
January 28, 2025 |
| Completion of Recovery Certificate No. 7326 of 2023 issued against P S Chadha HUF (PAN – AFJPC3081P) in the matter of Trading in Illiquid Stock Options at BSE |
January 28, 2025 |
| SEBI Order for Compliance –Completion Order for Recovery Certificate No. 3700 of 2021 against Girishbhai S Varia in the matter of Negotium International Trade Limited. |
January 28, 2025 |
| Certificate No. RC8588 of 2024_ Notice of Demand in respect of Momento Suppliers Private Limited (PAN: AAFCM6543G) in the matter of Illiquid Stock Options |
January 28, 2025 |
| Certificate No. RC8515 of 2024_A.P Nos 13890 and 13891 of 2025 Manju Devi Poddar (PAN: AFKPP9231M) in the matter of Illiquid Stock Options |
January 28, 2025 |
| Appeal No. 6279 of 2025 filed by Rajesh Kumar Bindlish |
January 28, 2025 |
| Appeal No. 6277 of 2025 filed by Tushar Chauhan |
January 28, 2025 |
| Appeal No. 6273, 6274, 6275 & 6276 of 2025 filed by Puneet Goel |
January 28, 2025 |
| Adjudication Order in respect of Arvind Kashmirilal Punjabi in the matter of dealings in Illiquid Stock Options at BSE |
January 27, 2025 |
| Prohibitory Order no. 1076 of 2024 in the matter of PACL Ltd. under Recovery Certificate No. 832 of 2015 |
January 27, 2025 |
| Adjudication Order in the matter of Punit Kumar, Proprietor of Shrimoney, Research Analyst |
January 27, 2025 |
| Adjudication Order in respect of Improve Vincom Private Limited in the matter of dealings in Illiquid Stock Options at BSE |
January 27, 2025 |
| Interim Order cum SCN in the matter of front running activities by Ashish Kirti Kothari and Others |
January 27, 2025 |
| SEBI launches ‘Dharohar – Milestones in the Indian Securities Market’ A Digital Knowledge Repository |
January 26, 2025 |
| Notice of Demand (NoD) under Recovery Certificate No. 8584 of 2025 issued against Electroparts (India) Pvt. Ltd. in the matter of M/s Videocon Industries Limited. |
January 24, 2025 |
| Settlement Order in the matter of PC Jeweller Limited |
January 24, 2025 |
| Interim Ex Parte Order cum SCN in the matter of Suumaya Industries Ltd |
January 24, 2025 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Amara Raja Energy & Mobility Limited |
January 24, 2025 |
| Notice of Demand under Recovery Certificate number 8587 of 2025 dated January 24, 2025 issued to SAROJ BAID [Defaulter] PAN: AHTPB7233L in the matter of Trading in Illiquid Stock Options on BSE : under Recovery Certificate No. 8587 of 2025. |
January 24, 2025 |
| Completion of Recovery Certificate No. RC8547 of 2024 in respect of Maya Devi Agarwal (PAN: ADEPA4167B) in the matter of Illiquid Stock Options |
January 24, 2025 |
| Completion of recovery certificate no. 6088 of 2022 issued against Supernova Advertising Pvt Ltd in the matter of Kailash Auto Finance Ltd. |
January 23, 2025 |
| Adjudication Order in the matter of trading activities of certain entities in the scrip of Elegant Floriculture and Agrotech India Ltd. |
January 23, 2025 |
| Prohibitory Order No. 1104 of 2025 dated 23.01.2025 issued under Recovery Certificate No. 3132 of 2020 drawn against Mr. Kaushik Shah (PAN: AXAPS7940N) |
January 23, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8585 of 2025 against Jagjanani Textile Limited in the matter of Jagjanani Textile Research. |
January 23, 2025 |
| Release Order issued in RC. No 6088 of 2022 drawn against Supernova Advertising Pvt Ltd in the matter of Kailash Auto Finance Ltd. |
January 23, 2025 |
| Notice of Demand (NoD) under Recovery Certificate No. 8586 of 2025 issued against Videocon Realty And Infrastructures Ltd in the matter of M/s Videocon Industries Limited. |
January 23, 2025 |
| Completion of Recovery Certificate No. 8391 of 2024 dated November 28, 2024 issued against Greatfin Leasing & Credit Limited [Defaulters] PAN: AAACG5265C in the matter of ISO at BSE-Greatfin Leasing & Credit Limited. |
January 23, 2025 |
| Order in the matter of National Spot Exchange Limited (NSEL) v. Union of India and Others (Writ Petition No. 253 of 2017) |
January 23, 2025 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. 8490 of 2025 against 1. Haxco Invest Private Limited 2. Samarth P Ramanuj 3. Shruti Ramanuj in the matter of Diggi Multitrade Limited |
January 23, 2025 |
| General Remittance Order dated 22.01.2025 – Recovery Proceedings under RC 8381 against Madhuri Suni Kotecha in the matter of Illiquid Stock Options at BSE |
January 22, 2025 |
| Order in the matter of Fiidex Industries Ltd. |
January 22, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8577 of 2025 against Winway Research Proprietor Ankur Jain in the matter of Ankur Jain Proprietor Winway Research. |
January 22, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8578 of 2025 against Mohd Faisal in the matter of Biocon Limited. |
January 22, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8579 of 2025 against Mohd Faisal in the matter of Biocon Limited. |
January 22, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8580 of 2025 against Ramkumar Bholanath Yadav in the matter of Manaksia Coated Metals and Indsutries Limited. |
January 22, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 7596 of 2024 against Mr Pram Prakash in the matter of Capitalvia Global Research. |
January 22, 2025 |
| Certificate No. RC8583 of 2025_ Notice of Demand in respect of Ishwar Commercial Private Limited (amalgamation of Ishwar Commercial Private Limited into Pranesh Dealmark Private Limited vide order dated June 26, 2020, pursuant to Section 233 Companies Act, 2013 and Rule 25 (5) of Compaines (Compromise, Arrangement & Amalgamations) Rules, 2016) (PAN: AABCI8342M) in the matter of Illiquid Stock Options |
January 22, 2025 |
| Certificate No. RC8582 of 2025_ Notice of Demand in respect of Consolidated Mercantiles Private Limited (PAN: AACCC2960N) in the matter of Illiquid Stock Options |
January 22, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8572 of 2025 against MB Casting Private Limited in the matter of ISO at BSE- MB Casting Private Limited. |
January 21, 2025 |
| Notice of Demand dated 21.01.2025 in Recovery Certificate No. 8574 of 2025 issued against RK Global Shares and Securities Limited (PAN: AAACR5786P) in the matter of RK Global Shares and Securities Limited |
January 21, 2025 |
| Notice of Demand dated 21.01.2025 in Recovery Certificate No. 8575 of 2025 issued Rotam Commercials Limited (Now known as Sword-Edge Commercials Limited) (PAN: AAACR4462J) in the matter of Cupid Trades and Finance Limited |
January 21, 2025 |
| Notices of Attachment dated 21.01.2025 in Recovery Certificate No. 8463 of 2024 issued against Vikrambhai Jamnadas Shah alias Vikrambhai Babubhai Shah (PAN: AEDPS5031A) in the matter of Safal Herbs Limited (formerly known as Parikh Herbals Limited) |
January 21, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8573 of 2025 against Aashu Dakh in the matter of ISO at BSE- Aashu Dakh. |
January 21, 2025 |
| Certificate No. RC7836 of 2024_A.P Nos 13840 and 13841 of 2025_ in respect of 2 defaulters jointly and severally in the matter of Edynamics Solutions Ltd. |
January 21, 2025 |
| Certificate No. RC8576 of 2025_ Notice of Demand to Ceremony Marketing Private Limited (PAN: AAECC1972G) in respect of Devesh Commosale Private Limited (amalgamated entity) in the matter of Illiquid Stock Options |
January 21, 2025 |
| Certificate No. RC8054 of 2024_A.P Nos 13839 and 13840 of 2024_ in respect of 2 defaulters jointly and severally in the matter of Worth Investment and Trading Private Limited |
January 21, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. RC 6357 of 2023 against Mr Bhavin Pradyumna Pandya and Mr Rakesh Batt in the matter of Global Infratech and Finance Ltd. |
January 20, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. RC 2111 of 2019 against Fateh Lal Shah, Jitendra Yadav, Alop Chaturvedi, Anil Tiwari, Anil Gagrani, Pushpendra Patel, Shivram Sharma, Govardhan Lal Prajapat, Arjun Geel, Rajesh Mantril, Puppy Chaturvedi in the matter of Shreenath Industrial Investment Company Limited. |
January 20, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. RC 6357 of 2023 against Mr Bhavin Pradyumna Pandya and Mr Rakesh Batt in the matter of Global Infratech and Finance Ltd. |
January 20, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. RC 2111 of 2019 against Fateh Lal Shah, Jitendra Yadav, Alop Chaturvedi, Anil Tiwari, Anil Gagrani, Pushpendra Patel, Shivram Sharma, Govardhan Lal Prajapat, Arjun Geel, Rajesh Mantril, Puppy Chaturvedi in the matter of Shreenath Industrial Investment Company Limited. |
January 20, 2025 |
| Notice of Demand dated January 20,2025 in RC No. 8568 of 2025 issued to USHA GUPTA (PAN: AHGPG4100L) in the matter of ISO at BSE- USHA GUPTA |
January 20, 2025 |
| Notice of Demand dated January 20,2025 in RC No. 8569 of 2025 issued to SUNITA GUPTA (PAN: AHIPG2711P) in the matter of ISO at BSE- SUNITA GUPTA |
January 20, 2025 |
| Completion of Recovery Certificate No. 8567 of 2025 against Gita Devi Jalan (PAN: ATVPJ2418H) in the matter of Illiquid Stock Options. |
January 20, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8566 of 2025 against Vijay Ishvarbhai Chauhan in the matter of Manaksia Coated Metals and Industries Limited. |
January 20, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8562 of 2025 against Keyur Vindochandra Parmar in the matter of Manaksia Coated Metals and Industries Limited. |
January 20, 2025 |
| Certificate No. RC 8567 of 2025_ Notice of Demand in respect of Gita Devi Jalan (PAN: ATVPJ2418H) in the matter of Illiquid Stock Options. |
January 20, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8563 of 2025 against VORA KINJAL RONAK in the matter of Manaksia Coated Metals and Industries Limited. |
January 20, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8564 of 2025 against Vijay Ghanshyambhai Pujara in the matter of Manaksia Coated Metals and Industries Limited. |
January 20, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8565 of 2025 against 1. Ajaykumar Pujara 2. Mr Natu Vegda in the matter of Manaksia Coated Metals and Industries Limited. |
January 20, 2025 |
| Completion of Recovery Certificate No. RC8233 of 2024 in respect of Emery Tie-Up Private Limited (PAN: AAACE7686B) in the matter of Illiquid Stock Options |
January 20, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 405 of 2014 against Shree Parshwa Finance in the matter of Tasc Pharmaceuticals Limited. |
January 20, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 405 of 2014 against Shree Parshwa Finance in the matter of Tasc Pharmaceuticals Limited. |
January 20, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13813 & 13814 of 2025 dated January 20, 2025 against Best Cure Private Limited (New Name-Devera Developers Pvt Ltd) [Defaulters] PAN: AADCB1809L in the matter of Fortis Healthcare Limited.: under Recovery Certificate No. 7875 of 2024. |
January 20, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13815 & 13816 of 2025 dated January 20, 2025 against Eco Friendly Food Processing Park Ltd. [Defaulters] PAN: AACCE0416B in the matter of IPO of Eco Friendly Food Processing Park Limited.: under Recovery Certificate No. 8022 of 2024. |
January 20, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13561 & 13562 of 2025 dated January 20, 2025 against Anil Kumar Garg HUF [Defaulter] PAN: AAKHA1804N in the matter of Trading in illiquid Stock Options on BSE.: under Recovery Certificate No. 8025 of 2024. |
January 20, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13821 & 13822 of 2025 dated January 20, 2025 against Deva Nand Aggarwal HUF [Defaulter] PAN: AAIHD6045G in the matter of Trading in Illiquid Stock Options at BSE.: under Recovery Certificate No. 8026 of 2024. |
January 20, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13823 & 13824 of 2025 dated January 20, 2025 against Prem Shankar [Defaulter] PAN: DYLPS2734D in the matter of ISO at BSE.: under Recovery Certificate No. 8132 of 2024. |
January 20, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13835 & 13836 of 2025 dated January 20, 2025 against Gaurav Thakur [Defaulter] PAN: AQGPT3320G in the matter of ISO at BSE-GAURAV THAKUR.: under Recovery Certificate No. 8298 of 2024. |
January 20, 2025 |
| Appeal No. 6265 of 2025 filed by Shrikant Ram |
January 20, 2025 |
| Appeal No. 6264 of 2025 filed by Nitin Goel |
January 20, 2025 |
| Appeal No. 6267 of 2025 filed by Prerit Kailash Misra |
January 20, 2025 |
| Appeal No. 6266 of 2025 filed by Akhil Kumar |
January 20, 2025 |
| Appeal No. 6268 of 2025 filed by Tina |
January 20, 2025 |
| Appeal No. 6269 of 2025 filed by Bidish Das |
January 20, 2025 |
| Appeal No. 6270 of 2025 filed by Khokhal Mansukhlal Jadavbhai |
January 20, 2025 |
| Appeal No. 6263 of 2025 filed by Nitin Goel |
January 20, 2025 |
| General Remittance Order dated 20.01.2025 issued under RC No. 8302 drawn against Mohanbir Hi-Tech Build Private Limited in the matter of Reliance Home Finance Private Limited. |
January 20, 2025 |
| Appeal No. 6272 of 2025 filed by Praveen Kumar Jain |
January 20, 2025 |
| Appeal No. 6271 of 2025 filed by Jitendra Kumar Sahu |
January 20, 2025 |
| Notice of Demand dated January 20,2025 in RC No. 8570 of 2025 issued to Shradha Dugar (PAN:AIFPS2723P) in the matter of ISO at BSE |
January 20, 2025 |
| Disclosure of Risk adjusted Return – Information Ratio (IR) for Mutual Fund Schemes. |
January 17, 2025 |
| Notice of Demand under Recovery Certificate number 8553 of 2025 dated January 17, 2025 issued to Narendra Kumar Maheshwari (PAN: AAVPM1433A) in the matter of ISO at BSE-NARENDRA KUMAR MAHESHWARI. : under Recovery Certificate No. 8553 of 2025. |
January 17, 2025 |
| Notice of Demand under Recovery Certificate number 8552 of 2025 dated January 17, 2025 issued to Jeevan Kumar Agarwal (PAN: AGXPA7402R) in the matter of ISO at BSE-JEEVAN KUMAR AGARWAL. : under Recovery Certificate No. 8552 of 2025. |
January 17, 2025 |
| Order in the matter of IIFL Securities Limited |
January 17, 2025 |
| Settlement Order in the matter of One97 Communications Limited (Paytm) |
January 17, 2025 |
| Timeline for Review of ESG Rating pursuant to occurrence of ‘Material Events’ |
January 17, 2025 |
| Order in respect of Thousand Keys, Proprietor Tapas Das |
January 17, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. RC 8175 of 2024 against Pradeep Kumar Kejriwal in the matter of ISO at BSE – Pradeep Kumar Kejriwal. |
January 17, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. RC 8175 of 2024 against Pradeep Kumar Kejriwal in the matter of ISO at BSE – Pradeep Kumar Kejriwal. |
January 17, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8560 of 2025 against MONIK CHANDUBHAI RUPAREL in the matter of Manaksia Coated Metals and Industries Limited. |
January 17, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8554 of 2025 against HARSHADBHAI PANCHAL in the matter of Manaksia Coated Metals and Industries Limited. |
January 17, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8556 of 2025 against Mrugesh Natwarlal Ruparel in the matter of Manaksia Coated Metals and Industries Limited. |
January 17, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8555 of 2025 against Mr. Nitinbhai Dalsukhbhai Chauhan in the matter of Manaksia Coated Metals and Industries Limited. |
January 17, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8557 of 2025 against RITESH KUMAR THAKKAR in the matter of Manaksia Coated Metals and Industries Limited. |
January 17, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8558 of 2025 against Ritu Rahul Mehta in the matter of Manaksia Coated Metals and Industries Limited. |
January 17, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8559 of 2025 against Dharmik Chauhan in the matter of Manaksia Coated Metals and Industries Limited. |
January 17, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8561 of 2025 against Dhaval Vinodbhai Gadani in the matter of Manaksia Coated Metals and Industries Limited. |
January 17, 2025 |
| Completion of Recovery Certificate No. 8498 of 2025 against Sanjiv Kumar Agarwal (PAN: AFVPA7550B) in the matter of Illiquid Stock Options |
January 17, 2025 |
| SEBI Order for Compliance –Cancellation Order for Recovery Certificate No. RC 7487 of 2024 against M/s Smart Investment Services (Proprietor – Rinkee Prajapati) in the matter of Smart Investment Services. |
January 17, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. RC 8399 of 2024 against Satish Agrawal HUF in the matter of ISO at BSE- Satish Agrawal HUF. |
January 17, 2025 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. RC 8399 of 2024 against Satish Agrawal HUF in the matter of ISO at BSE- Satish Agrawal HUF. |
January 17, 2025 |
| Interim Ex Parte Order in the matter of Pacheli Industrial Finance Limited |
January 16, 2025 |
| SEBI order for compliance – Notices of Attachment of Bank and Demat Accounts of defaulter under RC No. 8441 of 2024 against Mr. Mehul Jagdishbhai Modi (PAN: AAMPM7310B) |
January 16, 2025 |
| SEBI order for compliance – Notices of Attachment of Bank and Demat Accounts of defaulter under RC No. 8443 of 2024 against Mr. Mohammed Azhar Khan (PAN: ARIPK1912C) |
January 16, 2025 |
| SMART 2025 – Highlights transformation of Indian Securities market through Technology |
January 16, 2025 |
| Settlement Order in the matter of trading based on the stock recommendations given by Guest Experts appearing on Zee Business Channel |
January 16, 2025 |
| Release Order – Avisha Credit Capital Pvt. Ltd. [Defaulter] PAN: AAACA5715D in the matter of HPC Biosciences Ltd.: Certificate No. 5240 of 2022. |
January 16, 2025 |
| Notice of Demand under Recovery Certificate number 8549 of 2025 dated January 16, 2025 issued to Wellindia Securities Limited (PAN: AABCR5196G) in the matter of dealings in Illiquid Stock Options at BSE. : under Recovery Certificate No. 8549 of 2025. |
January 16, 2025 |
| Completion of Recovery Certificate No. 5240 of 2022 dated July 29, 2022 issued against Avisha Credit Capital Pvt. Ltd. [Defaulters] PAN: AAACA5715D in the matter of HPC Biosciences Ltd. |
January 16, 2025 |
| Certificate No. RC7966 of 2024_A.P Nos 13713 and 13714 of 2025_A K Agarwal HUF (PAN: AAFHA0499A) in the matter of Illiquid Stock Options |
January 16, 2025 |
| Remittance Advice against : Raghupati Overseas Pvt Ltd. (earlier known as Nainadevi Commotrade Pvt Ltd. and Orange Commotrade Pvt Ltd.) [Defaulter] PAN: AABCO6972D in the matter of Delta Leasing & Finance Limited, under Recovery Certificate No. 6930 of 2023. |
January 16, 2025 |
| Remittance Advice against : AMS Powertronic Private Limited [Defaulter] PAN: AAECA8718H in the matter of IPO of Eco Friendly Food Processing Park Limited, under Recovery Certificate No. 8028 of 2024. |
January 16, 2025 |
| Remittance Advice against : Neeta Verma [Defaulter] PAN: AAPPV5454J in the matter of Dealings in Illiquid Stock Options at BSE, under Recovery Certificate No. 8142 of 2024. |
January 16, 2025 |
| Remittance Advice against : Y P ENTERPRIES [Defaulter] PAN: AABFY3695C in the matter of dealings in Illiquid Stock Options at BSE, under Recovery Certificate No. 8033 of 2024. |
January 16, 2025 |
| Remittance Advice against : Vitoba Realtors Private Limited [Defaulter] PAN: AAACV5887D in the matter of Religare Enterprises Ltd., under Recovery Certificate No. 6831 of 2023. |
January 16, 2025 |
| Remittance Advice against : Torus Buildcon Private Limited [Defaulter] PAN: AACCT8158M in the matter of Fortis Healthcare Limited., under Recovery Certificate No. 6697 of 2023. |
January 16, 2025 |
| Remittance Advice against : V K AGGARWAL HUF [Defaulter] PAN: AAGHV0343D in the matter of Illiquid Stock Options at BSE., under Recovery Certificate No. 8044 of 2024. |
January 16, 2025 |
| Remittance Advice against : Sachin Kumar [Defaulter] PAN: CXMPK2057E in the matter of Delta Leasing & Finance Ltd., under Recovery Certificate No. 6843 of 2023. |
January 16, 2025 |
| Remittance Advice against : Investment Adviser Rajiv Kumar Singh Proprietor Elite Investment Advisory Services [Defaulter] PAN: BZZPS6587H in the matter of Rajiv Kumar Singh Proprietor Elite Investment Advisory Services, under Recovery Certificate No. 7794 of 2024. |
January 16, 2025 |
| Remittance Advice against : Paramount Biotech Industries Limited (PAN: AACCP1163C), Ms. Pushpa Gupta (DIN: 02698562 and PAN: AHAPG3817G), Mr. Girish Chandra Gupta (PAN: AIMPG6205H) & Ms. Bhawani Srivastava (PAN: BMHPS8135C)) jointly and severally in the matter of Paramount Biotech Industries Limited, under Recovery Certificate No. 6390 of 2024. |
January 16, 2025 |
| Remittance Advice against : King Empire Tradexim Pvt. Ltd. [Defaulter] PAN: AADCK9235D in the matter of IPO of Shilpi Cable Technologies Ltd., under Recovery Certificate No. 7925 of 2024. |
January 16, 2025 |
| Certificate No. RC8472 of 2024_A.P Nos 13175 and 13716 of 2024_ against Siddharth Kalani (PAN: CPTPK9471F) in the matter of Illiquid Stock Options |
January 16, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8550 of 2025 against SAPAN KUMAR NAHATA HUF in the matter of ISO at BSE-SAPAN KUMAR NAHATA HUF. |
January 16, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8551 of 2025 against NAVJEET SINGH MALHOTRA in the matter of ISO at BSE-NAVJEET SINGH MALHOTRA. |
January 16, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13709 & 13710 of 2025 dated January 16, 2025 against Sanjay Kumar Pathak (AMIPP8453C), Rajneesh Kumar (ANDPK4877B), Ashish P. Shah (AJRPS7737C) and Kirtidan K. Gadhavi (AJAPG0901B), jointly and severally, in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8425 of 2024. |
January 16, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13707 & 13708 of 2025 dated January 16, 2025 against Jitney Investments Pvt. Ltd. (AADCJ0092M), Rajneesh Kumar (ANDPK4877B), Ashish P. Shah (AJRPS7737C) and Kirtidan K. Gadhavi (AJAPG0901B), jointly and severally, in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8426 of 2024. |
January 16, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13711 & 13712 of 2025 dated January 16, 2025 against Ashworth Constructions Pvt. Ltd. (AALCA3008J), Rajneesh Kumar (ANDPK4877B), Ashish P. Shah (AJRPS7737C) and Kirtidan K. Gadhavi (AJAPG0901B), jointly and severally, in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8428 of 2024. |
January 16, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. RC 7988 of 2024 against Bhavisha Gurbani in the matter of ISO at BSE – Bhavisha Gurbani. |
January 15, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. RC 7988 of 2024 against Bhavisha Gurbani in the matter of ISO at BSE – Bhavisha Gurbani. |
January 15, 2025 |
| SEBI and NISM launch an eLearning course on Municipal Bonds |
January 15, 2025 |
| Adjudication Order in the matter of thematic inspection of Parag Salot Research Analyst |
January 15, 2025 |
| Completion Certificate in Recovery Certificate No. 8495 of 2025 issued against Brindawan Pandey (PAN: AATPP5985E) in the matter of trading in Illiquid Stock Options at BSE |
January 15, 2025 |
| Completion Certificate in Recovery Certificate No. 8501 of 2025 issued against Paranjape Schemes (Construction) Limited (PAN: AACCP1941Q) in the matter of Non-Submission of NDS to CRAs. |
January 15, 2025 |
| Completion of Recovery Certificate No. RC8254 of 2024_ Notice of Demand in respect of Snehapusph Marketing Private Limited (PAN: AAECS3881J) in the matter of Illiquid Stock Options |
January 15, 2025 |
| Release Order – Competent Finlease Private Limited [Defaulter] PAN: AAACC5513D in the matter of Dealings in Illiquid Stock Options at BSE.: Certificate No. 7257 of 2023. |
January 15, 2025 |
| Completion of Recovery Certificate No. 7257 of 2023 dated October 20, 2023 issued against Competent Finlease Private Limited [Defaulters] PAN: AAACC5513D in the matter of Dealings in Illiquid Stock Options at BSE. |
January 15, 2025 |
| Completion of Recovery Certificate No. 8449 of 2024 dated December 11, 2024 issued against TOPLINE FABRICS PRIVATE LIMITED [Defaulters] PAN: AAACO7265J in the matter of Kalpa Commercial Limited. |
January 15, 2025 |
| Completion of Recovery Certificate No. 8143 of 2025 dated October 07, 2024 issued against TOPLINE FABRICS PRIVATE LIMITED [Defaulters] PAN: AAACO7265J in the matter of Kalpa Commercial Limited. |
January 15, 2025 |
| Notice of Cancellation dated 15.01.2025 – Recovery Proceedings under RC 8494 against Choice Equity Broking Private Limited in the matter of Choice Equity Broking Private Limited |
January 15, 2025 |
| Certificate No. RC7346 of 2024_A.P Nos 13656 and 13657 of 2025_Sanwaria Investment Consultants Pvt Ltd (PAN: AAQCS7850M)in the matter of Illiquid Stock Options |
January 15, 2025 |
| Certificate No. RC8081 of 2024_A.P Nos 13654 and 13655 of 2025_ Rashmi Mishra (PAN: AMYPM4378H) in the matter of Illiquid Stock Options |
January 15, 2025 |
| Certificate No. RC7971 of 2024_A.P Nos 13648 and 13649 of 2025_Industrial Suppliers (PAN: Not Available) in the matter of Illiquid Stock Options |
January 15, 2025 |
| Certificate No. RC7964 of 2024_A.P Nos 13640 and 13641 of 2025_Anita Agarwal (PAN: ABMPA0916C) in the matter of Illiquid Stock Options |
January 15, 2025 |
| Certificate No. RC7962 of 2024_A.P Nos 13638 and 13639 of 2025_Geeta Rani Gupta (PAN: AHFPG1624C) in the matter of Illiquid Stock Options |
January 15, 2025 |
| Certificate No. RC7968 of 2024_A.P Nos 13670 and 13671 of 2025_Mani Marketing and Holdings Pvt Ltd (PAN: AABCM7440C) in the matter of Illiquid Stock Options |
January 15, 2025 |
| Certificate No. RC8371 of 2024_A.P Nos 13662 and 13663 of 2025_Malcom Suppliers Private Limited (PAN: AAHCM6553G) in the matter of Illiquid Stock Options |
January 15, 2025 |
| Certificate No. RC8035 of 2024_A.P Nos 13660 and 13661 of 2025_Kamla Devi Bajoria (PAN: ADVPB0868R) in the matter of Illiquid Stock Options |
January 15, 2025 |
| Certificate No. RC7348 of 2024_A.P Nos 13658 and 13659 of 2025_Nitu Marethia (PAN: BZAPM0098N) in the matter of Illiquid Stock Options |
January 15, 2025 |
| Certificate No. RC7995 of 2024_A.P Nos 13666 and 13667 of 2025_ Unifour Commosale Pvt. Ltd. (PAN: AABCU4261B) in the matter of Illiquid Stock Options |
January 15, 2025 |
| Certificate No. RC7996 of 2024_A.P Nos 13664 and 13665 of 2025_ Harsh Bengani Benifite Trust (PAN: AAATH7717F) in the matter of Illiquid Stock Options |
January 15, 2025 |
| Certificate No. RC8208 of 2024_A.P Nos 13642 and 13643 of 2025_ Trishul Gem & Jewellery Private Limited (PAN: AADCT3937F) in the matter of Illiquid Stock Options |
January 15, 2025 |
| Certificate No. RC8077 of 2024_A.P Nos 13668 and 13669 of 2025_ Mahendra Kumar Maskara HUF (PAN: AAMHM3680A) in the matter of Illiquid Stock Options |
January 15, 2025 |
| Certificate No. RC8236 of 2024_A.P Nos 13636 and 13637of 2025_ Vivek Company (PAN: ADYPG3727C) in the matter of Illiquid Stock OptionsCertificate No. RC8236 of 2024_A.P Nos 13636 and 13637of 2025_ Vivek Company (PAN: ADYPG3727C) in the matter of Illiquid Stock Options |
January 15, 2025 |
| Certificate No. RC8309 of 2024_A.P Nos 13644 and 13645 of 2025_ Aromatic Tie Up Pvt. Ltd. (PAN: AAKCA2392Q) in the matter of Illiquid Stock Options |
January 15, 2025 |
| Certificate No. RC8344 of 2024_A.P Nos 13652 and 13653 of 2025_ Faithful Cloth Merchants Private Limited (PAN: AABCF6670P) in the matter of Illiquid Stock Options |
January 15, 2025 |
| Certificate No. RC8342 of 2024_A.P Nos 13651 and 13650 of 2025_ Anurodh Infrastructure Limited (PAN: AAJCA1464E) in the matter of Illiquid Stock Options |
January 15, 2025 |
| Certificate No. RC8353 of 2024_A.P Nos 13646 and 13647 of 2025_ Swati Bajaj (PAN: BSMPS0016F) in the matter of Illiquid Stock Options |
January 15, 2025 |
| Remittance Advice against : ROMIKA [Defaulter] PAN: DSZPR7910C in the matter of Superior Finlease Ltd., under Recovery Certificate No. 8329 of 2024. |
January 14, 2025 |
| SEBI order for compliance – Notices of Attachment of Bank and Demat Accounts of defaulter under RC No. 8395 of 2024 against Nemichand Kasturchand Jain (PAN: ABBPJ2880M) |
January 14, 2025 |
| Notices of Attachment dated 14.01.2025 in Recovery Certificate No. 7793 of 2024 issued against N. Nagesh (PAN: AAQPN1499Q) in the matter of Birla Power Solutions Limited |
January 14, 2025 |
| Remittance Advice against : Mukat Behari Sharma [Defaulter] PAN: AIYPS6825M in the matter of Leel Electricals Ltd., under Recovery Certificate No. 8095 of 2024. |
January 14, 2025 |
| Certificate No. RC8547 of 2025_ Notice of Demand in respect of Maya Devi Agarwal (PAN: ADEPA4167B) in the matter of Illiquid Stock Options |
January 14, 2025 |
| Certificate No. RC8546 of 2025_ Notice of Demand in respect of Motilal Makhanlal Holdings Private Limited (PAN: AACCM2227N) in the matter of Illiquid Stock Options |
January 14, 2025 |
| Certificate No. RC8422 of 2025_ Notice of Demand in respect Partisan Tradecom Private Limited (PAN: AAGCP7736B) in the matter of Illiquid Stock Options |
January 14, 2025 |
| Certificate No. 8540 of 2025_ Notice of Demand in respect of Rina Kumari Singh (PAN: BTNPD2312R) in the matter of Eros International Media Limited |
January 14, 2025 |
| Certificate No. 8539 of 2025_ Notice of Demand in respect of Manisha Kumari Singh (PAN: HDSPS6312B) in the matter of Eros International Media Limited |
January 14, 2025 |
| Certificate No. 8545 of 2025_ Notice of Demand in respect of Sandip Agarwal (PAN: ACDPA7664H) in the matter of Illiquid Stock Options |
January 14, 2025 |
| Certificate No. 8541 of 2025 _ Notice of Demand in respect of Sumit Bhoot (PAN: BLPPB9770D) in the matter of Eros International Media Limited |
January 14, 2025 |
| Certificate No. 8542 of 2025 _ Notice of Demand in respect of Sutapa Mukherjee (PAN: CFSPM3445J) in the matter of Eros International Media Limited |
January 14, 2025 |
| Certificate No. 8543 of 2025 _ Notice of Demand in respect of Vinod Kumar Agarwal (PAN: BQIPA6562Q) in the matter of Eros International Media Limited |
January 14, 2025 |
| Certificate No. 8544 of 2025_ Notice of Demand in respect of Vijay Agarwal (PAN: AEBPA8031J) in the matter of Illiquid Stock Options |
January 14, 2025 |
| Certificate No. 8533 of 2025_ Notice of Demand in respect of Bed Prakash Gupta (PAN: ADVPG3256J) in the matter of Illiquid Stock Options |
January 14, 2025 |
| Certificate No. 8534 of 2025 _ Notice of Demand in respect of Debjit Medda (PAN: GMDPM8122A) in the matter of Eros International Media Limited |
January 14, 2025 |
| Certificate No. 8536 of 2025 _ Notice of Demand in respect of Debosmita Ghosh Dastidar (PAN: ANZPD2124L) in the matter of Eros International Media Limited |
January 14, 2025 |
| Certificate No. 8537 of 2025_ Notice of Demand in respect of Dev Govind Binani (PAN: AIZPB7788F) in the matter of Eros International Media Limited |
January 14, 2025 |
| Certificate No. 8535 of 2025 _ Notice of Demand in respect of Gourab Ray Chaudhuri (PAN: AJJPC5551G) in the matter of Eros International Media Limited |
January 14, 2025 |
| Certificate No. 8532 of 2025_ Notice of Demand in respect of Ujala Capital Market Private Limited (PAN: AABCU5530B) in the matter of Illiquid Stock Options |
January 14, 2025 |
| Certificate No. 8531 of 2025 _ Notice of Demand in respect of Anindya Bikas Datta (PAN: AJNPD7375B) in the matter of Eros International Media Limited |
January 14, 2025 |
| Certificate No. 8538 of 2025 _ Notice of Demand in respect of Abhishek Das (PAN: AIUPD2261J) in the matter of Eros International Media Limited |
January 14, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8526 of 2025 against Mohit Nagjibhai Ramani in the matter of ISO at BSE – Mohit Nagjibhai Ramani. |
January 13, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8530 of 2025 against Flanking Research Investment Advisor Proprietor Mr Tarun Chandani in the matter of Flanking Research Investment Advisor Proprietor Mr Tarun Chandani. |
January 13, 2025 |
| Remittance Advice against : Deepa Jain [Defaulter] PAN: AAPPJ4894C in the matter of trading in Illiquid Stock Options at BSE., under Recovery Certificate No. 8105 of 2023. |
January 13, 2025 |
| Remittance Advice against : Gopal Goenka HUF [Defaulter] PAN: AAFHG7351F in the matter of trading in Illiquid Stock Options at BSE., under Recovery Certificate No. 8099 of 2024. |
January 13, 2025 |
| Notice of Completion of Recovery Certificate dated 13.01.2025 issued in Recovery Certificate No. 1225 of 2017 issued against Murli Industries Limited (PAN: AACCM1276B) in the matter of dealings of Sanjay Dangi and other entities in various scrips |
January 13, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13548 & 13549 of 2025 dated January 13, 2025 against Rajneesh Kumar (PAN:ANDPK4877B) and Orion Retail Pvt. Ltd. (PAN:AABCO2314B) , jointly and severally in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8307 of 2024. |
January 13, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13550 & 13551 of 2025 dated January 13, 2025 against Rajneesh Kumar (PAN:ANDPK4877B) and Ashish Kumar Singh (PAN:CNKPS7612D) , jointly and severally in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8308 of 2024. |
January 13, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13555 & 13556 of 2025 dated January 13, 2025 against DEEPIKA SHARMA [Defaulter] PAN: HFDPS1131F in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8335 of 2024. |
January 13, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13553 & 13554 of 2025 dated January 13, 2025 against SANJAY KUMAR PATHAK [Defaulter] PAN: AMIPP8453C in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8327 of 2024. |
January 13, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13557 & 13558 of 2025 dated January 13, 2025 against Orion Retail Pvt. Ltd. [Defaulter] PAN: AABCO2314B in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8340 of 2024. |
January 13, 2025 |
| SEBI and NISM Host ‘Samvad’ – A Symposium on Securities Market |
January 11, 2025 |
| Procedure for seeking waiver or reduction of interest in respect of recovery proceedings initiated for failure to pay penalty. |
January 10, 2025 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. RC 4153 of 2021 against Rakesh Patel in the matter of Timbor Home Ltd. |
January 10, 2025 |
| Settlement Order in the matter of Bombay Burmah Trading Corporation Limited |
January 10, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8522 of 2025 against Parag Anilbhai Vora in the matter of ISO at BSE – Parag Anilbhai Vora. |
January 10, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8523 of 2025 against Shabanabanu Nizamuddin Qureshi in the matter of ISO at BSE – Shabanabanu Nizamuddin Qureshi. |
January 10, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. RC 4153 of 2021 against Rakesh Patel in the matter of Timbor Home Ltd. |
January 10, 2025 |
| Circular on Revise and Revamp Nomination Facilities in the Indian Securities Market |
January 10, 2025 |
| Notice of Demand dated 10.01.2025 in Recovery Certificate No. 8524 of 2025 issued against Drishti Vikram Rajani (PAN: CEHPR1820L) in the matter of Eros International Media Limited |
January 10, 2025 |
| Notice of Demand dated 10.01.2025 in Recovery Certificate No. 8525 of 2025 issued against Vikram Vasudev Rajani (PAN: AAIPR8153R) in the matter of Eros International Media Limited |
January 10, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13530 & 13531 of 2025 dated January 10, 2025 against Anuj Garg [Defaulter] PAN: AHEPG5644F in the matter of CPR Capital Services Ltd.: under Recovery Certificate No. 7153 of 2023. |
January 10, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13538& 13539 of 2025 dated January 10, 2025 against Naresh Kumar Agarwal [Defaulter] PAN: AAHPA1777D in the matter of Trading in Illiquid Stock Options on BSE: under Recovery Certificate No. 8388 of 2024. |
January 10, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13542 & 13543 of 2025 dated January 10, 2025 against Fortis Healthcare Holdings Private Limited [Defaulter] PAN: AAACF6715A in the matter of Religare Enterprises Ltd.: under Recovery Certificate No. 8389 of 2024. |
January 10, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13526 & 13527 of 2025 dated January 10, 2025 against CHETAN MANWANI HUF (PAN:AADHC6879C) ["Defaulter"] in the matter of ISO at BSE-Chetan Manwani HUF.: under Recovery Certificate No. 8409 of 2024. |
January 10, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13528 & 13529 of 2025 dated January 10, 2025 against VIRENDER PAL MEHTA (PAN: AGJPM6202B) ["Defaulter"] in the matter of ISO at BSE-VIRENDER PAL MEHTA.: under Recovery Certificate No. 8454 of 2024. |
January 10, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13490 & 13491 of 2025 dated January 10, 2025 against SUBHRA GARG (PAN: BCNPQ7383N) ["Defaulter"] in the matter of ISO at BSE-SUBHRA GARG.: under Recovery Certificate No. 8453 of 2024. |
January 10, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13540 & 13541 of 2025 dated January 10, 2025 against Virender Mehta HUF [Defaulter] PAN: AABHV7791N in the matter of dealings in Illiquid Stock Options at BSE: under Recovery Certificate No. 8455 of 2024. |
January 10, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13532 & 13533 of 2025 dated January 10, 2025 against CPR Capital Services Ltd. [Defaulter] PAN: AAACC3235A in the matter of CPR Capital Services Ltd.: under Recovery Certificate No. 7929 of 2024. |
January 10, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13534 & 13535 of 2025 dated January 10, 2025 against CPR Capital Services Ltd. [Defaulter] PAN: AAACC3235A in the matter of CPR Capital Services Ltd.: under Recovery Certificate No. 7156 of 2023. |
January 10, 2025 |
| Release Order for RC No. 8380/2024 against Renu Bansal (ABZPB3858M) in the matter of ISO at BSE-Renu Bansal |
January 9, 2025 |
| Completion of Recovery Certificate No. 8380/2024 against Renu Bansal (ABZPB3858M) in the matter of ISO at BSE-Renu Bansal |
January 9, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8517 of 2025 against Pritamkumar Nenmal Shah in the matter of ISO at BSE – Pritamkumar Nenmal Shah |
January 9, 2025 |
| Notice of Demand under Recovery Certificate number 8516 of 2025 dated January 09, 2025 issued to C H P FINANCE PVT LTD (PAN: BFSPR4717P) in the matter of ISO at BSE-C H P FINANCE PVT LTD. : under Recovery Certificate No. 8516 of 2025. |
January 9, 2025 |
| Notice of Demand under Recovery Certificate number 8518 of 2025 dated January 09, 2025 issued to Goldline International Finvest Ltd (PAN: AACCG6377M) in the matter of IPO of Esteem Bio Organic Food Processing Ltd. : under Recovery Certificate No. 8518 of 2025. |
January 9, 2025 |
| Notice of Demand under Recovery Certificate number 8520 of 2025 dated January 09, 2025 issued to Rahul Kumar (PAN: AULPR4789A) in the matter of Wisec Global Limited : under Recovery Certificate No. 8520 of 2025. |
January 9, 2025 |
| Notice of Demand under Recovery Certificate number 8521 of 2025 dated January 09, 2025 issued to Nisha Sharma [Defaulter] PAN: ADFPC4328R in the matter of Yamini Investments Company Limited : under Recovery Certificate No. 8521 of 2025. |
January 9, 2025 |
| Notice of Demand under Recovery Certificate number 8519 of 2025 dated January 09, 2025 issued to Saurabh Khetan [Defaulter] PAN: AGAPK6813D in the matter of Trading in Illiquid Stock Options at BSE. : under Recovery Certificate No. 8519 of 2025. |
January 9, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13518 & 13519 of 2025 dated January 09, 2025 against ANITA KARKI [Defaulter] PAN: BMSPK6708E in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8332 of 2024. |
January 9, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13520 & 13521 of 2025 dated January 09, 2025 against SPIRE MARKETING PVT. LTD. [Defaulter] PAN: AAJCS5228G in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8336 of 2024. |
January 9, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13522 & 13523 of 2025 dated January 09, 2025 against BALLEY BUILDERS & DEVELOPERS PVT. LTD. [Defaulter] PAN: AACCB7383E in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8338 of 2024. |
January 9, 2025 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13516 & 13517 of 2025 dated January 09, 2025 against Mr. Saloni Ruia [Defaulter], PAN: BFSPR4717P in the matter of ISO at BSE-SALONI RUIA.: under Recovery Certificate No. 8383 of 2024. |
January 9, 2025 |
| Guidelines for Investment Advisers |
January 8, 2025 |
| Appeal No. 6259 of 2025 filed by Hrithik Majumder |
January 8, 2025 |
| Settlement Order in the matter of Front Running by Meghana Gosar and Deven Sangoi |
January 8, 2025 |
| Appeal No. 6260 of 2025 filed by Neeraj Pandey |
January 8, 2025 |
| Appeal No. 6261 of 2025 filed by Beena Bhatia |
January 8, 2025 |
| Certificate No. RC8515 of 2024_ Notice of Demand against Manju Devi Poddar (PAN: AFKPP9231M) in the matter of Illiquid Stock Options |
January 8, 2025 |
| Guidelines for Research Analysts |
January 8, 2025 |
| Notice of Demand under Recovery Certificate No. 8512 of 2025 dated 08.01.2025 issued against Priti Rajesh Katira in the matter of Illiquid Stock Option on BSE. |
January 8, 2025 |
| Certificate No. RC8459 of 2024_A.P Nos 13514 & 13515 of 2025_ Indira Devi Jain (PAN: ACPPJ2461H) in the matter of Illiquid Stock Options |
January 8, 2025 |
| SEBI Order for Compliance – Prohibitory order for Recovery Certificate No. RC 4286 of 2021,RC 2248 of 2019,RC 2315 of 2019,RC 2317 of 2019,RC 2322 of 2019,RC 2784 of 2020,RC 4152 of 2021,RC 4154 of 2021, RC 4286 of 2021, RC 4415 of 2021, RC 4654 of 2022, RC 4657 of 2022, RC 6820 of 2023, RC 7918 of 2024, RC 7922 of 2024, RC 7923 of 2024, RC 7926 of 2024 against Sanjay Soni, Krupa Soni & J M soni Consultancy |
January 8, 2025 |
| Notice of Demand dated 08.01.2025 in Recovery Certificate No. 8514 of 2025 issued against Nitin Boricha Kishor (PAN: AOCPB7290K) in the matter of Eros International Media Limited |
January 8, 2025 |
| Notice of Demand dated 08.01.2025 in Recovery Certificate No. 8513 of 2025 issued against Sheetal Suresh Kale (PAN: BIOPK9974L) in the matter of Eros International Media Limited |
January 8, 2025 |
| Completion of Recovery Certificate No. RC8269 of 2024 against Pravin Kumar Agarwal (PAN: AALFG0729M) in the matter of Delta Leasing and Finance Limited |
January 7, 2025 |
| Release Order for Recovery Certificate No. RC8269 of 2024 against Pravin Kumar Agarwal (PAN: AALFG0729M) in the matter of Delta Leasing and Finance Limited |
January 7, 2025 |
| Completion of Recovery Certificate No. 8450 of 2024 dated December 11, 2024 issued against Shalini Chadha [Defaulter] PAN: AKZPC3084F in the matter of ISO at BSE-Shalini Chadha. |
January 7, 2025 |
| Notice of Demand under Recovery Certificate number 8505 of 2025 dated January 07, 2025 issued to Surbhi Infraproject Private Limited (PAN: AAMCS9707M) in the matter of Yamini Investments Company Limited. : under Recovery Certificate No. 8505 of 2025. |
January 7, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8507 of 2025 against Govindlal Bhutra HUF in the matter of ISO at BSE- Govindlal Bhutra HUF. |
January 7, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8506 of 2025 against Anil Kumar Sajjankumar Sharma in the matter of Eros International Media Limited. |
January 7, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8510 of 2025 against Capital Vraddhi Financial Services in the matter of Capital Vraddhi Financial Services. |
January 7, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8509 of 2025 against Sunita Patel Kamlesh in the matter of Eros International Media Limited. |
January 7, 2025 |
| Appeal No. 6255 of 2025 filed by Namrata Kaur |
January 7, 2025 |
| Appeal No. 6253 of 2025 filed by B sampat kumar reddy |
January 7, 2025 |
| Appeal No. 6256 of 2025 filed by Akhil Kumar |
January 7, 2025 |
| Release Order for RC No. 2994/2020 against Rajeev Agarwal (PAN-AAJPA6719K) in the matter of Sanraa Media Limited |
January 7, 2025 |
| Completion of Recovery Certificate No. 8457 of 2024 issued against Magnanimous Securities Private Limited (PAN: AAGCM4135M) in the matter of trading in ISO on BSE. |
January 7, 2025 |
| Order releasing Bank Accounts, Demat Accounts and Mutual Fund Folios – Recovery Certificate No. 8457 of 2024 issued against Magnanimous Securities Private Limited (PAN: AAGCM4135M) in the matter of trading in ISO on BSE. |
January 7, 2025 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8511 of 2025 against Add Life Pharma Ltd in the matter of Add Life Pharma Ltd. |
January 7, 2025 |
| Notice of Demand under Recovery Certificate number 8508 of 2025 dated January 07, 2025 issued to Madhur Buildcon Private Limited (PAN: AAFCM9969G) in the matter of Yamini Investments Company Limited. : under Recovery Certificate No. 8508 of 2025. |
January 7, 2025 |
| Certificate No. RC8047 of 2024_A.P Nos 13508 and 13509 of 2024_ against Matribhumi Fincap (India) Limited (PAN: AAACJ7397L) in the matter of Illiquid Stock Options |
January 7, 2025 |
| Cancellation of Recovery Certificate No. 8002 of 2024 against Bina Singhania (PAN: AJAPS0361D) in the matter of Illiquid Stock Options |
January 7, 2025 |
| Measures for Ease of Doing Business for Credit Rating Agencies (CRAs) – Timelines |
January 7, 2025 |
| Prohibitory Order No. 1100 of 2019 dated January 06, 2025 issued against Kaushik Namji Maru (PAN: AJOPM2244F) (“Defaulter”) under Recovery Certificate No. 1995 of 2019 |
January 6, 2025 |
| Notice of Demand under Recovery Certificate No. 8501 of 2025 issued against Paranjape Schemes (Construction) Limited (PAN:AACCP1941Q) in the matter of Non-Submission of NDS to CRAs. |
January 6, 2025 |
| Appeal No. 6249 of 2025 filed by A K Asthana |
January 6, 2025 |
| Settlement Order in the matter of ICICI Securities Limited |
January 6, 2025 |
| Appeal No. 6254 of 2025 filed by Vishnu Kumar Raj |
January 6, 2025 |
| Measure for ease of doing business – Settlement of Account of Clients who have not traded in the last 30 days |
January 6, 2025 |
| SEBI Order for Compliance –Notice of Demand for Recovery Certificate No. RC 8502 of 2025 against Heema Infocom Limited in the matter of ISO at BSE- Heema Infocom Limited. |
January 6, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. RC 4284 of 2021 against Ashwin K Patel in the matter of Alka India Ltd. |
January 6, 2025 |
| SEBI Order for compliance – General remittance order in RC No. 8325 of 2024 against Octagon Media Matrix Private Limited (now known as Ojasvi Media Matrix Private Limited) [PAN: AABCO1930D] |
January 6, 2025 |
| Certificate No. RC8153 of 2024_A.P Nos 13504 and 13505 of 2025_ against Usha Bansal (PAN: ADJPB3183D) in the matter of Illiquid Stock Options. |
January 6, 2025 |
| Release Order dated 06.01.2025 in Recovery Certificate No. 8051 of 2024 issued against Gautam Investment (PAN: AAHFG0804D) in the matter of trading in Illiquid Stock Options at BSE |
January 6, 2025 |
| Appeal No. 6251 of 2025 filed by Garjana Dinesh Agarwal |
January 3, 2025 |
| Appeal No. 6250 of 2025 filed by Kannan Ramakrishnan |
January 3, 2025 |
| Completion of Recovery Certificate No. RC8079 of 2024 against Damayanti Jhunjhunwala (PAN: ACXPJ5109L) in the matter of Illiquid Stock Options |
January 3, 2025 |
| Release Order for Recovery Certificate No. RC8079 of 2024 against Damayanti Jhunjhunwala (PAN: ACXPJ5109L) in the matter of Illiquid Stock Options |
January 3, 2025 |
| Completion of Recovery Certificate No. RC8421 of 2024 against Milestone Viniyog Private Limited (PAN: AABCB1983H) in the matter of Illiquid Stock Options |
January 3, 2025 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Neuland Laboratories Limited |
January 3, 2025 |
| Notices of Attachment of Bank and Demat Accounts under Recovery Certificate No. 8457 of 2024 issued against Magnanimous Securities Private Limited (PAN: AAGCM4135M) in the matter of trading in ISO on BSE. |
January 3, 2025 |
| Release Order for Recovery Certificate No. RC8007 of 2024 against Bindu Mahnot (PAN: AIHPM6449G) in the matter of Illiquid Stock Options |
January 3, 2025 |
| Completion of Recovery Certificate No. RC8007 of 2024 against Bindu Mahnot (PAN: AIHPM6449G) in the matter of Illiquid Stock Options |
January 3, 2025 |
| Certificate No. 8498 of 2025_ Notice of Demand in respect of Sanjiv Kumar Agarwal (PAN: AFVPA7550B) in the matter of Illiquid Stock Options |
January 3, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. RC 8109 of 2024 against Ghanshyambhai Ramanbhai Kantode in the matter of ISO at BSE-GHANSHYAMBHAI RAMANBHAI KANTODE. |
January 3, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. RC 8048 of 2024 against Kapil Chauhan in the matter of ISO at BSE-KAPIL CHAUHAN. |
January 3, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. RC 8162 of 2024 against Manjulaben Bhupendrabhai Thakkar in the matter of ISO at BSE-MANJULABEN BHUPENDRABHAI THAKKAR. |
January 3, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. RC 8134 of 2024 against Homerick Build Private Limited in the matter of ISO at BSE-HOMERICK BUILD PRIVATE LIMITED. |
January 3, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. RC 1156 of 2017 against Ashok Kumar Bhikala Parmar in the matter of Gemstone Investments Ltd. |
January 3, 2025 |
| Certificate No. 8500 of 2025_ Notice of Demand in respect of Narottam Commercial Private Limited (now known as Nascom Sales Private Limited) (PAN: AADCN7904Q) in the matter of Illiquid Stock Options |
January 3, 2025 |
| Certificate No. 8499 of 2025_ Notice of Demand in respect of Paramjyoti Tradelinks Private Limited (PAN: AAGCP2758K) in the matter of Illiquid Stock Options |
January 3, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. RC 8040 of 2024 against Simra Khan Beneficiary Trust in the matter of ISO at BSE-SIMRA KHAN BENEFICIARY TRUST. |
January 3, 2025 |
| Notice of Demand under Recovery Certificate No. 8497 of 2025 issued against Madhu Inderlal Gerela (PAN: AEOPG0197E) in the matter of Trading in Illiquid Stock Options on BSE. |
January 3, 2025 |
| Adjudication Order in the matter of Zee Entertainment Enterprises Limited |
January 2, 2025 |
| Settlement Order in the matter of Megastar Foods Limited |
January 2, 2025 |
| SEBI Investor website and Saarthi App offer free tools and resources for Investor Awareness and Education |
January 2, 2025 |
| Withdrawal of recognition granted to Indian Commodity Exchange Ltd. |
January 2, 2025 |
| General Remittance Order dated 02.01.2025 issued under RC No. 8324 drawn against Reliance Big Entertainment Private Limited in the matter of Reliance Home Finance Private Limited. |
January 2, 2025 |
| Notice of Attachment – In the matter of Fortunescript Services Private Limited AP 13492 & 13493 of 2025 in RC 7115 of 2023 |
January 2, 2025 |
| Adjudication order in respect of four entities in the matter of Karvy Capital Alternative Investment Trust and KCAP Alternative Investment Fund |
January 2, 2025 |
| IN THE MATTER OF EXTENDED FRONT RUNNING BY ROHIT SALGAOCAR, KETAN PAREKH AND OTHERS |
January 2, 2025 |
| Notice of Demand under Recovery Certificate number 8496 of 2025 dated January 02, 2025 issued to Kamaljeet Singh (PAN: ANIPK8791P) in the matter of trading in Illiquid Stock Options at BSE. : under Recovery Certificate No. 8496 of 2025. |
January 2, 2025 |
| Completion of Recovery Certificate No. 8107 of 2024 dated September 30, 2024 issued against Honey Gupta [Defaulter] PAN: BNVPG7644H in the matter of Trading in Illiquid Stock Options on BSE. |
January 2, 2025 |
| Release Order – Honey Gupta [Defaulter] PAN: BNVPG7644H in the matter of trading in Illiquid Stock Options at BSE: Certificate No. 8107 of 2024. |
January 2, 2025 |
| Completion of recovery certificate no. 6325 of 2023 issued against Nilesh Kishanbhai Pandya in the matter of Investigation into the trading by certain entities in the scrip of Global Infratech and Finance Ltd. |
January 2, 2025 |
| Release Order issued in RC. No 6325 of 2023 drawn against Nilesh Kishanbhai Pandya in the matter of Investigation into the trading by certain entities in the scrip of Global Infratech and Finance Ltd |
January 2, 2025 |
| SEBI Order for Compliance –Notice of Demand for Recovery Certificate No. RC 8489 of 2025 against 1. Mr Lachhman Ghanshamdas Utwani 2. Ms. Meena Utwani 3. Ms. Veena Utwani in the matter of Diggi Multitrade Limited. |
January 1, 2025 |
| Settlement Order in respect of Manu M Parpia in the matter of NESCO Limited |
January 1, 2025 |
| Notice of Demand dated 01.01.2025 issued under RC No. 8494 of 2025 drawn against Choice Equity Broking Private Limited in the matter of Choice Equity Broking Private Limited. |
January 1, 2025 |
| Notice of Demand dated 01.01.2025 issued under RC No. 8493 of 2025 drawn against Ketan Bora Proprietor of the Insane Traders in the matter of Ketan Bora Proprietor of the Insane Traders. |
January 1, 2025 |
| SEBI Order for Compliance –Notice of Demand for Recovery Certificate No. RC 8491 of 2025 against Insight Research Proprietor Anil Gurjar in the matter of Unregistered Investment Adviser. |
January 1, 2025 |
| Completion of Recovery Certificate No. 8135 of 2024 dated Janaury 01, 2025 issued against Franklin Leasing And Finance Limited [Defaulter] PAN: AAACF0784B in the matter of ISO at BSE. |
January 1, 2025 |
| SEBI Order for Compliance –Notice of Demand for Recovery Certificate No. RC 8492 of 2025 against Insight Research Proprietor Anil Gurjar in the matter of Unregistered Investment Adviser. |
January 1, 2025 |
| Notice of Demand under Recovery Certificate number 8488 of 2025 dated January 01, 2025 issued to Bluebell Agencies Pvt Ltd (PAN: AADCB6654M) in the matter of Multipurpose Trading and Agencies Limited. : under Recovery Certificate No. 8488 of 2025. |
January 1, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. RC 8164 of 2024 against Mundra Rekha in the matter of ISO at BSE-MUNDRA REKHA. |
January 1, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. RC 8190 of 2024 against Harshadbhai Panchal in the matter of Best Agrolife Ltd. |
January 1, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. RC 8204 of 2024 against Pradip Jayntilal Mehta in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
January 1, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. RC 8175 of 2024 against Pradeep Kumar Kejriwal in the matter of ISO at BSE-PRADEEP KUMAR KEJARIWAL. |
January 1, 2025 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. RC 8384 of 2024 against Neeraj Dileep Jethwa HUF in the matter of ISO at BSE- Neeraj Dileep Jethwa HUF |
January 1, 2025 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. RC 8192 of 2024 against Dhaval Vinodbhai Gadani in the matter of Best Agrolife Ltd. |
January 1, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. RC 7308 of 2023 against Chandakant Sevantilal Thakkar in the matter of Kapil Raj Finance Ltd |
January 1, 2025 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. RC 8384 of 2024 against Neeraj Dileep Jethwa HUF in the matter of ISO at BSE- Neeraj Dileep Jethwa HUF |
January 1, 2025 |
| Order releasing Bank Accounts, Demat Accounts and Mutual Fund Folios – Recovery Certificate No. 5498 of 2022 dated 30.08.2022 issued against Pramod Manoharlal Jain (PAN: AFHPJ5633E) in the matter of Info-Drive Software Ltd |
January 1, 2025 |
| Completion of Recovery Certificate No. 5498 of 2022 dated 30.08.2022 issued against Pramod Manoharlal Jain (PAN: AFHPJ5633E) in the matter of Info-Drive Software Ltd. |
January 1, 2025 |
| Completion of Recovery Certificate No. 8451 of 2024 dated Janaury 01, 2025 issued against CAPTIVE COMMERCE PVT LTD [Defaulter] PAN: AABCC0820A in the matter of Trading in Illiquid Stock Options on BSE. |
January 1, 2025 |
| SEBI Order for Compliance –Notice of Demand for Recovery Certificate No. RC 8490 of 2025 against 1. Hxco Invest Private Limited 2. Samarth P Ramanuj 3. Shruti Ramanuj in the matter of Diggi Multitrade Limited. |
January 1, 2025 |
| Order in the matter of unregistered investment advisery activities by M/s Profit Trades, Proprietor- Mr. Sunil Grover |
December 31, 2024 |
| Appeal No. 6258 of 2024 filed by Colonel Nutan Prabhat Retd. |
December 31, 2024 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Dr. Reddy's Laboratories Limited. |
December 31, 2024 |
| Appeal No. 6247 of 2024 filed by Swapnaja Bhosle |
December 31, 2024 |
| Appeal No. 6248 of 2024 filed by Kanika Kaushik |
December 31, 2024 |
| Introduction of a Mutual Funds Lite (MF Lite) framework for passively managed schemes of Mutual Funds |
December 31, 2024 |
| Clarifications to Cybersecurity and Cyber Resilience Framework (CSCRF) for SEBI Regulated Entities (REs) |
December 31, 2024 |
| Order in respect of Abhipra Capital Limited |
December 31, 2024 |
| Circular for implementation of recommendations of the Expert Committee for facilitating ease of doing business for listed entities |
December 31, 2024 |
| Adjudication Order in the matter of Motilal Oswal Financial Services Limited |
December 31, 2024 |
| Adjudication Order in the matter of Motisons Commodities Private Limited |
December 31, 2024 |
| Appeal No. 6262 of 2024 filed by Suchit Sunil Jadhav |
December 30, 2024 |
| Appeal No. 6245 of 2024 filed by Prerit Kailash Misra |
December 30, 2024 |
| Appeal No. 6244 of 2024 filed by Ravinder Kumar |
December 30, 2024 |
| Appeal No. 6246 of 2024 filed by Jinu Idiculla Jose |
December 30, 2024 |
| Allowing subscription to the issue of Non- Convertible Securities during trading window closure period |
December 30, 2024 |
| Adjudication Order in the matter of Link Intime India Private Limited |
December 30, 2024 |
| Appeal No. 6257 of 2024 filed by Somnath Shivaji Gund |
December 30, 2024 |
| Appeal No. 6252 of 2024 filed by Gajinder S Kanwal |
December 30, 2024 |
| General Remittance Order dated 30.12.2024 – Recovery Proceedings under RC 7850 against Balram Mukherjee (PAN: CIGPM5834A) in the matter of Sharepro Services (I) Pvt. Ltd. |
December 30, 2024 |
| Notices of Attachment dated 30.12.2024 – Recovery Proceedings under RC 8429 against Ms. Saritha Sukumaran (PAN: AYFPS1523F) in the matter of VKS Project Limited |
December 30, 2024 |
| Notice of Attachment dated 30.12.2024 issued under RC No. 8446 drawn against Omprakash Basantlal Goenka, Prakash Ganpat Untekar, Venkatraman Natrajan and Narayan Shivram Kotnis in the matter of Citrus Check Inn Limited. |
December 30, 2024 |
| General Remittance Order dated 30.12.2024 issued under RC No. 7801 drawn against Chemox Securities Limited in the matter of Chemox Securities Limited. |
December 30, 2024 |
| General Remittance Order dated 30.12.2024 issued under RC No. 7799 drawn against Rishab Concast Limited in the matter of Rishab Concast Limited. |
December 30, 2024 |
| General Remittance Order dated 30.12.2024 issued under RC No. 8303 drawn against Indian Agri Services Private Limited in the matter of Reliance Home Finance Limited. |
December 30, 2024 |
| Notice of Attachment dated 30.12.2024 issued under RC No. 8430 drawn against VK Sukumaran in the matter of VKS Project Limited. |
December 30, 2024 |
| Notice of Attachment dated 30.12.2024 issued under RC No. 8432 drawn against VK Sukumaran and Saritha Sukumaran in the matter of VKS Project Limited. |
December 30, 2024 |
| Notice of Attachment dated 30.12.2024 issued under RC No. 8448 drawn against Nelesh Devendra Vora in the matter of VKS Project Limited. |
December 30, 2024 |
| Notice of Demand dated 30.12.2024 issued in Recovery Certificate No. 8485 of 2024 issued against Nikhil Gandhi (PAN: AABPG9516A) in the matter of SKIL Infrastructure Limited |
December 30, 2024 |
| Notice of Demand dated 30.12.2024 issued in Recovery Certificate No. 8486 of 2024 issued against Shekhar Gandhi (PAN: ADNPG4728P) in the matter of SKIL Infrastructure Limited |
December 30, 2024 |
| Notice of Demand dated 30.12.2024 issued in Recovery Certificate No. 8487 of 2024 issued against Bhavesh Prataprai Gandhi (PAN: AABPG9515D) in the matter of SKIL Infrastructure Limited |
December 30, 2024 |
| Prior approval for change in control: Transfer of shareholdings among immediate relatives and transmission of shareholdings and their effect on change in control |
December 27, 2024 |
| Adjudication Order in the matter of Jaiprakash Power Ventures Limited |
December 27, 2024 |
| Settlement Order in the matter of inspection of SBI-SG Global Securities Services Private Limited |
December 27, 2024 |
| Adjudication order in the matter of Abhishek Kumar Singh Proprietor of Supreme Investrade and Research Services – Research Analyst |
December 27, 2024 |
| Adjudication Order in respect of 9 entities in the matter of trading activities by certain entities in the scrip of PNB Housing Finance Ltd. |
December 27, 2024 |
| Adjudication order in the matter of CapitalVia Global Research Limited |
December 27, 2024 |
| Release Order for RC No. 4461/2022 gainst B Prabhakar Reddy (PAN: ACVPB8307N) in the matter of Visu International Ltd |
December 27, 2024 |
| Completion of Recovery Certificate No. 4461/2022 gainst B Prabhakar Reddy (PAN: ACVPB8307N) in the matter of Visu International Ltd |
December 27, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. RC 8049 of 2024 against HIMMATLAL VASHRAMBHAI PATEL HUF in the matter of ISO at BSE-HIMMATLAL VASHRAMBHAI PATEL HUF |
December 27, 2024 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. RC 8049 of 2024 against HIMMATLAL VASHRAMBHAI PATEL HUF in the matter of ISO at BSE-HIMMATLAL VASHRAMBHAI PATEL HUF |
December 27, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8483 of 2024 against M/s RB Traders, Proprietor – Raj Bhadur Bhdoriya in the matter of M/s RB Traders, Proprietor- Raj Bhadur Bhdoriya. |
December 27, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. RC 8163 of 2024 against TEJ J SHAH HUF in the matter of ISO at BSE-TEJ J SHAH HUF |
December 27, 2024 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. RC 8163 of 2024 against TEJ J SHAH HUF in the matter of ISO at BSE-TEJ J SHAH HUF |
December 27, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. RC 8258 of 2024 against USHABEN HIMATLAL PATEL in the matter of ISO at BSE-USHABEN HIMATLAL PATEL |
December 27, 2024 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. RC 8258 of 2024 against USHABEN HIMATLAL PATEL in the matter of ISO at BSE-USHABEN HIMATLAL PATEL |
December 27, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8479 of 2024 against Bimla Devi Jindal in the matter of Vikas Proppant and Granite Limited. |
December 27, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8477 of 2024 against Hetal Paresh Anam in the matter of ISO at BSE- Hetal Paresh Anam. |
December 27, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8480 of 2024 against Kamini Jindal in the matter of Vikas Proppant and Granite Limited. |
December 27, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8481 of 2024 against Praveen Bishnoi in the matter of Vikas Proppant and Granite Limited. |
December 27, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8482 of 2024 against M/s RB Traders, Proprietor – Raj Bhadur Bhdoriya in the matter of M/s RB Traders, Proprietor- Raj Bhadur Bhdoriya. |
December 27, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. RC 8259 of 2024 against USMAN AAMANBHAI KATARIYA in the matter of ISO at BSE-USMAN AAMANBHAI KATARIYA |
December 27, 2024 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. RC 8259 of 2024 against USMAN AAMANBHAI KATARIYA in the matter of ISO at BSE-USMAN AAMANBHAI KATARIYA |
December 27, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. RC 8173 of 2024 against DAKSHA KIRIT PATEL in the matter of ISO at BSE-DAKSHA KIRIT PATEL. |
December 27, 2024 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. RC 8173 of 2024 against DAKSHA KIRIT PATEL in the matter of ISO at BSE-DAKSHA KIRIT PATEL. |
December 27, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8484 of 2024 against Narendrabhai Amin in the matter of M/s Austral Coke and Projects Limited II. |
December 27, 2024 |
| SEBI Order for Compliance – Corrigendum to Notice of Demand for Recovery Certificate No. RC 82 of 2014 against Giridharbhai Karu in the matter of Kolar Biotech Ltd. |
December 27, 2024 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. RC 8437 of 2024 against Mayank Associates Private Limited in the matter of ISO at BSE- Mayank Associates Private Limited. |
December 26, 2024 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. RC 8418 of 2024 against Mr Heet Manish Bapna alias Heet Manish Bafna(Proprietor- Standard Chartists) in the matter of Standard Chartist Proprietor Heet Manish Bapna. |
December 26, 2024 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. RC 8419 of 2024 against Mr Heet Manish Bapna alias Heet Manish Bafna(Proprietor- Standard Chartists) in the matter of Standard Chartist Proprietor Heet Manish Bapna. |
December 26, 2024 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. RC 8399 of 2024 against Satish Agrawal HUF in the matter of ISO at BSE- Satish Agrawal HUF. |
December 26, 2024 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. RC 8398 of 2024 against Manoj Agrawal in the matter of ISO at BSE- Manoj Agrawal. |
December 26, 2024 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. RC 8384 of 2024 against Neeraj Dileep Jethwa in the matter of ISO at BSE- Neeraj Dileep Jethwa. |
December 26, 2024 |
| Release Order for Recovery Certificate No. 8139 of 2024 against Kartick Chandra Kundu (PAN: BCOPK4506L) in the matter of Illiquid Stock Options. |
December 26, 2024 |
| Cancellation of Recovery Certificate No. 8139 of 2024 against Kartick Chandra Kundu (PAN: BCOPK4506L) in the matter of Illiquid Stock Options. |
December 26, 2024 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. RC 8440 of 2024 against Sukhraj Kaur Rajbans in the matter of ISO at BSE- Sukhraj Kaur Rajbans. |
December 26, 2024 |
| SEBI Order for Compliance – Notice of Attachment for Recovery Certificate No. RC 8439 of 2024 against Yusufbhai Mohmadbhai Katariya in the matter of ISO at BSE- Yusufbhai Mohmadbhai Katariya |
December 26, 2024 |
| Adjudication order in the matter of Capital Ways Investment Adviser – Proprietor Mr. Deepak Ostwal |
December 26, 2024 |
| Notice of Demand under Recovery Certificate number 8468 of 2024 dated December 26, 2024 issued to Komal (PAN: DSSPK2912L) in the matter of Investigation in the matter of trading activities of certain entities in the scrip of Vikas Proppant and Granite Limited: under Recovery Certificate No. 8468 of 2024. |
December 26, 2024 |
| Notice of Demand under Recovery Certificate number 8474 of 2024 dated December 26, 2024 issued to Kanta Devi (PAN: BAMPD7042J) in the matter of Investigation in the matter of trading activities of certain entities in the scrip of Vikas Proppant and Granite Limited: under Recovery Certificate No. 8474 of 2024. |
December 26, 2024 |
| Notice of Demand under Recovery Certificate number 8476 of 2024 dated December 26, 2024 issued to Puneet (PAN: CMNPP7587E) in the matter of Investigation in the matter of trading activities of certain entities in the scrip of Vikas Proppant and Granite Limited: under Recovery Certificate No. 8476 of 2024. |
December 26, 2024 |
| Notice of Demand under Recovery Certificate number 8475 of 2024 dated December 26, 2024 issued to Gourav (PAN: BULPG4710P) in the matter of Investigation in the matter of trading activities of certain entities in the scrip of Vikas Proppant and Granite Limited: under Recovery Certificate No. 8475 of 2024. |
December 26, 2024 |
| Notices of Attachment issued under RC No. 8415 of 2024 drawn against Subhash Dayama in the matter of Videocon Industries Limited |
December 26, 2024 |
| Certificate No. RC8413 of 2024_ Notice of Demand in respect of Ramesh Aggarwal (PAN: AGCPA0406A) in the matter of Til Limited |
December 26, 2024 |
| Certificate No. RC8413 of 2024_ Notice of Demand in respect of Confident Vinimay Private Limited (PAN: AADCC3724B) in the matter of Illiquid Stock Options |
December 26, 2024 |
| Certificate No. RC8413 of 2024_ Notice of Demand in respect of Impex Metal & Ferro Alloys Limited (PAN: AAACI5472K) in the matter of Illiquid Stock Options |
December 26, 2024 |
| Certificate No. RC8414 of 2024_ Notice of Demand in respect of Kanak Lata Tibrewal (PAN: ACBPT1028L) in the matter of Illiquid Stock Options |
December 26, 2024 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. RC 8202 of 2024 against Mahesh Bhailal Parmar in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
December 26, 2024 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. RC 8201 of 2024 against Nilesh Rameshchandra Shah in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
December 26, 2024 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. RC 8226 of 2024 against Vinitkumar Popatlal Parikh in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
December 26, 2024 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. RC 8225 of 2024 against Pattammal N. Murlidharan in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
December 26, 2024 |
| SEBI Order for Compliance – Remittance Order for Recovery Certificate No. RC 8227 of 2024 against Vijaya Parsharam Salvi in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
December 26, 2024 |
| Notices of Attachment dated 24.12.2024 issued in Recovery Certificate No. 8417 of 2024 issued against Pauline Elisha (PAN: ABTPE0378H) in the matter of Illiquid Stock Options at BSE |
December 24, 2024 |
| Release Order – Harish Chandra [Defaulter] PAN: AUAPC4801H in the matter of Trading in Illiquid Stock Options on BSE: Certificate No. 8306 of 2024 |
December 24, 2024 |
| Release Order – Dinesh Kumar [Defaulter] PAN: ABKPK0853A in the matter of CPR Capital Services Ltd: Certificate No. 7155 of 2023. |
December 24, 2024 |
| Notice of Demand dated 24.12.2024 in Recovery Certificate No. 8463 of 2024 issued against Vikrambhai Jamnadas Shah alias Vikrambhai Babubhai Shah (PAN:AEDPS5031A) in the matter of Safal Herbs Limited (formerly known as Parikh Herbals Limited) |
December 24, 2024 |
| General Remittance Order dated 24.12.2024 in Recovery Certificate No. 8090 of 2024 issued against Madalsa International Limited (PAN: Not Available) in the matter of ISO at BSE |
December 24, 2024 |
| Release Order dated 24.12.2024 in Recovery Certificate No. 8387 of 2024 issued against Glorious Holdings Private Limited (PAN: AACCG4244K) in the matter of trading in Illiquid Stock Options at BSE |
December 24, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8466 of 2024 against Anil Suryanarayan Roongta- Karta in the matter of Mishka Finance and Trading Limited. |
December 24, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8465 of 2024 against Sudha Anil Roongta in the matter of Mishka Finance and Trading Limited. |
December 24, 2024 |
| Notice of Demand under Recovery Certificate number 8464 of 2024 dated December 24, 2024 issued to Sumit Kumar & his Proprietorship firm viz. Vijay Bhagwandas & Co. (ARUPK1589P), Madhukar Dubey & his Proprietorship firm viz. Magnum Industrial Corporation (AIJPD7329J), Satendra Kumar & his Proprietorship firm viz. A R Enterprise (AWWPK8525E), Goldline International Finvest Ltd (AACCG6377M), LMR Green Realty Pvt. Ltd. (AACCL1899B), Aavisha Credit Capital Pvt. Ltd (AAACA5715D), Nem Singh (CKIPS6770D) [Defaulters/defaulters] jointly and severally in the matter of IPO of Channel Nine Entertainment Limited : under Recovery Certificate No. 8464 of 2024. |
December 24, 2024 |
| Completion of Recovery Certificate No. 8387 of 2024 issued against Glorious Holdings Private Limited (PAN: AACCG4244K) in the matter of trading in Illiquid Stock Options at BSE |
December 24, 2024 |
| Adjudication Order in the matter of Sameer Pande – Research Analyst – Proprietor of Niftypro Trading Research |
December 24, 2024 |
| Adjudication order in the matter of Sai Proficient Research Investment Advisory Prop Ms Meeshika Vishwakarma |
December 24, 2024 |
| Completion of Recovery Certificate No. RC8151 of 2024 against Shravya Sureka Beneficiary Trust (PAN: AAJTS2292P) in the matter of Illiquid Stock Options |
December 24, 2024 |
| Release Order for Recovery Certificate No. RC8151 of 2024 against Shravya Sureka Beneficiary Trust (PAN: AAJTS2292P) in the matter of Illiquid Stock Options |
December 24, 2024 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. RC 1546 of 2018 against Mohammedyunus Huseinmiya Lokhandwala in the matter of Parsoli Corporation Limited. |
December 24, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. RC 1546 of 2018 against Mohammedyunus Huseinmiya Lokhandwala in the matter of Parsoli Corporation Limited. |
December 24, 2024 |
| Interim Order in the matter of Bharat Global Developers Limited |
December 23, 2024 |
| Notice of Demand under Recovery Certificate No. 8461 of 2024 issued against Amit Mahesh Bhatt (PAN: AJTPB7179F) in the matter of Wisec Global Limited. |
December 23, 2024 |
| Remittance Order under RC No. 7958 of 2024 drawn against Shah V C in the matter of Safal Herbs Limited (formerly known as Parikh Herbals Limited) |
December 23, 2024 |
| Remittance Order under RC No. 7955 of 2024 drawn against Shah (HUF) S H in the matter of Safal Herbs Limited (formerly known as Parikh Herbals Limited) |
December 23, 2024 |
| Remittance Order under RC No. 7956 of 2024 drawn against Purvi Shah in the matter of Safal Herbs Limited (formerly known as Parikh Herbals Limited) |
December 23, 2024 |
| Remittance Order under RC No. 7957 of 2024 drawn against Roshan Shah in the matter of Safal Herbs Limited (formerly known as Parikh Herbals Limited) |
December 23, 2024 |
| Remittance Order under RC No. 7959 of 2024 drawn against Shah A V in the matter of Safal Herbs Limited (formerly known as Parikh Herbals Limited) |
December 23, 2024 |
| Completion of Recovery Certificate No. RC8232 of 2024 in respect of Reward Goods Pvt. Ltd. (PAN: AAECR2034C) in the matter of Illiquid Stock Options |
December 23, 2024 |
| Completion of Recovery Certificate No. RC8148 of 2024 in respect of Swapna Kundu (PAN: BCOPK4508E) in the matter of Illiquid Stock Options |
December 23, 2024 |
| Release Order for Recovery Certificate No. RC8148 of 2024 in respect of Swapna Kundu (PAN: BCOPK4508E) in the matter of Illiquid Stock Options |
December 23, 2024 |
| Certificate No. RC8462 of 2024_ Notice of Demand in respect of Subh Laxmi Trading Co (PAN: AOTPA5434M) in the matter of Illiquid Stock Options |
December 23, 2024 |
| Appeal No. 6239 & 6240 of 2024 filed by Kapil Aggarwal (Kaps Advisory Services Pvt Ltd |
December 20, 2024 |
| Settlement Order in the matter of Kalyani Investment Company Limited |
December 20, 2024 |
| Appeal No. 6242 of 2024 filed by Mohammad Hanif |
December 20, 2024 |
| Appeal No. 6241 of 2024 filed by Bittu Khatri |
December 20, 2024 |
| Settlement Order in respect of Cupid Limited in the matter of Cupid Limited |
December 20, 2024 |
| Policy for Sharing Data for the Purpose of Research / Analysis |
December 20, 2024 |
| Appeal No. 6243 of 2024 filed by R. D Singh |
December 20, 2024 |
| Industry Standards on Reporting of BRSR Core |
December 20, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8460 of 2024 against Eilite Marines Security Consultants Private Limited in the matter of ISO at BSE – Eilite Marines Security Consultants Private Limited. |
December 20, 2024 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. RC 7985 of 2024 against Yogesh Jain in the matter of ISO at BSE – Yogesh Jain |
December 20, 2024 |
| Appeal No. 6238 of 2024 filed by Kapil Aggarwal |
December 20, 2024 |
| General Remittance Order dated 20.12.2024 issued in Recovery Certificate No. 8276 of 2024 issued against Vinayak Ventures Private Limited (PAN: AADCV3723H) in the matter of Reliance Home Finance Limited |
December 20, 2024 |
| Adjudication Order in the matter of Stockholding Services Limited |
December 20, 2024 |
| Simplification of Offer Document |
December 20, 2024 |
| Certificate No. RC8056 of 2024_A.P Nos 13442 and 13443 of 2024_ against Dilip Kumar Kedia HUF (PAN: AAFHD3367J) in the matter of Illiquid Stock Options |
December 20, 2024 |
| Settlement Order in the matter of Thematic Inspection of Credit Rating Agencies (CRAs) – Infomerics Valuation and Rating Pvt. Ltd. |
December 20, 2024 |
| Completion of Recovery Certificate No. RC8406 of 2024 in respect of Om Prakash Agarwala and Sons HUF (PAN: AAAHO2283H) in the matter of Illiquid Stock Options |
December 20, 2024 |
| Adjudication Order in respect of Gadhecha Shailesh Ugarchand HUF in the matter of trading in Illiquid Stock Options at BSE |
December 20, 2024 |
| Interim Order cum Show Cause Notice in the matter of front-running of the trades of PNB Metlife and Ors. |
December 20, 2024 |
| Interim Order cum Show Cause Notice in the matter of front-running activities by Dhanmata Realty Private Limited and Others |
December 20, 2024 |
| Certificate No. RC8459 of 2024_ Notice of Demand in respect of Indira Devi Jain (PAN: ACPPJ2461H) in the matter of Illiquid Stock Options |
December 20, 2024 |
| Settlement Order in the matter of insider trading activities of certain entities in the scrip of HDFC LTD. and HDFC BANK LTD. |
December 20, 2024 |
| Settlement Order in the matter of breach of continuing interest requirement by Utthishta Virat Fund |
December 20, 2024 |
| Upload of Draft Scheme Information Documents |
December 20, 2024 |
| Release Order – Gracious Software Limited [Defaulter] PAN: AADCG0392F in the matter of Trading activities of certain entities in the scrip of Funny Software Limited : Certificate No. 6876 of 2023. |
December 19, 2024 |
| Remittance Order dated 19.12.2024 in Recovery Certificate No. 8087 of 2024 issued against Venugopal Dhoot (PAN: AANPD5594R) in the matter of Videocon Industries Ltd. |
December 19, 2024 |
| Remittance Order dated 19.12.2024 in Recovery Certificate No. 8068 of 2024 issued against Electroparts (India) Pvt. Ltd. (PAN: AAACV5947Q) in the matter of Videocon Industries Ltd. |
December 19, 2024 |
| Remittance Order dated 19.12.2024 in Recovery Certificate No. 8088 of 2024 issued against Electroparts (India) Pvt. Ltd. (PAN: AAACV5947Q) in the matter of Videocon Industries Ltd. |
December 19, 2024 |
| Remittance Order dated 19.12.2024 in Recovery Certificate No. 8089 of 2024 issued against Videocon Realty and Infrastructures Ltd. (PAN: AAACV2303E) in the matter of Videocon Industries Ltd. |
December 19, 2024 |
| Adjudication Order in the matter of proposed of IPO of Ebixcash Limited |
December 19, 2024 |
| Appeal No. 6237 of 2024 filed by Ashok Kumar Agarwala |
December 19, 2024 |
| Settlement Order in the matter of front running of the orders of Big Client, Bharat Kanaiyalal Sheth Family Trust, Ravi Kanaiyalal Sheth Family Trust and Arjun Discretionary Trust by Jitendra Kewalramani and entities related/ associated to him |
December 19, 2024 |
| Adjudication Order in respect of Aditya Sah in the matter of trading in Illiquid Stock Options at BSE |
December 19, 2024 |
| Adjudication Order in respect of BIR Finance Private Limited in the matter of trading in Illiquid Stock Options at BSE |
December 19, 2024 |
| Adjudication Order in respect of Shyamlal Jaiswal HUF in the matter of trading in Illiquid Stock Options at BSE |
December 19, 2024 |
| Adjudication Order in respect of Shivrashi Real Estates Private Limited in the matter of trading in Illiquid Stock Options at BSE |
December 19, 2024 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. RC 7985 of 2024 against Yogesh Jain in the matter of ISO at BSE- Yogesh Jain |
December 19, 2024 |
| Notice of Demand issued against Pradeep Kumar Dhoot (PAN: AANPD5593J) in the matter of M/s Videocon Industries Limited |
December 19, 2024 |
| Notice of Attachment dated 18.12.2024 issued under RC No. 8381 drawn against Madhuri Sunil Kotecha in the matter of Trading in Illiquid Stock Options on BSE. |
December 18, 2024 |
| Release Order for RC No. 8294/2024 against Nate Nandha in the matter of Binny Limited |
December 18, 2024 |
| General Remittance Order dated 18.12.2024 issued under RC No. 8262 drawn against Reliance Business Broadcast News Holdings Limited in the matter of Reliance Home Finance Limited. |
December 18, 2024 |
| Completion of Recovery Certificate No. RC8401 of 2024 in respect of Baba Iron Industries Private Limited in the matter of Illiquid Stock Options |
December 18, 2024 |
| Release Order – Avisha Credit Capital Pvt. Ltd. [Defaulter] PAN: AAACA5715D in the matter of IPO of Esteem Bio Organic Food Processing Ltd. : Certificate No. 6803 of 2023. |
December 18, 2024 |
| General Remittance Order dated 18.12.2024 issued under RC No. 8267 drawn against Pradeep Rathod in the matter of Sharepro Services (I) Private Limited. |
December 18, 2024 |
| Release Order – Tripoli Investment & Trading Company [Defaulter] PAN: AAACT2207P in the matter of Religare Enterprises Ltd. : Certificate No. 6788 of 2023. |
December 18, 2024 |
| Completion of Recovery Certificate No. 6803 of 2023 dated July 07, 2023 issued against Avisha Credit Capital Pvt. Ltd. [Defaulter] PAN: AAACA5715Din the matter of IPO of Esteem Bio Organic Food Processing Ltd. |
December 18, 2024 |
| Completion of Recovery Certificate No. 6788 of 2023 dated July 07, 2023 issued against Tripoli Investment & Trading Company [Defaulter] PAN: AAACT2207P in the matter of Religare Enterprises Ltd. |
December 18, 2024 |
| Release Order – Salasar Trading Co. (Proprietor – Manoj Kumar Garg) [Defaulter] PAN: AAEPG8328D in the matter of IPO of Shilpi Cable Technologies Ltd : Certificate No. 6911 of 2023. |
December 18, 2024 |
| Completion of Recovery Certificate No. 6911 of 2023 dated July 18, 2023 issued against Salasar Trading Co. (Proprietor – Manoj Kumar Garg) [Defaulter] PAN: AAEPG8328D in the matter of IPO of Shilpi Cable Technologies Ltd. |
December 18, 2024 |
| Adjudication Order in respect of Sumitra Devi in the matter of trading in Illiquid Stock Options at BSE |
December 18, 2024 |
| Adjudication Order in respect of Anish Hemani HUF in the matter of trading in Illiquid Stock Options at BSE |
December 18, 2024 |
| SEBI Board Meeting |
December 18, 2024 |
| SEBI issues directions to stock exchanges in Commodities Derivative Segment |
December 18, 2024 |
| Completion of Recovery Certificate No. RC8345 of 2024_ Notice of Demand in respect Glorious Vincom Private Limited (PAN: AADCG3846Q) in the matter of Econo Trade (India) Limited |
December 18, 2024 |
| Certificate No. RC8054 of 2024_A.P Nos 13438 and 13439 of 2024_ in respect of 2 defaulters jointly and severally in the matter of Worth Investment and Trading Private Limited |
December 18, 2024 |
| Securities and Exchange Board of India (Research Analysts) (Third Amendment) Regulations, 2024 |
December 17, 2024 |
| Securities and Exchange Board of India (Investment Advisers) (Second Amendment) Regulations, 2024 |
December 17, 2024 |
| Measures to address regulatory arbitrage with respect to Offshore Derivative Instruments (ODIs) and FPIs with segregated portfolios vis-à-vis FPIs |
December 17, 2024 |
| Order in the matter of Unregistered Investment Advisory activities by Mr. Sunil Kumar Ray, Proprietor of Trade Show Advisory |
December 17, 2024 |
| Adjudication Order in respect of Mr Gaurav Jain in the matter of Expert Global Consultants Private Limited |
December 17, 2024 |
| Adjudication order in respect of Late Anil Kumar Rathi In the matter of Trading in Illiquid Stock Options at BSE |
December 17, 2024 |
| Adjudication Order in respect of Maya Agarwal in the matter of trading in Illiquid Stock Options at BSE |
December 17, 2024 |
| Adjudication Order in respect of Sunil Manakchand Kotecha in the matter of trading in Illiquid Stock Options at BSE |
December 17, 2024 |
| Adjudication Order in respect of Sunita Rani Handa in the matter of trading in Illiquid Stock Options at BSE |
December 17, 2024 |
| Appeal No. 6236 of 2024 filed by Rahul |
December 17, 2024 |
| Completion of Recovery Certificate No. RC8346 of 2024 against Highgrowth Vincom Private Limited (PAN: AACCH1789A) in the matter of Econo Trade (India) Limited |
December 17, 2024 |
| Order in the matter of Epic Traders, Proprietor – Mr. Mangilal Verma |
December 17, 2024 |
| Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2024 |
December 16, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8456 of 2024 against Dollar Advisory and Financial Services (Proprietor – Mr Ravi Prakash Mohta) in the matter of Dollar Advisory and Financial Services Proprietor – Mr Ravi Prakash Mohta |
December 16, 2024 |
| Adjudication Order inrespect of Asian Hotels West Limited in the matter of Asian Hotels West Limited |
December 16, 2024 |
| Notice of Attachment– Renu Bansal (ABZPB3858M) AP 13434 & 13435 of 2024 in RC 8380 of 2024 |
December 16, 2024 |
| Securities and Exchange Board of India (Mutual Funds) (Third Amendment) Regulations, 2024 |
December 16, 2024 |
| Certificate of Completion dated 13.12.2024 issued under RC No. 8431 drawn against Piyush Naresh Kothari in the matter of VKS Project Limited. |
December 13, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8447 of 2024 against Ismail Mehtar (PAN: NA)(Driving License: GJ04/13449/02) in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
December 13, 2024 |
| Relaxation from the ISIN restriction limit for issuers desirous of listing originally unlisted ISINs (outstanding as on December 31, 2023) |
December 13, 2024 |
| Remittance Advice against : Zolton Properties Private Limited [Defaulter] PAN: AAACZ2996D in the matter of Religare Enterprises Ltd., under Recovery Certificate No. 6828 of 2023. |
December 13, 2024 |
| Remittance Advice against : Mr. Karan [Defaulter] PAN: DBTPK6055A in the matter of Delta Leasing & Finance Ltd., under Recovery Certificate No. 6841 of 2023. |
December 13, 2024 |
| Remittance Advice against : Mr. Pushp Raj [Defaulter] PAN: AKEPR6030K in the matter of Delta Leasing & Finance Ltd., under Recovery Certificate No. 6666 of 2023. |
December 13, 2024 |
| Remittance Advice against : Shri Balaji Comfin Traders (Prop. Sunil Kapoor) [Defaulter] PAN: ALMPK2209G in the matter of Amsons Apparels Limited, under Recovery Certificate No. 6324 of 2023. |
December 13, 2024 |
| Remittance Advice against : Rosestar Marketing Private Limited [Defaulter] PAN: AAFCR2252M in the matter of Religare Enterprises Ltd., under Recovery Certificate No. 6814 of 2023. |
December 13, 2024 |
| Remittance Advice against : Girija Pandey [Defaulter] PAN: BEIPP7914K in the matter of Sulabh Engineers & Services Limited, under Recovery Certificate No. 6620 of 2023. |
December 13, 2024 |
| Classification of Corporate Debt Market Development Fund (CDMDF) as Category I Alternative Investment Fund |
December 13, 2024 |
| Remittance Advice against : Saubhagya Buildcon Private Limited [Defaulter] PAN: AALCS1157L in the matter of Religare Enterprises Ltd., under Recovery Certificate No. 6827 of 2023. |
December 13, 2024 |
| Notice of Demand dated 13.12.2024 in Recovery Certificate No. 8387 of 2024 issued against Glorious Holdings Private Limited (PAN: AACCG4244K) in the matter of trading in Illiquid Stock Options at BSE |
December 13, 2024 |
| Completion of Recovery Certificate No. RC4585 of 2022 in respect of Esquire Enclave Private Limited in the matter of Rutron International Limited |
December 13, 2024 |
| Completion of Recovery Certificate No. RC7548 of 2024 Esquire Enclave Pvt Ltd (PAN: AACCE7065J) in the matter of Santowin Corporation Ltd. |
December 13, 2024 |
| Release Order for Recovery Certificate No. RC4585 of 2022 & RC7548 of 2024 in respect of Esquire Enclave Private Limited in the matter of Rutron International Limited & Santowin Corporation Ltd. |
December 13, 2024 |
| Pro-rata and pari-passu rights of investors of AIFs |
December 13, 2024 |
| Completion of Recovery Certificate no. RC8082 of 2024 against Santosh Devi Agrawal (PAN: ACNPA0518Q) in the matter of Illiquid Stock Options. |
December 12, 2024 |
| Release order in respect of Santosh Devi Agrawal (PAN: ACNPA0518Q) issued under Recovery Certificate no. RC8082 of 2024 in the matter of Illiquid Stock Options. |
December 12, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8110 of 2024 against Ginni Khemani in the matter of ISO at BSE – Ginni Khemani. |
December 12, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 5283 of 2022 against Vardhaman Wire an Polumers Limited in the matter of Non-redressal of Investor grievances . |
December 12, 2024 |
| Adjudication Order in the matter of Jhaveri Credits and Capital Limited |
December 12, 2024 |
| Completion of Recovery Certificate no. RC8368 of 2024 against Multiwyn Commercial Private Limited (PAN: AACCM2844B) in the matter of Illiquid Stock Options. |
December 12, 2024 |
| Notice of Demand under Recovery Certificate number 8455 of 2024 dated December 12, 2024 issued to Virender Mehta HUF (PAN: AABHV7791N) in the matter of Illiquid Stock Options at BSE : under Recovery Certificate No. 8455 of 2024. |
December 12, 2024 |
| Certificate No. RC7836 of 2024_A.P Nos 13425 and 13426 of 2024_ in respect of 3 defaulters jointly and severally in the matter of Edynamics Solutions Ltd. |
December 12, 2024 |
| Certificate No. RC8007 of 2024_A.P Nos 13423 and 13424 of 2024_ in respect of Bindu Mahnot (PAN: AIHPM6449G) in the matter of Illiquid Stock Options |
December 12, 2024 |
| Corrigendum to the Notice of Demand issued to Bindu Mahnot (PAN: AIHPM6449G) under Recovery Certificate No. RC8007 of 2024 |
December 12, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8194 of 2024 against Dhaval Mehta in the matter of Best Agrolife Ltd. |
December 12, 2024 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8110 of 2024 against Ginni Khemani in the matter of ISO at BSE – Ginni Khemani |
December 12, 2024 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 8194 of 2024 against Dhaval Mehta in the matter of Best Agrolife Ltd. |
December 12, 2024 |
| Notice of Demand dated 11.12.2024 – RC No. 8448 of 2024 drawn against Nelesh Devendra Vora in the matter of VKS Project Limited. |
December 11, 2024 |
| Notice of Demand under Recovery Certificate number 8452 of 2024 dated December 11, 2024 issued to Vivek Aggarwal [Defaulter] PAN: AGFPA8312C in the matter of Illiquid Stock Options at BSE. : under Recovery Certificate No. 8452 of 2024. |
December 11, 2024 |
| Notice of Demand dated 11.12.2024 – RC No. 8446 of 2024 drawn Omprakash Basantlal Goenka, Prakash Ganpat Untekar, Venkatraman Natarajan and Narayan Shivram Kotnis in the matter of Investigation in the matter of CIS activities of Citrus Check Inns Limited. |
December 11, 2024 |
| Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) (Third Amendment) Regulations, 2024 |
December 11, 2024 |
| Notice of Demand under Recovery Certificate number 8450 of 2024 dated December 11, 2024 issued to Shalini Chadha [Defaulter] PAN: AKZPC3084F in the matter of Illiquid Stock Options at BSE. : under Recovery Certificate No. 8450 of 2024. |
December 11, 2024 |
| Notice of Demand under Recovery Certificate number 8453 of 2024 dated December 11, 2024 issued to SUBHRA GARG [Defaulter] PAN: BCNPQ7383N in the matter of Illiquid Stock Options at BSE. : under Recovery Certificate No. 8453 of 2024. |
December 11, 2024 |
| Notice of Demand under Recovery Certificate number 8451 of 2024 dated December 11, 2024 issued to CAPTIVE COMMERCE PVT LTD [Defaulter] PAN: AABCC0820A in the matter of Illiquid Stock Options at BSE. : under Recovery Certificate No. 8451 of 2024. |
December 11, 2024 |
| Notice of Demand under Recovery Certificate number 8449 of 2024 dated December 11, 2024 issued to TOPLINE FABRICS PRIVATE LIMITED [Defaulter] PAN: AAACO7265J in the matter of Illiquid Stock Options at BSE. : under Recovery Certificate No. 8449 of 2024. |
December 11, 2024 |
| Notice of Demand under Recovery Certificate number 8454 of 2024 dated December 11, 2024 issued to VIRENDER PAL MEHTA (PAN: AGJPM6202B) in the matter of Illiquid Stock Options at BSE : under Recovery Certificate No. 8454 of 2024. |
December 11, 2024 |
| Notice of Demand under Recovery Certificate No. 8441 of 2024 dated 11.12.2024 issued against Mr. Mohammed Azhar Khan (PAN : ARIPK1912C) in the matter of VKS Project Limited |
December 11, 2024 |
| Release Order – Ashroj Credit India Private Ltd [Defaulter] PAN: AABCA6849D in the matter of Sanco Industries Ltd. : Certificate No. 8050 of 2024. |
December 11, 2024 |
| Securities and Exchange Board of India (Prohibition of Insider Trading) (Third Amendment) Regulations, 2024 |
December 11, 2024 |
| Notice of Demand under Recovery Certificate No. 8441 of 2024 dated 11.12.2024 issued against Mr. Mehul Jagdishbhai Modi (PAN : AAMPM7310B) in the matter of VKS Project Limited |
December 11, 2024 |
| Confirmatory Order in the matter of Debock Industries Ltd. |
December 11, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8440 of 2024 against Sukhraj Kaur Rajbans in the matter of ISO at BSE – Sukhraj Kaur Rajbans. |
December 11, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8439 of 2024 against Yusufbhai Mohmadbhai Katariya in the matter of ISO at BSE – Yusufbhai Mohmadbhai Katariya. |
December 11, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8442 of 2024 against Sudha Somani in the matter of ISO at BSE – Sudha Somani. |
December 11, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8445 of 2024 against Vishnubhai Ishwarbhai Brahmabhatt in the matter of ISO at BSE – Vishnubhai Ishwarbhai Brahmabhatt. |
December 11, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8444 of 2024 against Shilpa Baldevbhai Patel in the matter of ISO at BSE – Shilpa Baldevbhai Patel. |
December 11, 2024 |
| Notice of Demand dated 10.12.2024 – RC No. 8431 of 2024 drawn against Piyush Naresh Kothari in the matter of VKS Project Limited. |
December 10, 2024 |
| Notice of Demand dated 10.12.2024 – RC No. 8432 of 2024 drawn against VK Sukumaran and Saritha Sukumaran in the matter of VKS Project Limited. |
December 10, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8318 of 2024 against Navneet Jain in the matter of ISO at BSE – Navneet Jain. |
December 10, 2024 |
| Exit Order in respect of the Indian Commodity Exchange Limited |
December 10, 2024 |
| Order in the matter of Ravindra Bharti Education Institute Private Limited |
December 10, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 8317 of 2024 against Navneet Jain HUF in the matter of ISO at BSE – Navneet Jain HUF. |
December 10, 2024 |
| Appeal No. 6232 of 2024 filed by Abdhesh Kanchan |
December 10, 2024 |
| Enhancement in the scope of optional T+0 rolling settlement cycle in addition to the existing T+1 settlement cycle in Equity Cash Markets |
December 10, 2024 |
| Appeal No. 6234 of 2024 filed by Amar Patil |
December 10, 2024 |
| Appeal No. 6233 of 2024 filed by Logu Dhamodaran |
December 10, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. 8437 of 2024 against Mayank Associates Private Limited in the matter of ISO at BSE – Mayank Associates Private Limited. |
December 10, 2024 |
| Appeal No. 6235 of 2024 filed by Amar Patil |
December 10, 2024 |
| Notice of Demand under Recovery Certificate No. 8429 of 2024 dated 10.12.2024 issued against Ms. Saritha Sukumaran (PAN : AYFPS1523F) in the matter of VKS Project Limited |
December 10, 2024 |
| Notice of Demand under Recovery Certificate number 8435 of 2024 dated December 10, 2024 issued to Mahakal Real Estate Developers Private Limited (PAN: AADCM9998D) in the matter of Trading in Illiquid Stock Options on BSE.: under Recovery Certificate No. 8435 of 2024. |
December 10, 2024 |
| Notice of Demand under Recovery Certificate number 8434 of 2024 dated December 10, 2024 issued to Mal Chand Periwal (PAN: AAHPP2214L) in the matter of Trading in Illiquid Stock Options on BSE.: under Recovery Certificate No. 8434 of 2024. |
December 10, 2024 |
| Notice of Demand under Recovery Certificate number 8436 of 2024 dated December 10, 2024 issued to Nidhi Singh (PAN: CPWPS7287E) in the matter of Trading in Illiquid Stock Options on BSE.: under Recovery Certificate No. 8436 of 2024. |
December 10, 2024 |
| Revised Guidelines for Capacity Planning and Real Time Performance Monitoring framework of Market Infrastructure Institutions(MIIs) |
December 10, 2024 |
| Notice of Demand under Recovery Certificate number 8433 of 2024 dated December 10, 2024 issued to Navneet Agarwal and Sons HUF (PAN: AAGHN4487C) in the matter of Trading in Illiquid Stock Options on BSE.: under Recovery Certificate No. 8433 of 2024. |
December 10, 2024 |
| Certificate No. RC8438 of 2024_ Notice of Demand in respect of Subhash Kumar Poddar HUF (PAN: AAGHS3174M) in the matter of Illiquid Stock Options |
December 10, 2024 |
| Adjudication Order in the matter of Premier Polyfilm Limited |
December 9, 2024 |
| Appeal No. 6230 of 2024 filed by Geeta Khattar |
December 9, 2024 |
| Appeal No. 6231 of 2024 filed by Manish Kushwaha |
December 9, 2024 |
| Transaction in Securities of Unlisted Public Limited Companies on Electronic Platforms |
December 9, 2024 |
| Certificate No. RC8346 of 2024_A.P Nos 13405 and 13406 of 2024_ against Highgrowth Vincom Private Limited (PAN: AACCH1789A) in the matter of Econo Trade (India) Limited. |
December 9, 2024 |
| Completion of Recovery Certificate No. RC8403 of 2024 against Jagdamba Commosales Private Limited (PAN: AACCJ4691F) |
December 9, 2024 |
| Order in the matter of Writ Petition (L) No. 33993 of 2024 : Nalwa Sons Investments Limited & Ors. v. SEBI |
December 9, 2024 |
| Notice of Demand under Recovery Certificate number 8428 of 2024 dated December 09, 2024 issued to Ashworth Constructions Pvt. Ltd. (PAN: AALCA3008J), Rajneesh Kumar (PAN: ANDPK4877B), Ashish P. Shah (PAN: AJRPS7737C) and Kirtidan K. Gadhavi (PAN: AJAPG0901B) in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8428 of 2024. |
December 9, 2024 |
| Notice of Demand under Recovery Certificate number 8427 of 2024 dated December 09, 2024 issued to Santosh Singh Karki (PAN: AHMPK4222D), Rajneesh Kumar (PAN: ANDPK4877B), Ashish P. Shah (PAN: AJRPS7737C) and Kirtidan K. Gadhavi (PAN: AJAPG0901B) in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8427 of 2024. |
December 9, 2024 |
| Notice of Demand under Recovery Certificate number 8426 of 2024 dated December 09, 2024 issued to Jitney Investments Pvt. Ltd. (PAN: AADCJ0092M), Rajneesh Kumar (PAN: ANDPK4877B), Ashish P. Shah (PAN: AJRPS7737C) and Kirtidan K. Gadhavi (PAN: AJAPG0901B) in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8426 of 2024. |
December 9, 2024 |
| Notice of Demand under Recovery Certificate number 8425 of 2024 dated December 09, 2024 issued to Sanjay Kumar Pathak (PAN: AMIPP8453C), Rajneesh Kumar (PAN: ANDPK4877B), Ashish P. Shah (PAN: AJRPS7737C) and Kirtidan K. Gadhavi (PAN: AJAPG0901B) in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8425 of 2024. |
December 9, 2024 |
| Notice of Demand under Recovery Certificate number 8424 of 2024 dated December 09, 2024 issued to SVPL Developers Private Limited [Defaulter] PAN: AANCS4635F in the matter of Trading in Illiquid Stock Options on BSE.: under Recovery Certificate No. 8424 of 2024. |
December 9, 2024 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13393 & 13394 of 2024 dated December 09, 2024 against Rexcin Finance Private Limited [Defaulter] PAN: AADCR6690P in the matter of Religare Enterprises Ltd.: under Recovery Certificate No. 7076 of 2023. |
December 9, 2024 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13397 & 13398 of 2024 dated December 09, 2024 against Pawan Mishra [Defaulter] PAN: AMIPM6148D in the matter of Amrapali Aadya Trading & Investment Pvt. Ltd. and Aadya Commodities Pvt. Ltd.: under Recovery Certificate No. 6849 of 2023. |
December 9, 2024 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13401 & 13402 of 2024 dated December 09, 2024 against Vitoba Realtors Private Limited [Defaulter] PAN: AAACV5887D in the matter of Religare Enterprises Ltd.: under Recovery Certificate No. 8362 of 2023. |
December 9, 2024 |
| Notice of Completion of Recovery Certificate dated 06.12.2024 issued in Recovery Certificate No. 7641 of 2024 issued against Sunrise Asian Limited and others in the matter of Sunrise Asian Limited |
December 6, 2024 |
| Empowering Investors through Updated Investor Charter of SEBI |
December 6, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8420 of 2024 against Sushma Vimalkumar Raval in the matter of Inestigation In the matter of audit report of ACIL Cotton Industries Ltd, Universal Credit and Securities Ltd, Mindvision Capital Ltd and RFL International LTD. |
December 6, 2024 |
| Remittance Advice against : HBN Dairies & Allied Limited (PAN: AAACH7852C) and its directors namely Mr. Harminder Singh Sran (PAN: AIGPS2229B), Mr. Amandeep Singh Sran (AUVPS5370E), Ms. Manjeet Kaur Sran (PAN:AVCPS8638P) and Ms. Jasbeer Kaur (PAN: AIDPK3570G) {Defaulters} in the matter of HBN Dairies & Allied Limited, under Recovery Certificate No. 1216 of 2017. |
December 6, 2024 |
| Remittance Advice against : Ms. Kanta Devi [Defaulter] PAN: AFCPD6087P in the matter of Delta Leasing & Finance Ltd., under Recovery Certificate No. 6669 of 2023. |
December 6, 2024 |
| Remittance Advice against : Dinesh Kumar Parasrampuria [Defaulter] PAN: AFCPP1404J in the matter of JMD Telefilms Industries Ltd., under Recovery Certificate No. 7817 of 2024. |
December 6, 2024 |
| Remittance Advice against : Ranchem Private Limited [Defaulter] PAN: AAACR6356G in the matter of Religare Enterprises Limited., under Recovery Certificate No. 7911 of 2023. |
December 6, 2024 |
| Remittance Advice against : Mr. Uma Shankar [Defaulter] PAN: BFKPS1089H in the matter of Delta Leasing & Finance Ltd., under Recovery Certificate No. 7911 of 2023. |
December 6, 2024 |
| Remittance Advice against : M/s. Usha (India) Ltd. [Defaulter] PAN: AAACU0927B in the matter of non-compliance of listing agreement., under Recovery Certificate No. 014 of 2023. |
December 6, 2024 |
| Certificate No. RC 8421 of 2024_ Notice of Demand in respect of Milestone Viniyog Private Limited (PAN: AABCB1983H) in the matter of Illiquid Stock Options |
December 6, 2024 |
| Certificate No. RC8423 of 2024_ Notice of Demand in respect of Bestway Dealcom Private Limited (PAN: AAECB8238J) in the matter of Illiquid Stock Options |
December 6, 2024 |
| Interim Order in the matter of Mishtann Foods Limited |
December 5, 2024 |
| Appeal No. 6222 of 2024 filed by Amar Patil |
December 5, 2024 |
| Appeal No. 6226 of 2024 filed by Abdul Wasid |
December 5, 2024 |
| Appeal No. 6223 of 2024 filed by Mehmood Mehboob Shaikh |
December 5, 2024 |
| Appeal No. 6227 & 6228 of 2024 filed by Geeta Khattar |
December 5, 2024 |
| Appeal No. 6229 of 2024 filed by Rijesh V M |
December 5, 2024 |
| Repository of documents relied upon by Merchant Bankers during due diligence process in Public issues |
December 5, 2024 |
| Caution to Public |
December 5, 2024 |
| Notices of Completion dated 05.12.2024 – Recovery Proceedings under RC 8393 against Keshav Securities Private Limited [PAN: AACCK2279A] in the matter of Trading activities of certain entities in Index Options Contracts of NIFTY |
December 5, 2024 |
| Notices of Completion dated 05.12.2024 – Recovery Proceedings under RC 8392 against Modisons Commercial Private Limited (now known as Modi Realty and Infra Buildcon Private Limited) [PAN: AACCM7785M] in the matter of Trading activities of certain entities in Index Options Contracts of NIFTY |
December 5, 2024 |
| Completion of Recovery Certificate No. RC8370 of 2024 in respect of Sakambari Merchants Private Limited (PAN: AAOCS7491L) in the matter of Illiquid Stock Options |
December 5, 2024 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 3339 of 2021 against Trans Agrotech Limited. in the matter of Failure to redress the investor complaint and Non-obtaining SCORE Authentication. |
December 5, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 3339 of 2021 against Trans Agrotech Limited. in the matter of Failure to redress the investor complaint and Non-obtaining SCORE Authentication. |
December 5, 2024 |
| Notice of Demand dated 05.12.2024 issued in Recovery Certificate No. 8417 of 2024 issued against Pauline Elisha (PAN: ABTPE0378H) in the matter of Illiquid Stock Options at BSE |
December 5, 2024 |
| Release Order dated 06.12.2024 issued in Recovery Certificate No. 7641 of 2024 issued against Sunrise Asian Limited and others in the matter of Sunrise Asian Limited |
December 5, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8418 of 2024 against Mr. Heet Manish Bapna alias Heet Manish Bafna (Proprietor-Standard Chartists) in the matter of STANDARD CHARTIST PROPRIETOR HEET MANISH BAPNA. |
December 5, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8419 of 2024 against Mr. Heet Manish Bapna alias Heet Manish Bafna (Proprietor-Standard Chartists) in the matter of STANDARD CHARTIST PROPRIETOR HEET MANISH BAPNA.. |
December 5, 2024 |
| Securities and Exchange Board of India (Depositories and Participants) (Third Amendment) Regulations, 2024 |
December 4, 2024 |
| General Remittance dated 04.12.2024 issued under RC No. 8181 drawn against Ambe Securities Private Limited in the matter of Jump Network Limited (presently known as WinPro Industries Limited). |
December 4, 2024 |
| Settlement Order in respect of Axis Securities Limited in the matter of front running by Mandar Ulhas Bhatkar |
December 4, 2024 |
| Settlement Order in the matter of Brickwork Ratings India Private Limited |
December 4, 2024 |
| General Remittance Order dated 04.12.2024 issued in Recovery Certificate No. 8166 of 2024 issued against Arvind Rameshwar Waghmare – Proprietor of M/s. JSR Makers (PAN: AFGPW8244M) in the matter of Unregistered Investment Advisory |
December 4, 2024 |
| Appeal No. 6224 of 2024 filed by Kartik |
December 4, 2024 |
| SEBI order for compliance – Notices of Attachment of Bank and Demat Accounts of defaulter under RC No. 8325 of 2024 against Octagon Media Matrix Private Limited (now known as Ojasvi Media Matrix Private Limited) (PAN: AABCO1930D) |
December 4, 2024 |
| Clarification |
December 4, 2024 |
| Completion of Recovery Certificate No. 8299 of 2024 dated November 11, 2024 issued against Berkeley Securities Limited [Defaulter] PAN: AADCB7787M in the matter of Berkeley Securities Limited. |
December 4, 2024 |
| Order in the matter of Writ Petition (L) No. 35133 of 2024 – First Overseas Capital Limited vs Securities and Exchange Board of India |
December 4, 2024 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13363 & 13364 of 2024 dated December 04, 2024 against Torus Buildcon Private Limited [Defaulter] PAN: AACCT8158M in the matter of Fortis Healthcare Limited: under Recovery Certificate No. 6697 of 2023. |
December 4, 2024 |
| Notice of Demand 04.12.2024 issued in Recovery Certificate No. 8415 of 2024 issued against Sunhash Dayama (PAN: ABIPD7932M) in the matter of M/s Videocon Industries Limited |
December 4, 2024 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13373 & 13374 of 2024 dated December 04, 2024 against Tripoli Investment & Trading Company [Defaulter] PAN: AAACT2207P in the matter of Religare Enterprises Ltd.: under Recovery Certificate No. 6788 of 2023. |
December 4, 2024 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13367 & 13368 of 2024 dated December 04, 2024 against Vitoba Realtors Private Limited [Defaulter] PAN: AAACV5887D in the matter of Religare Enterprises Ltd.: under Recovery Certificate No. 6831 of 2023. |
December 4, 2024 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13365 & 13366 of 2024 dated December 04, 2024 against Pawan Bhatia & Sons HUF [Defaulters] PAN: AAOHP0209E in the matter of Dealings in Illiquid Stock Options at BSE: under Recovery Certificate No. 7373 of 2023. |
December 4, 2024 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13371 & 13372 of 2024 dated December 04, 2024 against Adept Lifespaces Private Limited Formerly- Adept Creations Private Limited [Defaulters] PAN: AAGCA5007J in the matter of Fortis Healthcare Limited: under Recovery Certificate No. 7874 of 2024. |
December 4, 2024 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13369 & 13370 of 2024 dated December 04, 2024 against Sachin Kumar [Defaulter] PAN: CXMPK2057E in the matter of Delta Leasing & Finance Ltd.: under Recovery Certificate No. 6843 of 2023. |
December 4, 2024 |
| Certificate No. 8416 of 2024_ Notice of Demand in respect of Sanjay Kumar Kochar (PAN: AKNPK3850F) in the matter of Illiquid Stock Options |
December 4, 2024 |
| Adjudication order in respect of Mahesh Agrawal HUF in the matter of illiquid Stocks Options at BSE |
December 3, 2024 |
| Order in the matter of Trafiksol ITS Technologies Ltd |
December 3, 2024 |
| SMS and E-mail alerts to investors by stock exchanges |
December 3, 2024 |
| Release Order – Eden Infrasmith Private Limited [Defaulter] PAN: AACCE7133K in the matter of Trading activities of certain entities in the scrip of Funny Software Limited. : Certificate No. 6882 of 2024. |
December 3, 2024 |
| Order releasing Bank Accounts, Demat Accounts and Mutual Fund Folios – Recovery Certificate No. 8238 of 2024 issued against Darshana Anand Damle (PAN: AAQPD6358N) in the matter of ISO at BSE |
December 3, 2024 |
| Cancellation of Recovery Certificate No. 8238 of 2024 issued against Darshana Anand Damle (PAN: AAQPD6358N) in the matter of ISO at BSE |
December 3, 2024 |
| General Remittance Order dated 03.12.2024 issued in Recovery Certificate No. 7746 of 2024 issued against Sapan Chemicals Limited (PAN: AAFCS2725Q) in the matter of Kelvin Fincap Limited formerly known as Dahyabhai Sons Limited |
December 3, 2024 |
| Certificate No. RC8414 of 2024_ Notice of Demand in respect of Om Prakash Dalmia (PAN: ADKPD7701J) in the matter of Illiquid Stock Options |
December 3, 2024 |
| Certificate No. RC8413 of 2024_ Notice of Demand in respect of Sanjay Shastri (PAN: ASUPS2845K) in the matter of Illiquid Stock Options |
December 3, 2024 |
| Certificate No. RC8269 of 2024_A.P Nos 13359 and 13360 of 2024_ against Pravin Kumar Agarwal (PAN: AALFG0729M) in the matter of Delta Leasing and Finance Ltd |
December 3, 2024 |
| Certificate No. 8410 of 2024_ Notice of Demand in respect of Subodh Bhandari. (PAN – Not Available), Sanjay Aggarwal (PAN – Not Available) , Hooghly Trading Limited (PAN – Not Available) , Pacific Finance Company (PAN – Not Available), Podder Trading Company (PAN – Not Available), Buyeverything.com (PAN – Not Available) , Maniram Consultants Ltd (PAN – Not Available), jointly and severally in the matter of Home Trade Limited |
December 3, 2024 |
| Certificate No. 8412 of 2024_ Notice of Demand in respect of Kashi Nath Ishar (PAN: AASPI2273F) in the matter of Trinity Trade Link Limited |
December 3, 2024 |
| Certificate No. 8411 of 2024_ Notice of Demand in respect of Akhtar Khan (PAN: ASPPK4388L) in the matter of Trinity Trade Link Limited |
December 3, 2024 |
| Order in respect of Enquiry Proceedings in the matter of Goldenmaple Commodities Private Limited |
December 2, 2024 |
| Prohibitory Order no. 1099 of 2024 in the matter of HBN Dairies & Allied Limited under Recovery Certificate No. 1216 of 2017 |
December 2, 2024 |
| Order in the matter of Enquiry Proceedings in respect of Krisha Incap Services Private Limited |
December 2, 2024 |
| Appeal No. 6217 of 2024 filed by Nikhil Kumar Jha |
December 2, 2024 |
| Appeal No. 6218 & 6219 of 2024 filed by Harbans Singh Sahini |
December 2, 2024 |
| Appeal No. 6221 of 2024 filed by Ashish Yadav |
December 2, 2024 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Shriram Properties Limited. |
December 2, 2024 |
| Notice of Attachment dated 02.12.2024 issued under RC No. 8324 drawn against Reliance Big Entertainment Private Limited (now known as Rbep Entertainment Private Limited) in the matter of Reliance Home Finance Limited. |
December 2, 2024 |
| Final Order in the matter of unregistered investment advisory activities by Baap of Chart |
December 2, 2024 |
| Appeal No. 6225 of 2024 filed by Vipul Shah |
December 2, 2024 |
| Completion of Recovery Certificate No. 7318 of 2023 dated March 11, 2023 issued against Mamta Gupta [Defaulter] PAN: AAQPG8222J in the matter of Trading in Illiquid Stock Options on BSE. |
December 2, 2024 |
| Completion of Recovery Certificate No. 6245 of 2023 dated February 10, 2023 issued against Manohar lal Sachdeva [Defaulter] PAN: AJHPS2051D in the matter of Wisec Global Limited. |
December 2, 2024 |
| Release Order – Mamta Gupta [Defaulter] PAN: AAQPG8222J in the matter of Trading in Illiquid Stock Options on BSE. : Certificate No. 7318 of 2023. |
December 2, 2024 |
| Release Order – Manohar lal Sachdeva [Defaulter] PAN: AJHPS2051D in the matter of Wisec Global Limited. : Certificate No. 6245 of 2023. |
December 2, 2024 |
| Release Order – Sunil Kumar Agarwal [Defaulter] PAN: ABKPA0059Q in the matter of Ashutosh Paper Mills Limited. : Certificate No. 3086 of 2020. |
December 2, 2024 |
| Completion of Recovery Certificate No. 3086 of 2020 dated October 08, 2020 issued against Sunil Kumar Agarwal [Defaulter] PAN: ABKPA0059Q in the matter of Ashutosh Paper Mills Limited. |
December 2, 2024 |
| Certificate No. RC8403 of 2024_ Notice of Demand in respect of Jagdamba Commosales Private Limited (PAN: AACCJ4691F) in the matter of Illiquid Stock Options |
December 2, 2024 |
| Certificate No. 8368 of 2024_ Notice of Demand in respect of Highview Agents Private Limited (PAN: AACCH8359J) in the matter of Illiquid Stock Options |
December 2, 2024 |
| Certificate No. 8408 of 2024_ Notice of Demand in respect of Mahamani Suppliers Private Limited (PAN: AAHCM7170M) in the matter of Illiquid Stock Options |
December 2, 2024 |
| Completion of Recovery Certificate no. RC4169 of 2021 against Conquer Barter Private Limited (PAN: AADCC8378F) in the matter of PS IT Infrastructure and Services Limited. |
December 2, 2024 |
| Release order for Recovery Certificate no. RC4169 of 2021 against Conquer Barter Private Limited (PAN: AADCC8378F) in the matter of PS IT Infrastructure and Services Limited. |
December 2, 2024 |
| Certificate No. RC8405 of 2024_ Notice of Demand in respect of Express Merchandise Private Limited (PAN: AACCE6104E) in the matter of Illiquid Stock Options |
December 2, 2024 |
| Certificate No. RC8404 of 2024_ Notice of Demand in respect of Gravity Commodeal Private Limited (PAN: AADCG5049H) in the matter of Illiquid Stock Options |
December 2, 2024 |
| Settlement Order in respect of Hamilton & Company Limited |
December 2, 2024 |
| Notice of Demand under Recovery Certificate number 8409 of 2024 dated December 02, 2024 issued to CHETAN MANWANI HUF (PAN: AADHC6879C) in the matter of Dealings in Illiquid Stock Options at BSE.: under Recovery Certificate No. 8409 of 2024. |
December 2, 2024 |
| Certificate No. RC8406 of 2024_ Notice of Demand in respect of Om Prakash Agarwala and Sons HUF (PAN: AAAHO2283H) in the matter of Illiquid Stock Options |
December 2, 2024 |
| Certificate No. RC8401 of 2024_ Notice of Demand in respect of Baba Iron Industries Private Limited (PAN: AABCB0522C) in the matter of Illiquid Stock Options |
December 2, 2024 |
| Certificate No. RC8400 of 2024_ Notice of Demand in respect of Castle Commodities Private Limited (PAN: AABCC2788H) in the matter of Illiquid Stock Options |
December 2, 2024 |
| Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018 [Last amended on December 2, 2024] |
December 2, 2024 |
| Certificate No. RC8402 of 2024_ Notice of Demand in respect of Sanjay Kumar Agarwal HUF (PAN: AAZHS0892R) in the matter of Illiquid Stock Options |
December 2, 2024 |
| Certificate of Completion dated 29.11.2024 – RC No. 8182 of 2024 drawn against Anupam Narain Gupta in the matter of Jump Network Limited (presently known as WinPro Industries Limited). |
November 29, 2024 |
| Order for Remittance of Attached Amount issued under RC No. 8126 drawn against Tushar P. Shah HUF in the matter of Illiquid Stock Options at BSE. |
November 29, 2024 |
| Certificate of Completion dated 29.11.2024 – RC No. 5301 of 2022 drawn against Vistra ITCL (India) Limited in the matter of Vaishno Devi Dairy Products Limited. |
November 29, 2024 |
| Adjudication Order in the matter of Rikhav Securities Limited |
November 29, 2024 |
| 'BHARAT KAA SHARE BAZAAR' Pavilion wins Gold Medal at the 43rd India International Trade Fair, 2024 |
November 29, 2024 |
| Notice of Demand dated November 29, 2024 in RC No. 8396 of 2024 issued to Grovalue Securities Private Limited (AAFCG6444C) in the matter of ISO at BSE- Grovalue Securities Private Limited |
November 29, 2024 |
| Remittance Order – RC No. 8130 of 2024 against Rakesh Kumar Bansal (AFYPB8312B) in the matter of ISO at BSE-RAKESH KUMAR BANSAL |
November 29, 2024 |
| General Remittance Order dated 29.11.2024 in Recovery Certificate No. 8176 of 2024 issued against Cherry Cosmetics Private Limited (PAN: AAACC4789R) in the matter of ISO at BSE |
November 29, 2024 |
| Release Order dated 29.11.2024 – RC No. 8182 of 2024 drawn against Anupam Narain Gupta in the matter of Jump Network Limited (presently known as WinPro Industries Limited). |
November 29, 2024 |
| Notice of Demand under Recovery Certificate No. 8395 of 2024 dated 29.11.2024 issued against Nemichand Kasturchand Jain (PAN : ABBPJ2880M) in the matter of trading in Illiquid Stock Options at BSE |
November 29, 2024 |
| Adjudication Order in the matter of Master Capital Services Limited |
November 29, 2024 |
| Adjudication Order in the matter of inspection of Reliance Securities Limited |
November 29, 2024 |
| Adjudication Order in the matter of inspection of Acuite Ratings and Research Limited |
November 29, 2024 |
| Adjudication Order in the matter of Mir Uniserv, Research Analyst |
November 29, 2024 |
| Adjudication order in the matter of Peerless Securities Limited |
November 29, 2024 |
| Order in the matter of Continental Seeds and Chemicals Limited |
November 29, 2024 |
| Adjudication Order in the matter of inspection of Brickwork Ratings India Private Limited. |
November 29, 2024 |
| Notice of Demand under Recovery Certificate No. 8397 of 2024 dated 29.11.2024 issued against Haricharan Projects Limited (Now Known as Layla Textile and Traders Limited in the matter of Illiquid Stock Option on BSE |
November 29, 2024 |
| Securities and Exchange Board of India (Merchant Bankers) (Amendment) Regulations, 2024 |
November 29, 2024 |
| Adjudication Order in the matter of inspection of Angel One Limited |
November 28, 2024 |
| Order in the matter of trading activities of certain entities suspected to be front running the trades of Parshvanath Finvest Pvt Ltd, Thar Share Brokers Pvt Ltd and Gangwal Commodities Pvt Ltd. |
November 28, 2024 |
| Adjudication Order in respect of M B Casting Private Limited in the matter of trading in Illiquid Stock Options at BSE |
November 28, 2024 |
| Adjudication Order in respect of Tekstar Engineers Private Limited in the matter of trading in Illiquid Stock Options at BSE |
November 28, 2024 |
| Settlement Order in respect of K Raheja Investment Managers LLP in the matter of Mindspace Business Parks REIT |
November 28, 2024 |
| Settlement Order in the matter of Hikal Limited |
November 28, 2024 |
| Notice of Attachment dated 28.11.2024 – RC No. 8303 of 2024 drawn against Indian Agri Service Private Limited in the matter of Reliance Home Finance Limited. |
November 28, 2024 |
| Notice of Attachment dated 28.11.2024 – RC No. 8302 of 2024 drawn against Mohanbir Hi-Tech Build Private Limited in the matter of Reliance Home Finance Limited. |
November 28, 2024 |
| Notice of Demand dated 28.11.2024 – RC No. 8393 of 2024 drawn against Keshav Securities Private Limited in the matter of trading activities of certain entities in Index options contracts of NIFTY. |
November 28, 2024 |
| Notice of Demand dated 28.11.2024 – RC No. 8392 of 2024 drawn against Modisons Commercial Private Limited (now known as Modi Realty and Infra Buildcon Private Limited) in the matter of trading activities of certain entities in Index options contracts of NIFTY. |
November 28, 2024 |
| Notice of Demand under Recovery Certificate number 8390 of 2024 dated November 28, 2024 issued to Pankaj Goel [Defaulter] PAN: ACTPG7828D in the matter of trading in Illiquid Stock Options on BSE : under Recovery Certificate No. 8390 of 2024. |
November 28, 2024 |
| Adjudication order in the matter of Shares Bazaar AIF |
November 28, 2024 |
| Notice of Demand under Recovery Certificate number 8394 of 2024 dated November 28, 2024 issued to Carona Infra Projects Private Limited now known as Alright Merchantile Private Limited [Defaulter] PAN: AADCC4915E in the matter of trading in Illiquid Stock Options on BSE : under Recovery Certificate No. 8394 of 2024. |
November 28, 2024 |
| Notice of Demand under Recovery Certificate number 8391 of 2024 dated November 28, 2024 issued to Greatfin Leasing and Credit Limited [Defaulter] PAN: AAACG5265C in the matter of trading in Illiquid Stock Options on BSE : under Recovery Certificate No. 8391 of 2024. |
November 28, 2024 |
| Order against Thar Share Brokers Pvt Ltd. in the matter of trading activities of certain entities suspected to be front running the trades of Parshvanath Finvest Pvt Ltd, Thar Share Brokers Pvt Ltd and Gangwal Commodities Pvt Ltd. |
November 28, 2024 |
| Business Continuity for Interoperable Segments of Stock Exchanges |
November 28, 2024 |
| General Remittance Order in respect of Certificate No. RC4032 of 2021_A.P Nos 7105 & 7106 of 2021_Gulshan Nirman India Limited |
November 28, 2024 |
| Notice of Attachment No 13354/2024 dated 28.11.2024 in Recovery Certificate No. 8280 of 2024 issued against Adhar Project Management and Consultancy Pvt Ltd (Pan No AACHA1962F) in the matter of Reliance Home Finance Limited. |
November 28, 2024 |
| Notice of Attachment No 13353/2024 dated 28.11.2024 in Recovery Certificate No. 8280 of 2024 issued against Adhar Project Management and Consultancy Pvt Ltd (Pan No AACHA1962F) in the matter of Reliance Home Finance Limited. |
November 28, 2024 |
| Remittance Advice against : Mamta Gupta [Defaulter] PAN: AAQPG8222J in the matter of trading in Illiquid Stock Options on BSE, under Recovery Certificate No. 7318 of 2023. |
November 28, 2024 |
| Securities and Exchange Board of India (Attestation of Documents) (Amendment) Regulations, 2024 |
November 28, 2024 |
| Notice of Completion of Recovery Certificate in RC No. 1058 of 2016 issued against Jigar Praful Ghogari (PAN- ASFPG8598L) in the matter of Spectacle Infotek Ltd. |
November 27, 2024 |
| Notice of Demand under Recovery Certificate number 8389 of 2024 dated November 27, 2024 issued to Fortis Healthcare Holdings Private Limited (PAN: AAACF6715A) in the matter of Religare Enterprises Ltd.: under Recovery Certificate No. 8389 of 2024. |
November 27, 2024 |
| Order in the matter of unregistered investment advisory activities by Mr. Ankit Gupta – Proprietor of Niftymaker.com |
November 27, 2024 |
| Release Order dated 27.11.2024 in RC No. 1058 of 2016 issued against Jigar Praful Ghogari (PAN- ASFPG8598L) in the matter of Spectacle Infotek Ltd. |
November 27, 2024 |
| Order in the matter of Optionsmaster Research Advisory Services |
November 27, 2024 |
| Adjudication Order in respect of Omprakash Agarwal HUF in the matter of trading in Illiquid Stock Options at BSE |
November 27, 2024 |
| Adjudication Order in the matter of Raghunandan Capital Private Limited |
November 27, 2024 |
| Notice of Demand under Recovery Certificate number 8388 of 2024 dated November 27, 2024 issued to Naresh Kumar Agarwal (PAN: AAHPA1777D) in the matter of Trading in Illiquid Stock Options on BSE.: under Recovery Certificate No. 8388 of 2024. |
November 27, 2024 |
| Settlement Order in the matter of Oceanic Foods Limited |
November 27, 2024 |
| General Remittance Order dated 27.11.2024 issued in Recovery Certificate No. 7892 of 2024 issued against Arvind Rameshwar Waghmare – Proprietor of M/s. JSR Makers (PAN: AFGPW8244M) in the matter of Arvind Rameshwar Waghmare – Proprietor of M/s. JSR Makers |
November 27, 2024 |
| Adjudication Order in respect of Raghunath Prasad Maheshwari HUF in the matter of trading in Illiquid Stock Options at BSE |
November 27, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 7316 of 2023 against Nitin Babulal Shah HUF in the matter of ISO at BSE- Nitin Babulal Shah HUF. |
November 27, 2024 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 5590 of 2022 against Ajay Jamnalal Pujara in the matter of Art Nirman Limited. |
November 27, 2024 |
| Release Order dated 26.11.2024 – RC No. 8247 of 2024 against Vaishali Tushar Shah in the matter of Illiquid Stock Options at BSE. |
November 26, 2024 |
| Notices of Attachment dated 26.11.2024 – Recovery Proceedings under RC 7850 against Balram Mukherjee in the matter of Sharepro Services (I) Pvt. Ltd. |
November 26, 2024 |
| Certificate of Completion dated 26.11.2024 – RC No. 8247 of 2024 against Vaishali Tushar Shah in the matter of Illiquid Stock Options at BSE. |
November 26, 2024 |
| Notice of Demand under Recovery Certificate number 8385 of 2024 dated November 21, 2024 issued to SAMARTH FINCAP SERVICES PRIVATE LIMITED (PAN: AABCS7132F) in the matter of ISO at BSE-SAMARTH FINCAP SERVICES PRIVATE LIMITED.: under Recovery Certificate No. 8385 of 2024. |
November 26, 2024 |
| Notice of Demand under Recovery Certificate number 8386 of 2024 dated November 26, 2024 issued to Fortis Healthcare Holdings Private Limited (PAN: AAACF6715A) in the matter of Fortis Healthcare Limited.: under Recovery Certificate No. 8386 of 2024. |
November 26, 2024 |
| Completion of Recovery Certificate No. 7304 of 2023 dated November 01, 2023 issued against Sarbjit Singh, PAN: AAJPS3797D in the matter of Dealings in IIiquid Stock Options On BSE. |
November 26, 2024 |
| Valuation of repurchase (repo) transactions by Mutual Funds. |
November 26, 2024 |
| Settlement Order in respect of Axis Asset Management Company Limited and Axis Mutual Fund Trustee Limited in the matter of Practice of Charging TER to AMC books. |
November 26, 2024 |
| Notice of Attachment dated 26.11.2024 – RC No. 7801 of 2024 against Chemox Securities Limited in the matter of Chemox Securities Limited. |
November 26, 2024 |
| Notice of Attachment dated 26.11.2024 – RC No. 7799 of 2024 against Rishab Concast Limited in the matter of Rishab Concast Limited. |
November 26, 2024 |
| Confirmatory Order in the matter of Axis Capital Limited |
November 26, 2024 |
| Notice of Demand dated 26.11.2024 in Recovery Certificate No. 8387 of 2024 issued against Glorious Holdings Private Limited (PAN: AACCG4244K) in the matter of trading in Illiquid Stock Options at BSE |
November 26, 2024 |
| Notice of Demand under Recovery Certificate No. 7629 of 2024 issued against Ms. Bhagyalakshmi G Rao (PAN: AEGPR6549K); Mr. Siddharth G Rao (PAN: Not Available) and Mr. Rajiv G Rao (PAN: BMKPR6668E) [Legal Heirs of Late Govind Raj Rao (PAN: AGAPR1557P)] in the matter of Sharepro Services (I) Pvt. Ltd. |
November 26, 2024 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 521 of 2014 against Suresh Hanswal in the matter of All Cargo Global Logistics Limited. |
November 26, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 521 of 2014 against Suresh Hanswal in the matter of All Cargo Global Logistics Limited. |
November 26, 2024 |
| Appeal No. 6220 of 2024 filed by Sunil Dutt Kaushik |
November 26, 2024 |
| Appeal No. 6216 of 2024 filed by Ramesh Chandra |
November 26, 2024 |
| Appeal No. 6215 of 2024 filed by Hansaji I Prajapati |
November 26, 2024 |
| Appeal No. 6214 of 2024 filed by Nilesh Jain |
November 26, 2024 |
| SEBI Order for compliance – General remittance order in RC No. 8136 of 2024 against Ziya Merchandise Private Limited (Now known as Zyka Merchandise Private Limited) |
November 25, 2024 |
| Corrigendum to Order dated November 22, 2024 |
November 25, 2024 |
| Notice of Demand dated 25.11.2024 – Recovery Proceedings under RC 8381 against Madhuri Sunil Kotecha in the matter of Trading activities of illiquid Stock Options at BSE |
November 25, 2024 |
| Notice of Demand dated November 25, 2024 in RC No. 8380 of 2024 issued to Renu Bansal (ABZPB3858M) in the matter of ISO at BSE- RENU BANSAL |
November 25, 2024 |
| Notices of Attachment dated 25.11.2024 in Recovery Certificate No. 8090 of 2024 issued against Madalsa International Limited (PAN: Not Available) in the matter of ISO at BSE |
November 25, 2024 |
| Notice of Demand under Recovery Certificate number 8383 of 2024 dated November 25, 2024 issued to SALONI RUIA (PAN: BFSPR4717P) in the matter of ISO at BSE-SALONI RUIA.: under Recovery Certificate No. 8383 of 2024. |
November 25, 2024 |
| Notice of Demand under Recovery Certificate number 8382 of 2024 dated November 25, 2024 issued to MAGUS CARS LIMITED (PAN: AAGCM2757D) in the matter of ISO at BSE-MAGUS CARS LIMITED.: under Recovery Certificate No. 8382 of 2024. |
November 25, 2024 |
| Notices of Attachment under RC No. 7422 of 2023 drawn against Namdeo H More in the matter of Sunteck Realty Limited |
November 25, 2024 |
| Release order dated 25/11/2024 under Recovery certificate No. 3665 of 2021 issued against Narendra Kumar Rathore (PAN: AISPR2737D) in the matter of Malabar Trading Company Ltd. |
November 25, 2024 |
| Notices of Attachment under RC No. 7955 of 2024 drawn against Shah (HUF) S H in the matter of Safal Herbs Limited (formerly known as Parikh Herbals Limited) |
November 25, 2024 |
| Notices of Attachment under RC No. 7956 of 2024 drawn against Purvi Shah in the matter of Safal Herbs Limited (formerly known as Parikh Herbals Limited) |
November 25, 2024 |
| Notices of Attachment under RC No. 7957 of 2024 drawn against Roshan Shah in the matter of Safal Herbs Limited (formerly known as Parikh Herbals Limited) |
November 25, 2024 |
| Notices of Attachment under RC No. 7958 of 2024 drawn against Shah V C in the matter of Safal Herbs Limited (formerly known as Parikh Herbals Limited) |
November 25, 2024 |
| Notices of Attachment under RC No. 7959 of 2024 drawn against Shah A V in the matter of Safal Herbs Limited (formerly known as Parikh Herbals Limited) |
November 25, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8384 of 2024 against Neeraj Dileep Jethwa HUF in the matter of ISO at BSE – Neeraj Dileep Jethwa HUF. |
November 25, 2024 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. 3337 of 2021 against Snehal Bharatbhai Patel in the matter of Oasis Tradelink Limited. |
November 25, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. 3337 of 2021 against Snehal Bharatbhai Patel in the matter of Oasis Tradelink Limited. |
November 25, 2024 |
| Remittance Order under RC No. 7749 of 2024 drawn against Investmaxima Advisors LLP in the matter of Non-compliance of SEBI (Alternate Investment Funds) Regulations, 2012 |
November 25, 2024 |
| Remittance Order under RC No. 7748 of 2024 drawn against Converge Solutions LLP in the matter of Non-compliance of SEBI (Alternate Investment Funds) Regulations, 2012 |
November 25, 2024 |
| Order in the matter of Abans Enterprises Limited and Anr. v. Securities and Exchange Board of India (Writ Petition No. 3147 of 2024) |
November 23, 2024 |
| Order in the matter of Dhanera Diamonds v. Securities and Exchange Board of India (Writ Petition No. 2391 of 2022) |
November 23, 2024 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of HCL Technologies Limited. |
November 22, 2024 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Universal Office Automation Limited. |
November 22, 2024 |
| Certificate No. RC8243 of 2024_A.P Nos 13287 and 13288 of 2024_ against Prakash Kumar (PAN: BFEPK5196P) in the matter of Podium Market Research |
November 22, 2024 |
| General Remittance order dated 22.11.2024 – RC No. 8127 of 2024 against Unno Industries Limited in the matter of Illiquid Stock Options at BSE. |
November 22, 2024 |
| General Remittance order dated 22.11.2024 – RC No. 8125 of 2024 against Skyrail Logistics Private Limited in the matter of Illiquid Stock Options at BSE |
November 22, 2024 |
| Order in respect of Mr. Maneesh Kumar Jain and Mr. S.V. Subha Rao in the matter of Insider Trading in the scrip of Jagsonpal Pharmaceuticals Limited |
November 22, 2024 |
| Guidelines to Stock Exchanges, Clearing Corporations and Depositories |
November 22, 2024 |
| Notice of Demand under Recovery Certificate number 8372 of 2024 dated November 22, 2024 issued to Rajneesh Kumar (PAN: ANDPK4877B), Kirtidan K Gadhavi (PAN: AJAPG0901B), Ancient Education Pvt. Ltd. (PAN: AALCA2837R) and ASHISH PANALAL SHAH (PAN: AJRPS7737C) in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8372 of 2024. |
November 22, 2024 |
| Notice of Demand under Recovery Certificate number 8373 of 2024 dated November 22, 2024 issued to Rajneesh Kumar (PAN: ANDPK4877B), Kirtidan K Gadhavi (PAN: AJAPG0901B), Deepika Sharma (PAN: HFDPS1131F) and ASHISH PANALAL SHAH (PAN: AJRPS7737C) in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8373 of 2024. |
November 22, 2024 |
| Notice of Demand under Recovery Certificate number 8375 of 2024 dated November 22, 2024 issued to Rajneesh Kumar (PAN: ANDPK4877B), Kirtidan K Gadhavi (PAN: AJAPG0901B), Romika (PAN: DSZPR7910C) and ASHISH PANALAL SHAH (PAN: AJRPS7737C) in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8375 of 2024. |
November 22, 2024 |
| Notice of Demand under Recovery Certificate number 8376 of 2024 dated November 22, 2024 issued to Rajneesh Kumar (PAN: ANDPK4877B), Kirtidan K Gadhavi (PAN: AJAPG0901B), Ashish Kumar Singh (PAN: CNKPS7612D) and ASHISH PANALAL SHAH (PAN: AJRPS7737C) in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8376 of 2024. |
November 22, 2024 |
| Notice of Demand under Recovery Certificate number 8378 of 2024 dated November 22, 2024 issued to Rajneesh Kumar (PAN: ANDPK4877B), Kirtidan K Gadhavi (PAN: AJAPG0901B), Spire Marketing Pvt. Ltd. (PAN: AAJCS5228G) and ASHISH PANALAL SHAH (PAN: AJRPS7737C) in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8378 of 2024. |
November 22, 2024 |
| Notice of Demand under Recovery Certificate number 8379 of 2024 dated November 22, 2024 issued to Rajneesh Kumar (PAN: ANDPK4877B), Kirtidan K Gadhavi (PAN: AJAPG0901B), Splendid Hotels Resorts Private Limited (PAN: AASCS5684F) and ASHISH PANALAL SHAH (PAN: AJRPS7737C) in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8379 of 2024. |
November 22, 2024 |
| Notice of Demand under Recovery Certificate number 8377 of 2024 dated November 22, 2024 issued to Rajneesh Kumar (PAN: ANDPK4877B), Kirtidan K Gadhavi (PAN: AJAPG0901B), Orion Retail Pvt. Ltd. (PAN: AABCO2314B) and ASHISH PANALAL SHAH (PAN: AJRPS7737C) in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8377 of 2024. |
November 22, 2024 |
| Notice of Demand under Recovery Certificate number 8374 of 2024 dated November 22, 2024 issued to Rajneesh Kumar (PAN: ANDPK4877B), Kirtidan K Gadhavi (PAN: AJAPG0901B), Balley Builders and Developers Pvt. Ltd. (PAN: AACCB7383E) and ASHISH PANALAL SHAH (PAN: AJRPS7737C) in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8374 of 2024. |
November 22, 2024 |
| Cancellation of Recovery Proceedings in respect of Taslim Arif Khan (PAN: BGNPK7088Q) issued under Recovery Certificate no. RC2791 of 2020 in the matter of Greenbang Agro Ltd |
November 22, 2024 |
| Cancellation of Recovery Proceedings in respect of Kalyan Devi Bothra (PAN: ADPPB5119F) issued under Recovery Certificate no. RC8005 of 2024 in the matter of Illiquid Stock Options |
November 22, 2024 |
| Release Order in respect of Taslim Arif Khan (PAN: BGNPK7088Q) issued under Recovery Certificate no. RC2791 of 2020 in the matter of Greenbang Agro Ltd |
November 22, 2024 |
| Completion of Recovery Certificate No. 8230 of 2024 _ Chakdana Motor Finance Private Limited (PAN: AADCC7076J) in the matter of Illiquid Stock Options |
November 22, 2024 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of International Data Management Limited. |
November 22, 2024 |
| Release Order for Recovery Certificate No. 8230 of 2024 _Chakdana Motor Finance Private Limited (PAN: AADCC7076J) in the matter of Illiquid Stock Options |
November 22, 2024 |
| Adjudication Order in respect of Saroj Baid in the matter of trading in Illiquid Stock Options at BSE |
November 22, 2024 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of HCL Infosystems Limited. |
November 22, 2024 |
| Certificate No. RC8217of 2024_A.P Nos 13285 and 13286 of 2024_ Primary Investment Consultants Private Limited (PAN: AAGCP3617H) in the matter of Illiquid Stock Options. |
November 21, 2024 |
| Certificate No. RC8371 of 2024_ Notice of Demand in respect of Malcom Suppliers Private Limited (PAN: AAHCM6553G) in the matter of Illiquid Stock Options |
November 21, 2024 |
| Certificate No. RC8370 of 2024_ Notice of Demand in respect of Sakambari Merchants Private Limited (PAN: AAOCS7491L) in the matter of Illiquid Stock Options |
November 21, 2024 |
| Prohibitory Order no. RO/1097/2024 in respect of Kalyani and Kalyani Developers (India) Limited and Baman Charana Das |
November 21, 2024 |
| Notices of Completion dated 21.11.2024 – Recovery Proceedings under RC 8301 against Inventure Growth & Securities Limited in the matter of Trading activities of certain entities in Index Options Contracts of NIFTY |
November 21, 2024 |
| Withdrawal of Master Circular on issuance of No Objection Certificate (NOC) for release of 1% of Issue Amount |
November 21, 2024 |
| Adjudication Order in the matter of Bodhtree Consulting Ltd. |
November 21, 2024 |
| Appeal No. 6210 of 2024 filed by Ashok Kumar Upadhyay |
November 21, 2024 |
| Settlement Order in respect of Wilmington Trust Collective Investment Trust – Lazard/Wilmington ACW Ex-US Equity Advantage Fund |
November 21, 2024 |
| Notice of Demand under Recovery Certificate number 8362 of 2024 dated November 21, 2024 issued to Sanbun Investments and Proprietor Mr. Nishaan Singh (PAN: HCCPS6377H) in the matter of Sanbun Investments and Proprietor Mr. Nishaan Singh.: under Recovery Certificate No. 8362 of 2024. |
November 21, 2024 |
| Notice of Demand under Recovery Certificate number 8358 of 2024 dated November 21, 2024 issued to AMREEN SUKHYANI (PAN: ATUPS9251J) in the matter of ISO at BSE: under Recovery Certificate No. 8358 of 2024. |
November 21, 2024 |
| Notice of Demand under Recovery Certificate number 8360 of 2024 dated November 21, 2024 issued to DEEPAK GOEL HUF (PAN:AAHHD4142B) in the matter of ISO at BSE: under Recovery Certificate No. 8360 of 2024. |
November 21, 2024 |
| Notice of Demand under Recovery Certificate number 8357 of 2024 dated November 21, 2024 issued to CASTLE REALCON PRIVATE LIMITED (PAN: AADCC8189N) in the matter of ISO at BSE: under Recovery Certificate No. 8357 of 2024. |
November 21, 2024 |
| Notice of Demand under Recovery Certificate number 8359 of 2024 dated November 21, 2024 issued to VIKAS CHAND BANSAL (PAN:AFTPB0652D) in the matter of ISO at BSE: under Recovery Certificate No. 8359 of 2024. |
November 21, 2024 |
| Notice of Demand under Recovery Certificate number 8361 of 2024 dated November 21, 2024 issued to NEW STAR SYSTEM SOLUTIONS PVT LTD (PAN: AACCN6135C) in the matter of ISO at BSE: under Recovery Certificate No. 8361 of 2024. |
November 21, 2024 |
| Completion of Recovery Certificate No. 7871 of 2024 dated July 15, 2024 issued against Aushim Khetarpal [Defaulter] PAN: AARPK6516A in the matter of M/s. Orient Tradelink Ltd. |
November 21, 2024 |
| Notice of Demand under Recovery Certificate number 8356 of 2024 dated November 21, 2024 issued to UTTAM KUMAR (PAN: CFGPK0766L) in the matter of ISO at BSE: under Recovery Certificate No. 8356 of 2024. |
November 21, 2024 |
| Securities and Exchange Board of India (Buy-Back of Securities) (Second Amendment) Regulations, 2024 |
November 20, 2024 |
| Securities and Exchange Board of India (Bankers to an Issue) (Amendment) Regulations, 2024 |
November 20, 2024 |
| Appeal No. 6209 of 2024 filed by Kumar Bhaskar |
November 19, 2024 |
| Appeal No. 6213 of 2024 filed by Vijay Laxmi Khandelwal |
November 19, 2024 |
| Appeal No. 6212 of 2024 filed by Jyoti Aggarwal |
November 19, 2024 |
| Corrigendum to the Settlement Order in respect of Emerging India Focus Funds |
November 19, 2024 |
| Settlement Order in the matter of Patels Airtemp (India) Limited |
November 19, 2024 |
| Notice of Demand under Recovery Certificate number 8330 of 2024 dated November 18, 2024 issued to SANTOSH SINGH KARKI [Defaulter] PAN: AHMPK4222D in the matter of Superior Finlease Ltd.: under Recovery Certificate No. 8330 of 2024. |
November 19, 2024 |
| Order releasing Bank/Post Office Accounts of M/S Binny Limited in respect of RC 8291 of 2024, in the matter of Binny Limited. |
November 19, 2024 |
| Order releasing Bank/Post Office Accounts of M Nandagopal in respect of RC 8292 of 2024, in the matter of Binny Limited. |
November 19, 2024 |
| Appeal No. 6208 of 2024 filed by Prerit Kailash Misra |
November 19, 2024 |
| SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 8016 of 2024 against Vijesh Joshi in the matter of Investment India Financial Services. |
November 19, 2024 |
| Cancellation of Recovery Certificate No. RC7377 of 2023 against Pankaj Kumar Somani (PAN: AKVPS6692R) in the matter of Illiquid Stock Options |
November 19, 2024 |
| Order releasing Bank/Post Office Accounts of Arvind Nandagopal in respect of RC 8293 of 2024, in the matter of Binny Limited. |
November 19, 2024 |
| Certificate No. RC8355 of 2024_ Notice of Demand in respect of Sanjay Shastri HUF (PAN: AAYHS3088Q) in the matter of Illiquid Stock Options |
November 19, 2024 |
| Certificate No. RC8353 of 2024_ Notice of Demand in respect of Swati Bajaj (PAN: BSMPS0016F) in the matter of Illiquid Stock Options |
November 19, 2024 |
| Certificate No. RC8352 of 2024_ Notice of Demand in respect of Sarwan Sureka and Sons HUF (PAN: AATHS4336Q) in the matter of Illiquid Stock Options |
November 19, 2024 |
| Certificate No. RC8354 of 2024_ Notice of Demand in respect of S K Agarwal and Sons HUF (PAN: AAJHS6712E) in the matter of Illiquid Stock Options |
November 19, 2024 |
| Appeal No. 6211 of 2024 filed by Abhishek Kumar |
November 19, 2024 |
| Settlement Order in respect of Emerging India Focus Funds |
November 18, 2024 |
| Certificate No. RC8215 of 2024_A.P Nos 13261 and 13262 of 2024_ Bimla Devi Baid (PAN: ADTPB6563H) in the matter of Illiquid Stock Options. |
November 18, 2024 |
| Notice of Demand under Recovery Certificate No. 8325 of 2024 dated 18.11.2024 issued against Octagon Media Matrix Private Limited (now known as Ojasvi Media Matrix Private Limited) in the matter of trading in Illiquid Stock Options at BSE |
November 18, 2024 |
| Completion of Recovery Certificate Nos. RC8273 of 2024 against Abhishek Mall (PAN: AOTPM0772Q) in the matter of Illiquid Stock Options |
November 18, 2024 |
| Amendment to Para 15 of Master Circular for Credit Rating Agencies (CRAs) dated May 16, 2024 (“Master Circular”) |
November 18, 2024 |
| Adjudication order in the matter of Jagjanani Textiles Limited |
November 18, 2024 |
| Release Order in the Recovery Certificate No. RC8214 of 2024 against Suvobrata Saha (PAN: BFEPS2879K) in the matter of Carnation Industries Limited. |
November 18, 2024 |
| Completion of Recovery Certificate No. RC8214 of 2024 against Suvobrata Saha (PAN: BFEPS2879K) in the matter of Carnation Industries Limited. |
November 18, 2024 |
| Interim Ex Parte Order in the matter of Unregistered Online Bond Platforms |
November 18, 2024 |
| Order in the matter of Bonanza Portfolio Limited |
November 18, 2024 |
| Notice of Demand under Recovery Certificate number 8338 of 2024 dated November 18, 2024 issued to BALLEY BUILDERS & DEVELOPERS PVT. LTD. [Defaulter] PAN: AACCB7383E in the matter of Superior Finlease Ltd.: under Recovery Certificate No. 8338 of 2024. |
November 18, 2024 |
| Notice of Demand under Recovery Certificate number 8335 of 2024 dated November 18, 2024 issued to DEEPIKA SHARMA [Defaulter] PAN: HFDPS1131F in the matter of Superior Finlease Ltd.: under Recovery Certificate No. 8335 of 2024. |
November 18, 2024 |
| Certificate No. RC8350 of 2024_ Notice of Demand in respect of Primary Iron Traders Private Limited (PAN: AAFCP8289C) in the matter of Econo Trade (India) Limited |
November 18, 2024 |
| Certificate No. RC8348 of 2024_ Notice of Demand in respect of Dwitiya Trading Limited (PAN: AABCB4470B) in the matter of Econo Trade (India) Limited |
November 18, 2024 |
| Certificate No. RC8349 of 2024_ Notice of Demand in respect of Original Fashion Traders Private Limited (PAN: AABCO4133G) in the matter of Econo Trade (India) Limited |
November 18, 2024 |
| Notice of Demand under Recovery Certificate number 8328 of 2024 dated November 18, 2024 issued to RAJNEESH KUMAR [Defaulter] PAN: ANDPK4877B in the matter of Superior Finlease Ltd.: under Recovery Certificate No. 8328 of 2024. |
November 18, 2024 |
| Notice of Demand under Recovery Certificate number 8326 of 2024 dated November 18, 2024 issued to SPLENDID HOTELS RESORTS PVT. LTD. [Defaulter] PAN: AASCS5684F in the matter of Superior Finlease Ltd.: under Recovery Certificate No. 8326 of 2024. |
November 18, 2024 |
| Notice of Demand under Recovery Certificate number 8329 of 2024 dated November 18, 2024 issued to ROMIKA [Defaulter] PAN: DSZPR7910C in the matter of Superior Finlease Ltd.: under Recovery Certificate No. 8329 of 2024. |
November 18, 2024 |
| Notice of Demand under Recovery Certificate number 8340 of 2024 dated November 18, 2024 issued to Orion Retail Pvt. Ltd. [Defaulter] PAN: AABCO2314B in the matter of Superior Finlease Ltd.: under Recovery Certificate No. 8340 of 2024. |
November 18, 2024 |
| Notice of Demand under Recovery Certificate number 8334 of 2024 dated November 18, 2024 issued to ASHISH KUMAR SINGH [Defaulter] PAN: CNKPS7612D in the matter of Superior Finlease Ltd.: under Recovery Certificate No. 8334 of 2024. |
November 18, 2024 |
| Certificate No. RC8343 of 2024_ Notice of Demand in respect of Rudramukhi Infrastructure Private Limited (PAN: AAGCR0172D) in the matter of Econo Trade (India) Limited |
November 18, 2024 |
| Notice of Demand under Recovery Certificate number 8327 of 2024 dated November 18, 2024 issued to SANJAY KUMAR PATHAK [Defaulter] PAN: AMIPP8453C in the matter of Superior Finlease Ltd.: under Recovery Certificate No. 8327 of 2024. |
November 18, 2024 |
| Certificate No. RC8346 of 2024_ Notice of Demand in respect of Highgrowth Vincom Private Limited (PAN: AACCH1789A) in the matter of Econo Trade (India) Limited |
November 18, 2024 |
| Notice of Demand under Recovery Certificate number 8331 of 2024 dated November 18, 2024 issued to JITNEY INVESTMENTS PVT. LTD. [Defaulter] PAN: AADCJ0092M in the matter of Superior Finlease Ltd.: under Recovery Certificate No. 8331 of 2024. |
November 18, 2024 |
| Certificate No. RC8347 of 2024_ Notice of Demand in respect of Deepsikha Dealers Private Limited (PAN: AACCD9756H) in the matter of Econo Trade (India) Limited |
November 18, 2024 |
| Notice of Demand under Recovery Certificate number 8333 of 2024 dated November 18, 2024 issued to SHRAWAN [Defaulter] PAN: KVSPS2783B in the matter of Superior Finlease Ltd.: under Recovery Certificate No. 8333 of 2024. |
November 18, 2024 |
| Certificate No. RC8351 of 2024_ Notice of Demand in respect of Saru Trading Co (PAN: ACNFS2256B) in the matter of Illiquid Stock Options |
November 18, 2024 |
| Certificate No. RC8342 of 2024_ Notice of Demand in respect of Anurodh Infrastructure Limited (PAN: AAJCA1464E) in the matter of Econo Trade (India) Limited |
November 18, 2024 |
| Certificate No. RC8344 of 2024_ Notice of Demand in respect of Faithful Cloth Merchants Private Limited (PAN: AABCF6670P) in the matter of Econo Trade (India) Limited |
November 18, 2024 |
| Certificate No. RC8345 of 2024_ Notice of Demand in respect Glorious Vincom Private Limited (PAN: AADCG3846Q) in the matter of Econo Trade (India) Limited |
November 18, 2024 |
| Certificate No. RC8341 of 2024_ Notice of Demand in respect Namaskar Dealcom Private Limited (PAN: AACCN8485F) in the matter of Econo Trade (India) Limited |
November 18, 2024 |
| Securities and Exchange Board of India (Alternative Investment Funds) (Fifth Amendment) Regulations, 2024 |
November 18, 2024 |
| Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012 [Last amended on November 18, 2024] |
November 18, 2024 |
| Notice of Demand under Recovery Certificate number 8320 of 2024 dated November 14, 2024 issued to Rajneesh Kumar (PAN:ANDPK4877B) and Jitney Investments Private Limited (PAN:AADCJ0092M), (jointly and severally), in the matter of Stock Recommendation using social media -Telegram channel in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8320 of 2024. |
November 14, 2024 |
| Notice of Demand under Recovery Certificate number 8323 of 2024 dated November 14, 2024 issued to Rajneesh Kumar (PAN:ANDPK4877B) and Ashworth Constructions Pvt. Ltd. (PAN:AALCA3008J), jointly and severally, in the matter of Stock Recommendation using social media -Telegram channel in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8323 of 2024. |
November 14, 2024 |
| Notice of Demand under Recovery Certificate number 8321 of 2024 dated November 14, 2024 issued to Rajneesh Kumar (PAN:ANDPK4877B) and and Anita Karki (PAN:BMSPK6708E), jointly and severally, in the matter of Stock Recommendation using social media -Telegram channel in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8321 of 2024. |
November 14, 2024 |
| Notice of Demand under Recovery Certificate number 8322 of 2024 dated November 14, 2024 issued to Rajneesh Kumar (PAN:ANDPK4877B) and Shrawan (PAN:KVSPS2783B), jointly and severally, in the matter of Stock Recommendation using social media -Telegram channel in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8322 of 2024. |
November 14, 2024 |
| Appeal No. 6203 of 2024 filed by Subodh Kumar |
November 14, 2024 |
| Notice of Demand dated 14.11.2024 – RC No. 8324 of 2024 against Reliance Big Entertainment Private Limited (now known as Rbep Entertainment Private Limited) in the matter of Reliance Home Finance Limited. |
November 14, 2024 |
| Adjudication Order in respect of Aditi Agrawal in the matter of trading in Illiquid Stock Options at BSE |
November 14, 2024 |
| Appeal No. 6206 of 2024 filed by Aditya Kumar Halwasiya |
November 14, 2024 |
| Adjudication Order in respect of Khushi Merchandise Pvt Ltd in the matter of trading in Illiquid Stock Options at BSE |
November 14, 2024 |
| Adjudication Order in the matter of Ankur Jain, Proprietor- Winway Research |
November 14, 2024 |
| Adjudication Order in respect of S Madhavan in the matter of Midvalley Entertainment Limited |
November 14, 2024 |
| Adjudication Order in respect of Mohit Kumar Sharma in the matter of trading in Illiquid Stock Options at BSE |
November 14, 2024 |
| Adjudication Order in respect of Maya Devi Agarwal in the matter of trading in Illiquid Stock Options at BSE |
November 14, 2024 |
| India International Trade Fair (IITF) 2024 |
November 14, 2024 |
| Notice of Attachment dated 14.11.2024 – RC No. 8247 of 2024 against Vaishali Tushar Shah in the matter of Illiquid Stock Options at BSE |
November 14, 2024 |
| SEBI study finds that 1 out of 4 times, listed companies paid royalty exceeding 20% of their net profits to Related Parties |
November 14, 2024 |
| Notices of Attachment dated 13.11.2024 in Recovery Certificate No. 8238 of 2024 issued against Darshana Anand Damle (PAN: AAQPD6358N) in the matter of ISO at BSE |
November 13, 2024 |
| Order releasing Bank Accounts, Demat Accounts and Mutual Fund Folios – Recovery Certificate No. 8168 of 2024 issued against Jayantilal Sanghavi (PAN: AAMPS4017M) in the matter of trading in ISO on BSE. |
November 13, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8317 of 2024 against Navneet Jain HUF in the matter of ISO at BSE- Navneet HUF. |
November 13, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8312 of 2024 against Chanda Agrawal in the matter of ISO at BSE – Chanda Agrawal. |
November 13, 2024 |
| Notice of Demand under Recovery Certificate number 8311 of 2024 dated November 13, 2024 issued to Romika (PAN:DSZPR7910C) and Rajneesh Kumar (ANDPK4877B), jointly and severally, in the matter of Stock Recommendation using social media -Telegram channel in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8311 of 2024. |
November 13, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8318 of 2024 against Navneet Jain in the matter of ISO at BSE – Navneet Jain. |
November 13, 2024 |
| Notice of Demand under Recovery Certificate number 8315 of 2024 dated November 13, 2024 issued to Santosh Singh Karki (PAN:AHMPK4222D) and Rajneesh Kumar (ANDPK4877B), jointly and severally, in the matter of Stock Recommendation using social media -Telegram channel in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8315 of 2024. |
November 13, 2024 |
| Notice of Demand under Recovery Certificate number 8316 of 2024 dated November 13, 2024 issued to Sanjay Kumar Pathak (AMIPP8453C) and Rajneesh Kumar (ANDPK4877B) (jointly and severally), in the matter of Stock Recommendation using social media -Telegram channel in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8316 of 2024. |
November 13, 2024 |
| Notice of Demand under Recovery Certificate number 8314 of 2024 dated November 13, 2024 issued to Ancient Education Pvt. Ltd. (PAN:AALCA2837R) and Rajneesh Kumar (ANDPK4877B), jointly and severally in the matter of Stock Recommendation using social media -Telegram channel in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8314 of 2024. |
November 13, 2024 |
| Notice of Demand under Recovery Certificate number 8313 of 2024 dated November 13, 2024 issued to Balley Builders and Developers Pvt. Ltd. (PAN:AACCB7383E) and Rajneesh Kumar (ANDPK4877B), jointly and severally, in the matter of Stock Recommendation using social media -Telegram channel in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8313 of 2024. |
November 13, 2024 |
| Certificate No. RC8210 of 2024_A.P Nos 13257 and 13258 of 2024_ Bimla Devi Mundra (PAN: CBZPM6743E) in the matter of Illiquid Stock Options |
November 13, 2024 |
| Certificate No. RC8151 of 2024_A.P Nos 13249 and 13250 of 2024_ Shravya Sureka Beneficiary Trust (PAN: AAJTS2292P) in the matter of Illiquid Stock Options |
November 13, 2024 |
| Relaxation from certain provisions for units allotted to an employee benefit trust for the purpose of a unit based employee benefit scheme, Alignment of timelines for making distribution by REITs and Format of Quarterly Report and Compliance Certificate – Real Estate Investment Trusts (REITs) |
November 13, 2024 |
| Relaxation from certain provisions for units allotted to an employee benefit trust for the purpose of a unit based employee benefit scheme, Alignment of timelines for making distribution by InvITs and Format of Quarterly Report and Compliance Certificate – Infrastructure Investment Trusts (InvITs) |
November 13, 2024 |
| Cancellation of Recovery Certificate No. 8168 of 2024 dated 09.10.2024 issued against Jayantilal Sanghavi (PAN: AAMPS4017M) in the matter of trading in ISO on BSE. |
November 13, 2024 |
| Notice of Demand under Recovery Certificate number 8319 of 2024 dated November 13, 2024 issued to Satyawati [Defaulter] PAN: FTRPS4532J in the matter of trading in Illiquid Stock Options on BSE : under Recovery Certificate No. 8319 of 2024. |
November 13, 2024 |
| Certificate No. RC8207 of 2024_A.P Nos 13253 and 13254 of 2024_ Manish Garg HUF (PAN: AAHHM3917K) in the matter of Illiquid Stock Options |
November 13, 2024 |
| Certificate No. RC8206 of 2024_A.P Nos 13255 and 13256 of 2024_ Manohari Devi Dhandharia (PAN: AFXPD1048R) in the matter of Illiquid Stock Options |
November 13, 2024 |
| Certificate No. RC8310 of 2024_ Notice of Demand in respect of Satellite Infraprojects Private Limited (PAN: AAPCS2265R) in the matter of Illiquid Stock Options |
November 13, 2024 |
| Certificate No. RC8309 of 2024_ Notice of Demand in respect of Aromatic Tie Up Pvt. Ltd. (PAN: AAKCA2392Q) in the matter of Illiquid Stock Options |
November 13, 2024 |
| Notice of Attachment No 13240/2024 and 13239/2024 dated 13.11.2024 in Recovery Certificate No. 8036 of 2024 issued against Shabihanaaz M A Shaikh (Pan No BLGPS9536K) in the matter of Illiquid Stocks Options.. |
November 13, 2024 |
| Notice of Attachment– M. Nandagopal (PAN:AADPN2678L) AP 13220 & 13221 of 2024 in RC 8292 of 2024 |
November 12, 2024 |
| Notice of Attachment– Binny Limited (PAN: AAACB2529G) AP 13218 & 13219 of 2024 in RC 8291 of 2024 |
November 12, 2024 |
| Notice of Attachment– Nate Nandha (AACPN7263L) AP 13224 & 13226 of 2024 in RC 8294 of 2024 |
November 12, 2024 |
| Notice of Attachment– Arvind Nandagopal (AAFPA6259G) AP 13222 & 13223 of 2024 in RC 8293 of 2024 |
November 12, 2024 |
| Notice of Demand dated 12.11.2024 – RC No. 8302 of 2024 against Mohanbir Hi-Tech Private Limited in the matter of Reliance Home Finance Limited. |
November 12, 2024 |
| Completion of Recovery Certificate Nos. RC3454 of 2021, RC4183 of 2021, RC6447 of 2023, RC7041 of 2023 against Fastner Machinery Dealers Ltd (PAN: AABCF6671N) in the matter of Illiquid Stock Options at BSE, Dwitiya Trading Ltd., Ejecta Marketing Ltd., Appu Marketing and Manufacturing Ltd. |
November 12, 2024 |
| Adjudication Order in respect of Priti Rajesh Katira in the matter of trading in Illiquid Stock Options at BSE |
November 12, 2024 |
| Completion of Recovery Certificate Nos. RC8018 of 2024 against Jaisukh Dealers Limited (PAN: AABCJ7808H) in the matter of Jaisukh Dealers Ltd. |
November 12, 2024 |
| Notice of Demand under Recovery Certificate number 8306 of 2024 dated November 12, 2024 issued to Harish Chandra [Defaulter] PAN: AUAPC4801H in the matter of trading in Illiquid Stock Options on BSE : under Recovery Certificate No. 8306 of 2024. |
November 12, 2024 |
| Simplified registration for Foreign Portfolio Investors (FPIs) |
November 12, 2024 |
| Completion of Recovery Certificate Nos. RC7667 of 2024 against Nirnidhi Consultant Pvt Ltd (PAN: AACCN2562M) in the matter of JMD Telefilms Industries Ltd. |
November 12, 2024 |
| Release Order in the Recovery Certificate No. RC7667 of 2024 against Nirnidhi Consultant Pvt Ltd (PAN: AACCN2562M) in the matter of JMD Telefilms Industries Ltd. |
November 12, 2024 |
| Appeal No. 6204 of 2024 filed by Narinder Singh Ahuja |
November 12, 2024 |
| Appeal No. 6205 of 2024 filed by Abhay Kolarkar |
November 12, 2024 |
| Adjudication Order in respect of Parag Anilbhai Vora in the matter of trading in Illiquid Stock Options at BSE |
November 12, 2024 |
| Release Order in the Recovery Certificate No. RC8018 of 2024 against Jaisukh Dealers Limited (PAN: AABCJ7808H) in the matter of Jaisukh Dealers Ltd. |
November 12, 2024 |
| Notice of Demand under Recovery Certificate No. 8301 of 2024 dated 12.11.2024 issued against Inventure Growth & Securities Limited in the matter of Trading activities of certain entities in Index Options Contracts of NIFTY |
November 12, 2024 |
| Notice of Demand dated 12.11.2024 – RC No. 8303 of 2024 against Indian Agri Services Private Limited in the matter of Reliance Home Finance Limited. |
November 12, 2024 |
| Completion of Recovery Certificate Nos. RC3454 of 2021 against Fastner Machinery Dealers Ltd (PAN: AABCF6671N) in the matter of Illiquid Stock Options at BSE |
November 12, 2024 |
| Release Order in the Recovery Certificate No. RC3454 of 2021, RC4183 of 2021, RC6447 of 2023, RC7041 of 2023 against Fastner Machinery Dealers Ltd (PAN: AABCF6671N) in the matter of Illiquid Stock Options at BSE, Dwitiya Trading Ltd., Ejecta Marketing Ltd., Appu Marketing and Manufacturing Ltd. |
November 12, 2024 |
| Adjudication Order in the matter of LCC Infotech Limited |
November 12, 2024 |
| Appeal No. 6207of 2024 filed by Sapan Shrivastava |
November 12, 2024 |
| Completion of Recovery Proceedings in respect of Original Fashion Traders Limited (AABCO4133G) issued under Recovery Certificate no. RC3503 of 2021 in the matter of Dwitiya Trading Limited. |
November 12, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. RC 7920 of 2024 against Kajal Nimish Shah in the matter of Timbor Home Ltd. |
November 12, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. RC 7914 of 2024 against Nimish Pankajkumar Shah in the matter of Timbor Home Ltd. |
November 12, 2024 |
| Release Order in respect of Balushri Gupta (PAN: BONPG4905C) issued under Recovery Certificate no. RC5829 of 2022 in the matter of Jaisukh Dealers Ltd. |
November 12, 2024 |
| Completion of Recovery Proceedings in respect of Balushri Gupta (PAN: BONPG4905C) issued under Recovery Certificate no. RC5829 of 2022 in the matter of Jaisukh Dealers Ltd. |
November 12, 2024 |
| Release Order in respect of Original Fashion Traders Limited (AABCO4133G) issued under Recovery Certificate no. RC3503 of 2021 in the matter of Dwitiya Trading Limited |
November 12, 2024 |
| Completion of Recovery Proceedings in respect of Fastner Machinery (PAN: AABCF6671N) issued under Recovery Certificate no. RC4183 of 2021 in the matter of Dwitiya Trading Ltd. |
November 12, 2024 |
| Adjudication Order in respect of Dharmvir Singh in the matter of trading in Illiquid Stock Options at BSE |
November 12, 2024 |
| Notice of Demand under Recovery Certificate number 8305 of 2024 dated November 12, 2024 issued to Rajneesh Kumar (PAN:ANDPK4877B) and Deepika Sharma (PAN:HFDPS1131F), jointly and severally in the matter of Stock Recommendation using social media -Telegram channel in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8305 of 2024. |
November 12, 2024 |
| Notice of Demand under Recovery Certificate number 8307 of 2024 dated November 12, 2024 issued to Rajneesh Kumar (PAN:ANDPK4877B) and Orion Retail Pvt. Ltd. (PAN:AABCO2314B), jointly and severally in the matter of Stock Recommendation using social media -Telegram channel in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8307 of 2024. |
November 12, 2024 |
| Notice of Demand under Recovery Certificate number 8308 of 2024 dated November 12, 2024 issued to Rajneesh Kumar (PAN:ANDPK4877B) and Ashish Kumar Singh (PAN:CNKPS7612D), jointly and severally in the matter of Stock Recommendation using social media -Telegram channel in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8308 of 2024. |
November 12, 2024 |
| Notice of Demand under Recovery Certificate number 8304 of 2024 dated November 12, 2024 issued to Splendid Hotels Resorts Private Limited (PAN:AASCS5684F) and Rajneesh Kumar (PAN:ANDPK4877B), jointly and severally in the matter of Stock Recommendation using social media -Telegram channel in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8304 of 2024. |
November 12, 2024 |
| Notice of Demand under Recovery Certificate number 8300 of 2024 dated November 12, 2024 issued to Rajneesh Kumar (PAN:ANDPK4877B) and Spire Marketing Pvt. Ltd. (PAN:AAJCS5228G), jointly and severally in the matter of Stock Recommendation using social media -Telegram channel in the matter of Superior Finlease Limited.: under Recovery Certificate No. 8300 of 2024. |
November 12, 2024 |
| Appeal No. 6201 of 2024 filed by K.K.Gupta (Krishan Kumar Gupta) |
November 11, 2024 |
| Notice of Demand under Recovery Certificate number 8298 of 2024 dated November 11, 2024 issued to Gaurav Thakur (PAN: AQGPT3320G) in the matter of ISO at BSE-GAURAV THAKUR: under Recovery Certificate No. 8298 of 2024. |
November 11, 2024 |
| Notice of Demand under Recovery Certificate number 8297 of 2024 dated November 11, 2024 issued to Pankaj Kumar Saxena HUF (PAN: AALHP4406L) in the matter of ISO at BSE-PANKAJ KUMAR SAXENA HUF.: under Recovery Certificate No. 8297 of 2024. |
November 11, 2024 |
| Trading supported by Blocked Amount in Secondary Market |
November 11, 2024 |
| Procedure for reclassification of FPI investment to FDI |
November 11, 2024 |
| Completion of Recovery Certificate No. RC8124 of 2024 against Raghav Suppliers Private Limited (PAN: AAFCR4521B) in the matter of Illiquid Stock Options |
November 11, 2024 |
| Release Order for Recovery Certificate No. RC8124 of 2024 against Raghav Suppliers Private Limited (PAN: AAFCR4521B) in the matter of Illiquid Stock Options |
November 11, 2024 |
| Completion of Recovery Certificate No. 7895 of 2024 dated July 22, 2024 issued against Bimex Export Private Ltd. (Now known as M/S Raavee Merchandisers Private Limited) [Defaulter] PAN: AABCB1032B in the matter of M/s. Konark Commerce Industries Ltd. |
November 11, 2024 |
| Completion of Recovery Certificate No. 7852 of 2024 dated June 21, 2024 issued against Bimex Export Private Ltd. (Now known as M/S Raavee Merchandisers Private Limited) [Defaulter] PAN: AABCB1032B in the matter of Cyber Family. Com Ltd. |
November 11, 2024 |
| Release Order – Bimex Export Private Ltd. (Now known as M/S Raavee Merchandisers Private Limited) [Defaulter] PAN: AABCB1032B in the matter of Cyber Family Com Ltd. : Certificate No. 7852 of 2024. |
November 11, 2024 |
| Completion of Recovery Certificate No. 8029 of 2024 dated September 17, 2024 issued against Avisha Credit Capital Pvt. Ltd. [Defaulter] PAN: AAACA5715D in the matter of IPO of Eco Friendly Food Processing Park Limited. |
November 11, 2024 |
| Release Order – Avisha Credit Capital Pvt. Ltd. [Defaulter] PAN: AAACA5715D in the matter of IPO of Eco Friendly Food Processing Park Limited. : Certificate No. 8029 of 2024. |
November 11, 2024 |
| Appeal No. 6199 of 2024 filed by Aditya Katiyar |
November 11, 2024 |
| Appeal No.6200 of 2024 filed by Commodore Lokesh. K. Batra |
November 11, 2024 |
| Notices of Attachment of Bank and Demat Accounts under Recovery Certificate No. 8089 of 2024 issued against Videocon Realty and Infrastructures Ltd. (PAN: AAACV2303E) in the matter of Videocon Industries Ltd. |
November 11, 2024 |
| Notice of Demand under Recovery Certificate number 8299 of 2024 dated November 11, 2024 issued to Berkeley Securities Limited (PAN: AADCB7787M) in the matter of Dealings in Illiquid Stock Options at BSE: under Recovery Certificate No. 8299 of 2024. |
November 11, 2024 |
| Appeal No. 6202 of 2024 filed by Chaitanya Padachh |
November 11, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. RC 8174 of 2024 against JAI TRIPATI STEELS PVT LTD in the matter of ISO at BSE-JAI TRIPATI STEELS PVT LTD. |
November 11, 2024 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. RC 8174 of 2024 against JAI TRIPATI STEELS PVT LTD in the matter of ISO at BSE-JAI TRIPATI STEELS PVT LTD. |
November 11, 2024 |
| Certificate No. RC8214 of 2024_A.P Nos 13212 and 13213 of 2024_ Suvobrata Saha (PAN: BFEPS2879K) in the matter of Carnation Industries Limited |
November 11, 2024 |
| Certificate No. RC8213 of 2024_A.P Nos 13208 and 13209 of 2024_ Regency Commosale Private Limited (PAN: AAECR5458C) in the matter of Jump Network Limited |
November 11, 2024 |
| Certificate No. RC8230 of 2024_A.P Nos 13210 and 13211 of 2024_ Chakdana Motor Finance Private Limited (PAN: AADCC7076J) in the matter of Illiquid Stock Options |
November 11, 2024 |
| Sentencing Order dated 11.11.2024 passed by the Hon’ble SEBI Special Court, Delhi in SEBI vs Kisley Plantation Limited & Ors. (CNR No. DLSW01-006824-2023; CC No. 594/2023) |
November 11, 2024 |
| Completion of Recovery Certificate No. RC8231 of 2024 in respect of Hilton Infrabuild Private Limited (PAN: AACCH0968H) in the matter of Illiquid Stock Options |
November 8, 2024 |
| Remittance Order dated 08.11.2024 in Recovery Certificate No. 7960 of 2024 issued against Arvind Babulalji Goyal (PAN: ACIPG0193J) in the matter of Kausambi Vanijya Ltd. |
November 8, 2024 |
| Adjudication Order in the matter of R K Global Shares and Securities Limited |
November 8, 2024 |
| Notices of Attachment of Bank and Demat Accounts under Recovery Certificate No. 8068 of 2024 issued against Electroparts (India) Pvt. Ltd. (PAN: AAACV5947Q) in the matter of Kausambi Vanijya Ltd. |
November 8, 2024 |
| Appeal No.6198 of 2024 filed by Ujjawal Sharma |
November 8, 2024 |
| Order under section 15-I of SEBI Act 1992 in the matter of Piramal Pharma Limited |
November 8, 2024 |
| Notices of Attachment of Bank and Demat Accounts under Recovery Certificate No. 8068 of 2024 issued against Electroparts (India) Pvt. Ltd. (PAN: AAACV5947Q) in the matter of Videocon Industries Ltd. |
November 8, 2024 |
| Prohibitory Order No. RO/HO/1096/2024 dated November 08, 2024 under Recovery Certificates No. 1569 of 2018 and 6219 of 2023 issued against Pravin Tukaram Sawant (PAN: ANTPS3885K) |
November 8, 2024 |
| Notices of Attachment of Bank and Demat Accounts under Recovery Certificate No. 8088 of 2024 issued against Electroparts (India) Pvt. Ltd. (PAN: AAACV5947Q) in the matter of Videocon Industries Ltd. |
November 8, 2024 |
| Notices of Attachment of Bank and Demat Accounts under Recovery Certificate No. 8087 of 2024 issued against Venugopal Dhoot (PAN: AANPD5594R) in the matter of Videocon Industries Ltd. |
November 8, 2024 |
| Appeal No. 6196 of 2024 filed by Aher sachin |
November 7, 2024 |
| Release Order for RC No. 8169/2024 against Kunj Mohan Bansal in the matter of ISO at BSE |
November 7, 2024 |
| Certificate of Completion dated 07.11.2024 – RC No. 8265 of 2024 against Samco Securities Limited in the matter of Inspection of Samco Securities Limited |
November 7, 2024 |
| Notice of Demand dated November 07, 2024 in RC No. 8291 of 2024 issued to Binny Limited [Defaulter] in the matter of Binny Limited |
November 7, 2024 |
| Cancellation of Recovery Certificate No. 7474 of 2023 dated 14.12.2023 issued against Mr. Vikas Rajpal (PAN: BDOPR9829J) in the matter of Karvy Stock Broking Ltd. – PMS |
November 7, 2024 |
| Notice of Demand dated November 07, 2024 in RC No. 8293 of 2024 issued to Arvind Nandagopal [Defaulter] in the matter of Binny Limited |
November 7, 2024 |
| Notice of Demand dated November 07, 2024 in RC No. 8292 of 2024 issued to M.Nandagopal [Defaulter] in the matter of Binny Limited |
November 7, 2024 |
| Notice of Demand dated November 07, 2024 in RC No. 8294 of 2024 issued to Nate Nandha [Defaulter] in the matter of Binny Limited |
November 7, 2024 |
| Completion of Recovery Certificate No.8169/2024 against Kunj Mohan Bansal in the matter of ISO at BSE |
November 7, 2024 |
| Appeal No. 6195 of 2024 filed by Nand Lal |
November 7, 2024 |
| Appeal No. 6197 of 2024 filed by S Krishna Mohan |
November 7, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8295 of 2024 against Ashish Panalal Shah in the matter of Superior Finlease Limited. |
November 7, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8296 of 2024 against Jalaj Agrawal in the matter of Superior Finlease Limited. |
November 7, 2024 |
| Prohibitory Order dated 07.11.2024 in Recovery Certificate No. 4969 of 2022 and 5712 of 2022 issued against Hirji Thakkar (PAN: ALPPT4620H) |
November 7, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8290 of 2024 against Kirtidan K Gadhavi in the matter of Superior Finlease Limited. |
November 7, 2024 |
| Adjudication Order in respect of Pritamkumar Nenmal Shah in the matter of trading in Illiquid Stock Options at BSE |
November 6, 2024 |
| Certificate No. RC8287 of 2024_ Notice of Demand in respect of Cosmos Distributors Private Limited (PAN: AADCC8835H) in the matter of Illiquid Stock Options |
November 6, 2024 |
| General Remittance Order dated 06.11.2024 in Recovery Certificate No. 8051 of 2024 issued against Gautam Investment (PAN: AAHFG0804D) in the matter of ISO at BSE |
November 6, 2024 |
| Adjudication Order in respect of Mohit Nagjibhai Ramani in the matter of trading in Illiquid Stock Options at BSE |
November 6, 2024 |
| Adjudication Order in respect of Motilal Makhanlal Holdings Pvt Ltd in the matter of trading in Illiquid Stock Options at BSE |
November 6, 2024 |
| Adjudication Order in respect of Yogesh Jaiswal HUF in the matter of trading in Illiquid Stock Options at BSE |
November 6, 2024 |
| Certificate No. RC8039 of 2024_A.P Nos 13132 and 13133 of 2024_ Bimla Devi Agarwal (PAN: AFXPA9607H) in the matter of Illiquid Stock Options |
November 6, 2024 |
| Disclosure of expenses, half yearly returns, yield and risk-o-meter of schemes of Mutual Funds |
November 5, 2024 |
| Cancellation of Recovery Certificate No. 7236 of 2023 issued against Prahalad Panchal (PAN: AADPP4559Q) in the matter of ACIL Cotton Industries Ltd, Universsal Credit & Securities Ltd., Mindvision Capital and RFL International Ltd |
November 5, 2024 |
| Notice of Demand under Recovery Certificate No. 8283 of 2024 dated 05.11.2024 issued against Reliance Home Finance Limited in the matter of Reliance Home Finance Limited |
November 5, 2024 |
| Notice of Demand under Recovery Certificate No. 8284 of 2024 dated 05.11.2024 issued against Pinkesh Shah in the matter of Reliance Home Finance Limited |
November 5, 2024 |
| Notice of Demand under Recovery Certificate No. 8282 of 2024 dated 05.11.2024 issued against Amit Bapna in the matter of Reliance Home Finance Limited |
November 5, 2024 |
| Notice of Demand under Recovery Certificate No. 8281 of 2024 dated 05.11.2024 issued against Ravindra Sudhalkar in the matter of Reliance Home Finance Limited |
November 5, 2024 |
| Notice of Demand under Recovery Certificate No. 8280 of 2024 dated 05.11.2024 issued against Adhar Project Management and Consultancy Pvt. Ltd in the matter of Reliance Home Finance Limited |
November 5, 2024 |
| Order releasing Bank Accounts, Demat Accounts and Mutual Fund Folios – Recovery Certificate No. 7236 of 2023 issued against Prahalad Panchal (PAN: AADPP4559Q) in the matter of ACIL Cotton Industries Ltd, Universsal Credit & Securities Ltd., Mindvision Capital and RFL International Ltd |
November 5, 2024 |
| Certificate No. RC8285 of 2024_Notice of Demand in respect of Ecospace Distributors Private Limited (PAN: AACCE9351K) in the matter of Illiquid Stock Options |
November 5, 2024 |
| Notice of Demand under Recovery Certificate No. 8279 of 2024 dated 05.11.2024 issued against Phi Management Solutions Pvt. Ltd in the matter of Reliance Home Finance Limited |
November 5, 2024 |
| Notices of Attachment dated 05.11.2024 in Recovery Certificate No. 8176 of 2024 issued against Cherry Cosmetics Private Limited (PAN: AAACC4789R) in the matter of ISO at BSE |
November 5, 2024 |
| Certificate No. RC8289 of 2024_ Notice of Demand in respect of Expertise Vintrade Private Limited (PAN: AACCE9181F) in the matter of Illiquid Stock Options |
November 5, 2024 |
| Certificate No. RC8288 of 2024_ Notice of Demand in respect of Daredevil Agencies Private Limited (PAN: AADCD5746L) in the matter of Illiquid Stock Options |
November 5, 2024 |
| Certificate No. RC8286 of 2024_ Notice of Demand in respect of Fastglow Distributors Private Limited (PAN: AABCF8592J) in the matter of Illiquid Stock Options |
November 5, 2024 |
| Settlement Order in respect of Nivrutti Pandurang Kedar in the matter of RM Drip and Sprinklers Systems Limited |
November 5, 2024 |
| Completion of Recovery Certificate No. RC8038 of 2024 against Seema Bansal (PAN: AIZPB3600J) in the matter of Illiquid Stock Options |
November 4, 2024 |
| Notice of Demand dated 04.11.2024 issued in Recovery Certificate No. 8274 of 2024 issued against Citi Securities and Financial Services Private Limited (PAN: AACCC9559M) in the matter of Reliance Home Finance Limited |
November 4, 2024 |
| Notices of Attachment dated 04.11.2024 issued in Recovery Certificate No. 8166 of 2024 issued against Arvind Rameshwar Waghmare (PAN: AFGPW8244M) in the matter of Unregistered Investment Advisory Services |
November 4, 2024 |
| Notice of Demand dated 04.11.2024 issued in Recovery Certificate No. 8275 of 2024 issued against Deep Industrial Finance Limited (PAN: AAACV1614N) in the matter of Reliance Home Finance Limited |
November 4, 2024 |
| Notice of Demand dated 04.11.2024 issued in Recovery Certificate No. 8276 of 2024 issued against Vinayak Ventures Private Limited (PAN: AADCV3723H) in the matter of Reliance Home Finance Limited |
November 4, 2024 |
| Notice of Demand dated 04.11.2024 issued in Recovery Certificate No. 8277 of 2024 issued against Gamesa Investment Management Private Limited (PAN: AADCG2093F) in the matter of Reliance Home Finance Limited |
November 4, 2024 |
| Release Order for Recovery Certificate No. RC8038 of 2024 against Seema Bansal (PAN: AIZPB3600J) in the matter of Illiquid Stock Options |
November 4, 2024 |
| Certificate No. RC8155 of 2024_A.P Nos 13106 and 13107 of 2024_ Shivangi Agrawal (PAN: BBRPA0717R) in the matter of Illiquid Stock Options |
November 4, 2024 |
| Interim Order in the matter of Embassy Office Parks Management Services Private Limited |
November 4, 2024 |
| Investments in Overseas Mutual Funds/ Unit Trusts by Indian Mutual Funds |
November 4, 2024 |
| Notice of Demand dated 04.11.2024 issued in Recovery Certificate No. 8278 of 2024 issued against Netizen Engineering Private Limited (PAN: AABCR7570C) in the matter of Reliance Home Finance Limited |
November 4, 2024 |
| Advisory on unauthorized virtual trading / gaming platforms |
November 4, 2024 |
| Notices of Attachment of Bank and Demat Accounts under Recovery Certificate No. 8168 of 2024 issued against Jayantilal Sanghavi (PAN: AAMPS4017M) in the matter of trading in ISO on BSE |
November 4, 2024 |
| Notice of Attachment dated 04.11.2024 – RC No. 8181 against Ambe Securities Private Limited in the matter of Jump Network Limited (presently known as WinPro Industries Limited) |
November 4, 2024 |
| Notice of Attachment dated 04.11.2024 – RC No. 8182 against Anupam Narain Gupta in the matter of Jump Network Limited (presently known as WinPro Industries Limited). |
November 4, 2024 |
| Certificate No. RC8273 of 2024_Notice of Demand in respect of Abhishek Mall (PAN: AOTPM0772Q) in the matter of Illiquid Stock Options |
November 1, 2024 |
| Certificate No. RC8272 of 2024_Notice of Demand in respect of Versatile Saree Trader Private Limited (PAN: AADCV5277G) in the matter of Illiquid Stock Options |
November 1, 2024 |
| Certificate No. RC8269 of 2024_Notice of Demand in respect of Pravin Kumar Agarwal (PAN: AALFG0729M) in the matter of Delta Leasing and Finance Limited |
November 1, 2024 |
| Certificate No. RC8270 of 2024_Notice of Demand in respect of Nityanand Thakur (PAN: ACDFS3492D) in the matter of Delta Leasing and Finance Limited |
November 1, 2024 |
| Certificate No. RC8271 of 2024_Notice of Demand in respect of Surendra Sharma (PAN: AAJFN3554B) in the matter of Delta Leasing and Finance Limited |
November 1, 2024 |
| Order in respect of Commodity Pandit |
October 31, 2024 |
| Adjudication Order in the matter of 5 Paisa Capital Limited |
October 31, 2024 |
| Adjudication Order in respect of Sapan Kumar Nahata HUF in the matter of trading in Illiquid Stock Options at BSE |
October 31, 2024 |
| Order in the matter of Salasar Exteriors and Contour Limited |
October 31, 2024 |
| Adjudication Order in the matter of Salasar Exteriors and Contour Limited |
October 31, 2024 |
| Adjudication order in respect of Madhu Inderlal Gerela in the matter of Trading in Illiquid Stock Options on BSE |
October 31, 2024 |
| Settlement Order in respect of United Phosphorous Limited and Jaidev Shroff in the matter of routing of funds to Indian Securities market using overseas bank accounts with UBS-AG |
October 30, 2024 |
| Certificate No. RC8156 of 2024_A.P Nos 13092 & 13093 of 2024_ Sridhar Preservers Pvt Ltd (PAN: AAGCS8377R) in the matter of Illiquid Stock Options |
October 30, 2024 |
| Certificate No. RC8149 of 2024_A.P Nos 13090 & 13091 of 2024_ Surya Prakash Kaloya (PAN: ATIPK3630R) in the matter of Illiquid Stock Options |
October 30, 2024 |
| Certificate No. RC8157 of 2024_A.P Nos 13096 & 13097 of 2024_ Scandia Properties Pvt Ltd (PAN: AATCS6188F) in the matter of Illiquid Stock Options |
October 30, 2024 |
| Certificate No. RC8140 of 2024_A.P Nos 13094 & 13095 of 2024_ Carmel Merchants Pvt Ltd (PAN: AABCC1618G) in the matter of Illiquid Stock Options |
October 30, 2024 |
| Certificate No. RC8139 of 2024_A.P Nos 13088 & 13089 of 2024_ Kartick Chandra Kundu (PAN: BCOPK4506L) in the matter of Illiquid Stock Options |
October 30, 2024 |
| Release Order for Recovery Certificate No. RC4507 of 2022 against M C C Investment & Leasing Company Limited in the matter of failure to obtain SCORES authentication |
October 30, 2024 |
| Appeal No. 6194 of 2024 filed by Sanket Ambali |
October 30, 2024 |
| Order in respect of Geoshine Mines 2 Metals LImited |
October 30, 2024 |
| Adjudication order in respect of Shabanabanu Nizamuddin Qureshi in the matter of Trading in Illiquid Stock Options on BSE |
October 30, 2024 |
| Adjudication Order in respect of Sunil Arjan Lulla in the matter of Eros International Media Limited |
October 30, 2024 |
| Adjudication Order in respect of Aashu Dakh in the matter of trading in Illiquid Stock Options at BSE |
October 30, 2024 |
| Adjudication Order in respect of Calvin Financial Consultants Private Limited in the matter of trading in Illiquid Stock Options at BSE |
October 30, 2024 |
| Corrigendum to Settlement Order dated October 29, 2024 |
October 30, 2024 |
| Cancellation of Recovery Certificate No. 8170/2024 against Sunita Gupta in the matter of ISO at BSE- Sunita Gupta |
October 30, 2024 |
| Notice of Demand dated 30.10.2024 – RC No. 8263 of 2024 against Reliance Cleangen Limited in the matter of Reliance Home Finance Limited. |
October 30, 2024 |
| Completion of Recovery Certificate No. RC4507 of 2022 against M C C Investment & Leasing Company Limited in the matter of failure to obtain SCORES authentication |
October 30, 2024 |
| Notice of Demand dated 30.10.2024 – RC No. 8262 of 2024 against Reliance Business Broadcast News Holdings Limited in the matter of Reliance Home Finance Limited. |
October 30, 2024 |
| Notice of Demand dated 30.10.2024 – RC No. 8261 of 2024 against Reliance Commercial Finance Limited in the matter of Reliance Home Finance Limited. |
October 30, 2024 |
| Notice of Demand dated 30.10.2024 – RC No. 8265 of 2024 against Samco Securities Limited in the matter of Inspection of Samco Securities Limited. |
October 30, 2024 |
| Notice of Demand dated 30.10.2024 – RC No. 8267 of 2024 against Pradeep Rathod in the matter of Sharepro Service (I) Pvt. Ltd. |
October 30, 2024 |
| Completion of Recovery Certificate No. RC8216 of 2024 against Anil Saini (PAN: AOZPS8143K) in the matter of Ricoh India Limited |
October 30, 2024 |
| Cancellation of Recovery Certificate No. 8171/2024 against Usha Gupta in the matter of ISO at BSE- Usha Gupta |
October 30, 2024 |
| Corrigendum in the matter of FRR Shares and Securities Limited |
October 30, 2024 |
| Adjudication Order in the matter of Way2Wealth Brokers Pvt. Ltd. |
October 30, 2024 |
| Notice of Demand – Recovery Proceedings under RC.No.8266 against Reliance Exchange next Limited (PAN: AABCR7567D) in the matter of Reliance Home Finance Limited |
October 30, 2024 |
| Notice of Demand – Recovery Proceedings under RC.No.8268 against Reliance Unicorn Enterprises Pvt. Ltd (PAN: AAACC2436P) in the matter of Reliance Home Finance Limited |
October 30, 2024 |
| Notice of Demand – Recovery Proceedings under RC.No.8264 against Crest Logistics and Engineers Pvt. Ltd. (Now Known as CLE PVT. LTD.) (PAN: AACCR7266A) in the matter of Reliance Home Finance Limited |
October 30, 2024 |
| Confirmatory Order in the matter of Shares Bazaar AIF |
October 30, 2024 |
| Release Order for Recovery Certificate No. RC4168 of 2021 Brijdham Dealcom Private Limited (AADCB6626P) in the matter of PS IT Infrastructure and Services Limited. |
October 29, 2024 |
| Appeal No. 6191 of 2024 filed by Narinder Singh Ahuja |
October 29, 2024 |
| Appeal No. 6190 of 2024 filed by Arpit |
October 29, 2024 |
| Order against Ms. VAANI FABRICS (PAN AATHR5899F) – Noticee – In the matter of Ajay Gupta in Recovery Certificate no. 5844 of 2022 |
October 29, 2024 |
| Appeal No. 6192 of 2024 filed by Unnikrishnan |
October 29, 2024 |
| Enquiry Order in the matter of Berkeley Securities Limited |
October 29, 2024 |
| Adjudication Order in the matter of inspection of SMC Global Securities Limited |
October 29, 2024 |
| Completion of Recovery Certificate No. RC2964 of 2020 against Decent Vincom Private Limited (PAN: AADCD3148E) in the matter of Unisys Software and Holding Industries Ltd. |
October 29, 2024 |
| Release Order for Recovery Certificate No. RC2964 of 2020 against Decent Vincom Private Limited (PAN: AADCD3148E) in the matter of Unisys Software and Holding Industries Ltd. |
October 29, 2024 |
| Notice of Demand under Recovery Certificate number 8249 of 2024 dated October 29, 2024 issued to EXCEL BUILDTECH PRIVATE LIMITED [Defaulter] PAN: AABCE7405K in the matter of ISO at BSE-EXCEL BUILDTECH PRIVATE LIMITED. : under Recovery Certificate No. 8249 of 2024. |
October 29, 2024 |
| Notice of Demand under Recovery Certificate number 8251 of 2024 dated October 29, 2024 issued to SSE COMMODITIES PRIVATE LIMITED [Defaulter] PAN: AAKCS7804F in the matter of ISO at BSE-SSE Commodities Private Limited. : under Recovery Certificate No. 8251 of 2024. |
October 29, 2024 |
| Notice of Demand under Recovery Certificate number 8250 of 2024 dated October 29, 2024 issued to USHA MAURYA [Defaulter] PAN: AIFPM3626B in the matter of ISO at BSE-USHA MAURYA. : under Recovery Certificate No. 8250 of 2024. |
October 29, 2024 |
| Notice of Demand under Recovery Certificate number 8248 of 2024 dated October 29, 2024 issued to BHARAT BHUSHAN (PAN: ANQPB1627D) in the matter of Investigation in the trading activities of certain entities in the scrip of Best Agrolife Ltd. : under Recovery Certificate No. 8248 of 2024. |
October 29, 2024 |
| Completion of Recovery Certificate No. 8069 of 2024 dated September 27, 2024 issued against Rahul Makkar [Defaulter] PAN: AFBPM3273P in the matter of ISO at BSE. |
October 29, 2024 |
| Appeal No. 6188 of 2024 filed by Durgvijay Singh |
October 29, 2024 |
| Notices of Attachment dated 29.10.2024 – Recovery Proceedings under RC 8126 against Tushar P Shah HUF (PAN: AABHY6959E) in the matter of illiquid Stock Options at BSE |
October 29, 2024 |
| Enquiry Order in the matter of Broker, FRR Shares and Securities Limited |
October 29, 2024 |
| Notice of Demand dated 29.10.2024 – RC No. 8247 of 2024 against Vaishali Tushar Shah in the matter of Illiquid Stock Options at BSE. |
October 29, 2024 |
| Adjudication Order in the matter of Ketan Bora Proprietor of the Insane Traders |
October 29, 2024 |
| Appeal No. 6193 of 2024 filed by Kamaljeet Singh |
October 29, 2024 |
| General Remittance Order dated 29.10.2024 – RC No. 7954 of 2024 against Dipali Nilay Patel in the matter of Timbor Home Limited. |
October 29, 2024 |
| Appeal No. 6189 of 2024 filed by Lokesh H K |
October 29, 2024 |
| Adjudication order in respect of 17 entities in the matter of Eros International Media Limited |
October 29, 2024 |
| Certificate No. RC8254 of 2024_ Notice of Demand in respect of Snehapusph Marketing Private Limited (PAN: AAECS3881J) in the matter of Illiquid Stock Options |
October 29, 2024 |
| Certificate No. RC8253 of 2024_ Notice of Demand in respect of Kinetic Vyapaar Private Limited (Now known as Awadh Coal Private Limited) (PAN: AAECK2586N) in the matter of Illiquid Stock Options |
October 29, 2024 |
| Certificate No. RC8252 of 2024_ Notice of Demand in respect of Vidyavaridhi Dealtrade Private Limited (PAN: AADCV5566C) in the matter of Illiquid Stock Options |
October 29, 2024 |
| Release Order dated 28.10.2024 – RC No. 5309 of 2022 against Sagar Kadam in the matter of Global Securities Limited. |
October 28, 2024 |
| Certificate of Completion dated 28.10.2024 – RC No. 5309 of 2022 against Sagar Kadam in the matter of Global Securities Limited. |
October 28, 2024 |
| Certificate No. RC8243 of 2024 Notice of Demand in respect of Prakash Kumar (PAN: BFEPK5196P) in the matter of Podium Market Research |
October 28, 2024 |
| Notice of Attachment of Bank Accounts – Kunj Mohan Bansal AP 13072/2024 in RC 8169 of 2024 |
October 28, 2024 |
| Notice of Attachment of Demat Accounts – Kunj Mohan Bansal AP13073/2024 in RC 8169 of 2024 |
October 28, 2024 |
| Adjudication Order in respect of Navin Govind Agrawal HUF in the matter of Trading in Illiquid Stock Options on BSE |
October 28, 2024 |
| Certificate No. RC8242 of 2024 Notice of Demand in respect of Podium Market Research (Prop. Suman Kumar) (PAN: AMCPK0541Q) in the matter of Podium Market Research |
October 28, 2024 |
| Certificate No. RC8244 of 2024 Notice of Demand in respect of Roshni Kumari (PAN: DMEPK3997P) in the matter of Podium Market Research |
October 28, 2024 |
| Certificate No. RC8145 of 2024_A.P Nos 13082 & 13083 of 2024_ Urvashi Bansal (PAN: BYVPB8744E) in the matter of Illiquid Stock Options |
October 28, 2024 |
| Adjudication Order in respect of Hardik B Patel in the matter of trading in Illiquid Stock Options at BSE |
October 25, 2024 |
| Adjudication Order in the matter of Edelweiss Asset Management Limited |
October 25, 2024 |
| Annual Compliance Certificate for Client Level Segregation by Non-individual Investment Advisers and timeline for submission of periodic reports |
October 25, 2024 |
| Periodic Reporting format for Research Analysts and Proxy Advisers |
October 25, 2024 |
| Adjudication Order in respect of P K Sundaresan in the matter of Binny Ltd. |
October 25, 2024 |
| Order in the matter of M/s Equity Express Market and Research Services Proprietor Mr. Rahul Arya |
October 25, 2024 |
| Appeal No. 6184 of 2024 filed by Sunny Agarwal |
October 25, 2024 |
| Settlement Order in the matter of Angel One Limited |
October 25, 2024 |
| Appeal No. 6186 of 2024 filed by Abhishek Zirota |
October 25, 2024 |
| Appeal No. 6185 of 2024 filed by Amit Jain |
October 25, 2024 |
| Appeal No. 6187 of 2024 filed by Dabur |
October 25, 2024 |
| Notices of Attachment under RC No. 7748 of 2024 drawn against Converge Solutions LLP in the matter of SEBI (Alternative Investment Funds) Regulations, 2012 |
October 25, 2024 |
| Release Order under RC No. 7859 of 2024 drawn against Dayanand Jathan in the matter of Sharepro Services (I) Pvt. Ltd. |
October 25, 2024 |
| Adjudication Order in respect of Tushar International in the matter of trading in Illiquid Stock Options at BSE |
October 25, 2024 |
| Appeal No. 6183 of 2024 filed by Deepak Kumar |
October 25, 2024 |
| Release Order dated 25.10.2024 issued in Recovery Certificate No. 7624 of 2024 issued against Bijal Vipulbhai Bhatt (PAN: ACGPB2364L) in the matter of Sunrise Asian Limited |
October 25, 2024 |
| Notice of Completion of Recovery Certificate dated 25.10.2024 issued in Recovery Certificate No. 7624 of 2024 issued against Bijal Vipulbhai Bhatt (PAN: ACGPB2364L) in the matter of Sunrise Asian Limited |
October 25, 2024 |
| Adjudication Order in respect of Ujala Capital Markets Pvt Ltd in the matter of trading in Illiquid Stock Options at BSE |
October 25, 2024 |
| Settlement Order in the Settlement Application No. 7794/2024 filed by East Lane Capital LLP. [PAN NO: AAIFE2914K] in the matter of Astral Indian Equities Fund |
October 25, 2024 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13058 & 13059 of 2024 dated October 25, 2024 against Sridham Distributors Private Limited [Defaulter] PAN: AAFCA0211M in the matter of Religare Enterprises Ltd.: under Recovery Certificate No. 7015 of 2023. |
October 25, 2024 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13064 & 13065 of 2024 dated October 25, 2024 against Pankaj Goel (PAN: ACTPG7828D) and Meenu Goel (PAN: AFSPG7531F) [Defaulters], jointly and severally in the matter of F6 Finserve Ltd.: under Recovery Certificate No. 6708 of 2023. |
October 25, 2024 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13060 & 13061 of 2024 dated October 25, 2024 against Prius Real Estate Private Limited [Defaulter] PAN: AAFCP3549R in the matter of Religare Enterprises Ltd.: under Recovery Certificate No. 6791 of 2023. |
October 25, 2024 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13062 & 13063 of 2024 dated October 25, 2024 against Tara Alloys Limited [Defaulter] PAN: AAACT0545N in the matter of Religare Enterprises Ltd.: under Recovery Certificate No. 6790 of 2023. |
October 25, 2024 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13066 & 13067 of 2024 dated October 25, 2024 against Gurudev Financial Services Private Limited [Defaulter] PAN: AAACG0278K in the matter of Religare Enterprises Ltd.: under Recovery Certificate No. 6789 of 2023. |
October 25, 2024 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13070 & 13071 of 2024 dated October 25, 2024 against Mr. Uma Shankar [Defaulter] PAN: BFKPS1089H in the matter of Delta Leasing & Finance Ltd.: under Recovery Certificate No. 6639 of 2023. |
October 25, 2024 |
| Certificate No. RC8245 of 2024_ Notice of Demand in respect of AB Investments (PAN: AAKFA6220A) in the matter of BRH Wealth Kreators Ltd |
October 25, 2024 |
| Adjudication Order in respect of Gothi HUF Shavji Raja in the matter of trading in Illiquid Stock Options at BSE |
October 24, 2024 |
| Notice of Demand dated 24.10.2024 in Recovery Certificate No. 8238 of 2024 issued against Darshana Anand Damle (PAN: AAQPD6358N) in the matter of ISO at BSE |
October 24, 2024 |
| Adjudication Order in respect of Saurabh Khetan in the matter of trading in Illiquid Stock Options at BSE |
October 24, 2024 |
| Clarification with respect to advertisement code for Research Analysts (RAs) |
October 24, 2024 |
| Adjudication Order in respect of Brindawan Pandey in the matter of trading in Illiquid Stock Options at BSE |
October 24, 2024 |
| Adjudication Order in the matter of Arun N, Research Analyst |
October 24, 2024 |
| Adjudication Order in the matter of inspection of Rudra Shares and Stock brokers Ltd |
October 24, 2024 |
| Completion of Recovery Certificate No. 7997 of 2024 in the matter of Illiquid Stock Options |
October 24, 2024 |
| Release Order for Recovery Certificate No. 7997 of 2024 in the matter of Illiquid Stock Options |
October 24, 2024 |
| Completion of Recovery Certificate No. 8104 of 2024 in respect of Manoj Kumar Goenka HUF (PAN: AALHM5267Q) in the matter of Illiquid Stock Options |
October 24, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8235 of 2024 against Rocket Tips -Prop Mehul Pravinbhai Jiyani in the matter of Unregistered Investment Advisory Services. |
October 24, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8237 of 2024 against RITESH KUMAR THAKKAR in the matter of Best Agrolife Ltd. |
October 24, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8239 of 2024 against Monetary Solutions, Proprietor: Ankit Vyas in the matter of Monetary Solutions, Proprietor Ankit Vyas (Investment Adviser). |
October 24, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8240 of 2024 against Kuber Capital in the matter of unregistered investment advisory services by Kuber Capital. |
October 24, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8241 of 2024 against Kuber Capital in the matter of unregistered investment advisory services by Kuber Capital. |
October 24, 2024 |
| Remittance Order under Recovery Certificate No. 7951 of 2024 issued against A-1 Book Company Private Limited (PAN: AACCA6193R) |
October 23, 2024 |
| Certificate No. RC7378 of 2024_A.P Nos 13056 and 13057 of 2024_ Radha Devi Goenka (PAN: ADWPG5020B) in the matter of Illiquid Stock Options. |
October 23, 2024 |
| Certificate No. RC8119 of 2024_A.P Nos 13054 and 13055 of 2024_ Surajit Dutta (PAN: ARHPD5353R) in the matter of Videocon Industries Limited. |
October 23, 2024 |
| Certificate No. RC8122 of 2024_A.P Nos 13052 and 13053of 2024_ PDG Estates Private Limited (PAN: AAECP1404E) in the matter of Illiquid Stock Options. |
October 23, 2024 |
| Certificate No. RC8124 of 2024_A.P Nos 13048 and 13049 of 2024_ Raghav Suppliers Private Limited (PAN: AAFCR4521B) in the matter of Illiquid Stock Options. |
October 23, 2024 |
| Certificate No. RC8121 of 2024_A.P Nos 13050 and 13051 of 2024_ R K Ruia HUF (PAN: AADHR1311L) in the matter of Illiquid Stock Options. |
October 23, 2024 |
| Certificate No. RC8236 of 2024_ Notice of Demand in respect of Vivek Company (PAN: ADYPG3727C) in the matter of Illiquid Stock Options |
October 23, 2024 |
| Notice of Attachment of Bank Accounts and Demat Accounts 13044 & 13045 of 2024 dated October 23, 2024 against Ranchem Private Limited [Defaulter] PAN: AAACR6356G in the matter of Religare Enterprises Limited: under Recovery Certificate No. 7911 of 2024. |
October 23, 2024 |
| SEBI order for compliance – Notices of Attachment of Bank and Demat Accounts of defaulter under RC No. 8136 of 2024 against Ziya Merchandise Private Limited (now known as Zyka Merchandise Private Limited) (PAN: AAACZ3842Q) |
October 23, 2024 |
| Order in the Enquiry Proceeding in respect of Evermore Share Broking Private Limited |
October 23, 2024 |
| Completion of Recovery Certificate No. RC8074 of 2024_ Notice of Demand in respect of Eiffel Agencies Pvt Ltd (PAN: AACCE4945M) in the matter of Illiquid Stock Options |
October 23, 2024 |
| Order in respect of Wealthmax Solution Investment Adviser -Proprietor- Piyush Jain |
October 23, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. RC 1532 of 2018 against Hitesh P Shah in the matter of Oasis Media Matrix Limited. |
October 23, 2024 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. RC 1532 of 2018 against Hitesh P Shah in the matter of Oasis Media Matrix Limited. |
October 23, 2024 |
| Interim Order cum Show Cause Notice in respect of First Overseas Capital Limited |
October 23, 2024 |
| Certificate No. RC 8231 of 2024_ Notice of Demand in respect of Hilton Infrabuild Private Limited (PAN: AACCH0968H) in the matter of Illiquid Stock Options |
October 22, 2024 |
| Certificate No. RC8060 of 2024_A.P Nos 13036 and 13037 of 2024_ Jetair Properties Private Limited (PAN: AAACJ7696L) in the matter of Illiquid Stock Options |
October 22, 2024 |
| Certificate No. RC8084 of 2024_A.P Nos 13034 and 13035 of 2024_ Ram Gopal Karnani HUF (PAN: AADHK0108G) in the matter of Illiquid Stock Options |
October 22, 2024 |
| Certificate No. RC8082 of 2024_A.P Nos 13038 and 13039 of 2024_ Santosh Devi Agrawal (PAN: ACNPA0518Q) in the matter of Illiquid Stock Options |
October 22, 2024 |
| Certificate No. RC8233 of 2024_ Notice of Demand in respect of Emery Tie-Up Private Limited (PAN: AAACE7686B) in the matter of Illiquid Stock Options |
October 22, 2024 |
| Certificate No. RC8076 of 2024_A.P Nos 13040 and 13041 of 2024_ Rashi Choudhary (PAN: AFPPC9640E) in the matter of Illiquid Stock Options |
October 22, 2024 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. RC 3499 of 2021 against Bela T. Jhaveri in the matter of Riba Textiles Ltd., Supertex Industries Ltd. And Aarey Drugs and Pharmaceuticals Ltd. |
October 22, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. RC 3499 of 2021 against Bela T. Jhaveri in the matter of Riba Textiles Ltd., Supertex Industries Ltd. And Aarey Drugs and Pharmaceuticals Ltd. |
October 22, 2024 |
| Sentencing Order dated 22.10.2024 passed by the Hon’ble SEBI Special Court, Delhi in SEBI v Kuber Planters Ltd and Ors. (CNR No. DLSW01-006474-2023; Reg. No. CC/539/2023) |
October 22, 2024 |
| Adjudication Order in the matter of Lamron Analysts Private Limited |
October 22, 2024 |
| Inclusion of Mutual Fund units in the SEBI (Prohibition of Insider Trading) Regulations, 2015 |
October 22, 2024 |
| Association of persons regulated by the Board and their agents with certain persons |
October 22, 2024 |
| Settlement Order in respect of Mr. Abhishek Gupta in the matter of Edelweiss Asset Management Limited |
October 22, 2024 |
| Release Order dated 22.10.2024 issued in Recovery Certificate No. 7638 of 2024 issued against Bhanabhai Ganpat Parmar (PAN: ANEPP4292N) in the matter of Sunrise Asian Limited |
October 22, 2024 |
| Notice of Completion of Recovery Certificate dated 22.10.2024 issued in Recovery Certificate No. 7638 of 2024 issued against Bhanabhai Ganpat Parmar (PAN: ANEPP4292N) in the matter of Sunrise Asian Limited |
October 22, 2024 |
| Modification in Annexure to Common Application Form (CAF) |
October 22, 2024 |
| Adjudication order in the matter of Capital Vraddhi Financial Services. Proprietor Raju Jhariya |
October 22, 2024 |
| Release Order in respect of Ankita Didwania (PAN: BFYPB2268B) issued under Recovery Certificate no. RC7963 of 2024 in the matter of Illiquid Stock Options |
October 22, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8220 of 2024 against Jitendra Bhogilal Parikh in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
October 22, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8219 of 2024 against Riya Jain (Kanungo) in the matter of Front Running: Various Funds of Fidelity Group. |
October 22, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8224 of 2024 against Kapila Vaghela in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
October 22, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8223 of 2024 against Arpita Ilesh Patel in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
October 22, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8226 of 2024 against Vinitkumar Popatlal Parikh in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
October 22, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8225 of 2024 against Pattammal N. Murlidharan in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
October 22, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8227 of 2024 against Vijaya Parsharam Salvi in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
October 22, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8228 of 2024 against KAMLESH BHIKHABHAI SHAH in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd |
October 22, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8229 of 2024 against DHARMESH MOHANBHAI KOSHTI in the matter of Best Agrolife Limited. |
October 22, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8222 of 2024 against Narayandas Dipchand Shah in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
October 22, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8221 of 2024 against Vivek Shivaram Kale in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
October 22, 2024 |
| Cancellation of Recovery Proceedings in respect of Ankita Didwania (PAN: BFYPB2268B) issued under Recovery Certificate no. RC7963 of 2024 in the matter of Illiquid Stock Options |
October 22, 2024 |
| Certificate No. RC 8233 of 2024_ Notice of Demand in respect of Reward Goods Pvt. Ltd. (PAN: AAECR2034C) in the matter of Illiquid Stock Options |
October 22, 2024 |
| Certificate No. RC 8230 of 2024_ Notice of Demand in respect of Chakdana Motor Finance Private Limited (PAN: AADCC7076J) in the matter of Illiquid Stock Options |
October 22, 2024 |
| Notice of Attachment of Demat Accounts – Rakesh Kumar Bansal AP13033/2024 in RC 8130 of 2024 |
October 21, 2024 |
| Notice of Attachment of Bank Accounts – Rakesh Kumar Bansal AP 13032/2024 in RC 8130 of 2024 |
October 21, 2024 |
| Notice of Attachment dated 21.10.2024 – RC No. 8125 against Skyrail Logistics Private Limited in the matter of Trading in Illiquid Stock Options on BSE. |
October 21, 2024 |
| Completion of Recovery Certificate No. RC8150 of 2024 against Omji Promoters Private Limited (PAN: AAACO2810R) in the matter of Illiquid Stock Options |
October 21, 2024 |
| Appeal No. 6181 of 2024 filed by Abhishek Kumar |
October 21, 2024 |
| Appeal No. 6178 of 2024 filed by Joy Deep Saha |
October 21, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8203 of 2024 against Ambalal Jhaverbhai Patel in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
October 21, 2024 |
| Adjudication Order in respect of Gita Devi Jalan in the matter of trading in Illiquid Stock Options at BSE |
October 21, 2024 |
| Adjudication Order in respect of Sumita Khare in the matter of trading in Illiquid Stock Options at BSE |
October 21, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8204 of 2024 against Pradip Jayantilal Mehta in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
October 21, 2024 |
| Adjudication Order in respect of Kamaljeet Singh in the matter of trading in Illiquid Stock Options at BSE |
October 21, 2024 |
| Adjudication Order in respect of Bandana Sinha in the matter of trading in Illiquid Stock Options at BSE |
October 21, 2024 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Ratnamani Metals and Tubes Limited |
October 21, 2024 |
| Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Prince Pipes and Fittings Limited |
October 21, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8202 of 2024 against MAHESH BHAILAL PARMAR in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
October 21, 2024 |
| Adjudication Order in respect of 17 entities in the matter of Manaksia Coated Metals and Industries Limited |
October 21, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8201 of 2024 against Nilesh Rameshchandra Shah in the matter of trading by certain entities in the scrip of Econo Trade (India) Ltd. |
October 21, 2024 |
| Appeal No. 6182 of 2024 filed by Ashish Sethiya |
October 21, 2024 |
| SEBI Order for Compliance – Notice of Demand Order for Recovery Certificate No. RC 8200 of 2024 against Shyreyans Tongya, Vishakha Ajmera, Shri Abhishek Billore and Garvit Jain in the matter of Unregistered Investment Adviser. |
October 21, 2024 |
| Appeal No. 6180 of 2024 filed by Arpit |
October 21, 2024 |
| Confirmatory Order in the matter of Varanium Cloud Limited |
October 21, 2024 |
| Notice of Attachment dated 21.10.2024 – RC No. 8127 against Unno Industries Limited in the matter of Trading in Illiquid Stock Options on BSE. |
October 21, 2024 |
| General Remittance Order dated 21.10.2024 in Recovery Certificate No. 7972 of 2024 issued against SK Sales (PAN: ADTFS4891H), Sandeep Subhashbhai Borse (PAN: APWPB6279B) and Kalyani Sandeep Borse (PAN: DCXPS4051K) in the matter of Unregistered Investment Advisory Services by M/s SK Sales and its partners |
October 21, 2024 |
| Interim Order in the matter of Onelife Capital Advisors Limited |
October 21, 2024 |
| Completion of Recovery Certificate No. RC7294 of 2023 against Manisha Tanna (PAN: ABWPT5716F) in the matter of Illiquid Stock Options |
October 21, 2024 |
| Adjudication Order in respect of 15 entities in the matter of Manaksia Coated Metals and Industries Limited |
October 21, 2024 |
| Release Order for Recovery Certificate No. RC7294 of 2023 against Manisha Tanna (PAN: ABWPT5716F) in the matter of Illiquid Stock Options |
October 21, 2024 |
| Certificate No. RC8210 of 2024 _ Notice of Demand in respect of Bimla Devi Mundra (PAN: CBZPM6743E) in the matter of Illiquid Stock Options |
October 21, 2024 |
| Certificate No. RC8211 of 2024_ Notice of Demand in respect of Ghar Aangan Distributors Private Limited (PAN: AAECG1347F) in the matter of Illiquid Stock Options |
October 21, 2024 |
| Certificate No. RC 8217 of 2024_ Notice of Demand in respect of Primary Investment Consultants Private Limited (PAN: AAGCP3617H) in the matter of Illiquid Stock Options |
October 21, 2024 |
| Certificate No. RC 8214 of 2024_ Notice of Demand in respect of Suvobrata Saha (PAN: BFEPS2879K) in the matter of Carnation Industries Limited |
October 21, 2024 |
| Certificate No. RC8212 of 2024_ Notice of Demand in respect Jayanta Fanzen Lighting Industries Private Limited (PAN: AABCJ6752E) in the matter of Illiquid Stock Options |
October 21, 2024 |
| Certificate No. RC 8216 of 2024_ Notice of Demand in respect of Anil Saini (PAN: AOZPS8143K) in the matter of Ricoh India Limited |
October 21, 2024 |
| Certificate No. RC 8215 of 2024_ Notice of Demand in respect of Bimla Devi Baid (PAN: ADTPB6563H) in the matter of Illiquid Stock Options |
October 21, 2024 |
| Certificate No. RC8206 of 2024_ Notice of Demand in respect Manohari Devi Dhandharia (PAN: AFXPD1048R) in the matter of Illiquid Stock Options |
October 21, 2024 |
| Certificate No. RC 8218 of 2024_ Notice of Demand in respect of Primary Iron Traders Private Limited (PAN: AAFCP8289C) in the matter of Illiquid Stock Options |
October 21, 2024 |
| Certificate No. RC8208 of 2024_ Notice of Demand in respect of Trishul Gem & Jewellery Private Limited (PAN: AADCT3937F) in the matter of Illiquid Stock Options |
October 21, 2024 |
| Certificate No. RC8213 of 2024_ Notice of Demand in respect of Regency Commosale Private Limited (PAN: AAECR5458C) in the matter of Jump Network Limited |
October 21, 2024 |
| Certificate No. RC8207 of 2024_ Notice of Demand in respect of Manish Garg HUF (PAN: AAHHM3917K) in the matter of Illiquid Stock Options |
October 21, 2024 |
| Certificate No. RC8209 of 2024_ Notice of Demand in respect of Appu Marketing and Manufacturing Limited (Now Known as Ejecta Marketing Limited) (PAN: AAFCA1262N) in the matter of Illiquid Stock Options |
October 21, 2024 |
| Certificate No. RC8038 of 2024_A.P Nos 13024 & 13025 of 2024_ Seema Bansal (PAN: AIZPB3600J) in the matter of Illiquid Stock Options |
October 21, 2024 |
| Certificate No. RC8109 of 2024_A.P Nos 13028 & 13029 of 2024_ Sabita Jajodia (PAN: ACQPA6002J) in the matter of Jaisukh Dealers Ltd. |
October 21, 2024 |
| Certificate No. RC8108 of 2024_A.P Nos 13026 & 13027 of 2024_ Jaisukh Dealers Limited (PAN: AABCJ7808H) in the matter of Jaisukh Dealers Ltd. |
October 21, 2024 |
| Certificate No. RC8046 of 2024_A.P Nos 13030 & 13031 of 2024_Jyoti Patawari (PAN: BEJPP7178E) in the matter of Illiquid Stock Options. |
October 21, 2024 |
| Clarification with regard to usage of 3 – in – 1 type accounts for making an application in public issue of securities |
October 18, 2024 |
| Notice of Demand under Recovery Certificate number 8187 of 2024 dated October 18, 2024 issued to HANS HOMES PRIVATE LIMITED [Defaulter] PAN: AAACQ0585F in the matter of Trading in Illiquid Stock Options on BSE : under Recovery Certificate No. 8187 of 2024. |
October 18, 2024 |
| Notice of Demand under Recovery Certificate number 8198 of 2024 dated October 18, 2024 issued to HARISH CHNADRA JOSHI (HUF) [Defaulter] PAN: AAEHH5472B in the matter of dealing in Illiquid Stocks Options at BSE: under Recovery Certificate No. 8198 of 2024. |
October 18, 2024 |
| Notice of Demand under Recovery Certificate number 8199 of 2024 dated October 18, 2024 issued to PANKAJ KUMAR AGGARWAL (HUF) [Defaulter] PAN: AAOHP0665E in the matter of Trading in Illiquid Stock Options at BSE : under Recovery Certificate No. 8199 of 2024. |
October 18, 2024 |
| Adjudication Order in the matter of comprehensive inspection of Sharekhan Limited |
October 18, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8193 of 2024 against Ritu Rahul Mehta in the matter of Best Agrolife Limited. |
October 18, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8194 of 2024 against Dhaval Mehta in the matter of Best Agrolife Limited. |
October 18, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8195 of 2024 against Keyur V Parmar in the matter of Best Agrolife Limited. |
October 18, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8196 of 2024 against Vijay Ishvarbhai Chauhan in the matter of Best Agrolife Limited. |
October 18, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8197 of 2024 against RAMKUMAR BHOLANATH YADAV in the matter of Best Agrolife Limited. |
October 18, 2024 |
| Notices of Attachment of Bank Accounts, Post Office accounts and Demat Accounts vide AP no. 13016 & 13017 of 2024 dated October 18, 2024 against Torus Buildcon Private Limited, PAN: AACCT8158M, in the matter of Religare Enterprises Ltd under Recovery Certificate No. 6826 of 2023 |
October 18, 2024 |
| Release Order – Perfect Homfin Private Limited. [Defaulter] PAN: AAACP7930M in the matter of Dealings in Illiquid Stock Options at BSE.: Certificate No. 7342 of 2023. |
October 17, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. RC 8184 of 2024 against M/s. Bourse India Investment Advisor, Mr. Shenkey Chaurasia , Hariom Sharan Patel , Gaurav Kumar, Aakash Joshi in the matter of Unregistered Investment Advisory Activity by Bourse India Investment Advisor.. |
October 17, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. RC 8183 of 2024 against M/s. Bourse India Investment Advisor, Mr. Shenkey Chaurasia , Hariom Sharan Patel , Gaurav Kumar, Aakash Joshi in the matter of Unregistered Investment Advisory Activity by Bourse India Investment Advisor. |
October 17, 2024 |
| Appeal No. 6174 of 2024 filed by Aditya Kumar Halwasiya |
October 17, 2024 |
| Appeal No. 6173 of 2024 filed by Harbans Singh Sahni |
October 17, 2024 |
| Settlement Order in the matter of non-compliance of Hon’ble SAT order dated October 12, 2022 by National Securities Depository Limited (NSDL) |
October 17, 2024 |
| Appeal No. 6170 of 2024 filed by Chramasubrahmanyam |
October 17, 2024 |
| Appeal No. 6176 of 2024 filed by Mohit Bansal |
October 17, 2024 |
| Appeal No. 6175 of 2024 filed by Harendra Ken |
October 17, 2024 |
| Appeal No. 6179 of 2024 filed by Ajay Basudev Bose |
October 17, 2024 |
| Appeal No. 6177 of 2024 filed by Solanki Prashant H |
October 17, 2024 |
| Completion of Recovery Certificate No. 7949 of 2024 dated August 29, 2024 issued against Mr. Arvind Singhal [Defaulter] PAN: AOAPS9993J in the matter of Ricoh India Limited |
October 17, 2024 |
| Completion of Recovery Certificate No. 8137 of 2024 dated October 07, 2024 issued against Manoj Kumar [Defaulter] PAN: AAAPK0467B in the matter of Ricoh India Ltd. |
October 17, 2024 |
| Completion of Recovery Certificate No. 7342 of 2023 dated November 10, 2023 issued against Perfect Homfin Private Limited. [Defaulter] PAN: AAACP7930M in the matter of Dealings in Illiquid Stock Options at BSE. |
October 17, 2024 |
| Adjudication Order in respect of Paramjyoti Tradelinks Pvt Ltd in the matter of trading in Illiquid Stock Options at BSE |
October 17, 2024 |
| Appeal No. 6172 of 2024 filed by Saioni Chakraborty |
October 17, 2024 |
| Adjudication Order in respect of Anil Kumar Banka in the matter of trading in Illiquid Stock Options at BSE |
October 17, 2024 |
| Adjudication Order in respect of Siddharth Kalani in the matter of trading in Illiquid Stock Options at BSE |
October 17, 2024 |
| Adjudication Order in respect of Preview Vinimay Private Limited in the matter of trading in Illiquid Stock Options at BSE |
October 17, 2024 |
| Process improvements under SEBI’s initiative make sale proceeds available to Foreign Portfolio Investors (FPIs) on settlement day itself |
October 16, 2024 |
| Appeal No. 6165 of 2024 filed by Aseem Juneja |
October 16, 2024 |
| Appeal No. 6160 of 2024 filed by Tejaswi Subramanya |
October 16, 2024 |
| Appeal No. 6167 and 6168 of 2024 filed by Nilesh Jain |
October 16, 2024 |
| Appeal No. 6166 of 2024 filed by Nilesh Jain |
October 16, 2024 |
| Appeal No. 6169 of 2024 filed by Nishaan Shetty |
October 16, 2024 |
| Appeal No. 6171 of 2024 filed by Shashank Dubey |
October 16, 2024 |
| Prohibitory Order no. 1082 of 2024 in respect of Osian’s – Connoisseurs of Art Private Limited – RC No. 7736 of 2024 |
October 16, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 7974 of 2024 against W Gain Research and Development. com Proprietor Shri. Chandrapratap Singh Naruka and Mr. Amarjeet Singh Trehan in the matter of Unregistered Investment Advisor |
October 16, 2024 |
| Settlement Order in the matter of inspection of Custodian – Orbis Financial Corporation Limited |
October 16, 2024 |
| Settlement Order in the matter of Clean Max Renewable Trust. |
October 16, 2024 |
| Introduction of Liquidity Window facility for investors in debt securities through Stock Exchange mechanism |
October 16, 2024 |
| Notice of Demand dated 15.10.2024 – RC No. 8181 against Ambe Securities Private Limited in the matter of Jump Network Limited (presently known as WinPro Industries Limited). |
October 16, 2024 |
| Notice of Demand dated 15.10.2024 – RC No. 8182 against Anupam Narain Gupta in the matter of Jump Network Limited (presently known as WinPro Industries Limited). |
October 16, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8179 of 2024 against Mr Palkesh Khandelwal Proprietor of M/s Globex Money Research in the matter of Unregistered Investment Advisory by M/s Globex Money Research. |
October 16, 2024 |
| SEBI Order for Compliance – Notice of Demand for Recovery Certificate No. RC 8180 of 2024 against SHIVAAY INVESTMENT Proprietor Jaydeepgiri Goswami , MRS RUPABEN K BHATT, Mr.Kevinbhai Bhatt and Mr.Jayarajbhai Vala in the matter of unregistered investment advisory service by shivaay investment. |
October 16, 2024 |
| Appeal No. 6161 of 2024 filed by Ashok Kumar Singh |
October 15, 2024 |
| Appeal No. 6158 of 2024 filed by – Sunil Jayawant Kadam |
October 15, 2024 |
| Monitoring of position limits for equity derivative segment |
October 15, 2024 |
| Appeal No. 6162, 6163 and 6164 of 2024 filed by Mukesh Kumar |
October 15, 2024 |
| Corrigendum to the Final Order dated January 24, 2022 in the matter of Unregistered Investment Advisory Services by Capital Exchange India |
October 15, 2024 |
| Adjudication order in respect of Late Dimple Rastogi in the matter of Illiquid Stock Options At BSE |
October 15, 2024 |
| Adjudication Order in respect of Amit Kumar Choudhary HUF in the matter of trading in Illiquid Stock Options at BSE |
October 15, 2024 |
| Adjudication Order in respect of Krishna Swarup Shukla in the matter of trading in Illiquid Stock Options at BSE |
October 15, 2024 |
| Adjudication Order in respect of Jeevan Kumar Agarwal in the matter of trading in Illiquid Stock Options at BSE |
October 15, 2024 |
| General Remittance Order dated 15.10.2024 in Recovery Certificate No. 7970 of 2024 issued against SK Sales (PAN: ADTFS4891H), Sandeep Subhashbhai Borse (PAN: APWPB6279B) and Kalyani Sandeep Borse (PAN: DCXPS4051K) in the matter of Unregistered Investment Advisory Services by M/s SK Sales and its partners |
October 15, 2024 |
| Corrigendum to Circular on Ease of Doing Business in the context of Standard Operating Procedure for payment of “Financial Disincentives” by Market Infrastructure Institutions (MIIs) as a result of Technical Glitch |
October 14, 2024 |
| Monitoring Shareholding of Market Infrastructure Institutions (MIIs) |
October 14, 2024 |
| Notice of Demand dated 14.10.2024 in Recovery Certificate No. 8176 of 2024 issued against Cherry Cosmetics Private Limited (PAN: AAACC4789R) in the matter of ISO at BSE |
October 14, 2024 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. RC 4405/2021 against Shri Kamlesh Shah in the matter of Oasis Media Matrix Limited. |
October 14, 2024 |
| SEBI Order for Compliance – Completion Order for Recovery Certificate No. RC 4405/2021 against Shri Kamlesh Shah in the matter of Oasis Media Matrix Limited |
October 14, 2024 |
| Completion of Recovery Certificate No. 7719 of 2024 issued against Mr. Shubro Sankha Das Sarma (PAN: ADLPD4625J) |
October 14, 2024 |
| Remittance Order – RC No. 7928 of 2024 against Karvy Stock Broking Ltd in the matter of Karvy Stock Broking Ltd |
October 14, 2024 |
| Settlement Order in respect of Mr. Rajpal Singh Kochhar in the matter of Jagsonpal Pharmaceuticals Limited. |
October 11, 2024 |
| Interim Ex Parte Order in the matter of Initial Public Offer of Trafiksol ITS Technologies Limited |
October 11, 2024 |
| Interim Order in the matter of Cressanda Railway Solutions Ltd. |
October 11, 2024 |
| Final Order in the matter of Royal Orchid Hotels Limited |
October 11, 2024 |
| Prohibitory Order no. 1081 of 2024 in the matter of KIM Infrastructure & Developers Limited under Recovery Certificate No. 1804 of 2018 |
October 10, 2024 |
| Extension of timeline for implementation of SEBI Circular SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/75 dated June 05, 2024 |
October 10, 2024 |
| Appeal No. 6159 of 2024 filed by Aakash Goel |
October 10, 2024 |
| Notice of Attachment of Bank Accounts and Demat Accounts 12984 & 12985 of 2024 dated October 10, 2024 against Mamta Gupta [Defaulter] PAN: AABCB1032B in the matter of Cyber Family Com Ltd.: under Recovery Certificate No. 7852 of 2024. |
October 10, 2024 |
| Change in timing for securities payout in the Activity schedule for T+1 Rolling Settlement |
October 10, 2024 |
| Appeal No.6157 of 2024 filed by Yasmin Kouser |
October 10, 2024 |
| SETTLEMENT ORDER IN THE SETTLEMENT APPLICATION NO. 7759/2024 FILED BY TCG ADVISORY SERVICES PVT LTD. [PAN NO: AAACW4907B] IN THE MATTER OF TCG ALTERNATIVE INVESTMENT FUND |
October 10, 2024 |
| Remittance Order dated 09.10.2024 in Recovery Certificate No. 7209 of 2023 issued against Herendra Vishwanath Gaud (PAN: ANDPG6791L) in the matter of ISO at BSE |
October 9, 2024 |
| Remittance Order dated 09.10.2024 in Recovery Certificate No. 7259 of 2023 issued against Minakshi Charul Maisheri (PAN: CAAPM5395Q) in the matter of ISO at BSE |
October 9, 2024 |
| Notices of Attachement dated 09.10.2024 issued under Recovery Certificate No. 8051 of 2024 issued against Gautam Investment (PAN: AAHFG0804D) in the matter of ISO at BSE |
October 9, 2024 |
| Adjudication order in the matter of Choice Equity Broking Private Limited |
October 9, 2024 |
| Notice of Demand under Recovery Certificate number 8172 of 2024 dated October 09, 2024 issued to SWATI GUPTA [Defaulter] PAN: AAOPG1125C in the matter of Illiquid Stock Options at BSE : under Recovery Certificate No. 8172 of 2024. |
October 9, 2024 |
| Notice of Demand dated October 09, 2024 in RC No. 8169 of 2024 issued to Kunj Mohan Bansal [Defaulter] in the matter of ISO at BSE-Kunj Mohan Bansal |
October 9, 2024 |
| Notice of Demand dated October 09, 2024 in RC No. 8170 of 2024 issued to Sunita Gupta [Defaulter] in the matter of ISO at BSE-Sunita Gupta |
October 9, 2024 |
| Notice of Demand dated October 09, 2024 in RC No. 8171 of 2024 issued to Usha Gupta [Defaulter] in the matter of ISO at BSE-Usha Gupta |
October 9, 2024 |
| Appeal No. 6151 and 6152 of 2024 filed by Ashok Kumar Upadhyay |
October 9, 2024 |
| Appeal No. 6154 of 2024 filed by Senthilkumar G |
October 9, 2024 |
| Appeal No. 6156 of 2024 filed by Nikhil Sharma |
October 9, 2024 |
| Appeal No. 6155 of 2024 filed by Harbans Singh Sahni |
October 9, 2024 |
| Notice of Demand under Recovery Certificate No. 8168 of 2024 issued against Jayantilal Sanghavi (PAN: AAMPS4017M) in the matter of trading in ISO on BSE. |
October 9, 2024 |
| Certificate No. RC8008 of 2024_A.P Nos 12988 and 12989 of 2024_ Ayushman Commercial Private Limited (PAN: AAGCA7410H) in the matter of Illiquid Stock Options. |
October 9, 2024 |
| Appeal No.6153 of 2024 filed by Prerit Kailash Misra |
October 8, 2024 |
| Notice of Cancellation dated 08.10.2024 – Recovery Proceedings under RC 6391 of 2023 against S.A. Amudan [PAN: ABRPA8654L] in the matter of Varun Global Limited and Varun Resources Limited |
October 8, 2024 |
| Release Order dated 08.10.2024 – Recovery Proceedings under RC 6391 of 2023 against S.A. Amudan [PAN: ABRPA8654L] in the matter of Varun Global Limited and Varun Resources Limited |
October 8, 2024 |
| Remittance Advice against : Ranchem Private Limited [Defaulter] PAN: AAACR6356G in the matter of Fortis Healthcare Limited, under Recovery Certificate No. 7873 of 2023. |
October 8, 2024 |
| Notice of Demand dated 08.10.2024 – Recovery Proceedings under RC 8126 against Tushar P Shah HUF (PAN: AABHY6959E) in the matter of illiquid Stock Options at BSE |
October 8, 2024 |
| Completion of Recovery Certificate No. 6034 of 2022 dated November 15, 2022 issued against Ms. Menika, PAN: BUQPM7890F, in the matter of trading activities in the scrip of Swan Energy Limited |
October 8, 2024 |
| Specific due diligence of investors and investments of AIFs |
October 8, 2024 |
| SEBI Order for Compliance – Release Order for Recovery Certificate No. RC 1517/2018 against Parvati Minerals Private Limited in the matter of Platinum Corporation Limited. |
October 8, 2024 |
| Certificate No. RC8167 of 2024_ Notice of Demand against Seva Bhawan Private Limited (PAN: AALCS6093F) in the matter of Illiquid Stock Options |
October 8, 2024 |
| Notice of Demand 08.10.2024 issued in Recovery Certificate No. 8166 of 2024 issued against Arvind Rameshwar Wagmare – Proprietor of M/s. JSR Makers (PAN: AFGPW8244M) in the matter of Unregistered Investment Advisory Services |
October 8, 2024 |
| Prohibitory Order No. RO/HO/1080/2024 issued under Recovery Certificate No. 6703 of 2023 |
October 7, 2024 |
| Notices of Attachment under RC No. 7856 of 2024 drawn against Vintage FZE (now known as Alta Vista FZE) in the matter of GDR issues of 6 companies |
October 7, 2024 |
| Notices of Attachment under RC No. 7857 of 2024 drawn against Pan Asia Advisors Ltd. (now known as the Global Finance and Capital Ltd.) in the matter of GDR issues of 6 companies |
October 7, 2024 |
| Notices of Attachment under RC No. 7858 of 2024 drawn against Highblue Sky Emerging Market Fund (Emerging Market Opportunities Fund) and Leman Diversified Fund in the matter of GDR issues of 6 companies |
October 7, 2024 |
| Timelines for disclosures by Social Enterprises on Social Stock Exchange (“SSE”) |
October 7, 2024 |
| Notice of Demand under Recovery Certificate number 8144 of 2024 dated October 07, 2024 issued to DAYA BUILDERS PRIVATE LIMITED [Defaulter] PAN: AAACD3040L in the matter of Trading in Illiquid Stock Options on BSE : under Recovery Certificate No. 8144 of 2024. |
October 7, 2024 |
| Remittance Advice against : Anita Kakar Sharma [Defaulter] PAN: ARBPK3057B in the matter of Leel Electricals Ltd, under Recovery Certificate No. 7897 of 2024. |
October 7, 2024 |
| Remittance Advice against : Achin Kumar Roy [Defaulter] PAN: AACPR6406K in the matter of Leel Electricals Ltd, under Recovery Certificate No. 7899 of 2024. |
October 7, 2024 |
| Notice of Demand under Recovery Certificate number 8141 of 2024 dated October 07, 2024 issued to FUTURESTIC INTERNATIONAL PRIVATE LIMITED [Defaulter] PAN: AABCF2582N in the matter of Illiquid Stock Options at BSE : under Recovery Certificate No. 8141 of 2024. |
October 7, 2024 |
| Notice of Demand under Recovery Certificate number 8143 of 2024 dated October 07, 2024 issued to TOPLINE FABRICS PRIVATE LIMITED (NOW KNOWN AS M.A. MARKET SERVICES PRIVATE LIMITED) [Defaulter] PAN: AAACO7265J in the matter of Kalpa Commercial Limited. : under Recovery Certificate No. 8143 of 2024. |
October 7, 2024 |
| Remittance Advice against : Bharat Raj Punj [Defaulter] PAN: AAHPP4196K in the matter of Leel Electricals Ltd, under Recovery Certificate No. 7898 of 2024. |
October 7, 2024 |
| Certificate No. RC7991 of 2024_A.P Nos 12948 & 12949 of 2024_ Sugan Chand Dhannalal Jain HUF (PAN: AAUHS4750H) in the matter of Illiquid Stock Options |
October 7, 2024 |
| Notices of Attachment under RC No. 7859 of 2024 drawn against Dayanand Jathan in the matter of Sharepro Services (I) Pvt. Ltd. |
October 7, 2024 |
| Notice of Demand under Recovery Certificate number 8142 of 2024 dated October 07, 2024 issued to NEETA VERMA [Defaulter] PAN: AAPPV5454J in the matter of Dealings in Illiquid Stock Options at BSE : under Recovery Certificate No. 8142 of 2024. |
October 7, 2024 |
| Certificate No. RC8160 of 2024_ Notice of Demand in respect of M/s R. Foundry, Proprietor Shri Rajesh Agarwal (PAN: AEKPA8540F) in the matter of G. R. Industries and Finance Limited |
October 7, 2024 |
| Certificate No. RC8159 of 2024_ Notice of Demand against Houri, Proprieterix Ms. Mamta Bhagat (PAN: Not Available) in the matter of M. P. Investment & Consultancy Services Ltd. |
October 7, 2024 |
| Certificate No. RC7864 of 2024_A.P Nos 12968 & 12969 of 2024_ Mahesh Sharma (PAN: DPSPS8381L) in the matter of Shivom Investment and Consultancy Limited |
October 7, 2024 |
| Certificate No. RC7997 of 2024_A.P Nos 12970 & 12971 of 2024_ Wrinkle Merchants Private Limited (PAN: AABCW0886E) in the matter of Illiquid Stock Options |
October 7, 2024 |
| Certificate No. RC7915 of 2024_A.P Nos 12972 & 12973 of 2024_ Mercantile Agencies (PAN: Not Available) in the matter of Offshore Finvest Ltd. |
October 7, 2024 |
| Certificate No. RC7863 of 2024_A.P Nos 12966 & 12967 of 2024_ Sashi Pandey (PAN: BROPP5797B) in the matter of Shivom Investment and Consultancy Limited |
October 7, 2024 |
| Certificate No. RC7882 of 2024_A.P Nos 12976 & 12977 of 2024_ Shri Sushil Mukharjee (PAN: Not Available) in the matter of Offshore Finvest Ltd. |
October 7, 2024 |
| Certificate No. RC7883 of 2024_A.P Nos 12974 & 12975 of 2024_ P. Textile & Co. (PAN: Not Available) in the matter of Coronet Industries Ltd. |
October 7, 2024 |
| Certificate No. RC7994 of 2024_A.P Nos 12978 & 12979 of 2024_ Jagdish Prasad Agarwalla (PAN: ACVPA5177D) in the matter of Illiquid Stock Options |
October 7, 2024 |
| Certificate No. RC7374 of 2024_A.P Nos 12980 & 12981 of 2024_ Kanchan Agarwal (PAN: AFMPA8305D) in the matter of Illiquid Stock Options |
October 7, 2024 |
| Certificate No. RC7378 of 2024_A.P Nos 12982 & 12983 of 2024_ Shiw Mohan Jaiswal (HUF) (PAN: AAGHS8479H) in the matter of Illiquid Stock Options |
October 7, 2024 |
| Certificate No. RC7842 of 2024_A.P Nos 12964 & 12965 of 2024_ Sushila Devi Rathi (PAN: Not Available) in the matter of Globe Stock & Securities Limited. |
October 7, 2024 |
| Certificate No. RC8150 of 2024_ Notice of Demand against Omji Promoters Private Limited (PAN: AAACO2810R) in the matter of Illiquid Stock Options |
October 7, 2024 |
| Certificate No. RC8158 of 2024_ Notice of Demand in respect of Signet Commercial Private Limited (PAN: AADCS5518H) in the matter of Illiquid Stock Options |
October 7, 2024 |
| Certificate No. RC7884 of 2024_A.P Nos 12958 & 12959 of 2024_ Shah Traders (PAN: Not Available) in the matter of Offshore Finvent Ltd. |
October 7, 2024 |
| Completion of Recovery Certificate No. 3286 of 2024 dated February 17, 2021 issued against Amardeep Singh Dahiya. [Defaulter] PAN: AANPD3910BP in the matter of Multipurpose Trading and Agencies Ltd. |
October 4, 2024 |
| Notice of Demand under Recovery Certificate number 8137 of 2024 dated October 04, 2024 issued to Manoj Kumar [Defaulter] PAN: AAAPK0467B in the matter of Ricoh India Ltd. : under Recovery Certificate No. 8137 of 2024. |
October 4, 2024 |
| Remittance Order issued in RC. No 7313 of 2023 drawn against Adhiraj Foundation [PAN: AACTA7030J] in the matter of Dealings in illiquid stock option on BSE. |
October 4, 2024 |
| Release Order – Amardeep Singh Dahiya. [Defaulter] PAN: AABCI1599L in the matter of of Trading in illiquid Stock Options on BSE: Certificate No. 3286 of 2023. |
October 4, 2024 |
| Notice of Demand under Recovery Certificate No. 8136 of 2024 dated 04.10.2024 issued against Ziya Merchandise Private Limited (now known as Zyka Merchandise Private Limited) in the matter of dealings in Illiquide Stock Options at BSE. |
October 4, 2024 |
| Enquiry Proceedings in respect of Phillip Capital (India) Private Limited |
October 4, 2024 |
| Certificate No. RC8140 of 2024_ Notice of Demand against Carmel Merchants Private Limited (PAN: AABCC1618G) in the matter of Illiquid Stock Options |
October 4, 2024 |
| Certificate No. RC8139 of 2024_ Notice of Demand against Kartick Chandra Kundu (PAN: BCOPK4506L) in the matter of Illiquid Stock Options |
October 4, 2024 |
| Certificate No. RC8138 of 2024_ Notice of Demand in respect of Himalayan Investment Consultans Private Limited (PAN: AACCH1627F) in the matter of Illiquid Stock Options |
October 4, 2024 |
